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person · Reporting owner

Sankar Shyam

Disclosed activity across 2 companies

Tapewire entity
10472
SEC CIK
0001824159

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ginkgo Bioworks Holdings, Inc.DNA · Entity 5530DirectorJune 11, 2025June 13, 2025
Palantir Technologies Inc.PLTR · Entity 2575See RemarksAugust 10, 2026August 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ginkgo Bioworks Holdings, Inc.

Report date June 11, 2025 · Filed June 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect72,372 Reported balance After 2025-06-11 transaction · row 1
1 source row

Row 1 · 2025-06-11 · Exercise / conversion · Acquired 10,822 · Balance 72,372

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-06-11 · Exercise / conversion · Disposed 10,822 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 13, 2024 vested in full in Class A shares on June 11, 2025, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.29 · Expires 2035-06-12Direct34,375 Reported balance After 2025-06-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-06-12 · Grant · Acquired 34,375 · Balance 34,375

F3: In accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Program, which became effective on June 12, 2025, the option shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the option shall be fully vested on the third anniversary of the date of grant, subject to the Non-Employee Director continuing in service as a Non-Employee Director through each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 13, 2024 vested in full in Class A shares on June 11, 2025, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F3: In accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Program, which became effective on June 12, 2025, the option shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the option shall be fully vested on the third anniversary of the date of grant, subject to the Non-Employee Director continuing in service as a Non-Employee Director through each such vesting date.

Palantir Technologies Inc.

Report date August 10, 2026 · Filed August 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect292,786 Ending reported balance After 2026-08-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-10 · Gift · Disposed 55,498 · Balance 587,288

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

Row 2 · 2026-08-11 · Gift · Disposed 294,502 · Balance 292,786

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote599,899 Reported balance Holding disclosure · report date 2026-08-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 599,899

F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 29,168 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 16

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,923,525

Underlying: Class A Common Stock · 29,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F6 · kind: This transaction is part of a related series of transactions undertaken on February 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 29,168 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 29,168 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 15

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,952,693

Underlying: Class A Common Stock · 29,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F6 · kind: This transaction is part of a related series of transactions undertaken on February 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 29,168 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 29,168 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 14

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 29,168 shares

Expires 2030-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: This transaction is part of a related series of transactions undertaken on February 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 29,168 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F9 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 29,168 $25.00 $729,275.84
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,786

F6 · kind: This transaction is part of a related series of transactions undertaken on February 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 29,168 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F7 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.00 to $25.005. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 29,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 781,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: This transaction is part of a related series of transactions undertaken on February 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 29,168 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 89,184 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 13

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,923,525

Underlying: Class A Common Stock · 89,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · kind: This transaction is part of a related series of transactions undertaken on February 9, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 89,184 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 89,184 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 12

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,012,709

Underlying: Class A Common Stock · 89,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · kind: This transaction is part of a related series of transactions undertaken on February 9, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 89,184 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 89,184 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 11

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,168

Underlying: Class B Common Stock · 89,184 shares

Expires 2030-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction is part of a related series of transactions undertaken on February 9, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 89,184 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F9 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 89,184 $25.03 $2,232,293.36
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,786

F4 · kind: This transaction is part of a related series of transactions undertaken on February 9, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 89,184 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.00 to $25.11. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 89,184 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 841,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction is part of a related series of transactions undertaken on February 9, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 89,184 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 418,936 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,923,525

Underlying: Class A Common Stock · 418,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 418,936 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 418,936 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,342,461

Underlying: Class A Common Stock · 418,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 418,936 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 418,936 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 8

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,352

Underlying: Class B Common Stock · 418,936 shares

Expires 2030-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 418,936 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F9 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 418,936 $25.00 $10,475,410.89
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,786

F1 · kind: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 418,936 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.00 to $25.0550. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 08, 2024 Filed Feb 13, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 418,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,171,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 418,936 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 22, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 206,103 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · derivative · entry 15

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,923,525

Underlying: Class A Common Stock · 206,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 206,103 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 115,064 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 22, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 GiftClass A Common Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,786

F8 · kind: Represents a bona fide gift of 75,000 shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code in memory of the Reporting Person's late father, in compliance with the Reporting Person's Rule 10b5-1 trading plan noted in footnote (6) above.

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November 22, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 321,167 $19.76 $6,345,457.00
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 8

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 827,786

F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 206,103 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 115,064 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F7 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $19.575 to $19.97. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 22, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 206,103 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 7

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,148,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 206,103 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 115,064 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 69,360 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · derivative · entry 14

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,129,628

Underlying: Class A Common Stock · 69,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 13,968 $21.05 $294,090.65
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 942,850

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.74 to $21.73. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 94,515 $20.09 $1,898,664.58
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 956,818

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $19.74 to $20.73. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 21, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 69,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,051,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 20, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 99,537 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · derivative · entry 13

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,198,988

Underlying: Class A Common Stock · 99,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 20, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · derivative · entry 12

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,298,525

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 20, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · derivative · entry 11

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F11 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 20, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 111 $21.59 $2,396.49
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 981,973

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
November 20, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 155,569 $21.27 $3,308,968.19
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 982,084

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.59 to $21.58. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 20, 2023 Filed Nov 23, 2023 01:33 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 99,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,137,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 01:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 203,205 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · derivative · entry 11

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,923,525

Underlying: Class A Common Stock · 203,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F5 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 203,205 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 113,397 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 01:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 GiftClass A Common Stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 7

