Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMGEN INCAMGN · Entity 2832 | Director | August 07, 2026 | August 11, 2026 |
| CARRIER GLOBAL CorpCARR · Entity 3043 | Director | April 15, 2026 | April 17, 2026 |
| Phillips 66PSX · Entity 2915 | Director | January 15, 2026 | January 20, 2026 |
| Walmart Inc.WMT · Entity 783 | Executive Vice President | January 28, 2016 | February 01, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMGEN INC
Report date August 07, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,990.452 |
Reported balance
After 2026-08-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-07 · Grant · Acquired 103.4189 · Balance 12,990.452 F1: These shares include 1,652 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. |
| Common StockSEC Table I · non-derivative | IndirectHolley Family Trust | 1,260 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,260 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares include 1,652 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
CARRIER GLOBAL Corp
Report date April 15, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director DSUSEC Table II · derivative / convertible security | Direct | 42,960.2421 |
Reported balance
After 2026-04-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-15 · Grant · Acquired 6,148.5909 · Balance 42,960.2421 F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Phillips 66
Report date January 15, 2026 · Filed January 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,418.7384 |
Reported balance
After 2026-01-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-01-15 · Grant · Acquired 1,423 · Balance 18,418.7384 F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3: Includes 18,341.7384 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis.
F2: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026.
F3: Includes 18,341.7384 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11.
Walmart Inc.
Report date January 28, 2016 · Filed February 01, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 276,954.719 |
Reported balance
After 2016-01-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-01-28 · Tax withholding · Disposed 864 · Balance 276,954.719 F1: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt the vested shares was deferred to a future date. F2: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 272,296.719 |
Reported balance
After 2016-01-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-01-31 · Tax withholding · Disposed 4,658 · Balance 272,296.719 F3: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of a portion of the vested shares was deferred to a future date. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,466.6931 |
Reported balance
Holding disclosure · report date 2016-01-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,466.6931 F4: Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt the vested shares was deferred to a future date.
F2: Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. 2004 Associate Stock Purchase Plan.
F3: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. The receipt of a portion of the vested shares was deferred to a future date.
F4: Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2026 Filed Aug 11, 2026 00:22 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 103.4189 | $0.00 | $0.00 |
DisclosureSEC source: 0000318154-26-000132 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,990.452 F1 · balance_after: These shares include 1,652 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| May 19, 2026 Filed May 21, 2026 23:01 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0000318154-26-000103 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,799.0331 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 1,564 DEs granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| May 05, 2026 Filed May 8, 2026 00:38 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 128.9481 | $0.00 | $0.00 |
DisclosureSEC source: 0000318154-26-000070 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,134.0331 F1 · balance_after: These shares include 1,564 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:42 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 6,148.5909 | $58.55 | $360,000.00 |
DisclosureSEC source: 0001225208-26-004565 · doc4.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,960.2421 Underlying: Common Stock · 6,148.5909 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| January 15, 2026 Filed Jan 20, 2026 22:11 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,423 | $140.56 | $200,016.88 |
DisclosureSEC source: 0001216478-26-000002 · wk-form4_1768947113.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,418.7384 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of Phillips 66's stock on January 15, 2026. F3 · balance_after: Includes 18,341.7384 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| November 07, 2025 Filed Nov 13, 2025 00:32 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 265.4591 | $0.00 | $0.00 |
DisclosureSEC source: 0000318154-25-000078 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,834.085 F1 · balance_after: These shares include 1,393 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| August 08, 2025 Filed Aug 12, 2025 23:25 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 147.4517 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-020372 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,469.6259 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 1,294 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| May 23, 2025 Filed May 29, 2025 01:01 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015855 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,237.1742 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 1,209 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| May 06, 2025 Filed May 9, 2025 00:39 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 157.1513 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-013777 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,428.1742 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 1,209 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| April 09, 2025 Filed Apr 11, 2025 21:05 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 3,554.3854 | $60.77 | $216,000.00 |
DisclosureSEC source: 0001225208-25-004212 · doc4.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,281.1493 Underlying: Common Stock · 3,554.3854 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:55 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,684 | $118.78 | $200,020.30 |
