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person · Reporting owner

Sankar Shyam

Disclosed activity across 2 companies

Tapewire entity
10472
SEC CIK
0001824159

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ginkgo Bioworks Holdings, Inc.DNA · Entity 5530DirectorJune 11, 2025June 13, 2025
Palantir Technologies Inc.PLTR · Entity 2575See RemarksAugust 10, 2026August 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ginkgo Bioworks Holdings, Inc.

Report date June 11, 2025 · Filed June 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect72,372 Reported balance After 2025-06-11 transaction · row 1
1 source row

Row 1 · 2025-06-11 · Exercise / conversion · Acquired 10,822 · Balance 72,372

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-06-11 · Exercise / conversion · Disposed 10,822 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 13, 2024 vested in full in Class A shares on June 11, 2025, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.29 · Expires 2035-06-12Direct34,375 Reported balance After 2025-06-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-06-12 · Grant · Acquired 34,375 · Balance 34,375

F3: In accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Program, which became effective on June 12, 2025, the option shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the option shall be fully vested on the third anniversary of the date of grant, subject to the Non-Employee Director continuing in service as a Non-Employee Director through each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 13, 2024 vested in full in Class A shares on June 11, 2025, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F3: In accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Program, which became effective on June 12, 2025, the option shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the option shall be fully vested on the third anniversary of the date of grant, subject to the Non-Employee Director continuing in service as a Non-Employee Director through each such vesting date.

Palantir Technologies Inc.

Report date August 10, 2026 · Filed August 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect292,786 Ending reported balance After 2026-08-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-10 · Gift · Disposed 55,498 · Balance 587,288

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

Row 2 · 2026-08-11 · Gift · Disposed 294,502 · Balance 292,786

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote599,899 Reported balance Holding disclosure · report date 2026-08-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 599,899

F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2022 Filed Jul 26, 2022 23:38 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 125,000 $9.95 $1,243,475.00
Disclosure

SEC source: 0001209191-22-043224 · doc4.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918,506

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 11,306 shares of Class B Common Stock to Class A Common Stock. The resulting shares of Class A Common Stock, along with 113,694 additional shares of Class A Common Stock, were sold in the open market pursuant to a preexisting Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $9.735 to $10.55. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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July 22, 2022 Filed Jul 26, 2022 23:38 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 11,306 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-043224 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,043,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 11,306 shares of Class B Common Stock to Class A Common Stock. The resulting shares of Class A Common Stock, along with 113,694 additional shares of Class A Common Stock, were sold in the open market pursuant to a preexisting Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 01:14 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 GrantStock Option · Derivative 108,516 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0000899243-22-022288 · doc4.xml · derivative · entry 2

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,516

Underlying: Class A Common Stock · 108,516 shares

Expires 2032-06-10

F2 · shares: In accordance with the Non-Employee Director Compensation Policy of the Issuer, the Black-Scholes value of the option award as of the grant date is $200,000.

F1 · derivative.exercise_date: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

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June 10, 2022 Filed Jun 14, 2022 01:14 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 GrantClass A Common Stock 70,921 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-022288 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331,874

F1 · shares: The vesting date of the restricted stock units and stock options, and in the case of the stock options, the exercise date, will be the earlier of either June 10, 2023 or the day immediately prior to the date of the next Annual Meeting of Shareholders of the Issuer occurring after the date of grant, in either case, subject to the Reporting Person continuing in service as a Non-Employee Director through such date.

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May 24, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 27,998 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · derivative · entry 13

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,619

Underlying: Class A Common Stock · 27,998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 24, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 43,863 $7.54 $330,863.00
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,032,200

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.38 to $7.71. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 24, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 27,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,076,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 23, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 46,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · derivative · entry 12

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,617

Underlying: Class A Common Stock · 46,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 23, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 73,260 $8.03 $588,526.88
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048,065

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.00 to $8.16. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 46,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,121,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 100,385 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · derivative · entry 11

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,379

Underlying: Class A Common Stock · 100,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,764

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F10 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 157,267 $8.09 $1,271,739.60
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074,563

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.72 to $8.39. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:41 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 100,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-031783 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,231,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2022, converted 100,385 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2022 along with 56,882 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, converted 46,762 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 23, 2022 along with 26,498 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs (continued in footnote 2)

F2 · kind: (continuation from footnote 1) and then converted 27,998 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 24, 2022 along with 15,865 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 13, 2022 Filed May 17, 2022 22:28 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 100,000 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001209191-22-029849 · doc4.xml · derivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,764

