Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Director · Executive Chairman | December 10, 2020 | December 14, 2020 |
| JPMORGAN CHASE & COJPM · Entity 2795 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date December 10, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,716.5107 |
Reported balance
After 2020-12-10 transaction · row 1
1 source rowRow 1 · 2020-12-10 · Gift · Disposed 210 · Balance 12,716.5107 |
| Common StockSEC Table I · non-derivative | Indirecttrust 1 | 53,133 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 53,133 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirecttrust 2 | 268,971.6661 |
Reported balance
Holding disclosure · report date 2020-12-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 268,971.6661 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
JPMORGAN CHASE & CO
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,218.6756 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 120.908 · Balance 15,218.6756 F1: Deferral of quarterly retainer, payable in common stock following termination of service as director. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferral of quarterly retainer, payable in common stock following termination of service as director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $191.60 | $19,160.36 |
DisclosureSEC source: 0001181431-14-030405 · rrd415292.xml · nonDerivative · entry 6 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,789.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $191.60 | $229,920.00 |
DisclosureSEC source: 0001181431-14-030405 · rrd415292.xml · nonDerivative · entry 5 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,889.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $191.59 | $38,318.00 |
DisclosureSEC source: 0001181431-14-030405 · rrd415292.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,089.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $191.57 | $19,157.00 |
DisclosureSEC source: 0001181431-14-030405 · rrd415292.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,289.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 25,680 | $101.33 | $2,602,154.40 |
DisclosureSEC source: 0001181431-14-030405 · rrd415292.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,389.8458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,998 | $92.12 | $184,055.76 |
DisclosureSEC source: 0001181431-14-030405 · rrd415292.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,709.8458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $191.93 | $115,158.00 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 14 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,052.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,500 | $191.92 | $287,880.00 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 13 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,652.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 101 | $191.91 | $19,382.91 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 12 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,152.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 698 | $191.90 | $133,946.20 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 11 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,253.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 136 | $191.89 | $26,097.04 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 10 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,951.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,664 | $191.88 | $319,288.32 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 9 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,087.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $191.87 | $76,748.00 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 8 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,751.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $191.86 | $95,930.00 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 7 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,151.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $191.84 | $115,104.00 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 6 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,651.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,000 | $191.83 | $383,660.00 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 5 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,251.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $191.82 | $19,182.00 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 4 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,251.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $191.81 | $57,543.00 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 3 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,351.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $191.80 | $38,360.00 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,651.8458 Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 20:11 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,020 | $191.79 | $387,415.80 |
DisclosureSEC source: 0001181431-14-030406 · rrd415293.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,851.8458 Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 19:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 90 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028681 · rrd414366.xml · derivative · entry 4 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,194 Underlying: Common Stock · 90 shares Expires not disclosed F2 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F3 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F4 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F4 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| July 31, 2014 Filed Aug 8, 2014 19:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 258 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028681 · rrd414366.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 131,393.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 20, 2014 Filed Aug 8, 2014 19:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028681 · rrd414366.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 131,651.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 07, 2014 Filed May 8, 2014 17:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-018460 · rrd408863.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,104 Underlying: Common Stock · 88 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2014 Filed Feb 7, 2014 21:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-005788 · rrd401793.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,028 Underlying: Common Stock · 82 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 16,528 | $176.59 | $2,918,596.88 |
DisclosureSEC source: 0001181431-14-004817 · rrd401205.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,832.2521 Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 01:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 33,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-004817 · rrd401205.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,360.2521 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2011-2013) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2013 Filed Nov 7, 2013 22:10 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 79 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-057658 · rrd394744.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,951 Underlying: Common Stock · 79 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 07, 2013 Filed Aug 8, 2013 19:53 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 75 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-043664 · rrd387839.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,873 Underlying: Common Stock · 75 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2013 Filed May 9, 2013 15:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-026479 · rrd379223.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,795 Underlying: Common Stock · 69 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 19, 2013 Filed Feb 20, 2013 15:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 12,500 | $200.60 | $2,507,500.00 |
DisclosureSEC source: 0001181431-13-010766 · rrd370911.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 114,785.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 06, 2013 Filed Feb 7, 2013 16:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-007455 · rrd369348.xml · derivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,732 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 17,767 | $204.58 | $3,634,772.86 |
DisclosureSEC source: 0001181431-13-006586 · rrd368738.xml · nonDerivative · entry 2 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,429.267 Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 02:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 34,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-006586 · rrd368738.xml · nonDerivative · entry 1 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,196.267 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2010-2012) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 30,369 | $0.00 Strike: $105.96 | $0.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · derivative · entry 22 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,369 shares Expires 2014-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 21 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 103,543.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 20 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · trust Disclosed balance after: 103,668.6661 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $204.81 | $102,405.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 19 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,745.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $204.80 | $245,760.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 18 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,245.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 400 | $204.79 | $81,916.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 17 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,445.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $204.78 | $122,868.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 16 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,845.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 700 | $204.77 | $143,339.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 15 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,445.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,397 | $204.76 | $286,049.72 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 14 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,145.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,073 | $204.75 | $629,196.75 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 13 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $204.74 | $40,948.00 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 12 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,615.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 932 | $204.73 | $190,808.36 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 11 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,815.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,091 | $204.72 | $223,349.52 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 10 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,747.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,595 | $204.71 | $531,222.45 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 9 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,838.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,455 | $204.70 | $707,238.50 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 8 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,433.2256 Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 20:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 6,268 | $204.69 | $1,282,996.92 |
DisclosureSEC source: 0001181431-13-005536 · rrd368154.xml · nonDerivative · entry 7 Rometty Virginia M · CIK 0001333712 · Director · Chairman, Pres. and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,888.2256 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.