Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | President and CEO | September 15, 2026 | September 16, 2026 |
| Marvell Technology, Inc.MRVL · Entity 521 | Director | June 25, 2026 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 706,924.5499 |
Reported balance
After 2026-09-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-15 · Sale · Disposed 72,019 · Balance 706,924.5499 F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025. F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs"). |
Filing footnotes · ownership attribution and instrument terms
F1: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.
F2: The number of shares of KLA common stock includes 386,970.215 shares issuable upon vesting of restricted stock units ("RSUs").
Marvell Technology, Inc.
Report date June 25, 2026 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,034 |
Reported balance
After 2026-06-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-25 · Grant · Acquired 1,034 · Balance 1,034 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting. F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Marvell Technology, Inc. upon vesting.
F2: Vests in full on the earlier of Marvell Technology, Inc.'s next annual meeting of stockholders or the one-year anniversary of the restricted stock unit grant date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date September 11, 2019 · Filed September 13, 2019
Section 16 reporting ended · disclosed 2019-09-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,210 |
Ending reported balance
After 2019-09-11 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-09-11 · Exercise / conversion · Acquired 9,166 · Balance 16,298 Row 2 · 2019-09-11 · Exercise / conversion · Acquired 5,922 · Balance 22,220 Row 3 · 2019-09-11 · Exercise / conversion · Acquired 7,916 · Balance 30,136 Row 4 · 2019-09-11 · Exercise / conversion · Acquired 6,150 · Balance 36,286 Row 5 · 2019-09-11 · Exercise / conversion · Acquired 2,924 · Balance 39,210 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,912 |
Reported balance
After 2019-09-11 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-09-11 · Exercise / conversion · Disposed 9,166 · Balance 22,912 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 16,990 |
Reported balance
After 2019-09-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-09-11 · Exercise / conversion · Disposed 5,922 · Balance 16,990 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,074 |
Reported balance
After 2019-09-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-09-11 · Exercise / conversion · Disposed 7,916 · Balance 9,074 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,924 |
Reported balance
After 2019-09-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-09-11 · Exercise / conversion · Disposed 6,150 · Balance 2,924 F1: Restricted stock units convert into common stock on a one-for-one basis. F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-09-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-09-11 · Exercise / conversion · Disposed 2,924 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On March 16, 2011, the Reporting Person was granted 9,166 restricted Stock units ("RSUs").The RSUs vest as to 4,165 shares on the first annual anniversary of the grant date, and an additional 1,667 shares on each of the next three annual anniversaries dates, subject to the reporting person's continuous Board service. Vested shares will be delivered to the reporting person upon the earlier of: (i) date the reporting person ceases to serve as a Board member; (i) date on which a Change of Control occurs.
F3: On September 5, 2014, the reporting person was granted 5,922 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
F4: On September 11, 2015, the reporting person was granted 7,916 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.
F5: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs.
F6: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
PROOFPOINT INC
Report date August 31, 2021 · Filed August 31, 2021
Section 16 reporting ended · disclosed 2021-08-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-31 transaction · row 1
1 source rowRow 1 · 2021-08-31 · Disposition to issuer · Disposed 10,796 · Balance 0 F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash. F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates. F3: Includes 1,329 Unvested Company RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 25, 2021, Proofpoint, Inc. (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Project Kafka Parent, LLC ("Parent") and Project Kafka Merger Sub, Inc., a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $176.00 in cash.
F2: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each unvested and outstanding restricted stock unit (each, an "Unvested Company RSU") was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (x) the total number of shares of the Company's common stock underlying such Unvested Company RSU, by (y) $176.00, in each case subject to the same vesting schedule, termination terms and other conditions as such Unvested Company RSU was subject to immediately prior to the Effective Time, subject to the holder's continued service with the Parent or its affiliates.
F3: Includes 1,329 Unvested Company RSUs.
