person · Reporting owner

WALLACE RICHARD P

Disclosed activity across 5 companies

Tapewire entity: 10475
SEC CIK: 0001196898

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
KLA CORPKLAC · Entity 2838	President and CEO	September 15, 2026	September 16, 2026
Marvell Technology, Inc.MRVL · Entity 521	Director	June 25, 2026	June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KLA CORP

Report date September 15, 2026 · Filed September 16, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	706,924.5499	Reported balance After 2026-09-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-09-15 · Sale · Disposed 72,019 · Balance 706,924.5499 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025. F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.

F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").

Marvell Technology, Inc.

Report date June 25, 2026 · Filed June 29, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	1,034	Reported balance After 2026-06-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.

F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NetApp, Inc.

Report date September 11, 2019 · Filed September 13, 2019

Section 16 reporting ended · disclosed 2019-09-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	39,210	Ending reported balance After 2019-09-11 transaction · row 5 5 source rows · reconciled sequence Row 1 · 2019-09-11 · Exercise / conversion · Acquired 9,166 · Balance 16,298 Row 2 · 2019-09-11 · Exercise / conversion · Acquired 5,922 · Balance 22,220 Row 3 · 2019-09-11 · Exercise / conversion · Acquired 7,916 · Balance 30,136 Row 4 · 2019-09-11 · Exercise / conversion · Acquired 6,150 · Balance 36,286 Row 5 · 2019-09-11 · Exercise / conversion · Acquired 2,924 · Balance 39,210
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	22,912	Reported balance After 2019-09-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-09-11 · Exercise / conversion · Disposed 9,166 · Balance 22,912 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	16,990	Reported balance After 2019-09-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-09-11 · Exercise / conversion · Disposed 5,922 · Balance 16,990 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	9,074	Reported balance After 2019-09-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-09-11 · Exercise / conversion · Disposed 7,916 · Balance 9,074 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	2,924	Reported balance After 2019-09-11 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-09-11 · Exercise / conversion · Disposed 6,150 · Balance 2,924 F1: Restricted stock units convert into common stock on a one-for-one basis. F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2019-09-11 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2019-09-11 · Exercise / conversion · Disposed 2,924 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.

F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.

F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.

F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.

F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.

PROOFPOINT INC

Report date August 31, 2021 · Filed August 31, 2021

Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2021-08-31 transaction · row 1 1 source row Row 1 · 2021-08-31 · Disposition to issuer · Disposed 10,796 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,329 Unvested Company RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.

F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.

F3: Includes 1,329 Unvested Company RSUs.

