Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMGEN INCAMGN · Entity 2832 | Director | August 07, 2026 | August 11, 2026 |
| CARRIER GLOBAL CorpCARR · Entity 3043 | Director | April 15, 2026 | April 17, 2026 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2026 | January 20, 2026 |
| Walmart Inc.WMT · Entity 783 | Executive Vice President | January 28, 2016 | February 01, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMGEN INC
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,990.452 |
Reported balance
After 2026-08-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-07 · Grant · Acquired 103.4189 · Balance 12,990.452 F1: These shares include 1,652 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. |
| Common StockSEC Table I · non-derivative | IndirectHolley Family Trust | 1,260 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,260 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares include 1,652 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
CARRIER GLOBAL Corp
Report date April 15, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director DSUSEC Table II · derivative / convertible security | Direct | 42,960.2421 |
Reported balance
After 2026-04-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-15 · Grant · Acquired 6,148.5909 · Balance 42,960.2421 F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Phillips 66
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,418.7384 |
Reported balance
After 2026-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 1,423 · Balance 18,418.7384 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3: Includes 18,341.7384 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.
F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026.
F3: Includes 18,341.7384 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11.
Walmart Inc.
Report date January 28, 2016 · Filed February 01, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 276,954.719 |
Reported balance
After 2016-01-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-01-28 · Tax withholding · Disposed 864 · Balance 276,954.719 F1: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt the vested shares was deferred to a future date. F2: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 272,296.719 |
Reported balance
After 2016-01-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-01-31 · Tax withholding · Disposed 4,658 · Balance 272,296.719 F3: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of a portion of the vested shares was deferred to a future date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,466.6931 |
Reported balance
Holding disclosure · report date 2016-01-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,466.6931 F4: Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt the vested shares was deferred to a future date.
F2: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
F3: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of a portion of the vested shares was deferred to a future date.
F4: Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2012 Filed Dec 4, 2012 22:16 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 13,603 | $0.00 Strike: $53.35 | $0.00 |
DisclosureSEC source: 0001127602-12-032794 · form4.xml · derivative · entry 8 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,603 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in five equal annual installments beginning January 3, 2006. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 22:16 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 18,707 | $0.00 Strike: $52.12 | $0.00 |
DisclosureSEC source: 0001127602-12-032794 · form4.xml · derivative · entry 7 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,707 shares Expires 2014-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in five equal annual installments beginning January 5, 2005. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 22:16 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 58,979 | $72.02 | $4,247,667.58 |
DisclosureSEC source: 0001127602-12-032794 · form4.xml · nonDerivative · entry 5 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,169.386 F1 · shares: These shares were acquired by the Reporting Person upon the exercise of stock options as reported on the preceding four lines of this Form 4 but were withheld by the Issuer in satisfaction of the Reporting Person's obligation to pay the exercise price of the options and related tax withholding obligations. The Reporting Person retained ownership of the remaining shares issued upon the exercise of the options. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 22:16 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 16,415 | $45.69 | $750,001.35 |
DisclosureSEC source: 0001127602-12-032794 · form4.xml · nonDerivative · entry 4 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,148.386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 22:16 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 23,043 | $47.26 | $1,089,012.18 |
DisclosureSEC source: 0001127602-12-032794 · form4.xml · nonDerivative · entry 3 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,733.386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 22:16 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 13,603 | $53.35 | $725,720.05 |
DisclosureSEC source: 0001127602-12-032794 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,690.386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2012 Filed Dec 4, 2012 22:16 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 18,707 | $52.12 | $975,008.84 |
DisclosureSEC source: 0001127602-12-032794 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,087.386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2012 Filed Apr 6, 2012 22:22 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 198 | $60.26 | $11,931.48 |
