Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| S&W Seed CoSANW · Entity 81242 | 10% owner · See remarks below | February 18, 2022 | February 23, 2022 |
| Trinity Place Holdings Inc.TPHS · Entity 9674 | 10% owner · See remarks | October 22, 2021 | October 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
S&W Seed Co
Report date February 18, 2022 · Filed February 23, 2022
Jointly reported with MFP PARTNERS LP, MFP INVESTORS LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B Redeemable Convertible Non-Voting Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.95 | Direct | 1,695 |
Reported balance
After 2022-02-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-18 · Grant · Acquired 1,695 · Balance 1,695 F1: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date. F2: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022. F3: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F4: MFP Partners is the direct beneficial owner of the Securities reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Securities reported herein, including the Common Stock issuable upon conversion or exercise of the Securities; however, each such Reporting Person disclaims beneficial ownership of such Securities or any Common Stock issuable upon conversion or exercise of such Securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Securities described herein or any Common Stock issuable upon conversion or exercise of such Securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
| Common Stock Purchase WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2027-08-18 | Direct | 559,350 |
Reported balance
After 2022-02-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-18 · Grant · Acquired 559,350 · Balance 559,350 F1: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date. F2: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022. F3: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F4: MFP Partners is the direct beneficial owner of the Securities reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Securities reported herein, including the Common Stock issuable upon conversion or exercise of the Securities; however, each such Reporting Person disclaims beneficial ownership of such Securities or any Common Stock issuable upon conversion or exercise of such Securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Securities described herein or any Common Stock issuable upon conversion or exercise of such Securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Preferred Stock has a stated value of $2,950 (the "Stated Value") and is initially convertible into shares of Common Stock, at any time at the option of the holder, at the rate of 1,000 shares of Common Stock per share of Preferred Stock, subject to obtaining approval of the issuance of such shares of Common Stock by the Issuer's stockholders, to the extent required under the Nasdaq Listing Rules. Pursuant to the terms of the Certificate of Designations with respect to the Preferred Stock, holders of the Preferred Stock are entitled to receive cumulative cash dividends at a rate of 5% per annum on the Stated Value, payable semi-annually in arrears, or in lieu of such cash dividends, the Issuer may elect to pay dividends on the Preferred Stock in shares of Common Stock at a rate of 7% per annum on the Stated Value, subject to obtaining approval thereof by Issuer's stockholders, to the extent required by the Nasdaq Listing Rules. The Preferred Stock has no expiration date.
F2: MFP Partners acquired the shares of Series B Redeemable Convertible Non-Voting Preferred Stock of the Company (the "Preferred Stock") and the Common Stock Purchase Warrant reported herein (the "Warrant," and together with the Preferred Stock, the "Securities") directly from the Company, at a combined unit price of $2,950 per share, pursuant to a Securities Purchase Agreement dated February 18, 2022.
F3: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.
F4: MFP Partners is the direct beneficial owner of the Securities reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of the Securities reported herein, including the Common Stock issuable upon conversion or exercise of the Securities; however, each such Reporting Person disclaims beneficial ownership of such Securities or any Common Stock issuable upon conversion or exercise of such Securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Securities described herein or any Common Stock issuable upon conversion or exercise of such Securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Trinity Place Holdings Inc.
Report date October 22, 2021 · Filed October 25, 2021
Jointly reported with MFP PARTNERS LP, MFP INVESTORS LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 8,813,801 |
Reported balance
After 2021-10-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-10-22 · Grant · Acquired 2,105,263 · Balance 8,813,801 F1: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.
F2: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Papa Murphy's Holdings, Inc.
Report date May 23, 2019 · Filed June 14, 2019
Jointly reported with MFP PARTNERS LP, MFP INVESTORS LLC
Section 16 reporting ended · disclosed 2019-06-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-05-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-05-23 · Other · Disposed 2,531,369 · Balance 0 F1: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors.