SPLUNK INC
Report date March 18, 2024 · Filed March 21, 2024
Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-18 · Disposition to issuer · Disposed 6,125 · Balance 3,673 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 2 · 2024-03-18 · Disposition to issuer · Disposed 3,673 · Balance 0 F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2021 Filed Aug 3, 2021 21:23 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,189 | $348.16 | $1,110,282.24 |
DisclosureSEC source: 0001628280-21-015386 · wf-form4_162802577919701.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,245 F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 30, 2021. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 21:23 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015386 · wf-form4_162802577919701.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On August 1, 2019, the Reporting Person was granted RSUs for 25,726 shares of KLA common stock. On August 1, 2021, 25% of the RSUs vested. Read SEC document |
| August 01, 2021 Filed Aug 3, 2021 21:23 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 6,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015386 · wf-form4_162802577919701.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F4 · shares: On August 1, 2019, the Reporting Person was granted RSUs for 25,726 shares of KLA common stock. On August 1, 2021, 25% of the RSUs vested. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 22:34 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 255 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046337 · doc4.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,796 F2 · shares: Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 8, 2021. An additional 1/4th of the total number of shares will vest on each of September 30, 2021, December 31, 2021 and March 31, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| July 08, 2021 Filed Jul 12, 2021 22:34 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 1,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046337 · doc4.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,541 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on July 8, 2022. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 30, 2021 Filed Aug 3, 2021 21:23 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 96 | $221.28 | $21,242.98 |
DisclosureSEC source: 0001628280-21-015386 · wf-form4_162802577919701.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,002 F1 · shares: Purchased under the registrant's employee stock purchase plan. F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:25 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,000 | $315.00 | $1,575,000.00 |
DisclosureSEC source: 0001628280-21-011144 · wf-form4_162206792021573.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,906 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2021. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:07 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 15,000 | $309.95 | $4,649,250.00 |
DisclosureSEC source: 0001628280-21-010000 · wf-form4_162085002178236.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,906 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2021. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 23:48 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 4,216 | $301.60 | $1,271,545.60 |
DisclosureSEC source: 0001628280-21-001566 · wf-form4_161256887837991.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,906 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2020. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 13:57 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 41,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-016888 · wf-form4_160674463694351.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,403 F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F2 · shares: On April 11, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus cash dividends distributed per share since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On November 25, 2020, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the third threshold of $232.782. As a result, 41,441 shares became eligible to vest on April 11, 2024, subject to continued service on that date. The number of shares that actually vest are subject to the limitations set forth in the registrant's Amended and Restated 2004 Equity Incentive Plan. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:09 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,147 | $233.51 | $968,365.97 |
DisclosureSEC source: 0001628280-20-016423 · wf-form4_160530176842095.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,122 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 11, 2020. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:09 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 8,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-016423 · wf-form4_160530176842095.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 11, 2016, the Reporting Person was granted RSUs for 33,454 shares of KLA common stock. On November 11, 2020, the remaining 25% of the RSUs vested. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:09 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 8,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-016423 · wf-form4_160530176842095.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On November 11, 2016, the Reporting Person was granted RSUs for 33,454 shares of KLA common stock. On November 11, 2020, the remaining 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 20:28 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,973 | $211.84 | $629,785.46 |
DisclosureSEC source: 0001628280-20-012935 · wf-form4_159795527987255.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,906 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020. F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $211.60 to $212.57. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 20:28 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 16,974 | $211.07 | $3,582,668.23 |
DisclosureSEC source: 0001628280-20-012935 · wf-form4_159795527987255.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,879 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020. F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $210.60 to $211.57. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 20:28 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 15,168 | $210.24 | $3,188,935.49 |
DisclosureSEC source: 0001628280-20-012935 · wf-form4_159795527987255.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,853 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $209.60 to $210.59. The reporting person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:35 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 13,952 | $203.59 | $2,840,487.68 |