DisclosureSEC source: 0001127602-12-013462 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,251.255 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date under an election made in a prior year. Read SEC document |
| March 30, 2012 Filed Apr 3, 2012 23:26 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 192 | $61.20 | $11,750.40 |
DisclosureSEC source: 0001127602-12-013103 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,449.255 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of the vested shares was deferred to a future date under an election made in a prior year. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:06 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 5,170 | $58.82 | $304,099.40 |
DisclosureSEC source: 0001127602-12-009654 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,632.074 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. F3 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:06 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 30,172 | $58.82 | $1,774,717.04 |
DisclosureSEC source: 0001127602-12-009654 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,802.074 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2012, as certified by the Compensation, Nominating and Governance Committee on March 1, 2012. The receipt of a portion of the vested shares was deferred to a future date under an election made in a prior year. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 23:44 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 14,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003438 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,616.199 F1 · shares: Restricted Stock granted on January 30, 2012 and will vest on January 30, 2015. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| April 09, 2011 Filed Apr 12, 2011 22:58 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 171 | $52.54 | $8,984.34 |
DisclosureSEC source: 0001127602-11-012902 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,146.979 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. Read SEC document |
| April 04, 2011 Filed Apr 5, 2011 22:01 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 3,941 | $52.65 | $207,493.65 |
DisclosureSEC source: 0001127602-11-012506 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,317.979 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| April 01, 2011 Filed Apr 5, 2011 22:01 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 686 | $52.13 | $35,761.18 |
DisclosureSEC source: 0001127602-11-012506 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,258.979 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 23:45 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 5,631 | $51.97 | $292,643.07 |
DisclosureSEC source: 0001127602-11-009069 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,919.105 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| March 02, 2011 Filed Mar 4, 2011 23:45 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 16,832 | $51.97 | $874,759.04 |
DisclosureSEC source: 0001127602-11-009069 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,550.105 F1 · shares: Represents the vesting of performance shares for the three-year period ending January 31, 2011, as certified by the Compensation, Nominating and Governance Committee on March 2, 2011. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 23:28 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 11,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-002025 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,718.105 F1 · shares: Restricted Stock granted January 18, 2011 and will vest on January 18, 2014. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 05, 2011 Filed Jan 7, 2011 23:07 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 187 | $54.41 | $10,174.67 |
DisclosureSEC source: 0001127602-11-001271 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,352.276 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance-based restricted stock. Read SEC document |
| January 11, 2007 Filed Jan 16, 2007 15:35 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 1,241 | $47.60 | $59,071.60 |
DisclosureSEC source: 0001127602-07-000228 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,949.956 F3 · shares: Restricted stock grant vested on January 11, 2007 and was deferred into cash under an election made in a previous year. Read SEC document |
| January 11, 2007 Filed Jan 16, 2007 15:35 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 103 | $47.60 | $4,902.80 |
DisclosureSEC source: 0001127602-07-000228 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,190.956 F1 · shares: These shares were withheld to pay taxes upon the vesting of restricted stock. F2 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan and through dividend reinvestment. Read SEC document |
| December 04, 2006 Filed Dec 6, 2006 20:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 1,166 | $0.00 Strike: $11.81 | $0.00 |
DisclosureSEC source: 0001127602-06-002864 · form4.xml · derivative · entry 4 HOLLEY CHARLES M · CIK 0001216478 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,166 shares Expires 2007-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2006 Filed Dec 6, 2006 20:47 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 291 | $46.29 | $13,470.39 |
DisclosureSEC source: 0001127602-06-002864 · form4.xml · nonDerivative · entry 3 HOLLEY CHARLES M · CIK 0001216478 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,262.939 F2 · kind: These shares were withheld to pay taxes upon the exercise of stock options. Read SEC document |
| December 04, 2006 Filed Dec 6, 2006 20:47 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 1,166 | $11.81 | $13,773.38 |