F2: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2018 Filed Aug 23, 2018 01:41 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 500 | $6.25 | $3,125.00 |
DisclosureSEC source: 0001209191-18-048097 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,465,396 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 09:44 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.001 per share | 2,270 | $3.29 | $7,468.30 |
DisclosureSEC source: 0001209191-18-038225 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,102,300 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 16:29 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.001 per share | 66,544 | $3.34 | $222,256.96 |
DisclosureSEC source: 0001209191-18-036359 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,097,171 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 16:29 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.001 per share | 10,000 | $3.40 | $34,000.00 |
DisclosureSEC source: 0001209191-18-036359 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,030,627 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 04, 2018 Filed Jun 4, 2018 16:32 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.001 per share | 38,155 | $3.41 | $130,108.55 |
DisclosureSEC source: 0001209191-18-035110 · doc4.xml · nonDerivative · entry 4 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,020,627 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:32 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.001 per share | 13,495 | $3.42 | $46,152.90 |
DisclosureSEC source: 0001209191-18-035110 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,982,472 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:32 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.001 per share | 20,138 | $3.41 | $68,670.58 |
DisclosureSEC source: 0001209191-18-035110 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,968,977 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| May 29, 2018 Filed Jun 4, 2018 16:32 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.001 per share | 2,500 | $3.35 | $8,375.00 |
DisclosureSEC source: 0001209191-18-035110 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,948,839 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| May 11, 2018 Filed May 14, 2018 09:33 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.001 per share | 132,000 | $3.49 | $460,680.00 |
DisclosureSEC source: 0001209191-18-029733 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,946,339 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company ("Common Stock") reported herein. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 17:01 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 77,053 | $5.45 | $419,938.85 |
DisclosureSEC source: 0001209191-18-020627 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,531,369 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 17:01 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 78,700 | $5.50 | $432,850.00 |
DisclosureSEC source: 0001209191-18-020627 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,454,316 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 20, 2018 Filed Feb 20, 2018 21:56 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 4,479 | $6.09 | $27,277.11 |
DisclosureSEC source: 0001209191-18-011399 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464,896 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:56 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 100,000 | $6.41 | $641,000.00 |
DisclosureSEC source: 0001209191-18-011399 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,460,417 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 21:55 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,200 | $6.33 | $7,596.00 |
DisclosureSEC source: 0001209191-18-009981 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,360,417 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 17:02 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 22,218 | $5.00 | $111,090.00 |
DisclosureSEC source: 0001209191-18-009985 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,375,616 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:55 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 9,336 | $6.34 | $59,190.24 |
DisclosureSEC source: 0001209191-18-009981 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,359,217 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 17:02 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 4,300 | $4.91 | $21,113.00 |
DisclosureSEC source: 0001209191-18-009985 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,353,398 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 21:55 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,600 | $6.35 | $10,160.00 |
DisclosureSEC source: 0001209191-18-009981 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,349,881 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:02 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 31,920 | $4.85 | $154,812.00 |
DisclosureSEC source: 0001209191-18-009985 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,349,098 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 09, 2018 Filed Feb 9, 2018 22:03 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,181 | $6.30 | $7,440.30 |
DisclosureSEC source: 0001209191-18-008914 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,348,281 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:03 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 4,856 | $6.45 | $31,321.20 |
DisclosureSEC source: 0001209191-18-008914 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,347,100 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:03 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 4,660 | $6.43 | $29,963.80 |
DisclosureSEC source: 0001209191-18-008914 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,324,244 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 06, 2018 Filed Feb 6, 2018 22:01 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 6,699 | $6.45 | $43,208.55 |