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: The indicated transactions are related and were undertaken in compliance with a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class B Common Stock options, resulting in a decrease in the number of outstanding options held and an increase in the number of shares of Class B Common Stock held.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 13, 2022 Filed May 17, 2022 22:28 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 100,000 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0001209191-22-029849 · doc4.xml · derivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,935,000

Underlying: Class B Common Stock · 100,000 shares

Expires 2030-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The indicated transactions are related and were undertaken in compliance with a preexisting Rule 10b5-1 trading plan. The Reporting Person exercised vested Class B Common Stock options, resulting in a decrease in the number of outstanding options held and an increase in the number of shares of Class B Common Stock held.

F2 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date.

F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 01:32 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 GrantClass A Common Stock 1,026,405 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010985 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,953

F1 · kind: The reporting person was previously granted awards of restricted stock units covering Class A Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 11, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 928,244 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class A Common Stock. The remaining restricted stock units will continue to vest in accordance with the terms of the award.

F1 · shares: The reporting person was previously granted awards of restricted stock units covering Class A Common Stock, which vest based upon the Issuer's achievement of an event condition (i.e., an underwritten initial public offering or a change in control), subject to additional time based vesting conditions in accordance with the terms of the award. On March 11, 2022, the Compensation Committee of the Issuer's Board of Directors, after consideration of the completion of the initial business combination, modified the event condition, resulting in the immediate vesting of 928,244 restricted stock units for which the time based vesting requirements had been satisfied as of December 31, 2021 and the issuance of a corresponding number of shares of Class A Common Stock. The remaining restricted stock units will continue to vest in accordance with the terms of the award.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 02:23 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 45,963 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012471 · doc4.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,764

Underlying: Class A Common Stock · 45,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2022, converted 124,273 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2022 along with 70,544 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, and then converted 45,963 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2022 along with 26,092 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs.

F2 · kind: (continuation from footnote 1) All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 02:23 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 72,055 $10.90 $785,197.75
Disclosure

SEC source: 0001209191-22-012471 · doc4.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131,445

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2022, converted 124,273 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2022 along with 70,544 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, and then converted 45,963 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2022 along with 26,092 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs.

F2 · kind: (continuation from footnote 1) All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $10.77 to $10.98. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 23, 2022 Filed Feb 24, 2022 02:23 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 45,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012471 · doc4.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,203,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2022, converted 124,273 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2022 along with 70,544 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, and then converted 45,963 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2022 along with 26,092 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs.

F2 · kind: (continuation from footnote 1) All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:23 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 124,273 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012471 · doc4.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,727

Underlying: Class A Common Stock · 124,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2022, converted 124,273 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2022 along with 70,544 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, and then converted 45,963 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2022 along with 26,092 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs.

F2 · kind: (continuation from footnote 1) All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:23 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 194,817 $10.62 $2,069,034.47
Disclosure

SEC source: 0001209191-22-012471 · doc4.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,157,537

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2022, converted 124,273 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2022 along with 70,544 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, and then converted 45,963 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2022 along with 26,092 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs.

F2 · kind: (continuation from footnote 1) All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $10.30 to $11.18. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 02:23 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 124,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012471 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,352,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2022, converted 124,273 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2022 along with 70,544 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, and then converted 45,963 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2022 along with 26,092 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs.

F2 · kind: (continuation from footnote 1) All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 02:23 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012471 · doc4.xml · derivative · entry 8

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2022, converted 124,273 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2022 along with 70,544 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, and then converted 45,963 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2022 along with 26,092 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs.

F2 · kind: (continuation from footnote 1) All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 20, 2022 Filed Feb 24, 2022 02:23 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012471 · doc4.xml · derivative · entry 7

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2022, converted 124,273 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 22, 2022 along with 70,544 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs, and then converted 45,963 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 23, 2022 along with 26,092 additional shares of Class A Common Stock acquired upon incremental vesting of previously granted RSUs.

F2 · kind: (continuation from footnote 1) All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2022 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F9 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 24, 2021 Filed Nov 25, 2021 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 203,482 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066895 · doc4.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 203,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F7 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 203,482 shares of Class B Common Stock to Class A Common Stock. The resulting shares of Class A Common Stock, along with 114,129 additional shares of Class A Common Stock, were sold in the open market pursuant to a pre-existing Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 24, 2021 Filed Nov 25, 2021 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 317,611 $21.03 $6,677,866.56
Disclosure

SEC source: 0001209191-21-066895 · doc4.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,228,081

F7 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 203,482 shares of Class B Common Stock to Class A Common Stock. The resulting shares of Class A Common Stock, along with 114,129 additional shares of Class A Common Stock, were sold in the open market pursuant to a pre-existing Rule 10b5-1 trading plan.