DisclosureSEC source: 0001127602-06-002864 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,553.939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan and through dividend reinvestment. Read SEC document |
| March 20, 2006 Filed Mar 22, 2006 23:39 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionPerformance Shares · Derivative | 3,696 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000596 · form4.xml · derivative · entry 4 HOLLEY CHARLES M · CIK 0001216478 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,696 shares Expires 2006-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 1, 2006 the Compensation, Nominating and Governance Committee certified ther revenue growth and the return on investment performance goals for the first tranche of performance shares awarded January 3, 2005. These shares were delivered on March 20, 2006. F1 · derivative.exercise_date: On March 1, 2006 the Compensation, Nominating and Governance Committee certified ther revenue growth and the return on investment performance goals for the first tranche of performance shares awarded January 3, 2005. These shares were delivered on March 20, 2006. Read SEC document |
| March 20, 2006 Filed Mar 22, 2006 23:39 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 1,237 | $47.76 | $59,079.12 |
DisclosureSEC source: 0001127602-06-000596 · form4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,979.76 F2 · kind: These shares were withheld to pay taxes on the payment of performance shares. Read SEC document |
| March 20, 2006 Filed Mar 22, 2006 23:39 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 3,696 | $47.76 | $176,520.96 |
DisclosureSEC source: 0001127602-06-000596 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,216.76 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 1, 2006 the Compensation, Nominating and Governance Committee certified ther revenue growth and the return on investment performance goals for the first tranche of performance shares awarded January 3, 2005. These shares were delivered on March 20, 2006. Read SEC document |
| March 01, 2006 Filed Mar 3, 2006 23:34 UTC | Walmart Inc. WMT · Entity 783 | GrantPerformance Shares · Derivative | 3,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001005477-06-001569 · edgar123.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,696 Underlying: Common Stock · 3,696 shares Expires not disclosed F1 · derivative.exercise_price: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded on January 3, 2005. The pay out of the performance shares will occur on or after March 20, 2006 and may be taken in shares of common stock, cash, or a combination of the two, which will be reported on a Form 4. F1 · derivative.exercise_date: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded on January 3, 2005. The pay out of the performance shares will occur on or after March 20, 2006 and may be taken in shares of common stock, cash, or a combination of the two, which will be reported on a Form 4. F1 · derivative.expiration_date: On March 1, 2006 the Compensation, Nominating and Governance Committee certified the revenue growth and the return on investment performance goals for the first tranche of performance shares awarded on January 3, 2005. The pay out of the performance shares will occur on or after March 20, 2006 and may be taken in shares of common stock, cash, or a combination of the two, which will be reported on a Form 4. Read SEC document |
| February 03, 2006 Filed Feb 6, 2006 21:54 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 605 | $45.49 | $27,521.45 |
DisclosureSEC source: 0001252670-06-000036 · doc4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,520.76 F1 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. F2 · balance_after: This reporting person's beneficial ownership has been increased by 27.212 shares since his most recent filing to reflect his part icipation in the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. F3 · balance_after: This reporting person's beneficial ownership has been increased by 80.333 shares to reflect automatic dividend reinvestment in an account held through issuer's transfer agent. Read SEC document |
| January 05, 2006 Filed Jan 9, 2006 21:36 UTC | Walmart Inc. WMT · Entity 783 | GrantStock Option · Derivative | 16,415 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001252670-06-000015 · doc4.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,415 Underlying: Common Stock · 16,415 shares Expires 2016-01-04 F1 · derivative.exercise_date: This option vests in 5 equal installments beginning on January 5, 2007. Read SEC document |
| December 21, 2005 Filed Dec 22, 2005 22:46 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 7,000 | $11.81 Strike: $11.81 | $82,687.50 |
DisclosureSEC source: 0001252670-05-000126 · doc4.xml · derivative · entry 9 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166 Underlying: Common Stock · 7,000 shares Expires 2007-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2005 Filed Dec 22, 2005 22:46 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 2,714 | $11.13 Strike: $11.13 | $30,193.25 |
DisclosureSEC source: 0001252670-05-000126 · doc4.xml · derivative · entry 8 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,714 shares Expires 2006-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2005 Filed Dec 22, 2005 22:46 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 235 | $48.67 | $11,437.45 |
DisclosureSEC source: 0001252670-05-000126 · doc4.xml · nonDerivative · entry 6 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,018.21 Read SEC document |
| December 21, 2005 Filed Dec 22, 2005 22:46 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 7,000 | $48.66 | $340,620.00 |