DisclosureSEC source: 0001534701-25-000022 · wk-form4_1737154521.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,369.544 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2025. F3 · balance_after: Includes 16,292.5439 RSUs including shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| November 04, 2024 Filed Nov 7, 2024 00:38 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 268.215 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-026623 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,114.0229 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 1,052 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 21:43 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 131.787 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-022107 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,776.8079 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case payment will occur according to the elected deferral schedule F2 · balance_after: These shares include 983 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 23:28 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 719 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017810 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,574.0209 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 912 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| May 07, 2024 Filed May 8, 2024 23:57 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 141.5251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-014685 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,855.0209 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 912 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| April 18, 2024 Filed Apr 19, 2024 21:07 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 3,765.4552 | $53.38 | $201,000.00 |
DisclosureSEC source: 0001225208-24-005160 · doc4.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,339.3568 Underlying: Common Stock · 3,765.4552 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| January 16, 2024 Filed Jan 19, 2024 01:09 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,524 | $131.31 | $200,116.44 |
DisclosureSEC source: 0001534701-24-000026 · wk-form4_1705626559.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,220.0371 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 16, 2024. F3 · balance_after: Includes 14,143.0371 RSUs, including additional shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| November 03, 2023 Filed Nov 8, 2023 01:09 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 296.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-026973 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,575.4958 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 774 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| August 08, 2023 Filed Aug 11, 2023 00:57 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 153.3742 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-022311 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,132.0458 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 627 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| May 19, 2023 Filed May 23, 2023 23:22 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-016636 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,978.6716 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 627 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| May 02, 2023 Filed May 4, 2023 00:33 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 169.5131 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-014373 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,039.6716 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 627 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 20:19 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 4,429.264 | $45.38 | $201,000.00 |
DisclosureSEC source: 0001225208-23-004941 · doc4.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,158.742 Underlying: Common Stock · 4,429.264 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:23 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,929 | $103.69 | $200,008.37 |
DisclosureSEC source: 0001534701-23-000025 · wf-form4_167417061800784.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,223.2598 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 17, 2023. F3 · balance_after: Includes 12,146.2598 RSUs, including additional shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| May 17, 2022 Filed May 20, 2022 01:54 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 855 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015176 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,654.1585 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 411 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:31 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 4,869.186 | $41.28 | $201,000.00 |
DisclosureSEC source: 0001225208-22-005878 · doc4.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,375.6012 Underlying: Common Stock · 4,869.186 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 22:08 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 2,284 | $87.57 | $200,009.88 |
DisclosureSEC source: 0001534701-22-000014 · wf-form4_164263004927784.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,889.3912 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 14, 2022. F3 · balance_after: Includes 9,812.3912 RSUs, including additional shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 22:58 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000225 · wf-form4_163848586953211.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,510.131 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 7,433.131 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| November 05, 2021 Filed Nov 10, 2021 01:15 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 187.117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028759 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,703.1585 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 315 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:16 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 147 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000214 · wf-form4_163597419742941.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,349.131 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 7,272.131 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:08 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 158 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000163 · wf-form4_163346451750699.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,115.9592 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 7,038.9592 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 21:00 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 161 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000159 · wf-form4_163061640743496.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,957.9592 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 6,880.9592 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 22:56 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 347.5994 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-023487 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,473.0415 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 272 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 22:29 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000152 · wf-form4_162802977791898.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,796.9592 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 6,719.9592 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:41 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000130 · wf-form4_162560765636906.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,645.9592 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 6,568.9592 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-1. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:15 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000120 · wf-form4_162275849881895.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,451.0708 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 6,374.0708 RSUs. Read SEC document |