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,038,116

F7 · kind: Represents a bona fide gift of 65,000 shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code in memory of the Reporting Person's late father, in compliance with the Reporting Person's Rule 10b5-1 trading plan noted in footnote (5) above.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 01:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 316,602 $15.02 $4,756,723.43
Disclosure

SEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,103,116

F5 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 203,205 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 113,397 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.50 to $15.455. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 01:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 203,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,419,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 203,205 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 113,397 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 01:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 74,328 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,126,730

Underlying: Class A Common Stock · 74,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 01:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 116,266 $14.81 $1,721,364.64
Disclosure

SEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,216,513

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.63 to $15.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 01:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 74,328 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,332,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 21, 2023 Filed Aug 24, 2023 01:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 97,467 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,201,058

Underlying: Class A Common Stock · 97,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 21, 2023 Filed Aug 24, 2023 01:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 152,462 $14.55 $2,217,956.19
Disclosure

SEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,258,451

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.40 to $14.76. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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August 21, 2023 Filed Aug 24, 2023 01:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 97,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,410,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 20, 2023 Filed Aug 23, 2023 01:17 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000097 · wk-form4_1692753415.xml · derivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,298,525

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs.

F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 20, 2023 Filed Aug 23, 2023 01:17 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000097 · wk-form4_1692753415.xml · derivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,125,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These securities are restricted stock units ("RSUs") granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F2 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs.

F3 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F4 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 03, 2023 Filed Aug 4, 2023 00:52 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 1,430,212 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · derivative · entry 8

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,923,525

Underlying: Class A Common Stock · 1,430,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F6 · kind: The indicated transactions are related and were undertaken in compliance with the preexisting Rule 10b5-1 trading plan noted in footnote (1) above. The Reporting Person exercised vested Class B Common Stock options, resulting in a decrease in the number of outstanding options held and increase in the number of shares of Class B Common Stock held.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 03, 2023 Filed Aug 4, 2023 00:52 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 1,430,212 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · derivative · entry 7

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 537,288

Underlying: Class B Common Stock · 1,430,212 shares

Expires 2030-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The indicated transactions are related and were undertaken in compliance with the preexisting Rule 10b5-1 trading plan noted in footnote (1) above. The Reporting Person exercised vested Class B Common Stock options, resulting in a decrease in the number of outstanding options held and increase in the number of shares of Class B Common Stock held.

F5 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 01, 2023 Filed Aug 4, 2023 00:52 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 1,967,500 $0.00 $0.00
Disclosure

SEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · derivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 493,313

Underlying: Class A Common Stock · 1,967,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions undertaken on August 1, 2023 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). The Reporting Person exercised 1,967,500 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 01, 2023 Filed Aug 4, 2023 00:52 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 1,967,500 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · derivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,460,813

Underlying: Class A Common Stock · 1,967,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions undertaken on August 1, 2023 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). The Reporting Person exercised 1,967,500 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 00:52 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 1,967,500 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · derivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,967,500

Underlying: Class B Common Stock · 1,967,500 shares

Expires 2030-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions undertaken on August 1, 2023 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). The Reporting Person exercised 1,967,500 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F5 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 01, 2023 Filed Aug 4, 2023 00:52 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 1,967,500 $20.00 $39,353,935.00
Disclosure

SEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,313,446

F1 · kind: This transaction is part of a related series of transactions undertaken on August 1, 2023 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). The Reporting Person exercised 1,967,500 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20 to $20.07. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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August 01, 2023 Filed Aug 4, 2023 00:52 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 1,967,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,280,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions undertaken on August 1, 2023 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). The Reporting Person exercised 1,967,500 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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June 16, 2023 Filed Jun 21, 2023 21:08 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 GrantStock Option · Derivative 139,860 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001127602-23-019174 · form4.xml · derivative · entry 2

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,860

Underlying: Class A Common Stock · 139,860 shares

Expires 2033-06-16

F3 · shares: In accordance with the Issuer's Non-Employee Director Compensation Program, the Black-Scholes value of the option award as of the grant date is $200,000.

F2 · derivative.exercise_date: The vesting date of the RSUs and stock options, and in the case of the stock options the date they become exercisable, will be the earlier of (i) June 16, 2024 or (ii) the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, in either case subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. The RSUs have no expiration date. RSUs granted on June 10, 2022 that were initially reported as Class A Common Stock in Table I of a Form 4 dated June 13, 2022 vested in full in shares on June 10, 2023.

F3 · derivative.underlying_shares: In accordance with the Issuer's Non-Employee Director Compensation Program, the Black-Scholes value of the option award as of the grant date is $200,000.

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June 16, 2023 Filed Jun 21, 2023 21:08 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 GrantRestricted Stock Units · Derivative 105,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-019174 · form4.xml · derivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,263

Underlying: Class A Common Stock · 105,263 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The vesting date of the RSUs and stock options, and in the case of the stock options the date they become exercisable, will be the earlier of (i) June 16, 2024 or (ii) the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, in either case subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. The RSUs have no expiration date. RSUs granted on June 10, 2022 that were initially reported as Class A Common Stock in Table I of a Form 4 dated June 13, 2022 vested in full in shares on June 10, 2023.

F2 · derivative.expiration_date: The vesting date of the RSUs and stock options, and in the case of the stock options the date they become exercisable, will be the earlier of (i) June 16, 2024 or (ii) the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, in either case subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. The RSUs have no expiration date. RSUs granted on June 10, 2022 that were initially reported as Class A Common Stock in Table I of a Form 4 dated June 13, 2022 vested in full in shares on June 10, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.