Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | President and CEO | September 15, 2026 | September 16, 2026 |
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 706,924.5499 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Sale · Disposed 72,019 · Balance 706,924.5499 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025. F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.
F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date September 11, 2019 · Filed September 13, 2019
Section 16 reporting ended · disclosed 2019-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,210 |
Ending reported balance
After 2019-09-11 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-09-11 · Exercise / conversion · Acquired 9,166 · Balance 16,298 Row 2 · 2019-09-11 · Exercise / conversion · Acquired 5,922 · Balance 22,220 Row 3 · 2019-09-11 · Exercise / conversion · Acquired 7,916 · Balance 30,136 Row 4 · 2019-09-11 · Exercise / conversion · Acquired 6,150 · Balance 36,286 Row 5 · 2019-09-11 · Exercise / conversion · Acquired 2,924 · Balance 39,210 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,912 |
Reported balance
After 2019-09-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-09-11 · Exercise / conversion · Disposed 9,166 · Balance 22,912 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 16,990 |
Reported balance
After 2019-09-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-09-11 · Exercise / conversion · Disposed 5,922 · Balance 16,990 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,074 |
Reported balance
After 2019-09-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-09-11 · Exercise / conversion · Disposed 7,916 · Balance 9,074 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,924 |
Reported balance
After 2019-09-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-09-11 · Exercise / conversion · Disposed 6,150 · Balance 2,924 F1: Restricted stock units convert into common stock on a one-for-one basis. F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-09-11 · Exercise / conversion · Disposed 2,924 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.
F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.
F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
PROOFPOINT INC
Report date August 31, 2021 · Filed August 31, 2021
Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 10,796 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,329 Unvested Company RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.
F3: Includes 1,329 Unvested Company RSUs.
SPLUNK INC
Report date March 18, 2024 · Filed March 21, 2024
Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-18 · Disposition to issuer · Disposed 6,125 · Balance 3,673 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 2 · 2024-03-18 · Disposition to issuer · Disposed 3,673 · Balance 0 F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2017 Filed Feb 3, 2017 22:05 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 19,563 | $85.49 | $1,672,499.56 |
DisclosureSEC source: 0001628280-17-000874 · wf-form4_148615950297762.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,382 F1 · shares: Sold under a Rule 10b5-1 sales plan adopted as of December 5, 2016. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $85.43 to $85.69. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 02:31 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 35,000 | $79.17 | $2,771,020.00 |
DisclosureSEC source: 0001628280-16-021928 · wf-form4_148125070493889.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,945 F1 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $79.00 to $79.40. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 13:39 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 33,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-021231 · wf-form4_147913075744737.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,804 F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On November 11, 2016, the Reporting Person was granted RSUs for 33,454 shares of KLA-Tencor common stock which vest 25% annually beginning November 11, 2017, subject to continued service on each vesting date. F3 · balance_after: Does not include performance-based RSUs held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:47 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000176 · edgardoc.xml · derivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,136 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F2 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:49 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 14,513 | $70.80 | $1,027,520.40 |
DisclosureSEC source: 0001628280-16-019470 · wf-form4_147343974562607.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,583 F7 · shares: Pursuant to the terms of the August 6, 2013 RSU grant, 14,513 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on September 7, 2016. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:49 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 27,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019470 · wf-form4_147343974562607.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: As noted in Footnote 2, on August 6, 2013, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2016, was determined by the Compensation Committee of KLA-Tencor's Board of directors (on September 7, 2016) to cover 55,625 shares of KLA-Tencor common stock. On September 7, 2016, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 16:49 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 55,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019470 · wf-form4_147343974562607.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,350 F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 6, 2013, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 55,625 shares (based on 125% of the target shares of 44,500) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2016 fiscal year, on September 7, 2016 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 55,625. F3 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (September 7, 2016) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 6, 2013). The shares of common stock will be issued as the performance-based RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F5 · balance_after: Reflects an increase of 55,625 RSUs in connection with the determination of the level at which the August 6, 2013 performance-based RSUs were attained, less the fifty percent (50%) of such award that vested upon such assessment, as described in footnote 3 Read SEC document |
| August 07, 2016 Filed Aug 9, 2016 23:12 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 5,740 | $77.63 | $445,596.20 |
