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person · Reporting owner

Sankar Shyam

Disclosed activity across 2 companies

Tapewire entity
10472
SEC CIK
0001824159

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ginkgo Bioworks Holdings, Inc.DNA · Entity 5530DirectorJune 11, 2025June 13, 2025
Palantir Technologies Inc.PLTR · Entity 2575See RemarksAugust 10, 2026August 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ginkgo Bioworks Holdings, Inc.

Report date June 11, 2025 · Filed June 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect72,372 Reported balance After 2025-06-11 transaction · row 1
1 source row

Row 1 · 2025-06-11 · Exercise / conversion · Acquired 10,822 · Balance 72,372

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-06-11 · Exercise / conversion · Disposed 10,822 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 13, 2024 vested in full in Class A shares on June 11, 2025, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.29 · Expires 2035-06-12Direct34,375 Reported balance After 2025-06-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-06-12 · Grant · Acquired 34,375 · Balance 34,375

F3: In accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Program, which became effective on June 12, 2025, the option shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the option shall be fully vested on the third anniversary of the date of grant, subject to the Non-Employee Director continuing in service as a Non-Employee Director through each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 13, 2024 vested in full in Class A shares on June 11, 2025, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F3: In accordance with the Issuer's Amended and Restated Non-Employee Director Compensation Program, which became effective on June 12, 2025, the option shall vest and become exercisable in substantially equal installments on each of the first three anniversaries of the date of grant, such that the option shall be fully vested on the third anniversary of the date of grant, subject to the Non-Employee Director continuing in service as a Non-Employee Director through each such vesting date.

Palantir Technologies Inc.

Report date August 10, 2026 · Filed August 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect292,786 Ending reported balance After 2026-08-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-10 · Gift · Disposed 55,498 · Balance 587,288

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

Row 2 · 2026-08-11 · Gift · Disposed 294,502 · Balance 292,786

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote599,899 Reported balance Holding disclosure · report date 2026-08-10 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 599,899

F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a bona fide gift of shares by the Reporting Person to a tax-exempt public charity under Section 501(c)(3) of the Internal Revenue Code, in compliance with, but not subject to, the Reporting Person's Rule 10b5-1 trading plan.

F2: These shares are held of record by Shyam Sankar, Co-Trustee of the Sankar Irrevocable Remainder Trust u/a/d 4/20/2020 (the "Remainder Trust"). These shares were not subject to a particular transaction during the dates covered by this Form 4 and are listed here to disclose the Reporting Person's holdings as required by Securities and Exchange Commission rules.The Reporting Person disclaims beneficial ownership of the shares held by the Remainder Trust, except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2024 Filed Nov 23, 2024 01:15 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 111,328 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000226 · wk-form4_1732324512.xml · derivative · entry 12

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,648,111

Underlying: Class A Common Stock · 111,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2024, converted 111,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 20, 2024 and then converted 57,689 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:15 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000226 · wk-form4_1732324512.xml · derivative · entry 11

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,759,439

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2024, converted 111,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 20, 2024 and then converted 57,689 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:15 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000226 · wk-form4_1732324512.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2024, converted 111,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 20, 2024 and then converted 57,689 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F11 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:15 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 33,918 $62.21 $2,110,032.00
Disclosure

SEC source: 0001321655-24-000226 · wk-form4_1732324512.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,786

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2024, converted 111,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 20, 2024 and then converted 57,689 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $62.045 to $63.00. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) and (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:15 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 55,479 $61.61 $3,417,939.14
Disclosure

SEC source: 0001321655-24-000226 · wk-form4_1732324512.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 786,704

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2024, converted 111,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 20, 2024 and then converted 57,689 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $61.045 to $62.0442. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) and (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:15 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 21,931 $60.68 $1,330,753.34
Disclosure

SEC source: 0001321655-24-000226 · wk-form4_1732324512.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 842,183

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2024, converted 111,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 20, 2024 and then converted 57,689 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $60.0443 to $61.0402. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (4) and (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 20, 2024 Filed Nov 23, 2024 01:15 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 111,328 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000226 · wk-form4_1732324512.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on November 20, 2024, converted 111,328 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 20, 2024 and then converted 57,689 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on November 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on November 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · derivative · entry 13

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,384,439

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 50,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 50,000 $32.35 $1,617,330.00
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · nonDerivative · entry 7

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,786

F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 50,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023.

