Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ginkgo Bioworks Holdings, Inc.DNA · Entity 5530 | Director | June 11, 2025 | June 13, 2025 |
| Palantir Technologies Inc.PLTR · Entity 2575 | See Remarks | August 10, 2026 | August 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ginkgo Bioworks Holdings, Inc.
Report date June 11, 2025 · Filed June 13, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 72,372 |
Reported balance
After 2025-06-11 transaction · row 1
1 source rowRow 1 · 2025-06-11 · Exercise / conversion · Acquired 10,822 · Balance 72,372 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-06-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-06-11 · Exercise / conversion · Disposed 10,822 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 13, 2024 vested in full in Class A shares on June 11, 2025, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.29 · Expires 2035-06-12 | Direct | 34,375 |
Reported balance
After 2025-06-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-06-12 · Grant · Acquired 34,375 · Balance 34,375 F3: In accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Program, which became effective on June 12, 2025, the option shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the option shall be fully vested on the third anniversary of the date of grant, subject to the Non-Employee Director continuing in service as a Non-Employee Director through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 13, 2024 vested in full in Class A shares on June 11, 2025, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.
F3: In accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Program, which became effective on June 12, 2025, the option shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the option shall be fully vested on the third anniversary of the date of grant, subject to the Non-Employee Director continuing in service as a Non-Employee Director through each such vesting date.
Palantir Technologies Inc.
Report date August 10, 2026 · Filed August 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 292,786 |
Ending reported balance
After 2026-08-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-10 · Gift · Disposed 55,498 · Balance 587,288 F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan. Row 2 · 2026-08-11 · Gift · Disposed 294,502 · Balance 292,786 F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 599,899 |
Reported balance
Holding disclosure · report date 2026-08-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 599,899 F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.
F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 29,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 16 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,923,525 Underlying: Class A Common Stock · 29,168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F6 · kind: This transaction is part of a related series of transactions undertaken on February 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 29,168 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 29,168 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 15 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,952,693 Underlying: Class A Common Stock · 29,168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F6 · kind: This transaction is part of a related series of transactions undertaken on February 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 29,168 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 29,168 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 14 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 29,168 shares Expires 2030-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: This transaction is part of a related series of transactions undertaken on February 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 29,168 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F9 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 29,168 | $25.00 | $729,275.84 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 6 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 752,786 F6 · kind: This transaction is part of a related series of transactions undertaken on February 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 29,168 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F7 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.00 to $25.005. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 29,168 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 5 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 781,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: This transaction is part of a related series of transactions undertaken on February 12, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 29,168 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 89,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 13 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,923,525 Underlying: Class A Common Stock · 89,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4 · kind: This transaction is part of a related series of transactions undertaken on February 9, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 89,184 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 89,184 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 12 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,012,709 Underlying: Class A Common Stock · 89,184 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4 · kind: This transaction is part of a related series of transactions undertaken on February 9, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 89,184 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 89,184 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 11 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,168 Underlying: Class B Common Stock · 89,184 shares Expires 2030-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction is part of a related series of transactions undertaken on February 9, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 89,184 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F9 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 89,184 | $25.03 | $2,232,293.36 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 4 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 752,786 F4 · kind: This transaction is part of a related series of transactions undertaken on February 9, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 89,184 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.00 to $25.11. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 89,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 3 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 841,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction is part of a related series of transactions undertaken on February 9, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 89,184 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 08, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 418,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 10 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,923,525 Underlying: Class A Common Stock · 418,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 418,936 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 08, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 418,936 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 9 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,342,461 Underlying: Class A Common Stock · 418,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 418,936 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 08, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 418,936 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · derivative · entry 8 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 118,352 Underlying: Class B Common Stock · 418,936 shares Expires 2030-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 418,936 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F9 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 08, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 418,936 | $25.00 | $10,475,410.89 |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 2 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 752,786 F1 · kind: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 418,936 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.00 to $25.0550. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| February 08, 2024 Filed Feb 13, 2024 01:08 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 418,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001321655-24-000019 · wk-form4_1707786498.xml · nonDerivative · entry 1 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,171,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a related series of transactions undertaken on February 8, 2024 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023. The Reporting Person exercised 418,936 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| November 22, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 206,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · derivative · entry 15 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,923,525 Underlying: Class A Common Stock · 206,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 206,103 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 115,064 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| November 22, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | GiftClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 9 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 752,786 F8 · kind: Represents a bona fide gift of 75,000 shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code in memory of the Reporting Person's late father, in compliance with the Reporting Person's Rule 10b5-1 trading plan noted in footnote (6) above. Read SEC document |