DisclosureSEC source: 0001209191-18-007908 · doc4.xml · nonDerivative · entry 4 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,337,584 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:01 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 11,575 | $6.67 | $77,205.25 |
DisclosureSEC source: 0001209191-18-007908 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,330,885 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:01 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,678 | $6.74 | $11,309.72 |
DisclosureSEC source: 0001209191-18-007908 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,319,310 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 22:01 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 33 | $6.75 | $222.75 |
DisclosureSEC source: 0001209191-18-007908 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,317,632 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| January 11, 2018 Filed Jan 16, 2018 21:53 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,400 | $6.75 | $9,450.00 |
DisclosureSEC source: 0001209191-18-003625 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,317,599 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| January 10, 2018 Filed Jan 16, 2018 21:53 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 100 | $6.75 | $675.00 |
DisclosureSEC source: 0001209191-18-003625 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,316,199 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| January 09, 2018 Filed Jan 16, 2018 21:53 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 538 | $6.75 | $3,631.50 |
DisclosureSEC source: 0001209191-18-003625 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,316,099 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 29, 2017 Filed Dec 29, 2017 21:30 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 14,625 | $6.89 | $100,766.25 |
DisclosureSEC source: 0001209191-17-067639 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,315,561 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 21:30 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 3,769 | $6.88 | $25,930.72 |
DisclosureSEC source: 0001209191-17-067639 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300,936 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:30 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 30,282 | $6.82 | $206,523.24 |
DisclosureSEC source: 0001209191-17-067639 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,297,167 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 14:24 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionSubscription Rights (right to buy) · Derivative | 1,401,384 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001209191-17-066994 · doc4.xml · derivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,401,384 shares Expires 2017-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of 6,814,299 shares of common stock of the Company ("Common Stock") and was the direct holder of the related subscription rights. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of 6,814,299 shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F3 · ownership.direct: On December 22, 2017, upon the completion of the Rights Offering commenced on November 29, 2017 (the "Rights Offering"), MFP Partners acquired 2,306,461 shares of Common Stock, consisting of 1,401,384 shares acquired pursuant to the exercise of basic subscription and oversubscription rights it received in the Rights Offering, and 905,077 shares acquired pursuant to its commitment to backstop the purchase of shares of Common Stock in the Rights Offering. Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 14:24 UTC | S&W Seed Co SANW · Entity 81242 | GrantCommon Stock, par value $0.001 per share | 905,077 | $3.50 | $3,167,769.50 |
DisclosureSEC source: 0001209191-17-066994 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,814,299 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of 6,814,299 shares of common stock of the Company ("Common Stock") and was the direct holder of the related subscription rights. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of 6,814,299 shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F3 · ownership.direct: On December 22, 2017, upon the completion of the Rights Offering commenced on November 29, 2017 (the "Rights Offering"), MFP Partners acquired 2,306,461 shares of Common Stock, consisting of 1,401,384 shares acquired pursuant to the exercise of basic subscription and oversubscription rights it received in the Rights Offering, and 905,077 shares acquired pursuant to its commitment to backstop the purchase of shares of Common Stock in the Rights Offering. Read SEC document |
| December 22, 2017 Filed Dec 22, 2017 14:24 UTC | S&W Seed Co SANW · Entity 81242 | Exercise / conversionCommon Stock, par value $0.001 per share | 1,401,384 | $3.50 | $4,904,844.00 |
DisclosureSEC source: 0001209191-17-066994 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,909,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of 6,814,299 shares of common stock of the Company ("Common Stock") and was the direct holder of the related subscription rights. Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of 6,814,299 shares of Common Stock; however, each such Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the shares of Common Stock described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F3 · ownership.direct: On December 22, 2017, upon the completion of the Rights Offering commenced on November 29, 2017 (the "Rights Offering"), MFP Partners acquired 2,306,461 shares of Common Stock, consisting of 1,401,384 shares acquired pursuant to the exercise of basic subscription and oversubscription rights it received in the Rights Offering, and 905,077 shares acquired pursuant to its commitment to backstop the purchase of shares of Common Stock in the Rights Offering. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 14:36 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 3,600 | $6.94 | $24,984.00 |