F7 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $31.955 to $32.95. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 802,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 50,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 80,691 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · derivative · entry 12

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,434,439

Underlying: Class A Common Stock · 80,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2024, converted 86,621 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 20, 2024 and then converted 80,691 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 80,691 $32.26 $2,603,002.90
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,786

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2024, converted 86,621 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 20, 2024 and then converted 80,691 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $31.97 to $32.65. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 80,691 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 833,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2024, converted 86,621 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 20, 2024 and then converted 80,691 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 20, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 86,621 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · derivative · entry 11

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,515,130

Underlying: Class A Common Stock · 86,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2024, converted 86,621 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 20, 2024 and then converted 80,691 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 20, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,601,751

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2024, converted 86,621 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 20, 2024 and then converted 80,691 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 20, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,625,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2024, converted 86,621 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 20, 2024 and then converted 80,691 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F10 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
August 20, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 289 $32.67 $9,440.47
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,786

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2024, converted 86,621 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 20, 2024 and then converted 80,691 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $32.63 to $32.70. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 20, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 86,332 $32.25 $2,784,068.87
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 753,075

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2024, converted 86,621 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 20, 2024 and then converted 80,691 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $31.63 to $32.6177. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 20, 2024 Filed Aug 23, 2024 00:39 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 86,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000149 · wk-form4_1724373588.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 839,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on August 20, 2024, converted 86,621 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 20, 2024 and then converted 80,691 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on August 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on August 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:32 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 GrantStock Option · Derivative 571,428 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001127602-24-018735 · form4.xml · derivative · entry 4

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,428

Underlying: Class A Common Stock · 571,428 shares

Expires 2034-06-13

F4 · shares: In accordance with the Issuer's Non-Employee Director Compensation Program, the Black-Scholes value of the option award as of the grant date is $200,000.

F3 · derivative.exercise_date: The vesting date of the RSUs and stock options, and in the case of the stock options the date they become exercisable, will be the earlier of (i) June 13, 2025 or (ii) the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, in either case subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. The RSUs have no expiration date.

F4 · derivative.underlying_shares: In accordance with the Issuer's Non-Employee Director Compensation Program, the Black-Scholes value of the option award as of the grant date is $200,000.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 20:32 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 GrantRestricted Stock Units · Derivative 432,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-018735 · form4.xml · derivative · entry 3

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,900

Underlying: Class A Common Stock · 432,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The vesting date of the RSUs and stock options, and in the case of the stock options the date they become exercisable, will be the earlier of (i) June 13, 2025 or (ii) the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, in either case subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. The RSUs have no expiration date.

F3 · derivative.expiration_date: The vesting date of the RSUs and stock options, and in the case of the stock options the date they become exercisable, will be the earlier of (i) June 13, 2025 or (ii) the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, in either case subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date. The RSUs have no expiration date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:32 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 Exercise / conversionRestricted Stock Units · Derivative 105,263 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-24-018735 · form4.xml · derivative · entry 2

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 105,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

F2 · derivative.expiration_date: In accordance with the Issuer's Non-Employee Director Compensation Program, the RSUs granted on June 16, 2023 vested in full in Class A shares on June 12, 2024, which was the day immediately prior to the date of the Issuer's next Annual Meeting of Shareholders occurring after the grant date, and was subject to the Reporting Person continuing in service as a Non-Employee Director of the Issuer through such date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:32 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 Exercise / conversionClass A Common Stock 105,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-018735 · form4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,462,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
May 23, 2024 Filed May 28, 2024 23:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000081 · wk-form4_1716940228.xml · derivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,226,751

