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person · Reporting owner

Sankar Shyam

Disclosed activity across 2 companies

Tapewire entity
10472
SEC CIK
0001824159

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ginkgo Bioworks Holdings, Inc.DNA · Entity 5530DirectorJune 11, 2025June 13, 2025
Palantir Technologies Inc.PLTR · Entity 2575See RemarksAugust 10, 2026August 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ginkgo Bioworks Holdings, Inc.

Report date June 11, 2025 · Filed June 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect72,372 Reported balance After 2025-06-11 transaction · row 1
1 source row

Row 1 · 2025-06-11 · Exercise / conversion · Acquired 10,822 · Balance 72,372

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-06-11 · Exercise / conversion · Disposed 10,822 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 13, 2024 vested in full in Class A shares on June 11, 2025, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.29 · Expires 2035-06-12Direct34,375 Reported balance After 2025-06-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-06-12 · Grant · Acquired 34,375 · Balance 34,375

F3: In accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Program, which became effective on June 12, 2025, the option shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the option shall be fully vested on the third anniversary of the date of grant, subject to the Non-Employee Director continuing in service as a Non-Employee Director through each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 13, 2024 vested in full in Class A shares on June 11, 2025, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F3: In accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Program, which became effective on June 12, 2025, the option shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the option shall be fully vested on the third anniversary of the date of grant, subject to the Non-Employee Director continuing in service as a Non-Employee Director through each such vesting date.

Palantir Technologies Inc.

Report date August 10, 2026 · Filed August 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect292,786 Ending reported balance After 2026-08-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-10 · Gift · Disposed 55,498 · Balance 587,288

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

Row 2 · 2026-08-11 · Gift · Disposed 294,502 · Balance 292,786

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote599,899 Reported balance Holding disclosure · report date 2026-08-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 599,899

F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2023 Filed Jun 2, 2023 00:42 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 791,029 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000058 · wk-form4_1685666533.xml · derivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 493,313

Underlying: Class A Common Stock · 791,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 791,029 shares of Class B Common Stock to Class A Common Stock, then sold the resulting shares of Class A Common Stock, along with 240,504 additional shares of Class A Common Stock, in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 30, 2023 Filed Jun 2, 2023 00:42 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 1,031,533 $15.00 $15,472,995.00
Disclosure

SEC source: 0001321655-23-000058 · wk-form4_1685666533.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,313,446

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 791,029 shares of Class B Common Stock to Class A Common Stock, then sold the resulting shares of Class A Common Stock, along with 240,504 additional shares of Class A Common Stock, in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
May 30, 2023 Filed Jun 2, 2023 00:42 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 791,029 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000058 · wk-form4_1685666533.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,344,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 791,029 shares of Class B Common Stock to Class A Common Stock, then sold the resulting shares of Class A Common Stock, along with 240,504 additional shares of Class A Common Stock, in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 23, 2023 Filed May 24, 2023 00:48 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 17,471 $13.11 $229,118.19
Disclosure

SEC source: 0001321655-23-000053 · wf-form4_168488929234906.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,553,950

F4 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $12.965 to $13.385. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other prices on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2023 Filed May 24, 2023 00:48 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 32,529 $12.66 $411,657.75
Disclosure

SEC source: 0001321655-23-000053 · wf-form4_168488929234906.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,571,421

F4 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $11.96 to $12.945. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (6) for sales executed in other prices on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2023 Filed May 24, 2023 00:48 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 172,236 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000053 · wf-form4_168488929234906.xml · derivative · entry 8

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,284,342

Underlying: Class A Common Stock · 172,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2023, converted 172,236 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 97,274 additional shares of Class A Common Stock on May 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 22, 2023 Filed May 24, 2023 00:48 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 269,510 $11.76 $3,170,596.49
Disclosure

SEC source: 0001321655-23-000053 · wf-form4_168488929234906.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,603,950

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2023, converted 172,236 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 97,274 additional shares of Class A Common Stock on May 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $11.40 to $12.10. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2023 Filed May 24, 2023 00:48 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 172,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000053 · wf-form4_168488929234906.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,873,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2023, converted 172,236 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 97,274 additional shares of Class A Common Stock on May 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 20, 2023 Filed May 24, 2023 00:48 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000053 · wf-form4_168488929234906.xml · derivative · entry 7

