person · Reporting owner

WALLACE RICHARD P

Disclosed activity across 5 companies

Tapewire entity: 10475
SEC CIK: 0001196898

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
KLA CORPKLAC · Entity 2838	President and CEO	September 15, 2026	September 16, 2026
Marvell Technology, Inc.MRVL · Entity 521	Director	June 25, 2026	June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KLA CORP

Report date September 15, 2026 · Filed September 16, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	706,924.5499	Reported balance After 2026-09-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-09-15 · Sale · Disposed 72,019 · Balance 706,924.5499 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025. F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.

F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").

Marvell Technology, Inc.

Report date June 25, 2026 · Filed June 29, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	1,034	Reported balance After 2026-06-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NetApp, Inc.

Report date September 11, 2019 · Filed September 13, 2019

Section 16 reporting ended · disclosed 2019-09-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	39,210	Ending reported balance After 2019-09-11 transaction · row 5 5 source rows · reconciled sequence Row 1 · 2019-09-11 · Exercise / conversion · Acquired 9,166 · Balance 16,298 Row 2 · 2019-09-11 · Exercise / conversion · Acquired 5,922 · Balance 22,220 Row 3 · 2019-09-11 · Exercise / conversion · Acquired 7,916 · Balance 30,136 Row 4 · 2019-09-11 · Exercise / conversion · Acquired 6,150 · Balance 36,286 Row 5 · 2019-09-11 · Exercise / conversion · Acquired 2,924 · Balance 39,210
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	22,912	Reported balance After 2019-09-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-09-11 · Exercise / conversion · Disposed 9,166 · Balance 22,912 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	16,990	Reported balance After 2019-09-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-09-11 · Exercise / conversion · Disposed 5,922 · Balance 16,990 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	9,074	Reported balance After 2019-09-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-09-11 · Exercise / conversion · Disposed 7,916 · Balance 9,074 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	2,924	Reported balance After 2019-09-11 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-09-11 · Exercise / conversion · Disposed 6,150 · Balance 2,924 F1: Restricted stock units convert into common stock on a one-for-one basis. F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2019-09-11 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2019-09-11 · Exercise / conversion · Disposed 2,924 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.

F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.

F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.

F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.

F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

PROOFPOINT INC

Report date August 31, 2021 · Filed August 31, 2021

Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2021-08-31 transaction · row 1 1 source row Row 1 · 2021-08-31 · Disposition to issuer · Disposed 10,796 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,329 Unvested Company RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.

F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F3: Includes 1,329 Unvested Company RSUs.