SPLUNK INC

Report date March 18, 2024 · Filed March 21, 2024

Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2024-03-18 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2024-03-18 · Disposition to issuer · Disposed 6,125 · Balance 3,673 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 2 · 2024-03-18 · Disposition to issuer · Disposed 3,673 · Balance 0 F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 11, 2019 Filed Sep 13, 2019 20:37 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionRestricted Stock Unit · Derivative	7,916	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001614094-19-000068 · edgardoc.xml · derivative · entry 8 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,074 Underlying: Common Stock · 7,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs. F4 · derivative.expiration_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs. Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:37 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionRestricted Stock Unit · Derivative	5,922	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001614094-19-000068 · edgardoc.xml · derivative · entry 7 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,990 Underlying: Common Stock · 5,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. F3 · derivative.expiration_date: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:37 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionRestricted Stock Unit · Derivative	9,166	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001614094-19-000068 · edgardoc.xml · derivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,912 Underlying: Common Stock · 9,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs. F2 · derivative.expiration_date: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs. Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:37 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionCommon Stock	2,924	$0.00	$0.00	Disclosure SEC source: 0001614094-19-000068 · edgardoc.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:37 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionCommon Stock	6,150	$0.00	$0.00	Disclosure SEC source: 0001614094-19-000068 · edgardoc.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:37 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionCommon Stock	7,916	$0.00	$0.00	Disclosure SEC source: 0001614094-19-000068 · edgardoc.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:37 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionCommon Stock	5,922	$0.00	$0.00	Disclosure SEC source: 0001614094-19-000068 · edgardoc.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:37 UTC	NetApp, Inc. NTAP · Entity 3101	Exercise / conversionCommon Stock	9,166	$0.00	$0.00	Disclosure SEC source: 0001614094-19-000068 · edgardoc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	6,563	$135.64	$890,205.32	Disclosure SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 9 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,748 F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019. Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	13,237	$0.00	$0.00	Disclosure SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 8 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: On August 6, 2015, the reporting person was granted 52,950 RSUs. On August 6, 2019, the remaining RSUs vested. Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	13,237	$0.00	$0.00	Disclosure SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 7 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F7 · shares: On August 6, 2015, the reporting person was granted 52,950 RSUs. On August 6, 2019, the remaining RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	16,277	$135.64	$2,207,812.28	Disclosure SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,074 F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019. Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	32,829	$0.00	$0.00	Disclosure SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 6, 2015, the reporting person was granted performance RSUs that the independent directors determined in 2018 was for 65,658 shares. On August 6, 2019, the remaining shares vested. Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	32,829	$0.00	$0.00	Disclosure SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F5 · shares: On August 6, 2015, the reporting person was granted performance RSUs that the independent directors determined in 2018 was for 65,658 shares. On August 6, 2019, the remaining shares vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:56 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	3,721	$133.24	$495,786.04	Disclosure SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,522 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019. Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:56 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	7,504	$0.00	$0.00	Disclosure SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 3, 2017, the reporting person was granted 30,016 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019. Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:56 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	7,504	$0.00	$0.00	Disclosure SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F2 · shares: On August 3, 2017, the reporting person was granted 30,016 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 04, 2019 Filed Aug 6, 2019 20:01 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	10,251	$133.24	$1,365,843.24	Disclosure SEC source: 0001628280-19-010111 · wf-form4_156512165618918.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,739 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019. Read SEC document
August 04, 2019 Filed Aug 6, 2019 20:01 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	20,675	$0.00	$0.00	Disclosure SEC source: 0001628280-19-010111 · wf-form4_156512165618918.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 4, 2016, the reporting person was granted 82,700 RSUs. On August 4, 2016, 25% of those RSUs vested. Read SEC document
August 04, 2019 Filed Aug 6, 2019 20:01 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	20,675	$0.00	$0.00	Disclosure SEC source: 0001628280-19-010111 · wf-form4_156512165618918.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F5 · shares: On August 4, 2016, the reporting person was granted 82,700 RSUs. On August 4, 2016, 25% of those RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:01 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	3,421	$133.24	$455,814.04	Disclosure SEC source: 0001628280-19-010111 · wf-form4_156512165618918.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,315 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019. Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:01 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	6,898	$0.00	$0.00	Disclosure SEC source: 0001628280-19-010111 · wf-form4_156512165618918.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 2, 2018, the reporting person was granted 27,589 RSUs. On August 2, 2019, 25% of those RSUs vested. Read SEC document
August 02, 2019 Filed Aug 6, 2019 20:01 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	6,898	$0.00	$0.00	Disclosure SEC source: 0001628280-19-010111 · wf-form4_156512165618918.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F2 · shares: On August 2, 2018, the reporting person was granted 27,589 RSUs. On August 2, 2019, 25% of those RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:53 UTC	KLA CORP KLAC · Entity 2838	GrantCommon Stock - Restricted Stock Units	25,726	$0.00	$0.00	Disclosure SEC source: 0001628280-19-009991 · wf-form4_156503840509528.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,969 F3 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F4 · shares: On August 1, 2019 the reporting person received a grant of an RSU. The RSU vests 25% annually from the date of grant. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