DisclosureSEC source: 0001628280-16-018834 · wf-form4_147078432902128.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,284 F6 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 5,740 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 07, 2016 Filed Aug 9, 2016 23:12 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018834 · wf-form4_147078432902128.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On August 7, 2014, the Reporting Person received a grant of RSUs covering 44,000 shares of KLA-Tencor common stock. On August 7, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:12 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 6,908 | $77.63 | $536,268.04 |
DisclosureSEC source: 0001628280-16-018834 · wf-form4_147078432902128.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,024 F4 · shares: Pursuant to such terms of the August 6, 2014 RSU grant, 6,908 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:12 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 13,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018834 · wf-form4_147078432902128.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On August 6, 2015, the Reporting Person received a grant of RSUs covering 52,950 shares of KLA-Tencor common stock. On August 6, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:12 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 5,806 | $77.63 | $450,719.78 |
DisclosureSEC source: 0001628280-16-018834 · wf-form4_147078432902128.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,694 F2 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 5,806 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 06, 2016 Filed Aug 9, 2016 23:12 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 11,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018834 · wf-form4_147078432902128.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 44,500 shares of KLA-Tencor common stock. On August 6, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 04, 2016 Filed Aug 9, 2016 00:22 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 82,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018756 · wf-form4_147070215942291.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,900 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 4, 2017) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 4, 2020, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. Shares of common stock will be issued as the RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:33 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 6,145 | $75.72 | $465,299.40 |
DisclosureSEC source: 0001628280-16-018537 · wf-form4_147034638790449.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,375 F5 · shares: Pursuant to the terms of the August 2, 2012 RSU grant described in note (4) above, 6,145 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:33 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 11,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018537 · wf-form4_147034638790449.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On August 2, 2012, the Reporting Person received a grant of RSUs covering 47,100 shares of KLA-Tencor common stock. On August 2, 2016, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:33 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 13,433 | $75.72 | $1,017,146.76 |
DisclosureSEC source: 0001628280-16-018537 · wf-form4_147034638790449.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,745 F3 · shares: Pursuant to such terms of the August 2, 2012 performance-based RSU grant, 13,433 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 02, 2016 Filed Aug 4, 2016 21:33 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 29,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-018537 · wf-form4_147034638790449.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 2, 2012, the Reporting Person received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2014, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2014) to cover, based on KLA-Tencor's financial performance during fiscal year 2014, 58,875 shares of KLA-Tencor common stock. On August 2, 2016, the Reporting person vested in fifty percent (50%) of the performance-based RSUs. F2 · balance_after: Includes 363 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2016. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:57 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 15,361 | $48.83 | $750,077.63 |
DisclosureSEC source: 0001628280-15-007013 · wf-form4_144175663370957.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,740 F7 · shares: Pursuant to such terms of the August 2, 2012 RSU grant, 15,361 shares of KLA-Tencor common stock were automatically withheld on the day of determination to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such determination date (September 3, 2015). Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:57 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 29,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007013 · wf-form4_144175663370957.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: As noted in Footnote 2, on August 2, 2012, the Reporting Person received a grant of performance-based RSUs that, following the completion of fiscal year 2015, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (on September 3, 2015) to cover, based on KLA-Tencor's financial performance, 58,875 shares of KLA-Tencor common stock. On September 3, 2015, the reporting person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| September 03, 2015 Filed Sep 8, 2015 23:57 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 58,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-007013 · wf-form4_144175663370957.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,412 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: On August 2, 2012, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to 47,100 shares of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. Following the completion of KLA-Tencor's audited financial statements for the 2015 fiscal year, on 09/03/2015 the Compensation Committee of the Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 58,875. F3 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the underlying performance goals were attained (September 3, 2015) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the grant date of the award (August 2, 2012). The shares of common stock will be issued as the performance-based RSUs vest. F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. F5 · balance_after: Reflects an increase of 58,875 RSUs in connection with the determination of the level at which the August 2, 2012 performance-based RSUs were attained, less the fifty percent (50%) of such award that vested upon such assessment, as described in footnote 3. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 22:16 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 5,740 | $52.35 | $300,489.00 |
