Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director · Executive Chairman | December 10, 2020 | December 14, 2020 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 10, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,716.5107 |
Reported balance
After 2020-12-10 transaction · row 1
1 source rowRow 1 · 2020-12-10 · Gift · Disposed 210 · Balance 12,716.5107 |
| Common StockSEC Table I · non-derivative | Indirecttrust 1 | 53,133 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,133 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirecttrust 2 | 268,971.6661 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 268,971.6661 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
JPMORGAN CHASE & CO
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,218.6756 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 120.908 · Balance 15,218.6756 F1: Deferral of quarterly retainer, payable in common stock following termination of service as director. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferral of quarterly retainer, payable in common stock following termination of service as director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $204.69 | $40,937.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 6 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,156.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $204.68 | $81,870.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 5 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,356.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $204.67 | $20,466.50 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,756.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $204.66 | $20,466.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,856.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $204.41 | $20,440.93 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,956.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 30,369 | $105.96 | $3,217,899.24 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,056.2256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2012 Filed Dec 19, 2012 21:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 35,399 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-065970 · rrd364216.xml · derivative · entry 4 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,399 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 18, 2012 Filed Dec 19, 2012 21:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 16,309 | $194.89 | $3,178,379.47 |
DisclosureSEC source: 0001181431-12-065970 · rrd364216.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,777.2736 Read SEC document |
| December 18, 2012 Filed Dec 19, 2012 21:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 35,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-065970 · rrd364216.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,086.2736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2012 Filed Nov 8, 2012 16:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-057539 · rrd359916.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,670 Underlying: Common Stock · 65 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2012 Filed Aug 9, 2012 14:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-044549 · rrd352987.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,606 Underlying: Common Stock · 63 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2012 Filed May 9, 2012 20:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 61 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028729 · rrd344569.xml · derivative · entry 5 Rometty Virginia M · CIK 0001333712 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,542 Underlying: Common Stock · 61 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 25, 2012 Filed May 9, 2012 20:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 52 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028729 · rrd344569.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · trust 1 Disclosed balance after: 0 F2 · balance_after: Prior reports understated the amount of securities beneficially owned by 52 shares. F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 25, 2012 Filed May 9, 2012 20:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028729 · rrd344569.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 84,728.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 25, 2012 Filed May 9, 2012 20:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-028729 · rrd344569.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 84,801.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2012 Filed Feb 9, 2012 17:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-007110 · rrd333490.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,486 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 19:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 20,686 | $193.61 | $4,005,016.46 |
DisclosureSEC source: 0001181431-12-005651 · rrd332470.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,991.0583 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 19:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 46,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-005651 · rrd332470.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,677.0583 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2009-2011) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2011 Filed Nov 9, 2011 19:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-055540 · rrd325448.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,434 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 31, 2011 Filed Nov 1, 2011 18:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 29,446 | $0.00 Strike: $97.59 | $0.00 |
DisclosureSEC source: 0001181431-11-054060 · rrd324702.xml · derivative · entry 5 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,446 shares Expires 2012-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 31, 2011 Filed Nov 1, 2011 18:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 29,446 | $185.44 | $5,460,466.24 |
DisclosureSEC source: 0001181431-11-054060 · rrd324702.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673.5666 Read SEC document |
| October 31, 2011 Filed Nov 1, 2011 18:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 29,446 | $97.59 | $2,873,635.14 |
DisclosureSEC source: 0001181431-11-054060 · rrd324702.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,119.5666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2011 Filed Nov 1, 2011 18:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-054060 · rrd324702.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 59,611.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 27, 2011 Filed Nov 1, 2011 18:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 55 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-054060 · rrd324702.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 59,716.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 08, 2011 Filed Aug 9, 2011 14:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-044542 · rrd319498.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,384 Underlying: Common Stock · 65 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028432 · rrd310988.xml · derivative · entry 3 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,187 | $169.21 | $200,852.27 |
DisclosureSEC source: 0001181431-11-028432 · rrd310988.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,442.4267 Read SEC document |
| May 08, 2011 Filed May 10, 2011 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028432 · rrd310988.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,629.4267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2011 Filed May 10, 2011 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 64 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-028432 · rrd310988.xml · derivative · entry 4 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,317 Underlying: Common Stock · 64 shares Expires not disclosed F3 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F4 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F5 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F5 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 17:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,824 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-016379 · rrd304643.xml · derivative · entry 3 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 17:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,734 | $160.92 | $600,856.61 |
DisclosureSEC source: 0001181431-11-016379 · rrd304643.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,822.606 Read SEC document |
| March 07, 2011 Filed Mar 8, 2011 17:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-016379 · rrd304643.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,556.606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 18:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-008479 · rrd300574.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,255 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 9,698 | $162.98 | $1,580,580.04 |
DisclosureSEC source: 0001181431-11-006725 · rrd299568.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,729.9608 Read SEC document |
| February 01, 2011 Filed Feb 2, 2011 22:06 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 24,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-006725 · rrd299568.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,427.9608 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2008-2010) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 18, 2010 Filed Dec 1, 2010 18:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-058292 · rrd292320.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,091.2025 Read SEC document |
| November 18, 2010 Filed Dec 1, 2010 18:07 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-058292 · rrd292320.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,193.2025 Read SEC document |
| November 08, 2010 Filed Nov 9, 2010 19:27 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054295 · rrd290495.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,203 Underlying: Common Stock · 63 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 24,245 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-10-052316 · rrd289432.xml · derivative · entry 5 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,245 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 955 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-10-052316 · rrd289432.xml · derivative · entry 4 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 955 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 25,200 | $141.00 | $3,553,200.00 |
DisclosureSEC source: 0001181431-10-052316 · rrd289432.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,258.3418 Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 24,245 | $104.71 | $2,538,693.95 |
DisclosureSEC source: 0001181431-10-052316 · rrd289432.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,458.3418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2010 Filed Oct 28, 2010 18:21 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 955 | $104.71 | $99,998.05 |
DisclosureSEC source: 0001181431-10-052316 · rrd289432.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,213.3418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2010 Filed Aug 9, 2010 15:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 71 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-040923 · rrd283309.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,147 Underlying: Common Stock · 71 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 13, 2010 Filed May 14, 2010 18:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 6,632 | $133.00 | $882,056.00 |
DisclosureSEC source: 0001181431-10-026953 · rrd275762.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,255.6496 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025506 · rrd274894.xml · derivative · entry 6 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,804 Underlying: Common Stock · 2,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025506 · rrd274894.xml · derivative · entry 5 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,187 | $122.19 | $145,033.60 |
DisclosureSEC source: 0001181431-10-025506 · rrd274894.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,887.6496 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,114 | $122.19 | $136,114.09 |
DisclosureSEC source: 0001181431-10-025506 · rrd274894.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,074.6496 Read SEC document |
| May 08, 2010 Filed May 10, 2010 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025506 · rrd274894.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,188.6496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.