Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dell Technologies Inc.DELL · Entity 2822 | General Counsel & Secretary | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dell Technologies Inc.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common StockSEC Table I · non-derivative | Direct | 132,415 |
Reported balance
After 2026-09-17 transaction · row 1
1 source rowRow 1 · 2026-09-17 · Sale · Disposed 4,000 · Balance 132,415 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2020 Filed Dec 30, 2020 22:26 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 28,305 | $72.84 | $2,061,736.20 |
DisclosureSEC source: 0001123292-20-001302 · edgar.xml · nonDerivative · entry 4 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,778 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $72.835. These shares were sold in multiple transactions at prices ranging from $72.50 to $73.09, inclusive. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 22:26 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 28,305 | $13.75 | $389,193.75 |
DisclosureSEC source: 0001123292-20-001302 · edgar.xml · nonDerivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 22:26 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 104,696 | $72.84 | $7,626,056.64 |
DisclosureSEC source: 0001123292-20-001302 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,778 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $72.837. These shares were sold in multiple transactions at prices ranging from $72.46 to $73.12, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3, 4 and 5. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 22:26 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 104,696 | $13.75 | $1,439,570.00 |
DisclosureSEC source: 0001123292-20-001302 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:29 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 3,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-001138 · edgar.xml · derivative · entry 7 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,970 Underlying: Class C Common Stock · 3,000 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F6 · balance_after: Consists of 565,967 time-based options and 14,003 performance-based options. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:29 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 60,653 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-001138 · edgar.xml · derivative · entry 6 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,970 Underlying: Class C Common Stock · 60,653 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consits of 565,967 time-based options and 17,003 performance-based options. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:29 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 3,000 | $70.75 | $212,250.00 |
DisclosureSEC source: 0001123292-20-001138 · edgar.xml · nonDerivative · entry 5 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,778 F1 · kind: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:29 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 3,000 | $13.75 | $41,250.00 |
DisclosureSEC source: 0001123292-20-001138 · edgar.xml · nonDerivative · entry 4 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:29 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 700 | $71.35 | $49,945.00 |
DisclosureSEC source: 0001123292-20-001138 · edgar.xml · nonDerivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,778 F1 · kind: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $71.354. These shares were sold in multiple transactions at prices ranging from $71.32 to $71.42, inclusive. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:29 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 59,953 | $70.77 | $4,242,873.81 |
DisclosureSEC source: 0001123292-20-001138 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,478 F1 · kind: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $70.774. These shares were sold in multiple transactions at prices ranging from $70.30 to $71.24, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3. Read SEC document |
| October 14, 2020 Filed Oct 16, 2020 20:29 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 60,653 | $13.75 | $833,978.75 |
DisclosureSEC source: 0001123292-20-001138 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 21:39 UTC | Dell Technologies Inc. DELL · Entity 2822 | GrantClass C Common Stock | 50,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-001050 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,778 F1 · price: Represents a grant of 50,284 restricted stock units ("RSUs"). The RSUs vest in three installments as follows: 20% on the first anniversary of the grant date, 30% on the second anniversary of the grant date and 50% on the third anniversary of the grant date, contingent on the reporting person's continued service on each applicable vesting date. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:45 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 3,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000989 · edgar.xml · derivative · entry 7 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,623 Underlying: Class C Common Stock · 3,000 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F6 · balance_after: Consists of 626,620 time-based options and 17,003 performance-based options. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:45 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 60,653 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000989 · edgar.xml · derivative · entry 6 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,623 Underlying: Class C Common Stock · 60,653 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 626,620 time-based options and 20,003 performance-based options. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:45 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 3,000 | $60.30 | $180,900.00 |
DisclosureSEC source: 0001123292-20-000989 · edgar.xml · nonDerivative · entry 5 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,494 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:45 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 3,000 | $13.75 | $41,250.00 |
DisclosureSEC source: 0001123292-20-000989 · edgar.xml · nonDerivative · entry 4 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:45 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 24,580 | $61.55 | $1,512,899.00 |