F8 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.795 to $21.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 24, 2021 Filed Nov 25, 2021 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 203,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066895 · doc4.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 203,482 shares of Class B Common Stock to Class A Common Stock. The resulting shares of Class A Common Stock, along with 114,129 additional shares of Class A Common Stock, were sold in the open market pursuant to a pre-existing Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 23, 2021 Filed Nov 25, 2021 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 69,894 $20.36 $1,423,314.43
Disclosure

SEC source: 0001209191-21-066895 · doc4.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,342,210

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 171,518 shares of Class B Common Stock to Class A Common Stock on November 22, 2021. The resulting shares of Class A Common Stock, along with 96,201 additional shares of Class A Common Stock, were sold as follows: 197,825 shares on November 22, 2021 and 69,894 shares on November 23, 2021. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units on November 20, 2021 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.06 to $21.03. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 22, 2021 Filed Nov 25, 2021 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 171,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066895 · doc4.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,482

Underlying: Class A Common Stock · 171,518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 171,518 shares of Class B Common Stock to Class A Common Stock on November 22, 2021. The resulting shares of Class A Common Stock, along with 96,201 additional shares of Class A Common Stock, were sold as follows: 197,825 shares on November 22, 2021 and 69,894 shares on November 23, 2021. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units on November 20, 2021 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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November 22, 2021 Filed Nov 25, 2021 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 3,822 $21.45 $81,972.73
Disclosure

SEC source: 0001209191-21-066895 · doc4.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412,104

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 171,518 shares of Class B Common Stock to Class A Common Stock on November 22, 2021. The resulting shares of Class A Common Stock, along with 96,201 additional shares of Class A Common Stock, were sold as follows: 197,825 shares on November 22, 2021 and 69,894 shares on November 23, 2021. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units on November 20, 2021 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.19 to $21.52. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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November 22, 2021 Filed Nov 25, 2021 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 194,003 $20.75 $4,025,620.45
Disclosure

SEC source: 0001209191-21-066895 · doc4.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,415,926

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 171,518 shares of Class B Common Stock to Class A Common Stock on November 22, 2021. The resulting shares of Class A Common Stock, along with 96,201 additional shares of Class A Common Stock, were sold as follows: 197,825 shares on November 22, 2021 and 69,894 shares on November 23, 2021. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units on November 20, 2021 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.19 to $21.185. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 22, 2021 Filed Nov 25, 2021 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 171,518 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066895 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,609,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 171,518 shares of Class B Common Stock to Class A Common Stock on November 22, 2021. The resulting shares of Class A Common Stock, along with 96,201 additional shares of Class A Common Stock, were sold as follows: 197,825 shares on November 22, 2021 and 69,894 shares on November 23, 2021. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units on November 20, 2021 and were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F3 · balance_after: On August 26, 2021, 88,889 shares of Class A Common Stock were transferred from Shyam Sankar, Trustee of The Shyam Sankar 2020 Annuity Trust u/a/d 7/14/2020 (the "Annuity Trust"), to the Reporting Person. The number of shares beneficially owned reflects such transfer.

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November 20, 2021 Filed Nov 24, 2021 02:22 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066673 · doc4.xml · derivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs.

F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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November 20, 2021 Filed Nov 24, 2021 02:22 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066673 · doc4.xml · derivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These securities are restricted stock units ("RSUs") granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F2 · kind: The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of RSUs.

F3 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F4 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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September 16, 2021 Filed Sep 21, 2021 01:40 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 GrantClass A Common Stock 234,548 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-036667 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,548

F1 · shares: Reflects earn-out shares that will vest in four substantially equal installments if the Issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $12.50, $15.00, $17.50 and $20.00.

F2 · price: Pursuant to the business combination of Soaring Eagle Acquisition Corp. and Ginkgo Bioworks, Inc. ("Legacy Ginkgo"), as contemplated by an agreement and plan of merger, dated May 11, 2021 as amended on May 14, 2021 (the "Merger Agreement"), each share of Class A common stock of Legacy Ginkgo, each share of Class B common stock of Legacy Ginkgo, each option of Legacy Ginkgo under Legacy Ginkgo's stock incentive plans, each award of restricted common stock of Legacy Ginkgo under Legacy Ginkgo's stock incentive plans, and each award of restricted stock units of Legacy Ginkgo under Legacy Ginkgo's stock incentive plans, in each case outstanding immediately prior to the effective time of the business combination, received a proportional amount of the approximately 188.7 million earn-out shares.