| November 22, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 321,167 | $19.76 | $6,345,457.00 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 8 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 827,786 F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 206,103 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 115,064 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). F7 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $19.575 to $19.97. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 22, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 206,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 7 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,148,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 206,103 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 115,064 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| November 21, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 69,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · derivative · entry 14 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,129,628 Underlying: Class A Common Stock · 69,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| November 21, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 13,968 | $21.05 | $294,090.65 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 6 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 942,850 F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.74 to $21.73. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 21, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 94,515 | $20.09 | $1,898,664.58 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 5 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 956,818 F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $19.74 to $20.73. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 21, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 69,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 4 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,051,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| November 20, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 99,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · derivative · entry 13 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,198,988 Underlying: Class A Common Stock · 99,537 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| November 20, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · derivative · entry 12 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,298,525 Underlying: Class A Common Stock · 375,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| November 20, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionRestricted Stock Units · Derivative | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · derivative · entry 11 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,750,000 Underlying: Class B Common Stock · 375,000 shares Expires 2026-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F11 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| November 20, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 111 | $21.59 | $2,396.49 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 3 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 981,973 F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| November 20, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 155,569 | $21.27 | $3,308,968.19 |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 2 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 982,084 F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.59 to $21.58. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 20, 2023 Filed Nov 23, 2023 01:33 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 99,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001321655-23-000128 · wk-form4_1700703171.xml · nonDerivative · entry 1 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,137,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on November 20, 2023, converted 99,537 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 56,143 additional shares of Class A Common Stock on November 20, 2023 and then converted 69,360 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 39,123 additional shares of Class A Common Stock on November 21, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 01:50 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 203,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · derivative · entry 11 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,923,525 Underlying: Class A Common Stock · 203,205 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F5 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 203,205 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 113,397 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 01:50 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | GiftClass A Common Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 7 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,038,116 F7 · kind: Represents a bona fide gift of 65,000 shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code in memory of the Reporting Person's late father, in compliance with the Reporting Person's Rule 10b5-1 trading plan noted in footnote (5) above. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 01:50 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 316,602 | $15.02 | $4,756,723.43 |
DisclosureSEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 6 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,103,116 F5 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 203,205 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 113,397 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.50 to $15.455. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 01:50 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 203,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 5 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,419,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 203,205 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 113,397 additional shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 01:50 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 74,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · derivative · entry 10 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,126,730 Underlying: Class A Common Stock · 74,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 01:50 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 116,266 | $14.81 | $1,721,364.64 |
DisclosureSEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 4 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,216,513 F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.63 to $15.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 01:50 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 74,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 3 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,332,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 21, 2023 Filed Aug 24, 2023 01:50 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 97,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · derivative · entry 9 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,201,058 Underlying: Class A Common Stock · 97,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 21, 2023 Filed Aug 24, 2023 01:50 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 152,462 | $14.55 | $2,217,956.19 |
DisclosureSEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 2 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,258,451 F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.40 to $14.76. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| August 21, 2023 Filed Aug 24, 2023 01:50 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 97,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001321655-23-000098 · wk-form4_1692841816.xml · nonDerivative · entry 1 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,410,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units on August 20, 2023, converted 97,467 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 54,995 additional shares of Class A Common Stock on August 21, 2023 and then converted 74,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock along with 41,938 additional shares of Class A Common Stock on August 22, 2023. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2023 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan. F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 20, 2023 Filed Aug 23, 2023 01:17 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000097 · wk-form4_1692753415.xml · derivative · entry 2 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,298,525 Underlying: Class A Common Stock · 375,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 20, 2023 Filed Aug 23, 2023 01:17 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionRestricted Stock Units · Derivative | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000097 · wk-form4_1692753415.xml · derivative · entry 1 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,125,000 Underlying: Class B Common Stock · 375,000 shares Expires 2026-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These securities are restricted stock units ("RSUs") granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. F2 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs. F3 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date. F4 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 00:52 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 1,430,212 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · derivative · entry 8 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,923,525 Underlying: Class A Common Stock · 1,430,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F6 · kind: The indicated transactions are related and were undertaken in compliance with the preexisting Rule 10b5-1 trading plan noted in footnote (1) above. The Reporting Person exercised vested Class B Common Stock options, resulting in a decrease in the number of outstanding options held and increase in the number of shares of Class B Common Stock held. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 03, 2023 Filed Aug 4, 2023 00:52 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,430,212 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · derivative · entry 7 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 537,288 Underlying: Class B Common Stock · 1,430,212 shares Expires 2030-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: The indicated transactions are related and were undertaken in compliance with the preexisting Rule 10b5-1 trading plan noted in footnote (1) above. The Reporting Person exercised vested Class B Common Stock options, resulting in a decrease in the number of outstanding options held and increase in the number of shares of Class B Common Stock held. F5 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 00:52 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 1,967,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · derivative · entry 6 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 493,313 Underlying: Class A Common Stock · 1,967,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions undertaken on August 1, 2023 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). The Reporting Person exercised 1,967,500 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 00:52 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 1,967,500 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · derivative · entry 5 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,460,813 Underlying: Class A Common Stock · 1,967,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions undertaken on August 1, 2023 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). The Reporting Person exercised 1,967,500 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 00:52 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,967,500 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · derivative · entry 4 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,967,500 Underlying: Class B Common Stock · 1,967,500 shares Expires 2030-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a related series of transactions undertaken on August 1, 2023 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). The Reporting Person exercised 1,967,500 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F5 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 00:52 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 1,967,500 | $20.00 | $39,353,935.00 |
DisclosureSEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · nonDerivative · entry 2 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,313,446 F1 · kind: This transaction is part of a related series of transactions undertaken on August 1, 2023 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). The Reporting Person exercised 1,967,500 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20 to $20.07. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 00:52 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 1,967,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001321655-23-000084 · wk-form4_1691110346.xml · nonDerivative · entry 1 Sankar Shyam · CIK 0001824159 · See Remarks 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,280,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a related series of transactions undertaken on August 1, 2023 pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on June 7, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c). The Reporting Person exercised 1,967,500 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock in the open market. F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 21:08 UTC | Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 | GrantStock Option · Derivative | 139,860 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0001127602-23-019174 · form4.xml · derivative · entry 2 Sankar Shyam · CIK 0001824159 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,860 Underlying: Class A Common Stock · 139,860 shares Expires 2033-06-16 F3 · shares: In accordance with the Issuer's Non-Employee Director Compensation Program, the Black-Scholes value of the option award as of the grant date is $200,000. F2 · derivative.exercise_date: The vesting date of the RSUs and stock options, and in the case of the stock options the date they become exercisable, will be the earlier of (i) June 16, 2024 or (ii) the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, in either case subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. The RSUs have no expiration date. RSUs granted on June 10, 2022 that were initially reported as Class A Common Stock in Table I of a Form 4 dated June 13, 2022 vested in full in shares on June 10, 2023. F3 · derivative.underlying_shares: In accordance with the Issuer's Non-Employee Director Compensation Program, the Black-Scholes value of the option award as of the grant date is $200,000. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 21:08 UTC | Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 | GrantRestricted Stock Units · Derivative | 105,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019174 · form4.xml · derivative · entry 1 Sankar Shyam · CIK 0001824159 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,263 Underlying: Class A Common Stock · 105,263 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · derivative.exercise_date: The vesting date of the RSUs and stock options, and in the case of the stock options the date they become exercisable, will be the earlier of (i) June 16, 2024 or (ii) the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, in either case subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. The RSUs have no expiration date. RSUs granted on June 10, 2022 that were initially reported as Class A Common Stock in Table I of a Form 4 dated June 13, 2022 vested in full in shares on June 10, 2023. F2 · derivative.expiration_date: The vesting date of the RSUs and stock options, and in the case of the stock options the date they become exercisable, will be the earlier of (i) June 16, 2024 or (ii) the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, in either case subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. The RSUs have no expiration date. RSUs granted on June 10, 2022 that were initially reported as Class A Common Stock in Table I of a Form 4 dated June 13, 2022 vested in full in shares on June 10, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.