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,456,578

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2023, converted 172,236 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 97,274 additional shares of Class A Common Stock on May 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 20, 2023 Filed May 24, 2023 00:48 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000053 · wf-form4_168488929234906.xml · derivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,500,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2023, converted 172,236 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 97,274 additional shares of Class A Common Stock on May 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F9 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 18, 2023 Filed May 22, 2023 11:02 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 PurchaseClass A Common Stock 400,000 $1.28 $512,000.00
Disclosure

SEC source: 0001127602-23-016382 · form4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,731,874

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.265 to $1.295, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:26 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 50,000 $8.05 $402,440.00
Disclosure

SEC source: 0001321655-23-000024 · wf-form4_167762676929614.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,224

F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.905 to $8.16. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 02:54 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 69,455 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000018 · wf-form4_167720722129522.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,578

Underlying: Class A Common Stock · 69,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2023, converted 56,181 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2023 along with 31,745 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,043 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2023 along with 32,797 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 69,455 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2023 along with 39,246 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2023 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 02:54 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 108,701 $8.13 $883,249.98
Disclosure

SEC source: 0001321655-23-000018 · wf-form4_167720722129522.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,751,224

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2023, converted 56,181 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2023 along with 31,745 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,043 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2023 along with 32,797 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 69,455 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2023 along with 39,246 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2023 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.92 to $8.46. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 02:54 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 69,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000018 · wf-form4_167720722129522.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,859,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2023, converted 56,181 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2023 along with 31,745 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,043 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2023 along with 32,797 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 69,455 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2023 along with 39,246 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2023 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 02:54 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 58,043 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000018 · wf-form4_167720722129522.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151,033

Underlying: Class A Common Stock · 58,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2023, converted 56,181 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2023 along with 31,745 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,043 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2023 along with 32,797 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 69,455 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2023 along with 39,246 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2023 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 02:54 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 90,840 $8.35 $758,268.73
Disclosure

SEC source: 0001321655-23-000018 · wf-form4_167720722129522.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790,470

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2023, converted 56,181 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2023 along with 31,745 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,043 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2023 along with 32,797 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 69,455 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2023 along with 39,246 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2023 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.17 to $8.62. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 02:54 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 58,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000018 · wf-form4_167720722129522.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2023, converted 56,181 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2023 along with 31,745 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,043 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2023 along with 32,797 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 69,455 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2023 along with 39,246 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2023 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 02:54 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 56,181 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000018 · wf-form4_167720722129522.xml · derivative · entry 8

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209,076

Underlying: Class A Common Stock · 56,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2023, converted 56,181 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2023 along with 31,745 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,043 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2023 along with 32,797 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 69,455 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2023 along with 39,246 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2023 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 02:54 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 87,926 $8.55 $751,837.64
Disclosure

SEC source: 0001321655-23-000018 · wf-form4_167720722129522.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823,267

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2023, converted 56,181 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2023 along with 31,745 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,043 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2023 along with 32,797 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 69,455 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2023 along with 39,246 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2023 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.43 to $9.08. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 02:54 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 56,181 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000018 · wf-form4_167720722129522.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,911,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2023, converted 56,181 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2023 along with 31,745 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,043 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2023 along with 32,797 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 69,455 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2023 along with 39,246 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2023 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:31 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000015 · wf-form4_167710868963775.xml · derivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265,257

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs.

F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 23:31 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000015 · wf-form4_167710868963775.xml · derivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,875,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These securities are restricted stock units ("RSUs") granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F2 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs.