DisclosureSEC source: 0001628280-20-012358 · wf-form4_159709169173728.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,021 F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2020. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:35 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 28,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012358 · wf-form4_159709169173728.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,973 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which the underlying performance goals were attained (August 6, 2020) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 3, 2021). The shares of common stock will be issued as the performance-based RSUs vest. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:35 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 28,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012358 · wf-form4_159709169173728.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F5 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which the underlying performance goals were attained (August 6, 2020) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 3, 2021). The shares of common stock will be issued as the performance-based RSUs vest. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:35 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 56,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012358 · wf-form4_159709169173728.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,465 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F4 · shares: On August 3, 2017, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on a Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 67,536 shares (based on 150% of the target shares of 45,024) of KLA common stock, subject to both performance-vesting and service-vesting requirements. On August 6, 2020, the Compensation Committee of KLA's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 56,280. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:35 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 18,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012358 · wf-form4_159709169173728.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,185 F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock. F2 · shares: On August 6, 2020, the Reporting Person received a grant of RSUs. The RSUs vest 25% annually from the date of grant. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:59 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 10,251 | $204.90 | $2,100,429.90 |
DisclosureSEC source: 0001628280-20-012030 · wf-form4_159674753829616.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,833 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 4, 2020. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:59 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 20,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012030 · wf-form4_159674753829616.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 4, 2016, the Reporting Person was granted RSUs for 82,700 shares of KLA common stock. On August 4, 2020, 25% of the RSUs vested. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 20:59 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 20,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012030 · wf-form4_159674753829616.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F2 · shares: On August 4, 2016, the Reporting Person was granted RSUs for 82,700 shares of KLA common stock. On August 4, 2020, 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:32 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,721 | $207.65 | $772,665.65 |
DisclosureSEC source: 0001628280-20-011810 · wf-form4_159665953361601.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,409 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 3, 2020. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:32 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 7,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011810 · wf-form4_159665953361601.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 30,016 shares of KLA common stock. On August 3, 2020, 25% of the RSUs vested. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:32 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 7,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011810 · wf-form4_159665953361601.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F2 · shares: On August 3, 2017, the Reporting Person was granted RSUs for 30,016 shares of KLA common stock. On August 3, 2020, 25% of the RSUs vested. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 02, 2020 Filed Aug 3, 2020 20:36 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,420 | $199.83 | $683,418.60 |
DisclosureSEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 8 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,626 F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2020. Read SEC document |
| August 02, 2020 Filed Aug 3, 2020 20:36 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 7 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: On August 2, 2018, the reporting person was granted RSUs for 27,589 shares of KLA common stock. On August 2, 2020, 25% of the RSUs vested. Read SEC document |
| August 02, 2020 Filed Aug 3, 2020 20:36 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 6,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F8 · shares: On August 2, 2018, the reporting person was granted RSUs for 27,589 shares of KLA common stock. On August 2, 2020, 25% of the RSUs vested. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| August 01, 2020 Filed Aug 3, 2020 20:36 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 3,189 | $199.83 | $637,257.87 |
DisclosureSEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,149 F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2020. Read SEC document |
| August 01, 2020 Filed Aug 3, 2020 20:36 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 6,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: On August 1, 2019, the reporting person was granted RSUs for 25,726 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested. Read SEC document |
| August 01, 2020 Filed Aug 3, 2020 20:36 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 6,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F6 · shares: On August 1, 2019, the reporting person was granted RSUs for 25,726 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 20:36 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 41,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,345 F3 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F4 · shares: On April 11, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus aggregate cash dividends distributed per share on any date since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On July 31, 2020, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the second threshold of $203.6843. As a result, 41,441 shares became eligible to vest on April 11, 2023, subject to continued service on that date. F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:40 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042867 · doc4.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,404 F2 · shares: Represents an award of RSUs. The RSUs vested as to 1/4th of the total number of shares on July 15, 2020. An additional 1/4th of the total number of shares will vest on each of September 30, 2020, December 31, 2020 and March 31, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:40 UTC | PROOFPOINT INC PFPT · Entity 135877 | GrantCommon Stock | 1,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042867 · doc4.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,985 F1 · shares: Represents an award of restricted stock units ("RSUs"). 100% of the RSUs will vest on June 12, 2021. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Read SEC document |