| May 18, 2021 Filed May 20, 2021 01:18 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-017466 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,093.4421 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 240 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| May 03, 2021 Filed May 4, 2021 21:43 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000111 · wf-form4_162016459547604.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,321.0708 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 6,244.0708 RSUs. Read SEC document |
| April 30, 2021 Filed May 4, 2021 01:38 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 166.917 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-015041 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,256.4421 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 240 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| April 19, 2021 Filed Apr 20, 2021 20:25 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 7,636.1979 | $43.87 | $335,000.00 |
DisclosureSEC source: 0001225208-21-006871 · doc4.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,320.091 Underlying: Common Stock · 7,636.1979 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:42 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 138 | $0.00 | $0.00 |
DisclosureSEC source: 0001534701-21-000097 · wf-form4_161765887945459.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,185.0708 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · balance_after: Includes 6,108.0708 RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:48 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 133 | $84.93 | $11,295.03 |
DisclosureSEC source: 0001534701-21-000081 · wf-form4_161481171250649.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,985.8607 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on March 1, 2021. F3 · balance_after: Includes 5,908.8607 RSUs. Read SEC document |
| February 10, 2021 Filed Feb 24, 2021 22:00 UTC | Phillips 66 PSX · Entity 2915 | PurchaseCommon Stock | 77 | $76.32 | $5,876.52 |
DisclosureSEC source: 0001534701-21-000077 · wf-form4_161420400214514.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,852.8607 F1 · date: This report is being filed late due to an error by a third party broker firm that administered the transaction. F2 · balance_after: Includes 5,775.8607 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis. The restrictions on RSUs lapse after the retirement, death or disability of the non-employee director. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:47 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 169 | $66.92 | $11,308.64 |
DisclosureSEC source: 0001534701-21-000037 · wf-form4_161239240516749.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,775.8607 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on February 1, 2021. F3 · balance_after: All 5,775.8607 shares are RSUs, including additional shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 22:42 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 2,771 | $72.19 | $200,045.42 |
DisclosureSEC source: 0001534701-21-000021 · wf-form4_161118254253007.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,606.8607 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2021. F3 · balance_after: All 5,606.8607 shares are RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 00:16 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 161 | $69.93 | $11,257.93 |
DisclosureSEC source: 0001534701-21-000003 · wf-form4_160989220367881.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,835.8607 F1 · shares: The reporting person elected to receive Restricted Stock Units (RSUs) in lieu of his annual cash retainer, which retainer is paid in monthly installments. RSUs convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 4, 2021. F3 · balance_after: All 2,835.8607 shares are RSUs, including additional shares acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| May 12, 2020 Filed May 13, 2020 20:18 UTC | CARRIER GLOBAL Corp CARR · Entity 3043 | GrantDirector DSU · Derivative | 10,595.5056 | $17.80 | $188,600.00 |
DisclosureSEC source: 0001225208-20-007582 · doc4.xml · derivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,595.5056 Underlying: Common Stock · 10,595.5056 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| May 05, 2020 Filed May 8, 2020 00:42 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015853 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,974.5251 F1 · balance_after: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 125 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| February 04, 2020 Filed Feb 7, 2020 00:04 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 13.5251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004131 · form4.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,105.5251 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended (the Director Program), under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vested immediately. Vested RSUs are paid in shares of the Company's common stock on a one-to-one basis. Vested RSUs may be deferred by the director, in which case, payment will occur according to the elected deferral schedule. F2 · balance_after: These shares include 102 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:31 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 1,907 | $104.92 | $200,072.91 |
DisclosureSEC source: 0001534701-20-000013 · wf-form4_157929668106854.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,536.5055 F1 · shares: Annual grant to non-employee directors of Restricted Stock Units (RSUs) that convert to Phillips 66 common stock on a 1-for-1 basis. The restrictions on the RSUs lapse after the retirement, disability or death of the non-employee director. F2 · price: The price reflected above is the average of the high and the low price of the Company's stock on January 15, 2020. F3 · balance_after: All 2,536.5055 shares are RSUs, including additional units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 20:23 UTC | Phillips 66 PSX · Entity 2915 | GrantCommon Stock | 49 | $115.06 | $5,637.94 |
DisclosureSEC source: 0001534701-19-000141 · wf-form4_157549099279439.xml · nonDerivative · entry 1 HOLLEY CHARLES M · CIK 0001216478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 F1 · shares: The reporting person elected to receive restricted stock units (RSUs) in lieu of fifty percent of his annual cash retainer, which retainer is paid in monthly installments. The number of RSUs issued was calculated based on $115.06, which is the average of the high and low trading prices of the issuer's common stock on the day of issuance. The RSUs settle for shares of Phillips 66 common stock on a 1-for-1 basis after the retirement, death or disability of the reporting person. F2 · balance_after: All 625 shares are RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.