DisclosureSEC source: 0001123292-20-000989 · edgar.xml · nonDerivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,494 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $61.55. These shares were sold in multiple transactions at prices ranging from $61.23 to $61.84, inclusive. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:45 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 36,073 | $60.81 | $2,193,599.13 |
DisclosureSEC source: 0001123292-20-000989 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,074 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $60.813. These shares were sold in multiple transactions at prices ranging from $60.23 to $61.22, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 20:45 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 60,653 | $13.75 | $833,978.75 |
DisclosureSEC source: 0001123292-20-000989 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 27, 2020 Filed May 28, 2020 21:02 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 137,516 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000804 · edgar.xml · derivative · entry 6 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,276 Underlying: Class C Common Stock · 137,516 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F6 · balance_after: Consists of 687,273 time-based options and 20,003 performance-based options. Read SEC document |
| May 27, 2020 Filed May 28, 2020 21:02 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 137,516 | $45.33 | $6,233,600.28 |
DisclosureSEC source: 0001123292-20-000804 · edgar.xml · nonDerivative · entry 4 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,494 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $45.328. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.54, inclusive. Read SEC document |
| May 27, 2020 Filed May 28, 2020 21:02 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 137,516 | $13.75 | $1,890,845.00 |
DisclosureSEC source: 0001123292-20-000804 · edgar.xml · nonDerivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 26, 2020 Filed May 28, 2020 21:02 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 2,938 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000804 · edgar.xml · derivative · entry 5 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,792 Underlying: Class C Common Stock · 2,938 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 687,273 time-based options and 157,519 performance-based options. Read SEC document |
| May 26, 2020 Filed May 28, 2020 21:02 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 2,938 | $45.01 | $132,239.38 |
DisclosureSEC source: 0001123292-20-000804 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,494 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $45.014. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.07, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3. Read SEC document |
| May 26, 2020 Filed May 28, 2020 21:02 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 2,938 | $13.75 | $40,397.50 |
DisclosureSEC source: 0001123292-20-000804 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:15 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 1,000 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-20-000790 · edgar.xml · derivative · entry 4 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,730 Underlying: Class C Common Stock · 1,000 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options are fully vested. F4 · balance_after: Consists of 687,273 time-based options and 160,457 performance-based options. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:15 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 400 | $45.02 | $18,008.00 |
DisclosureSEC source: 0001123292-20-000790 · edgar.xml · nonDerivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,494 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: Represents price of $45.015. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:15 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 600 | $45.00 | $27,000.00 |
DisclosureSEC source: 0001123292-20-000790 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,894 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 21, 2020 Filed May 26, 2020 20:15 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 1,000 | $13.75 | $13,750.00 |
DisclosureSEC source: 0001123292-20-000790 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:26 UTC | Dell Technologies Inc. DELL · Entity 2822 | Tax withholdingClass C Common Stock | 1,715 | $35.95 | $61,654.25 |
DisclosureSEC source: 0001123292-20-000593 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,494 F2 · kind: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019. F2 · price: Represents shares withheld by Dell Technologies Inc. for payment of the tax liability incurred upon the partial vesting of RSUs granted on March 15, 2019. Read SEC document |
| March 15, 2020 Filed Mar 18, 2020 00:26 UTC | Dell Technologies Inc. DELL · Entity 2822 | GrantClass C Common Stock | 36,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-20-000593 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,209 F1 · price: Represents a grant of 36,655 restricted stock units ("RSUs"). The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date contingent on the reporting person's continued service on each applicable vesting date. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:14 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 141,454 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-001361 · edgar.xml · derivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,730 Underlying: Class C Common Stock · 141,454 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options are fully vested. F4 · balance_after: Consists of 687,273 time-based options and 161,457 performance-based options. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:14 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 141,454 | $51.06 | $7,222,641.24 |
DisclosureSEC source: 0001123292-19-001361 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,554 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.059. These shares were sold in multiple transactions at prices ranging from $50.73 to $51.57, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:14 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 141,454 | $13.75 | $1,944,992.50 |