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August 24, 2021 Filed Aug 25, 2021 01:05 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 204,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053255 · doc4.xml · derivative · entry 11

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 204,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F6 · kind: This transaction is part of a related series of transactions undertaken on August 24, 2021. The Reporting Person converted shares of Class B Common Stock resulting from the vesting of RSUs described in footnote (1) to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 01:05 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 204,030 $25.20 $5,141,678.42
Disclosure

SEC source: 0001209191-21-053255 · doc4.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349,522

F6 · kind: This transaction is part of a related series of transactions undertaken on August 24, 2021. The Reporting Person converted shares of Class B Common Stock resulting from the vesting of RSUs described in footnote (1) to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F7 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.145 to $25.245. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 01:05 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 204,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-053255 · doc4.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: This transaction is part of a related series of transactions undertaken on August 24, 2021. The Reporting Person converted shares of Class B Common Stock resulting from the vesting of RSUs described in footnote (1) to Class A Common Stock and immediately sold the shares of Class A Common Stock in the open market.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 01:05 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 114,435 $24.65 $2,820,673.98
Disclosure

SEC source: 0001209191-21-053255 · doc4.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349,522

F4 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $24.00 to $24.88. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 20, 2021 Filed Aug 25, 2021 01:05 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 170,970 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053255 · doc4.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,030

Underlying: Class A Common Stock · 170,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions undertaken on August 20, 2021. The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of restricted stock units ("RSUs"), converted 170,970 of the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock along with 95,895 additional shares of Class A Common Stock acquired upon incremental vesting of RSUs in an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of RSUs. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 20, 2021 Filed Aug 25, 2021 01:05 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053255 · doc4.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions undertaken on August 20, 2021. The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of restricted stock units ("RSUs"), converted 170,970 of the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock along with 95,895 additional shares of Class A Common Stock acquired upon incremental vesting of RSUs in an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of RSUs. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 20, 2021 Filed Aug 25, 2021 01:05 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053255 · doc4.xml · derivative · entry 8

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,125,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F1 · kind: This transaction is part of a related series of transactions undertaken on August 20, 2021. The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of restricted stock units ("RSUs"), converted 170,970 of the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock along with 95,895 additional shares of Class A Common Stock acquired upon incremental vesting of RSUs in an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of RSUs. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F11 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

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August 20, 2021 Filed Aug 25, 2021 01:05 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 266,865 $23.94 $6,388,854.85
Disclosure

SEC source: 0001209191-21-053255 · doc4.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,463,957

F1 · kind: This transaction is part of a related series of transactions undertaken on August 20, 2021. The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of restricted stock units ("RSUs"), converted 170,970 of the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock along with 95,895 additional shares of Class A Common Stock acquired upon incremental vesting of RSUs in an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of RSUs. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $23.67 to $24.43. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 20, 2021 Filed Aug 25, 2021 01:05 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 170,970 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-053255 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,730,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions undertaken on August 20, 2021. The Reporting Person acquired 375,000 shares of Class B Common Stock upon incremental vesting of restricted stock units ("RSUs"), converted 170,970 of the resulting shares of Class B Common Stock to Class A Common Stock, and immediately sold the shares of Class A Common Stock along with 95,895 additional shares of Class A Common Stock acquired upon incremental vesting of RSUs in an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of RSUs. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 22:58 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 8,481 $21.61 $183,250.66
Disclosure

SEC source: 0001209191-21-047623 · doc4.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,559,852

F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a pre-existing Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.565 to $21.67. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 22:58 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 164,059 $21.29 $3,493,455.94
Disclosure

SEC source: 0001209191-21-047623 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,568,333

F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a pre-existing Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.565 to $21.545. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 24, 2021 Filed May 25, 2021 01:07 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 50,000 $21.00 $1,050,155.00
Disclosure

SEC source: 0001209191-21-035582 · doc4.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,732,392

F3 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a pre-existing Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.705 to $21.385. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 20, 2021 Filed May 25, 2021 01:07 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 98,053 $20.51 $2,010,743.46
Disclosure

SEC source: 0001209191-21-035582 · doc4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,782,392

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.28 to $20.81. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.