| June 30, 2020 Filed Aug 3, 2020 20:36 UTC | KLA CORP KLAC · Entity 2838 | OtherCommon Stock | 136 | $155.19 | $21,105.16 |
DisclosureSEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,906 F1 · shares: Purchased under the registrant's employee stock purchase plan. F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:55 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 10,278 | $169.54 | $1,742,542.40 |
DisclosureSEC source: 0001628280-20-007579 · wf-form4_158931688724566.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,770 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020. F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $169.37 to $169.91. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:55 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 19,691 | $168.99 | $3,327,483.64 |
DisclosureSEC source: 0001628280-20-007579 · wf-form4_158931688724566.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,048 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020. F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $168.37 to $169.36. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2020 Filed May 12, 2020 20:55 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 7,297 | $167.95 | $1,225,538.45 |
DisclosureSEC source: 0001628280-20-007579 · wf-form4_158931688724566.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,739 F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020. F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $167.36 to $168.35. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 22:30 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 19,738 | $158.49 | $3,128,275.62 |
DisclosureSEC source: 0001628280-19-014555 · wf-form4_157480744026764.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,036 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 22, 2019. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 22:30 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 39,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014555 · wf-form4_157480744026764.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 11, 2016, the reporting person was granted performance-based RSU for a target number of shares of KLA common stock equal to 33,454 shares with a performance condition based on the relative free cash flow of the Company compared to its peer group over the three years in the period ended September 30, 2019. The maximum number of shares eligible to vest under the PRSUs was 125% of the target number of shares. On November 22, 2019, it was determined that the performance condition had been met at 119% of the target shares. 100% of the shares vested on November 22, 2019. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 22:30 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 39,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014555 · wf-form4_157480744026764.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F2 · shares: On November 11, 2016, the reporting person was granted performance-based RSU for a target number of shares of KLA common stock equal to 33,454 shares with a performance condition based on the relative free cash flow of the Company compared to its peer group over the three years in the period ended September 30, 2019. The maximum number of shares eligible to vest under the PRSUs was 125% of the target number of shares. On November 22, 2019, it was determined that the performance condition had been met at 119% of the target shares. 100% of the shares vested on November 22, 2019. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 22:30 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 39,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014555 · wf-form4_157480744026764.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,714 F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F2 · shares: On November 11, 2016, the reporting person was granted performance-based RSU for a target number of shares of KLA common stock equal to 33,454 shares with a performance condition based on the relative free cash flow of the Company compared to its peer group over the three years in the period ended September 30, 2019. The maximum number of shares eligible to vest under the PRSUs was 125% of the target number of shares. On November 22, 2019, it was determined that the performance condition had been met at 119% of the target shares. 100% of the shares vested on November 22, 2019. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 22:24 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock - Restricted Stock Units | 41,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014416 · wf-form4_157437502496247.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,904 F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F2 · shares: On April 11, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus cash dividends distributed per share since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On November 20, 2019, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the first threshold of $174.5865. As a result, 41,441 shares became eligible to vest on April 11, 2022, subject to continued service on that date. F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| November 11, 2019 Filed Nov 14, 2019 02:31 UTC | KLA CORP KLAC · Entity 2838 | Tax withholdingCommon Stock | 4,147 | $174.43 | $723,361.21 |
DisclosureSEC source: 0001628280-19-014167 · wf-form4_157369868876856.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,964 F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 11, 2019. Read SEC document |
| November 11, 2019 Filed Nov 14, 2019 02:31 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 8,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014167 · wf-form4_157369868876856.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 33,454 shares. On November 11, 2019, 25% of the RSUs vested Read SEC document |
| November 11, 2019 Filed Nov 14, 2019 02:31 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock - Restricted Stock Units | 8,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014167 · wf-form4_157369868876856.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock. F2 · shares: On November 11, 2016 the reporting person was granted RSUs for an aggregate of 33,454 shares. On November 11, 2019, 25% of the RSUs vested F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:37 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000068 · edgardoc.xml · derivative · entry 10 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. F6 · derivative.expiration_date: On September 13, 2018, the reporting person was granted 2,924 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 20:37 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 6,150 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000068 · edgardoc.xml · derivative · entry 9 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,924 Underlying: Common Stock · 6,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. F5 · derivative.expiration_date: On September 14, 2017, the reporting person was granted 6,150 restricted stock units ("RSUs") which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of: the date his service on the Board ceases for any reason or the date on which a Change of Control occurs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.