July 01, 2019 Filed Aug 5, 2019 20:53 UTC	KLA CORP KLAC · Entity 2838	OtherCommon Stock	274	$77.27	$21,173.08	Disclosure SEC source: 0001628280-19-009991 · wf-form4_156503840509528.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,838 F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan. F2 · price: Represents 85% of the closing price of the registrant's stock on the start date. Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:42 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantCommon Stock	415	$0.00	$0.00	Disclosure SEC source: 0001567619-19-014328 · doc1.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,122 F2 · shares: Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on June 30, 2019. An additional 1/4th of the total number of shares will vest on each of September 30, 2019, December 31, 2019 and March 31, 2020. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document
June 28, 2019 Filed Jul 2, 2019 22:42 UTC	PROOFPOINT INC PFPT · Entity 135877	GrantCommon Stock	1,844	$0.00	$0.00	Disclosure SEC source: 0001567619-19-014328 · doc1.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,707 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 6, 2020. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document
November 11, 2018 Filed Nov 14, 2018 21:14 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	4,147	$95.28	$395,126.16	Disclosure SEC source: 0001628280-18-014361 · wf-form4_154223001132063.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,564 F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on November 9, 2018. Read SEC document
November 11, 2018 Filed Nov 14, 2018 21:14 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	8,364	$0.00	$0.00	Disclosure SEC source: 0001628280-18-014361 · wf-form4_154223001132063.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 33,454 shares. On November 11, 2018, 25% of the RSUs vested. Read SEC document
November 11, 2018 Filed Nov 14, 2018 21:14 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	8,364	$0.00	$0.00	Disclosure SEC source: 0001628280-18-014361 · wf-form4_154223001132063.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 33,454 shares. On November 11, 2018, 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
September 13, 2018 Filed Sep 14, 2018 20:29 UTC	NetApp, Inc. NTAP · Entity 3101	GrantRestricted Stock Unit · Derivative	2,924	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001614094-18-000109 · edgardoc.xml · derivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,078 Underlying: Common Stock · 2,924 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:11 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	5,790	$117.87	$682,461.51	Disclosure SEC source: 0001628280-18-011634 · wf-form4_153618185280140.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,347 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.54 to $118.40. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:11 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	6,518	$116.91	$762,032.42	Disclosure SEC source: 0001628280-18-011634 · wf-form4_153618185280140.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,137 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.50 to $117.47. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:02 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	3,446	$117.55	$405,087.64	Disclosure SEC source: 0001628280-18-011009 · wf-form4_153393135559092.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,655 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.16 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:02 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	2,100	$116.34	$244,322.40	Disclosure SEC source: 0001628280-18-011009 · wf-form4_153393135559092.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,101 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $115.90 to $116.86. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	5,454	$118.16	$644,444.64	Disclosure SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 10 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,201 F8 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018. Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	11,000	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 9 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 44,000 shares of KLA-Tencor Common Stock. On August 7, 2018, 25% of those shares vested. Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	11,000	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 8 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F9 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 44,000 shares of KLA-Tencor Common Stock. On August 7, 2018, 25% of those shares vested. F7 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	12,762	$118.16	$1,507,957.92	Disclosure SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 7 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,655 F8 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018. Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	25,740	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 55,000 shares (based on 125% of the target shares of 44,000) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 51,480. On August 7, 2018, the remaining 50% of the unvested shares vested. Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	25,740	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F6 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 55,000 shares (based on 125% of the target shares of 44,000) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 51,480. On August 7, 2018, the remaining 50% of the unvested shares vested. F7 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	1,100	$118.54	$130,396.20	Disclosure SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,677 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $118.17 to $119.10. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	5,574	$117.68	$655,959.47	Disclosure SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,777 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.14 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	3,283	$118.44	$388,841.80	Disclosure SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,351 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $118.15 to $119.10. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC	KLA CORP KLAC · Entity 2838	SaleCommon Stock	13,269	$117.66	$1,561,164.20	Disclosure SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,634 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.14 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	6,563	$118.27	$776,206.01	Disclosure SEC source: 0001628280-18-010804 · wf-form4_153375971640646.xml · nonDerivative · entry 8 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,903 F7 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 6, 2018. Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	13,237	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010804 · wf-form4_153375971640646.xml · nonDerivative · entry 7 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: On August 6, 2015, the Reporting Person was granted an RSU for 52,950 shares of KLA-Tencor Common Stock. On August 6, 2018, 25% of those shares vested. Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock - Restricted Stock Units	13,237	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010804 · wf-form4_153375971640646.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F8 · shares: On August 6, 2015, the Reporting Person was granted an RSU for 52,950 shares of KLA-Tencor Common Stock. On August 6, 2018, 25% of those shares vested. F6 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC	KLA CORP KLAC · Entity 2838	Tax withholdingCommon Stock	16,277	$118.27	$1,925,080.79	Disclosure SEC source: 0001628280-18-010804 · wf-form4_153375971640646.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,229 F7 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 6, 2018. Read SEC document
August 06, 2018 Filed Aug 8, 2018 20:22 UTC	KLA CORP KLAC · Entity 2838	Exercise / conversionCommon Stock	32,829	$0.00	$0.00	Disclosure SEC source: 0001628280-18-010804 · wf-form4_153375971640646.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was alsograntedRSUs covering up to a maximum of 66,187 shares (based on 125% of the target shares of 52,950) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements.OnAugust 2, 2018 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined thatthe number of shares subject to the RSUs is 65,658. On August 6, 2018, 50% of the RSUs vested. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.