F3 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F4 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 23:00 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 50,000 $7.24 $362,190.00
Disclosure

SEC source: 0001321655-22-000043 · wf-form4_166976282428716.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,855,012

F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.20 to $7.32. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 23, 2022 Filed Nov 23, 2022 23:47 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 39,470 $0.00 $0.00
Disclosure

SEC source: 0001321655-22-000041 · wf-form4_166924719934284.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,257

Underlying: Class A Common Stock · 39,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2022, converted 69,070 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 69,071 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 22, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 39,470 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 23, 2022 along with 22,316 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 23, 2022 Filed Nov 23, 2022 23:47 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 61,786 $7.25 $447,719.89
Disclosure

SEC source: 0001321655-22-000041 · wf-form4_166924719934284.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905,012

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2022, converted 69,070 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 69,071 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 22, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 39,470 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 23, 2022 along with 22,316 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.12 to $7.35. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 23, 2022 Filed Nov 23, 2022 23:47 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 39,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-22-000041 · wf-form4_166924719934284.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2022, converted 69,070 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 69,071 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 22, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 39,470 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 23, 2022 along with 22,316 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 23:47 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 69,071 $0.00 $0.00
Disclosure

SEC source: 0001321655-22-000041 · wf-form4_166924719934284.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,727

Underlying: Class A Common Stock · 69,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2022, converted 69,070 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 69,071 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 22, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 39,470 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 23, 2022 along with 22,316 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 23:47 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 108,124 $7.18 $775,973.51
Disclosure

SEC source: 0001321655-22-000041 · wf-form4_166924719934284.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,927,328

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2022, converted 69,070 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 69,071 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 22, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 39,470 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 23, 2022 along with 22,316 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.05 to $7.24. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 23:47 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 69,071 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-22-000041 · wf-form4_166924719934284.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2022, converted 69,070 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 69,071 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 22, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 39,470 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 23, 2022 along with 22,316 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 23:47 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 69,070 $0.00 $0.00
Disclosure

SEC source: 0001321655-22-000041 · wf-form4_166924719934284.xml · derivative · entry 8

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,798

Underlying: Class A Common Stock · 69,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2022, converted 69,070 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 69,071 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 22, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 39,470 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 23, 2022 along with 22,316 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 23:47 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 108,123 $7.17 $775,295.97
Disclosure

SEC source: 0001321655-22-000041 · wf-form4_166924719934284.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966,381

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2022, converted 69,070 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 69,071 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 22, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 39,470 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 23, 2022 along with 22,316 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.10 to $7.30. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 23:47 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 69,070 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-22-000041 · wf-form4_166924719934284.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2022, converted 69,070 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 69,071 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 22, 2022 along with 39,053 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 39,470 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 23, 2022 along with 22,316 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 23:15 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-22-000036 · wf-form4_166915890849436.xml · derivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,868

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs.

F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 20, 2022 Filed Nov 22, 2022 23:15 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-22-000036 · wf-form4_166915890849436.xml · derivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These securities are restricted stock units ("RSUs") granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F2 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs.

F3 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F4 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 25, 2022 Filed Aug 30, 2022 00:06 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 50,000 $8.28 $413,790.00
Disclosure

SEC source: 0001321655-22-000023 · wf-form4_166181795498481.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005,434

F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.10 to $8.39. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 00:03 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 47,990 $0.00 $0.00
Disclosure

SEC source: 0001321655-22-000020 · wf-form4_166138576676498.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,868

Underlying: Class A Common Stock · 47,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2022, converted 68,558 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 22, 2022 along with 38,815 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,897 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 23, 2022 along with 33,346 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 47,990 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 24, 2022 along with 27,171 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 00:03 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 75,161 $8.23 $618,372.10
Disclosure

SEC source: 0001321655-22-000020 · wf-form4_166138576676498.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,055,434

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2022, converted 68,558 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 22, 2022 along with 38,815 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,897 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 23, 2022 along with 33,346 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 47,990 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 24, 2022 along with 27,171 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.00 to $8.35. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 00:03 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 47,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-22-000020 · wf-form4_166138576676498.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,130,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2022, converted 68,558 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 22, 2022 along with 38,815 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,897 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 23, 2022 along with 33,346 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 47,990 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 24, 2022 along with 27,171 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 00:03 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 58,897 $0.00 $0.00
Disclosure

SEC source: 0001321655-22-000020 · wf-form4_166138576676498.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,858

Underlying: Class A Common Stock · 58,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2022, converted 68,558 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 22, 2022 along with 38,815 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,897 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 23, 2022 along with 33,346 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 47,990 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 24, 2022 along with 27,171 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 00:03 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 92,243 $8.10 $746,827.00
Disclosure

SEC source: 0001321655-22-000020 · wf-form4_166138576676498.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082,605