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 50,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 23, 2024 Filed May 28, 2024 23:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 50,000 $20.89 $1,044,275.00
Disclosure

SEC source: 0001321655-24-000081 · wk-form4_1716940228.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,786

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 50,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.65 to $21.38. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 23, 2024 Filed May 28, 2024 23:50 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000081 · wk-form4_1716940228.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 802,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 50,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 22, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 18,162 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · derivative · entry 12

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,276,751

Underlying: Class A Common Stock · 18,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 22, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 18,162 $21.30 $386,763.42
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,786

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.17 to $21.41. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 22, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 18,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 21, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 68,212 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · derivative · entry 11

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,294,913

Underlying: Class A Common Stock · 68,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 21, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 68,212 $21.24 $1,448,856.99
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,786

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.14 to $21.39. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 21, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 68,212 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 20, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 82,619 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,363,125

Underlying: Class A Common Stock · 82,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 20, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,445,744

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 20, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · derivative · entry 8

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F8 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 20, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 82,619 $21.43 $1,770,260.79
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,786

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.26 to $21.75. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 20, 2024 Filed May 23, 2024 00:13 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 82,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000074 · wk-form4_1716423182.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 835,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2024, converted 82,619 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2024, converted 68,212 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 21, 2024 and then converted 18,162 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 22, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
May 15, 2024 Filed May 16, 2024 21:08 UTC Ginkgo Bioworks Holdings, Inc. DNA · Entity 5530 PurchaseClass A Common Stock 625,000 $0.82 $514,750.00
Disclosure

SEC source: 0001127602-24-015703 · form4.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,356,874

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.8118 to $0.8349, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 50,000 $23.57 $1,178,250.00
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · nonDerivative · entry 7

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,786

F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 50,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023.

F7 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $23.125 to $23.785. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · nonDerivative · entry 6

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 802,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 50,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · derivative · entry 13

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,070,744

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F6 · kind: This transaction is part of a related series of transactions. The Reporting Person converted 50,000 shares of Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on August 31, 2023.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 89,562 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · derivative · entry 12

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,120,744

Underlying: Class A Common Stock · 89,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2024, converted 88,219 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 20, 2024 and then converted 89,562 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 89,562 $22.65 $2,028,991.29
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · nonDerivative · entry 5

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,786

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2024, converted 88,219 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 20, 2024 and then converted 89,562 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $22.35 to $22.91. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 89,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · nonDerivative · entry 4

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 842,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2024, converted 88,219 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 20, 2024 and then converted 89,562 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass B Common Stock · Derivative 88,219 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · derivative · entry 11

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,210,306

Underlying: Class A Common Stock · 88,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2024, converted 88,219 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 20, 2024 and then converted 89,562 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionClass B Common Stock · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · derivative · entry 10

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,298,525

Underlying: Class A Common Stock · 375,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2024, converted 88,219 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 20, 2024 and then converted 89,562 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 Exercise / conversionRestricted Stock Units · Derivative 375,000 $0.00 $0.00
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · derivative · entry 9

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,375,000

Underlying: Class B Common Stock · 375,000 shares

Expires 2026-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2024, converted 88,219 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 20, 2024 and then converted 89,562 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F10 · derivative.exercise_date: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.

F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 3,818 $23.82 $90,960.03
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · nonDerivative · entry 3

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 752,786

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2024, converted 88,219 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 20, 2024 and then converted 89,562 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $23.73 to $23.97. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 84,401 $23.24 $1,961,588.96
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · nonDerivative · entry 2

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 756,604

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2024, converted 88,219 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 20, 2024 and then converted 89,562 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $22.73 to $23.72. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 01:08 UTC Palantir Technologies Inc. PLTR · Entity 2575 ConversionClass A Common Stock 88,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001321655-24-000029 · wk-form4_1708650509.xml · nonDerivative · entry 1

Sankar Shyam · CIK 0001824159 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 841,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 375,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on February 20, 2024, converted 88,219 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 20, 2024 and then converted 89,562 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on February 21, 2024. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on February 20, 2024 and were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.