DisclosureSEC source: 0001628280-15-006488 · wf-form4_143933139272591.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,663 F2 · shares: Pursuant to such terms of the August 7, 2014 RSU grant, 5,740 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 07, 2015 Filed Aug 11, 2015 22:16 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006488 · wf-form4_143933139272591.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 7, 2014, the Reporting Person received a grant of restricted stock units ("RSUs") covering 44,000 shares of KLA-Tencor common stock. On August 7, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:19 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 52,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006407 · wf-form4_143924154446380.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,975 F4 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock. F5 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 6, 2016) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 6, 2019, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest. F6 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:19 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 5,806 | $51.95 | $301,621.70 |
DisclosureSEC source: 0001628280-15-006407 · wf-form4_143924154446380.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,403 F2 · shares: Pursuant to such terms of the August 6, 2013 RSU grant, 5,806 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2015 Filed Aug 10, 2015 21:19 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 11,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006407 · wf-form4_143924154446380.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 44,500 shares of KLA-Tencor common stock. On August 6, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:42 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 14,115 | $51.85 | $731,862.75 |
DisclosureSEC source: 0001628280-15-006255 · wf-form4_143889731871670.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,084 F4 · shares: Pursuant to such terms of the August 4, 2011 RSU grant, 14,115 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:42 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 27,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006255 · wf-form4_143889731871670.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: On August 4, 2011, the Reporting Person received a grant of RSUs covering 54,100 shares of KLA-Tencor common stock. On August 4, 2015, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:42 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 13,605 | $51.85 | $705,419.25 |
DisclosureSEC source: 0001628280-15-006255 · wf-form4_143889731871670.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,149 F2 · shares: Pursuant to the terms of the August 4, 2011 performance-based RSU grant, 13,605 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 04, 2015 Filed Aug 6, 2015 21:42 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 27,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006255 · wf-form4_143889731871670.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 4, 2011, the Reporting Person received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2013, was determined by the Compensation Committee of KLA-Tencor's Board of Directors (in August 2013) to cover, based on KLA-Tencor's financial performance during fiscal year 2013, 54,100 shares of KLA-Tencor common stock. On August 4, 2015, the Reporting Person vested in fifty percent (50%) of the performance-based RSUs. Read SEC document |
| August 02, 2015 Filed Aug 4, 2015 21:27 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,426 | $53.05 | $234,799.30 |
DisclosureSEC source: 0001628280-15-006053 · wf-form4_143872361067407.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,704 F3 · shares: Pursuant to the terms of the August 2, 2012 RSU grant described in note (1) above, 4,426 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 02, 2015 Filed Aug 4, 2015 21:27 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 11,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-15-006053 · wf-form4_143872361067407.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 2, 2012, the Reporting Person received a grant of restricted stock units ("RSUs") covering 47,100 shares of KLA-Tencor common stock. On August 2, 2015, the Reporting Person vested in twenty-five percent (25%) of such RSUs. F2 · balance_after: Includes 355 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2015. Read SEC document |
| November 17, 2014 Filed Nov 19, 2014 22:02 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 478 | $79.40 | $37,953.20 |
DisclosureSEC source: 0001181431-14-036861 · rrd419111.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,182 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. F3 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| November 17, 2014 Filed Nov 19, 2014 22:02 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 10,000 | $79.25 | $792,520.00 |
DisclosureSEC source: 0001181431-14-036861 · rrd419111.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,660 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $79.15 to $79.66. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| August 15, 2014 Filed Aug 19, 2014 21:00 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 500 | $74.36 | $37,180.00 |
DisclosureSEC source: 0001181431-14-029701 · rrd414702.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,284 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. F4 · price: This transaction was executed in multiple trades at prices ranging from $74.29 to $74.40. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| August 15, 2014 Filed Aug 19, 2014 21:00 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 27,257 | $73.71 | $2,009,113.47 |