SPLUNK INC

Report date March 18, 2024 · Filed March 21, 2024

Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2024-03-18 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2024-03-18 · Disposition to issuer · Disposed 6,125 · Balance 3,673 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 2 · 2024-03-18 · Disposition to issuer · Disposed 3,673 · Balance 0 F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 06, 2018 Filed Aug 8, 2018 20:22 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	32,829	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010804 · wf-form4_153375971640646.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F5 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was alsograntedRSUs covering up to a maximum of 66,187 shares (based on 125% of the target shares of 52,950) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements.OnAugust 2, 2018 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined thatthe number of shares subject to the RSUs is 65,658. On August 6, 2018, 50% of the RSUs vested. F6 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	3,783	$118.85	$449,598.20	Disclosure SEC source: 0001628280-18-010804 · wf-form4_153375971640646.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,677 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $118.36 to $119.30. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	10,424	$118.36	$1,233,815.91	Disclosure SEC source: 0001628280-18-010804 · wf-form4_153375971640646.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,460 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $118.10 to $118.77. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 04, 2018 Filed Aug 7, 2018 20:03 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	20,675	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010671 · wf-form4_153367218315666.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 4, 2016, the Reporting Person was granted an RSU for 82,700 shares of KLA-Tencor Common Stock. On August 4, 2018, 25% of those shares vested. Read SEC document
August 04, 2018 Filed Aug 7, 2018 20:03 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	20,675	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010671 · wf-form4_153367218315666.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F5 · shares: On August 4, 2016, the Reporting Person was granted an RSU for 82,700 shares of KLA-Tencor Common Stock. On August 4, 2018, 25% of those shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:03 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	10,251	$119.59	$1,225,917.09	Disclosure SEC source: 0001628280-18-010671 · wf-form4_153367218315666.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,884 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used forpurposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 3, 2018. Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:03 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	3,721	$119.59	$444,994.39	Disclosure SEC source: 0001628280-18-010671 · wf-form4_153367218315666.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,460 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used forpurposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 3, 2018. Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:03 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	7,504	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010671 · wf-form4_153367218315666.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 3, 2017, the Reporting Person was granted an RSU for 30,016 shares of KLA-Tencor Common Stock. On August 3, 2018, 25% of those shares vested. Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:03 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	7,504	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010671 · wf-form4_153367218315666.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 3, 2017, the Reporting Person was granted an RSU for 30,016 shares of KLA-Tencor Common Stock. On August 3, 2018, 25% of those shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:31 UTC	KLA CORP KLAC · Entity 2838	GrantCommon Stock - Restricted Stock Units	65,658	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010546 · wf-form4_153358747046984.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,592 F2 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F5 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 66,187 shares (based on 125% of the target shares of 52,950) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 65,658. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:31 UTC	KLA CORP KLAC · Entity 2838	GrantCommon Stock - Restricted Stock Units	27,589	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010546 · wf-form4_153358747046984.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,934 F2 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F3 · shares: On August 2, 2018, the independent members of the board of directors granted the Reporting Person an RSU that vests 25% each year from the date of grant, subject to the reporting person being a service provider on each vesting date. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
July 16, 2018 Filed Jul 18, 2018 23:20 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantCommon Stock	312	$0.00	$0.00	Disclosure SEC source: 0001140361-18-032829 · doc1.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,863 F2 · shares: Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 16, 2018. An additional 1/4th of the total number of shares will vest on each of September 30, 2018, December 31, 2018 and March 31, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document
July 16, 2018 Filed Jul 18, 2018 23:20 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantCommon Stock	1,687	$0.00	$0.00	Disclosure SEC source: 0001140361-18-032829 · doc1.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,551 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on May 30, 2019. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document
July 02, 2018 Filed Aug 6, 2018 20:31 UTC	KLA CORP KLAC · Entity 2838	OtherCommon Stock	235	$87.15	$20,480.49	Disclosure SEC source: 0001628280-18-010546 · wf-form4_153358747046984.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,677 F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan. Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:15 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	13,299	$110.10	$1,464,219.90	Disclosure SEC source: 0001628280-18-000849 · wf-form4_151751964071845.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,442 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $109.55 to $110.40. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:30 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	27,500	$51.41 Strike: $46.77	$1,413,775.00	Disclosure SEC source: 0001614094-17-000124 · edgardoc.xml · derivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,500 shares Expires 2018-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests with respect to 12,500 of the option shares on the first anniversary of the grant date and the balance in a series of equal annual installments over the next 3 years of service thereafter. Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:30 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	22,831	$53.77 Strike: $43.77	$1,227,622.87	Disclosure SEC source: 0001614094-17-000124 · edgardoc.xml · derivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,831 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:30 UTC	NetApp, Inc. NTAP · Entity 3101	SaleCommon Stock	22,831	$53.77	$1,227,622.87	Disclosure SEC source: 0001614094-17-000124 · edgardoc.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:30 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionCommon Stock	22,831	$43.77	$999,312.87	Disclosure SEC source: 0001614094-17-000124 · edgardoc.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:30 UTC	NetApp, Inc. NTAP · Entity 3101	SaleCommon Stock	27,500	$51.41	$1,413,775.00	Disclosure SEC source: 0001614094-17-000124 · edgardoc.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:30 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionCommon Stock	27,500	$46.77	$1,286,175.00	Disclosure SEC source: 0001614094-17-000124 · edgardoc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 11, 2017 Filed Nov 14, 2017 00:19 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	4,365	$102.44	$447,150.60	Disclosure SEC source: 0001628280-17-011492 · wf-form4_151061878033944.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,741 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 10, 2017. Read SEC document
November 11, 2017 Filed Nov 14, 2017 00:19 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	8,364	$0.00	$0.00	Disclosure SEC source: 0001628280-17-011492 · wf-form4_151061878033944.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents 25% of the RSUs that vested from the grant made on November 11, 2016. Read SEC document
