Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMGEN INCAMGN · Entity 2832 | Director | August 07, 2026 | August 11, 2026 |
| CARRIER GLOBAL CorpCARR · Entity 3043 | Director | April 15, 2026 | April 17, 2026 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2026 | January 20, 2026 |
| Walmart Inc.WMT · Entity 783 | Executive Vice President | January 28, 2016 | February 01, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMGEN INC
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,990.452 |
Reported balance
After 2026-08-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-07 · Grant · Acquired 103.4189 · Balance 12,990.452 F1: These shares include 1,652 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. |
| Common StockSEC Table I · non-derivative | IndirectHolley Family Trust | 1,260 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,260 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares include 1,652 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
CARRIER GLOBAL Corp
Report date April 15, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director DSUSEC Table II · derivative / convertible security | Direct | 42,960.2421 |
Reported balance
After 2026-04-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-15 · Grant · Acquired 6,148.5909 · Balance 42,960.2421 F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Phillips 66
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,418.7384 |
Reported balance
After 2026-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 1,423 · Balance 18,418.7384 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3: Includes 18,341.7384 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.
F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026.
F3: Includes 18,341.7384 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11.
Walmart Inc.
Report date January 28, 2016 · Filed February 01, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 276,954.719 |
Reported balance
After 2016-01-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-01-28 · Tax withholding · Disposed 864 · Balance 276,954.719 F1: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt the vested shares was deferred to a future date. F2: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 272,296.719 |
Reported balance
After 2016-01-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-01-31 · Tax withholding · Disposed 4,658 · Balance 272,296.719 F3: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of a portion of the vested shares was deferred to a future date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,466.6931 |
Reported balance
Holding disclosure · report date 2016-01-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,466.6931 F4: Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt the vested shares was deferred to a future date.
F2: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
F3: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of a portion of the vested shares was deferred to a future date.
F4: Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2019 Filed Nov 5, 2019 21:09 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 92 | $118.00 | $10,855.54 |
DisclosureSEC source: 0001534701-19-000137 · wf-form4_157298816483904.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576 F1 · shares: The reporting person elected to receive restricted stock units (RSUs) in lieu of fifty percent of his annual cash retainer, which retainer is paid in monthly installments. The number of RSUs issued was calculated based on $117.995, which is the average of the high and low trading prices of the issuer's common stock on the day of issuance. F2 · shares: The 92 shares includes the reporting persons' prorated October award and his full November award. F1 · price: The reporting person elected to receive restricted stock units (RSUs) in lieu of fifty percent of his annual cash retainer, which retainer is paid in monthly installments. The number of RSUs issued was calculated based on $117.995, which is the average of the high and low trading prices of the issuer's common stock on the day of issuance. F3 · balance_after: All 576 shares are RSUs that settle for shares of Phillips 66 common stock on a 1-for-1 basis, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. The restrictions on RSUs lapse after the retirement, death or disability of the non-employee director. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 23:41 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 153 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031962 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,073 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 83 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 19:39 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 484 | $100.10 | $48,445.98 |
DisclosureSEC source: 0001534701-19-000129 · wf-form4_157056355053670.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484 F1 · shares: Grant of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. This is a prorated amount of the annual grant to reflect the new director joining the board. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on October 4, 2019. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 22:17 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-026188 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,899 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 62 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| May 03, 2019 Filed May 7, 2019 22:24 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017641 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,783 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 39 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 00:34 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 106 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004259 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,543 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 27 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 23:15 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 93 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-032308 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,427 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 17 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 22:30 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024506 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,585 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 8 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| April 27, 2018 Filed May 1, 2018 22:44 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015820 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,488 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. Read SEC document |