DisclosureSEC source: 0001123292-19-001361 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:45 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 141,454 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-001244 · edgar.xml · derivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,184 Underlying: Class C Common Stock · 141,454 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options are fully vested. F4 · balance_after: Consists of 687,273 time-based options and 302,911 performance-based options. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:45 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 141,454 | $51.86 | $7,335,804.44 |
DisclosureSEC source: 0001123292-19-001244 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,554 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.859. These shares were sold in multiple transactions at prices ranging from $51.48 to $52.42, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:45 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 141,454 | $13.75 | $1,944,992.50 |
DisclosureSEC source: 0001123292-19-001244 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:34 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 141,454 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-001101 · edgar.xml · derivative · entry 4 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,638 Underlying: Class C Common Stock · 141,454 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 687,273 time-based options and 444,365 performance-based options. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:34 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 1,200 | $51.66 | $61,992.00 |
DisclosureSEC source: 0001123292-19-001101 · edgar.xml · nonDerivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,554 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.658. These shares were sold in multiple transactions at prices ranging from $51.63 to $51.68, inclusive. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:34 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 140,254 | $51.13 | $7,171,187.02 |
DisclosureSEC source: 0001123292-19-001101 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,754 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.13. These shares were sold in multiple transactions at prices ranging from $50.62 to $51.61, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 21:34 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 141,454 | $13.75 | $1,944,992.50 |
DisclosureSEC source: 0001123292-19-001101 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 23:17 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 73,120 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-000968 · edgar.xml · derivative · entry 4 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,273,092 Underlying: Class C Common Stock · 73,120 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options are fully vested. F5 · balance_after: Consists of 687,273 time-based options and 585,819 performance-based options. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 23:17 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 2,400 | $51.91 | $124,584.00 |
DisclosureSEC source: 0001123292-19-000968 · edgar.xml · nonDerivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,554 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $51.908. These shares were sold in multiple transactions at prices ranging from $51.66 to $52.54, inclusive. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 23:17 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 70,720 | $51.18 | $3,619,449.60 |
DisclosureSEC source: 0001123292-19-000968 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,954 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.177. These shares were sold in multiple transactions at prices ranging from $50.66 to $51.65, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 2 and 3 to this Form 4. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 23:17 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 73,120 | $13.75 | $1,005,400.00 |
DisclosureSEC source: 0001123292-19-000968 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 23:35 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionOptions to Acquire Class C Common Stock · Derivative | 68,334 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001123292-19-000935 · edgar.xml · derivative · entry 5 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346,212 Underlying: Class C Common Stock · 68,334 shares Expires 2023-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options are fully vested. F6 · balance_after: Consists of 687,273 time-based options and 658,939 performance-based options. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 23:35 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 6,000 | $52.77 | $316,620.00 |
DisclosureSEC source: 0001123292-19-000935 · edgar.xml · nonDerivative · entry 4 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,554 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in Column 4 represents a weighted average sales price of $52.766. These shares were sold in multiple transactions at prices ranging from $52.75 to $52.81, inclusive. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 23:35 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 52,371 | $52.38 | $2,743,192.98 |
DisclosureSEC source: 0001123292-19-000935 · edgar.xml · nonDerivative · entry 3 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,554 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 represents a weighted average sales price of $52.376. These shares were sold in multiple transactions at prices ranging from $51.75 to $52.74, inclusive. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 23:35 UTC | Dell Technologies Inc. DELL · Entity 2822 | SaleClass C Common Stock | 9,963 | $51.63 | $514,389.69 |
DisclosureSEC source: 0001123292-19-000935 · edgar.xml · nonDerivative · entry 2 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,925 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 represents a weighted average sales price of $51.627. These shares were sold in multiple transactions at prices ranging from $50.75 to $51.74, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in footnotes 2, 3 and 4 to this Form 4. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 23:35 UTC | Dell Technologies Inc. DELL · Entity 2822 | Exercise / conversionClass C Common Stock | 68,334 | $13.75 | $939,592.50 |
DisclosureSEC source: 0001123292-19-000935 · edgar.xml · nonDerivative · entry 1 Rothberg Richard J · CIK 0001680902 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.