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2022, converted 68,558 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 22, 2022 along with 38,815 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,897 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 23, 2022 along with 33,346 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 47,990 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 24, 2022 along with 27,171 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.00 to $8.26. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 00:03 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 58,897 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-22-000020 · wf-form4_166138576676498.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,174,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2022, converted 68,558 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 22, 2022 along with 38,815 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,897 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 23, 2022 along with 33,346 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 47,990 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 24, 2022 along with 27,171 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 22, 2022 Filed Aug 25, 2022 00:03 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 68,558 $0.00 $0.00
Disclosure

SEC source: 0001321655-22-000020 · wf-form4_166138576676498.xml · derivative · entry 8

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,755

Underlying: Class A Common Stock · 68,558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2022, converted 68,558 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 22, 2022 along with 38,815 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,897 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 23, 2022 along with 33,346 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 47,990 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 24, 2022 along with 27,171 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 22, 2022 Filed Aug 25, 2022 00:03 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 107,373 $8.14 $874,241.70
Disclosure

SEC source: 0001321655-22-000020 · wf-form4_166138576676498.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115,951

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2022, converted 68,558 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 22, 2022 along with 38,815 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,897 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 23, 2022 along with 33,346 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 47,990 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 24, 2022 along with 27,171 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.07 to $8.39. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 22, 2022 Filed Aug 25, 2022 00:03 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 68,558 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-22-000020 · wf-form4_166138576676498.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,223,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2022, converted 68,558 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 22, 2022 along with 38,815 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 58,897 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 23, 2022 along with 33,346 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 47,990 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 24, 2022 along with 27,171 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 20, 2022 Filed Aug 24, 2022 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023554 · wf-form4_166130000591577.xml · derivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,313

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F7 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F5 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs.

F7 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F7 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 20, 2022 Filed Aug 24, 2022 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023554 · wf-form4_166130000591577.xml · derivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These securities are restricted stock units ("RSUs") granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F5 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs.

F6 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F7 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 05, 2022 Filed Aug 24, 2022 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 GiftClass A Common Stock 524,851 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023554 · wf-form4_166130000591577.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 749,899

F1 · kind: On August 5, 2022, pursuant to the terms of the trust agreement of The Shyam Sankar 2020 Annuity Trust u/a/d 7/14/2020 (the "Annuity Trust"): (i) 236,260 shares of Class A Common Stock held of record by the Annuity Trust were transferred to the Reporting Person to satisfy a preexisting annuity payment requirement and (ii) the remaining 524,851 shares of Class A Common Stock held by the Annuity Trust were transferred to the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"), for no consideration, in connection with the expiration of the Annuity Trust. All transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. The number of shares beneficially owned reflects such transfer.

F3 · ownership.nature: These shares are held of record by the Remainder Trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.

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August 05, 2022 Filed Aug 24, 2022 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 GiftClass A Common Stock 524,851 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023554 · wf-form4_166130000591577.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On August 5, 2022, pursuant to the terms of the trust agreement of The Shyam Sankar 2020 Annuity Trust u/a/d 7/14/2020 (the "Annuity Trust"): (i) 236,260 shares of Class A Common Stock held of record by the Annuity Trust were transferred to the Reporting Person to satisfy a preexisting annuity payment requirement and (ii) the remaining 524,851 shares of Class A Common Stock held by the Annuity Trust were transferred to the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"), for no consideration, in connection with the expiration of the Annuity Trust. All transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. The number of shares beneficially owned reflects such transfer.

F2 · ownership.nature: These shares were held of record by the Annuity Trust, of which the Reporting Person was the trustee, until the Annuity Trust expired pursuant to its terms on August 5, 2022. The Reporting Person disclaimed beneficial ownership of the shares held by the Annuity Trust, except to the extent of his pecuniary interest therein.

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July 22, 2022 Filed Jul 26, 2022 23:38 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 11,306 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043224 · doc4.xml · derivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,313

Underlying: Class A Common Stock · 11,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 11,306 shares of Class B Common Stock to Class A Common Stock. The resulting shares of Class A Common Stock, along with 113,694 additional shares of Class A Common Stock, were sold in the open market pursuant to a preexisting Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.