| May 16, 2017 Filed Feb 3, 2018 00:48 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 615 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003866 · form5.xml · nonDerivative · entry 4 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Holley Family Trust Disclosed balance after: 1,260 Read SEC document |
| May 16, 2017 Filed Feb 3, 2018 00:48 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 615 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003866 · form5.xml · nonDerivative · entry 3 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 15, 2017 Filed Feb 3, 2018 00:48 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 615 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003866 · form5.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Holley Family Trust Disclosed balance after: 645 Read SEC document |
| May 15, 2017 Filed Feb 3, 2018 00:48 UTC | AMGEN INC AMGN · Entity 2832 | GiftCommon Stock | 615 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003866 · form5.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615 Read SEC document |
| May 01, 2017 Filed May 4, 2017 00:32 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016737 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. Read SEC document |
| January 31, 2016 Filed Feb 1, 2016 23:58 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 4,658 | $66.36 | $309,104.88 |
DisclosureSEC source: 0001127602-16-038826 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,296.719 F3 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of a portion of the vested shares was deferred to a future date. Read SEC document |
| January 28, 2016 Filed Feb 1, 2016 23:58 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 864 | $63.95 | $55,252.80 |
DisclosureSEC source: 0001127602-16-038826 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,954.719 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt the vested shares was deferred to a future date. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 21:13 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 5,731 | $82.25 | $471,374.75 |
DisclosureSEC source: 0001127602-15-013961 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,677.713 F2 · shares: Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred performance share units. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 21:13 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 6,819 | $82.25 | $560,862.75 |
DisclosureSEC source: 0001127602-15-013961 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,408.713 F1 · shares: Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred restricted stock. Read SEC document |
| March 30, 2015 Filed Apr 1, 2015 22:06 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 336 | $81.35 | $27,333.60 |
DisclosureSEC source: 0001127602-15-013235 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,227.713 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:53 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 1,268 | $83.93 | $106,423.24 |
DisclosureSEC source: 0001127602-15-010138 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,547.225 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 22:53 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 28,845 | $83.93 | $2,420,960.85 |
DisclosureSEC source: 0001127602-15-010138 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,815.225 F1 · shares: Represents the vesting of performance share units for the three-year period ending January 31, 2015, as certified by the Compensation, Nominating and Governance Committee on March 2, 2015. The receipt of the vested shares was deferred to a future date. Read SEC document |
| January 30, 2015 Filed Feb 4, 2015 00:36 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 617 | $87.72 | $54,123.24 |
DisclosureSEC source: 0001127602-15-004160 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,960.498 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date. Read SEC document |
| January 26, 2015 Filed Jan 29, 2015 00:22 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 11,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-003133 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,577.498 F1 · shares: Restricted stock granted on January 26, 2015 that is scheduled to vest on January 26, 2018. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 01, 2015 Filed Jan 5, 2015 22:28 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 5,930 | $85.88 | $509,268.40 |
DisclosureSEC source: 0001127602-15-000854 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,281.869 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| November 21, 2014 Filed Nov 25, 2014 23:05 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 11,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-033480 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,198.721 F1 · shares: Restricted stock granted November 21, 2014 and will vest January 31, 2016. Read SEC document |
| November 17, 2014 Filed Nov 20, 2014 01:34 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 25,000 | $83.52 | $2,088,075.00 |
DisclosureSEC source: 0001127602-14-032934 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,375.721 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.51 to $83.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| April 09, 2014 Filed Apr 11, 2014 22:07 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 81 | $78.18 | $6,332.58 |
DisclosureSEC source: 0001127602-14-014462 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,275.582 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date. Read SEC document |
| March 30, 2014 Filed Apr 1, 2014 20:24 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 336 | $76.01 | $25,539.36 |
DisclosureSEC source: 0001127602-14-013152 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,356.582 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date. Read SEC document |
| March 04, 2014 Filed Mar 6, 2014 23:04 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 1,011 | $74.12 | $74,935.32 |
DisclosureSEC source: 0001127602-14-010587 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,692.582 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance share units. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 04, 2014 Filed Mar 6, 2014 23:04 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 22,953 | $74.12 | $1,701,276.36 |
DisclosureSEC source: 0001127602-14-010587 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,703.582 F1 · shares: Represents the vesting of performance share units for the three-year period ending January 31, 2014, as certified by the Compensation, Nominating and Governance Committee on March 4, 2014. The receipt of the vested shares was deferred to a future date under an election made in a prior year. Read SEC document |
| January 28, 2014 Filed Jan 30, 2014 22:18 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 3,147 | $74.15 | $233,350.05 |