DisclosureSEC source: 0001181431-14-029701 · rrd414702.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,784 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $73.27 to $74.26. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| August 07, 2014 Filed Aug 11, 2014 23:02 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 44,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-14-028864 · rrd414380.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,025 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2 · shares: Represents a grant of RSUs subject only to service-vesting requirements. The Reporting Person will vest in twenty-five percent (25%) of the RSUs on the one-year anniversary of the grant date (August 7, 2014) and an additional twenty-five percent (25%) on each annual anniversary of the grant date thereafter through August 7, 2018, in each case subject to the Reporting Person continuing as a service provider to KLA-Tencor through the applicable vesting date. The shares of common stock will be issued as the RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 22:04 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 5,806 | $71.88 | $417,335.28 |
DisclosureSEC source: 0001181431-14-028739 · rrd413920.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,133 F2 · shares: Pursuant to the terms of the August 6, 2013 RSU grant, 5,806 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 06, 2014 Filed Aug 8, 2014 22:04 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 11,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-028739 · rrd413920.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,939 F1 · price: On August 6, 2013, the Reporting Person received a grant of restricted stock units ("RSUs") covering 44,500 shares of KLA-Tencor common stock. On August 6, 2014, the Reporting Person vested in twenty-five percent (25%) of such RSUs. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 23:29 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 13,776 | $71.60 | $986,361.60 |
DisclosureSEC source: 0001181431-14-028470 · rrd413911.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,814 F4 · shares: Pursuant to the terms of the August 5, 2010 RSU grant described in note (3) above, 13,776 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 23:29 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 26,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-028470 · rrd413911.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,590 F3 · price: On August 5, 2010, the Reporting Person received a grant of RSUs covering 52,800 shares of KLA-Tencor common stock. On August 5, 2014, the Reporting Person vested in fifty percent (50%) of such RSUs. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 23:29 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 13,457 | $71.60 | $963,521.20 |
DisclosureSEC source: 0001181431-14-028470 · rrd413911.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,190 F2 · shares: Pursuant to the terms of the August 5, 2010 performance-based RSU grant described in note (1) above, 13,457 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on such vesting date. Read SEC document |
| August 05, 2014 Filed Aug 6, 2014 23:29 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 26,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-028470 · rrd413911.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,647 F1 · price: On August 5, 2010, the Reporting Person received a grant of performance-based restricted stock units ("RSUs") that, following the completion of fiscal year 2012, was determined by the independent members of KLA-Tencor's Board of Directors to cover, based on KLA-Tencor's financial performance during fiscal years 2011 and 2012, 52,800 shares of KLA-Tencor common stock. On August 5, 2014, the Reporting Person vested in fifty percent (50%) of such performance-based RSUs. Read SEC document |
| August 02, 2014 Filed Aug 5, 2014 21:01 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,426 | $71.63 | $317,038.81 |
DisclosureSEC source: 0001181431-14-028254 · rrd413529.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,247 F3 · shares: Pursuant to the terms of the August 2, 2012 RSU grant, 4,426 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date. Read SEC document |
| August 02, 2014 Filed Aug 5, 2014 21:01 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock | 11,775 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-028254 · rrd413529.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,673 F1 · price: On August 2, 2012, the Reporting Person received a grant of restricted stock units ("RSUs") covering 47,100 shares of KLA-Tencor common stock. On August 2, 2014, the Reporting Person vested in twenty-five percent (25%) of such RSUs. F2 · balance_after: Includes 394 shares acquired by the Reporting Person under the KLA-Tencor Employee Stock Purchase Plan on June 30, 2014. Read SEC document |
| May 15, 2014 Filed May 19, 2014 21:27 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 12,243 | $62.27 | $762,371.61 |
DisclosureSEC source: 0001181431-14-020216 · rrd409644.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,284 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $61.94 to $62.47. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 22:00 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 20,000 | $64.17 | $1,283,400.00 |
DisclosureSEC source: 0001181431-14-011012 · rrd404454.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 20,527 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $63.90 to $64.79. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 23:49 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,000 | $62.49 | $312,435.00 |
DisclosureSEC source: 0001181431-13-059523 · rrd395530.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 9,027 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2012. F5 · price: This transaction was executed in multiple trades at prices ranging from $61.82 to $62.77. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 23:49 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,000 | $62.03 | $310,125.00 |
DisclosureSEC source: 0001181431-13-059523 · rrd395530.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 14,027 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2012. F4 · price: This transaction was executed in multiple trades at prices ranging from $61.92 to $62.13. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 23:49 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 15,000 | $62.58 | $938,655.00 |
DisclosureSEC source: 0001181431-13-059523 · rrd395530.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,027 F1 · kind: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2012. F2 · price: This transaction was executed in multiple trades at prices ranging from $61.99 to $62.86. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares held under the Wallace Living Trust u/a/d 03/27/01, as amended, a trust of which the Reporting Person is a trustee and beneficiary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.