November 11, 2017 Filed Nov 14, 2017 00:19 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	8,364	$0.00	$0.00	Disclosure SEC source: 0001628280-17-011492 · wf-form4_151061878033944.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents 25% of the RSUs that vested from the grant made on November 11, 2016. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:23 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	17,000	$43.53 Strike: $37.62	$740,013.40	Disclosure SEC source: 0001614094-17-000094 · edgardoc.xml · derivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:23 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	17,000	$43.53 Strike: $34.52	$740,013.40	Disclosure SEC source: 0001614094-17-000094 · edgardoc.xml · derivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2019-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:23 UTC	NetApp, Inc. NTAP · Entity 3101	SaleCommon Stock	34,000	$43.53	$1,480,026.80	Disclosure SEC source: 0001614094-17-000094 · edgardoc.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.40 to $43.705. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:23 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionCommon Stock	17,000	$37.62	$639,540.00	Disclosure SEC source: 0001614094-17-000094 · edgardoc.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:23 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionCommon Stock	17,000	$34.52	$586,840.00	Disclosure SEC source: 0001614094-17-000094 · edgardoc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 14, 2017 Filed Sep 15, 2017 20:43 UTC	NetApp, Inc. NTAP · Entity 3101	GrantRestricted Stock Unit · Derivative	6,150	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001614094-17-000089 · edgardoc.xml · derivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,154 Underlying: Common Stock · 6,150 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. F3 · derivative.expiration_date: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:43 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionRestricted Stock Unit · Derivative	7,132	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001614094-17-000089 · edgardoc.xml · derivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,004 Underlying: Common Stock · 7,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document
September 13, 2017 Filed Sep 15, 2017 20:43 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionCommon Stock	7,132	$0.00	$0.00	Disclosure SEC source: 0001614094-17-000089 · edgardoc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:15 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	13,432	$93.69	$1,258,444.08	Disclosure SEC source: 0001628280-17-009068 · wf-form4_150465690995727.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,742 F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 31, 2017. Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:15 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	25,740	$0.00	$0.00	Disclosure SEC source: 0001628280-17-009068 · wf-form4_150465690995727.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the independent members of the KLA-Tencor Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest. Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:15 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	25,740	$0.00	$0.00	Disclosure SEC source: 0001628280-17-009068 · wf-form4_150465690995727.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the independent members of the KLA-Tencor Board of Directors determined the level at which the underlying performance goals were attained (August 31, 2017) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 7, 2014). The shares of common stock will be issued as the performance-based RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 31, 2017 Filed Sep 6, 2017 00:15 UTC	KLA CORP KLAC · Entity 2838	GrantCommon Stock - Restricted Stock Units	51,480	$0.00	$0.00	Disclosure SEC source: 0001628280-17-009068 · wf-form4_150465690995727.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,449 F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 55,000 shares (based on 125% of the target shares of 44,000) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 51,480. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:35 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	18,397	$90.85	$1,671,293.86	Disclosure SEC source: 0001628280-17-008726 · wf-form4_150291931765977.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,434 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2016. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $90.53 to $91.23. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 15, 2017 Filed Aug 16, 2017 21:35 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	18,980	$90.88	$1,724,826.48	Disclosure SEC source: 0001628280-17-008726 · wf-form4_150291931765977.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,831 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2016. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $90.53 to $91.23. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:07 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	5,740	$92.01	$528,137.40	Disclosure SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,811 F2 · shares: Pursuant to such terms of the August 4, 2016 RSU grant, 10,798 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document
August 07, 2017 Filed Aug 9, 2017 00:07 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	11,000	$0.00	$0.00	Disclosure SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 44,000 shares of KLA-Tencor common stock. On August 7, 2017, the Reporting Person vested in 25% of such RSUs. Read SEC document
August 06, 2017 Filed Aug 9, 2017 00:07 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	27,227	$88.83	$2,418,574.41	Disclosure SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,551 F4 · shares: Pursuant to such terms of the August 6, 2013, August 6, 2013 and August 6, 2015 grants, 27,227 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document
August 06, 2017 Filed Aug 9, 2017 00:07 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	52,176	$0.00	$0.00	Disclosure SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 6, 2013, August 6, 2013, and August 6, 2015, the Reporting Person received a grant of RSUs or PRSUs covering 44,500 (RSU), 44,500 (PRSU) and 52,950 (RSU) shares of KLA-Tencor common stock, respectively. On August 6, 2017, the Reporting Person vested in 25% of such RSUs and 50% of the PRSUs. Read SEC document
August 04, 2017 Filed Aug 9, 2017 00:07 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	10,789	$88.83	$958,386.87	Disclosure SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,602 F2 · shares: Pursuant to such terms of the August 4, 2016 RSU grant, 10,798 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document
August 04, 2017 Filed Aug 9, 2017 00:07 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	20,675	$0.00	$0.00	Disclosure SEC source: 0001628280-17-008379 · wf-form4_150223721458265.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 4, 2016, the Reporting Person received a grant of RSUs covering 82,700 shares of KLA-Tencor common stock. On August 4, 2017, the Reporting Person vested in 25% of such RSUs. Read SEC document
August 03, 2017 Filed Aug 4, 2017 20:39 UTC	KLA CORP KLAC · Entity 2838	GrantCommon Stock - Restricted Stock Units	30,016	$0.00	$0.00	Disclosure SEC source: 0001628280-17-008126 · wf-form4_150187914476450.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,820 F2 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
July 03, 2017 Filed Aug 4, 2017 20:39 UTC	KLA CORP KLAC · Entity 2838	OtherCommon Stock	314	$67.50	$21,194.69	Disclosure SEC source: 0001628280-17-008126 · wf-form4_150187914476450.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,716 F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan. Read SEC document
June 12, 2017 Filed Jun 14, 2017 22:32 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantCommon Stock	414	$0.00	$0.00	Disclosure SEC source: 0001140361-17-025037 · doc1.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,864 F2 · shares: Represents an award of RSUs. The RSUs will vest as to 1/4th of the total number of shares on June 30, 2017 and an additional 1/4th of the total number of shares on each quarterly anniversary thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document
June 12, 2017 Filed Jun 14, 2017 22:32 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantCommon Stock	2,241	$0.00	$0.00	Disclosure SEC source: 0001140361-17-025037 · doc1.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 1, 2018. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document
May 09, 2017 Filed May 11, 2017 20:44 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantCommon Stock	209	$0.00	$0.00	Disclosure SEC source: 0001140361-17-019791 · doc1.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on May 31, 2017. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:05 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	18,980	$85.44	$1,621,670.18	Disclosure SEC source: 0001628280-17-000874 · wf-form4_148615950297762.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,402 F1 · shares: Sold under a Rule 10b5-1 sales plan adopted as of December 5, 2016. F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $85.22 to $85.82. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.