DisclosureSEC source: 0001252670-05-000126 · doc4.xml · nonDerivative · entry 5 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,253.21 Read SEC document |
| December 21, 2005 Filed Dec 22, 2005 22:46 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 1,000 | $48.65 | $48,654.00 |
DisclosureSEC source: 0001252670-05-000126 · doc4.xml · nonDerivative · entry 4 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,253.21 Read SEC document |
| December 21, 2005 Filed Dec 22, 2005 22:46 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 2,474 | $48.65 | $120,360.10 |
DisclosureSEC source: 0001252670-05-000126 · doc4.xml · nonDerivative · entry 3 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,253.21 F2 · kind: These shares were withheld to pay taxes upon the exercise of stock options. Read SEC document |
| December 21, 2005 Filed Dec 22, 2005 22:46 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 7,000 | $11.81 | $82,687.50 |
DisclosureSEC source: 0001252670-05-000126 · doc4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,727.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2005 Filed Dec 22, 2005 22:46 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 2,714 | $11.13 | $30,193.25 |
DisclosureSEC source: 0001252670-05-000126 · doc4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,727.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This reporting person's beneficial ownership has been increased by 153.964 shares since his most recent filing to reflect his par ticipation in the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| March 03, 2005 Filed Mar 3, 2005 20:49 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 546 | $52.04 | $28,413.84 |
DisclosureSEC source: 0001252670-05-000029 · doc4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,859.25 F1 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. F2 · balance_after: This reporting person's beneficial ownership has been increased by 5.25 shares since his most recent filing to reflect his parti cipation in the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. Read SEC document |
| January 11, 2005 Filed Jan 12, 2005 14:23 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 533 | $53.59 | $28,563.47 |
DisclosureSEC source: 0001252670-05-000016 · doc4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,400 F1 · kind: These shares were withheld to pay taxes upon the vesting of restricted stock. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:48 UTC | Walmart Inc. WMT · Entity 783 | GrantStock Option · Derivative | 13,603 | $53.35 Strike: $53.35 | $725,720.05 |
DisclosureSEC source: 0001252670-05-000007 · doc4.xml · derivative · entry 3 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,603 Underlying: Common Stock · 13,603 shares Expires 2015-01-02 F1 · balance_after: This option to purchase shares of Wal-Mart common stock was granted under the Wal-Mart Stock Incentive Plan of 1998 in a transaction exempt under Rule 16b-3. This option becomes exercisable in 1/5 increments each year after the grant date and includes a tandem tax withholding right. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:48 UTC | Walmart Inc. WMT · Entity 783 | GrantCommon Stock | 4,770 | $53.35 | $254,479.50 |
DisclosureSEC source: 0001252670-05-000007 · doc4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,933 Read SEC document |
| June 04, 2004 Filed Jun 7, 2004 16:57 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 4,300 | $56.70 | $243,810.00 |
DisclosureSEC source: 0001252670-04-000041 · doc4.xml · nonDerivative · entry 6 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,163 Read SEC document |
| June 04, 2004 Filed Jun 7, 2004 16:57 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 1,800 | $56.71 | $102,078.00 |
DisclosureSEC source: 0001252670-04-000041 · doc4.xml · nonDerivative · entry 5 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 Read SEC document |
| June 04, 2004 Filed Jun 7, 2004 16:57 UTC | Walmart Inc. WMT · Entity 783 | SaleCommon Stock | 587 | $56.72 | $33,294.64 |
DisclosureSEC source: 0001252670-04-000041 · doc4.xml · nonDerivative · entry 4 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,263 Read SEC document |
| June 03, 2004 Filed Jun 7, 2004 16:57 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 6,134 | $56.60 Strike: $11.38 | $347,184.40 |
DisclosureSEC source: 0001252670-04-000041 · doc4.xml · derivative · entry 9 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,134 shares Expires 2004-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2004 Filed Jun 7, 2004 16:57 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 3,000 | $56.60 Strike: $11.13 | $169,800.00 |
DisclosureSEC source: 0001252670-04-000041 · doc4.xml · derivative · entry 8 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,714 Underlying: Common Stock · 3,000 shares Expires 2006-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2004 Filed Jun 7, 2004 16:57 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 2,447 | $56.60 | $138,500.20 |
DisclosureSEC source: 0001252670-04-000041 · doc4.xml · nonDerivative · entry 3 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,850 F1 · kind: These shares were withheld to pay taxes upon the exercise of stock options. Read SEC document |
| June 03, 2004 Filed Jun 7, 2004 16:57 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 3,000 | $11.13 | $33,375.00 |
DisclosureSEC source: 0001252670-04-000041 · doc4.xml · nonDerivative · entry 2 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2004 Filed Jun 7, 2004 16:57 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionCommon Stock | 6,134 | $11.38 | $69,774.25 |
DisclosureSEC source: 0001252670-04-000041 · doc4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.