DisclosureSEC source: 0001127602-14-003503 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,739.261 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. Read SEC document |
| January 24, 2014 Filed Jan 29, 2014 00:36 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 13,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-003227 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,886.261 F2 · shares: Restricted stock granted January 24, 2014 and will vest January 31, 2016. Read SEC document |
| January 24, 2014 Filed Jan 29, 2014 00:36 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 13,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-003227 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,449.261 F1 · shares: Restricted stock granted January 24, 2014 and will vest on January 24, 2017. Read SEC document |
| January 18, 2014 Filed Jan 22, 2014 23:48 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 483 | $76.19 | $36,799.77 |
DisclosureSEC source: 0001127602-14-002591 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,012.261 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 01, 2014 Filed Jan 3, 2014 21:51 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 6,618 | $78.69 | $520,770.42 |
DisclosureSEC source: 0001127602-14-000854 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,390.321 F1 · shares: Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred performance-based restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| December 11, 2013 Filed Dec 13, 2013 21:53 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 15,000 | $79.34 | $1,190,100.00 |
DisclosureSEC source: 0001127602-13-034582 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,004.702 F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| April 11, 2013 Filed Apr 15, 2013 23:39 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 1,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-013920 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,629.375 F2 · shares: Restricted stock granted on April 11, 2013 and will vest on January 28, 2016. Read SEC document |
| April 11, 2013 Filed Apr 15, 2013 23:39 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 12,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-013920 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,022.375 F1 · shares: Restricted stock granted on April 11, 2013 and will vest in equal installments on January 28, 2014 and January 28, 2016. Read SEC document |
| April 09, 2013 Filed Apr 11, 2013 21:15 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 81 | $78.12 | $6,327.72 |
DisclosureSEC source: 0001127602-13-013758 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,167.375 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date pursuant to an election made by the Reporting Person in a previous year. Read SEC document |
| April 04, 2013 Filed Apr 8, 2013 23:48 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 3,833 | $76.20 | $292,074.60 |
DisclosureSEC source: 0001127602-13-013581 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,248.375 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 23:39 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 1,310 | $73.26 | $95,970.60 |
DisclosureSEC source: 0001127602-13-009725 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,073.816 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 23:39 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 29,709 | $73.26 | $2,176,481.34 |
DisclosureSEC source: 0001127602-13-009725 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,383.816 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2013, as certified by the Compensation, Nominating and Governance Committee on March 4, 2013. The receipt of the vested shares was deferred to a future date under an election made in a prior year. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 23:05 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 1,167 | $69.95 | $81,631.65 |
DisclosureSEC source: 0001127602-13-004034 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,662.955 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 23:05 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 1,556 | $69.95 | $108,842.20 |
DisclosureSEC source: 0001127602-13-004034 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,829.955 F1 · shares: Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred performance shares. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 23:52 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 14,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-003238 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,385.955 F2 · shares: Restricted stock granted on January 28, 2013 and will vest in equal installments on January 28, 2016 and January 28, 2017. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 28, 2013 Filed Jan 30, 2013 23:52 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 12,617 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-003238 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,965.955 F1 · shares: Restricted stock granted on January 28, 2013 and will vest on January 28, 2016. Read SEC document |
| January 05, 2013 Filed Jan 8, 2013 23:00 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 854 | $69.06 | $58,977.24 |
DisclosureSEC source: 0001127602-13-001442 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,239.386 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance-based restricted stock. The receipt of the vested shares was deferred to a future date under an election made in a prior year. Read SEC document |
| January 04, 2013 Filed Jan 8, 2013 23:00 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 5,076 | $69.06 | $350,548.56 |
DisclosureSEC source: 0001127602-13-001442 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,093.386 F1 · shares: Represents shares withheld to satisfy tax withholding obligations pertaining to the payout of previously deferred restricted stock. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 22:16 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 16,415 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001127602-12-032794 · form4.xml · derivative · entry 10 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,415 shares Expires 2016-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options became exercisable in five equal annual installments beginning January 5, 2007. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 22:16 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 23,043 | $0.00 Strike: $47.26 | $0.00 |
DisclosureSEC source: 0001127602-12-032794 · form4.xml · derivative · entry 9 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,043 shares Expires 2017-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in five equal annual installments beginning March 12, 2008. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.