Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director · Executive Chairman | December 10, 2020 | December 14, 2020 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 10, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,716.5107 |
Reported balance
After 2020-12-10 transaction · row 1
1 source rowRow 1 · 2020-12-10 · Gift · Disposed 210 · Balance 12,716.5107 |
| Common StockSEC Table I · non-derivative | Indirecttrust 1 | 53,133 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,133 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirecttrust 2 | 268,971.6661 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 268,971.6661 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
JPMORGAN CHASE & CO
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,218.6756 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 120.908 · Balance 15,218.6756 F1: Deferral of quarterly retainer, payable in common stock following termination of service as director. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferral of quarterly retainer, payable in common stock following termination of service as director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2010 Filed May 10, 2010 21:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025506 · rrd274894.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,384.6496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2010 Filed May 7, 2010 17:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 74 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-025125 · rrd274751.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,087 Underlying: Common Stock · 74 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| April 28, 2010 Filed Apr 29, 2010 14:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 7,630 | $130.00 | $991,900.00 |
DisclosureSEC source: 0001181431-10-023339 · rrd273677.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,749.2634 Read SEC document |
| March 07, 2010 Filed Mar 8, 2010 17:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 8,824 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-014446 · rrd269021.xml · derivative · entry 3 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,824 Underlying: Common Stock · 8,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| March 07, 2010 Filed Mar 8, 2010 17:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 3,734 | $127.30 | $475,319.53 |
DisclosureSEC source: 0001181431-10-014446 · rrd269021.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,379.2665 Read SEC document |
| March 07, 2010 Filed Mar 8, 2010 17:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 8,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-014446 · rrd269021.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,113.2665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2010 Filed Feb 9, 2010 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 63 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-007498 · rrd265416.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,020 Underlying: Common Stock · 63 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 10,784 | $123.88 | $1,335,868.00 |
DisclosureSEC source: 0001181431-10-006016 · rrd264622.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,286.5512 Read SEC document |
| February 01, 2010 Filed Feb 2, 2010 22:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 26,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-006016 · rrd264622.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,070.5512 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2007-2009) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2009 Filed Nov 9, 2009 16:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050457 · rrd256617.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,961 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 20:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 24,232 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-09-050347 · rrd256509.xml · derivative · entry 10 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,232 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 20:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 968 | $0.00 Strike: $103.25 | $0.00 |
DisclosureSEC source: 0001181431-09-050347 · rrd256509.xml · derivative · entry 9 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 968 shares Expires 2010-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 20:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 7,900 | $123.06 | $972,174.00 |
DisclosureSEC source: 0001181431-09-050347 · rrd256509.xml · nonDerivative · entry 8 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,355.9067 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 20:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $123.05 | $123,050.00 |
DisclosureSEC source: 0001181431-09-050347 · rrd256509.xml · nonDerivative · entry 7 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,255.9067 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 20:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,200 | $123.04 | $639,808.00 |
DisclosureSEC source: 0001181431-09-050347 · rrd256509.xml · nonDerivative · entry 6 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,255.9067 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 20:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 7,800 | $123.03 | $959,634.00 |
DisclosureSEC source: 0001181431-09-050347 · rrd256509.xml · nonDerivative · entry 5 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,455.9067 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 20:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $123.02 | $12,302.00 |
DisclosureSEC source: 0001181431-09-050347 · rrd256509.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,255.9067 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 20:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,200 | $123.00 | $393,600.00 |
DisclosureSEC source: 0001181431-09-050347 · rrd256509.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,355.9067 Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 20:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 24,232 | $103.25 | $2,501,954.00 |
DisclosureSEC source: 0001181431-09-050347 · rrd256509.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,555.9067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2009 Filed Nov 6, 2009 20:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 968 | $103.25 | $99,946.00 |
DisclosureSEC source: 0001181431-09-050347 · rrd256509.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,323.9067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2009 Filed Oct 23, 2009 20:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-048387 · rrd255488.xml · derivative · entry 4 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| October 22, 2009 Filed Oct 23, 2009 20:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 4,417 | $121.67 | $537,416.39 |
DisclosureSEC source: 0001181431-09-048387 · rrd255488.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,509.915 Read SEC document |
| October 22, 2009 Filed Oct 23, 2009 20:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-048387 · rrd255488.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,926.915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2009 Filed Oct 23, 2009 20:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-048387 · rrd255488.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,355.915 Read SEC document |
| August 06, 2009 Filed Aug 7, 2009 17:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-038426 · rrd250160.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,904 Underlying: Common Stock · 65 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024222 · rrd242201.xml · derivative · entry 9 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,608 Underlying: Common Stock · 2,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024222 · rrd242201.xml · derivative · entry 8 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,632 Underlying: Common Stock · 2,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024222 · rrd242201.xml · derivative · entry 7 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,270 | $101.79 | $129,273.30 |
DisclosureSEC source: 0001181431-09-024222 · rrd242201.xml · nonDerivative · entry 6 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,924.5929 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,239 | $101.79 | $126,117.81 |
DisclosureSEC source: 0001181431-09-024222 · rrd242201.xml · nonDerivative · entry 5 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,194.5929 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,163 | $101.79 | $118,381.77 |
DisclosureSEC source: 0001181431-09-024222 · rrd242201.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,433.5929 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024222 · rrd242201.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,596.5929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024222 · rrd242201.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,721.5929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024222 · rrd242201.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,917.5929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023324 · rrd241772.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,852 Underlying: Common Stock · 73 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 27, 2009 Filed Mar 2, 2009 15:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 6,000 | $90.00 | $540,000.00 |
DisclosureSEC source: 0001181431-09-012369 · rrd235751.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,282.422 Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 15:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-007206 · rrd232457.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,779 Underlying: Common Stock · 72 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 7,206 | $92.36 | $665,546.16 |
DisclosureSEC source: 0001181431-09-006230 · rrd231559.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,278.9027 Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 19,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-006230 · rrd231559.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,484.9027 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2006-2008) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2008 Filed Nov 7, 2008 17:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 80 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060245 · rrd222621.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,712 Underlying: Common Stock · 80 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 15:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046704 · rrd215263.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,621 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 15, 2008 Filed May 16, 2008 15:44 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 9,849 | $128.00 | $1,260,672.00 |
DisclosureSEC source: 0001181431-08-031989 · rrd207031.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,640.542 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030261 · rrd206135.xml · derivative · entry 7 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,264 Underlying: Common Stock · 2,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030261 · rrd206135.xml · derivative · entry 6 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,875 Underlying: Common Stock · 2,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 8,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030261 · rrd206135.xml · derivative · entry 5 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,412 Underlying: Common Stock · 8,412 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,804 of these units on 05/08/2009, for 2,804 of these units on 05/08/2010, and for the remaining 2,804 of these units on 05/08/2011. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,197 | $124.46 | $148,978.62 |
DisclosureSEC source: 0001181431-08-030261 · rrd206135.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,489.542 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,095 | $124.46 | $136,283.70 |
DisclosureSEC source: 0001181431-08-030261 · rrd206135.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,686.542 Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030261 · rrd206135.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,781.542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:25 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030261 · rrd206135.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,906.542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2008 Filed May 8, 2008 17:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 55 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-029736 · rrd205877.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,573 Underlying: Common Stock · 55 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.