DisclosureSEC source: 0001209191-17-060150 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,266,885 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 14:36 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,870 | $6.95 | $12,996.50 |
DisclosureSEC source: 0001209191-17-060150 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,263,285 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| October 30, 2017 Filed Nov 6, 2017 23:23 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 3,414 | $6.94 | $23,693.16 |
DisclosureSEC source: 0001209191-17-059490 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,261,415 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 26, 2017 Filed Sep 27, 2017 20:37 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 139 | $6.94 | $964.66 |
DisclosureSEC source: 0001209191-17-054129 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,258,001 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 20:37 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 17,000 | $6.92 | $117,640.00 |
DisclosureSEC source: 0001209191-17-054129 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,257,862 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 22, 2017 Filed Sep 27, 2017 20:37 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $6.94 | $6,940.00 |
DisclosureSEC source: 0001209191-17-054129 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,240,862 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 21, 2017 Filed Sep 21, 2017 22:30 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 80 | $6.94 | $555.20 |
DisclosureSEC source: 0001209191-17-053656 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,239,862 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 22:30 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 2,344 | $6.94 | $16,267.36 |
DisclosureSEC source: 0001209191-17-053656 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,239,782 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 22:30 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $6.88 | $68,800.00 |
DisclosureSEC source: 0001209191-17-053656 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,237,438 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Trinity Place Holdings Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 16:21 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 32,780 | $4.71 | $154,393.80 |
DisclosureSEC source: 0001209191-17-050100 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317,178 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 20:33 UTC | S&W Seed Co SANW · Entity 81242 | PurchaseCommon Stock, par value $0.001 per share | 375,000 | $3.20 | $1,200,000.00 |
DisclosureSEC source: 0001209191-17-049545 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner · See remarks below MFP INVESTORS LLC · CIK 0001105685 · 10% owner · See remarks below PRICE MICHAEL F · CIK 0000918537 · 10% owner · See remarks below Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,507,838 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with S&W Seed Company (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. F3 · ownership.direct: MFP Partners also directly holds a Common Stock Purchase Warrant (the "Warrant"), exercisable for up to 200,000 Common Shares at an exercise price of $4.46 per share. The Warrant is exercisable for Common Shares only to the extent that upon such exercise, the Reporting Persons will not own Common Shares in excess of 19.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares upon exercise of the Warrant. Read SEC document |
| August 11, 2017 Filed Aug 11, 2017 16:43 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 7,200 | $3.94 | $28,368.00 |
DisclosureSEC source: 0001209191-17-048610 · doc4.xml · nonDerivative · entry 3 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,284,398 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 16:43 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 23,417 | $3.90 | $91,326.30 |
DisclosureSEC source: 0001209191-17-048610 · doc4.xml · nonDerivative · entry 2 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,277,198 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 16:43 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 30,000 | $4.12 | $123,600.00 |
DisclosureSEC source: 0001209191-17-048610 · doc4.xml · nonDerivative · entry 1 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,253,781 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
| August 08, 2017 Filed Aug 8, 2017 18:27 UTC | Papa Murphy's Holdings, Inc. FRSH · Entity 156725 | PurchaseCommon Stock, par value $0.01 per share | 7,289 | $4.18 | $30,468.02 |
DisclosureSEC source: 0001209191-17-048166 · doc4.xml · nonDerivative · entry 4 MFP PARTNERS LP · CIK 0001074749 · 10% owner MFP INVESTORS LLC · CIK 0001105685 · 10% owner PRICE MICHAEL F · CIK 0000918537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,223,781 F1 · ownership.direct: This report is filed jointly by MFP Partners, L.P. ("MFP Partners"), MFP Investors LLC ("MFP Investors") and Michael F. Price (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct and indirect relationships with Papa Murphy's Holdings, Inc. (the "Company"). MFP Investors is the general partner of MFP Partners. Mr. Price is the managing partner of MFP Partners and the managing member and controlling person of MFP Investors. F2 · ownership.direct: MFP Partners is the direct beneficial owner of the shares of common stock of the Company reported herein (the "Common Shares"). Each Reporting Person other than MFP Partners may be deemed to be the indirect beneficial owner of such Common Shares; however, each such Reporting Person disclaims beneficial ownership of such Common Shares except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these Reporting Persons is the beneficial owner of the Common Shares described herein for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.