organization · Reporting owner
FIR TREE CAPITAL MANAGEMENT LP
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplify Energy Corp.AMPY · Entity 6295 | Director · 10% owner · See Remarks | December 11, 2020 | December 14, 2020 |
| CIVITAS RESOURCES, INC.BCEI · Entity 67944 | 10% owner | April 28, 2017 | May 02, 2017 |
| Eco-Stim Energy Solutions, Inc.ESES · Entity 157814 | Director · 10% owner · See Remarks | March 29, 2018 | April 02, 2018 |
| Titan Energy, LLCTTEN · Entity 16282 | 10% owner | September 01, 2016 | September 12, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplify Energy Corp.
Report date December 11, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2020-12-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-12-11 · Sale · Disposed 8,548,485 · Balance 0 F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2: The shares reported in this Form 4 were sold in connection with a secondary offering of the Issuer's Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
F2: The shares reported in this Form 4 were sold in connection with a secondary offering of the Issuer's Common Stock.
CIVITAS RESOURCES, INC.
Report date April 28, 2017 · Filed May 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | Not disclosed |
Reported balance
After 2017-04-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-04-28 · Sale · Disposed 5,574,509 · Balance Not disclosed F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F3: As of the time of this filing, these shares of Common Stock were cancelled pursuant to the Issuer's Third Amended Joint Prepackaged Plan of Reorganization Under Chapter 11 of the Bankruptcy Code. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
F3: As of the time of this filing, these shares of Common Stock were cancelled pursuant to the Issuer's Third Amended Joint Prepackaged Plan of Reorganization Under Chapter 11 of the Bankruptcy Code.
Eco-Stim Energy Solutions, Inc.
Report date March 29, 2018 · Filed April 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Convertible Preferred Stock ("Preferred Stock")SEC Table II · derivative / convertible security | IndirectSee footnote | 10,000 |
Reported balance
After 2018-03-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-29 · Grant · Acquired 10,000 · Balance 10,000 F1: The initial conversion price of the Series A Preferred Stock equals $1.15 and is subject to adjustment for stock splits, combinations, certain distributions or similar events. F2: The Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. The Preferred Stock accrues dividends which may, under certain circumstances, be paid in shares of Common Stock. F3: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the securities held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The initial conversion price of the Series A Preferred Stock equals $1.15 and is subject to adjustment for stock splits, combinations, certain distributions or similar events.
F2: The Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. The Preferred Stock accrues dividends which may, under certain circumstances, be paid in shares of Common Stock.
F3: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the securities held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
Titan Energy, LLC
Report date September 01, 2016 · Filed September 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares Representing LLC Interests ("Common Shares")SEC Table I · non-derivative | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2016-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Terrapin 3 Acquisition Corp
Report date December 08, 2016 · Filed December 12, 2016
Section 16 reporting ended · disclosed 2016-12-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2016-12-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-08 · Sale · Disposed 1,831,500 · Balance 0 F1: On December 8, 2016, Fir Tree Capital Opportunity Master Fund LP, a Cayman Islands exempted limited partnership ("Master Fund"), for which the Reporting Person serves as the investment manager, sold 1,831,500 shares of the Class A Common Stock, par value $0.0001 (the "Common Stock"), of Terrapin 3 Acquisition Corporation, a Delaware corporation (the "Company"), pursuant to a Stock Purchase Agreement, dated as of December 8, 2016. As a result of the disposition, as of December 8, 2016, the Reporting Person no longer beneficially owned any shares of the Common Stock. Prior to the disposition, the Reporting Person possessed the sole power to vote and the sole power to direct the disposition of all securities of the Company held by the Master Fund. F2: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 8, 2016, Fir Tree Capital Opportunity Master Fund LP, a Cayman Islands exempted limited partnership ("Master Fund"), for which the Reporting Person serves as the investment manager, sold 1,831,500 shares of the Class A Common Stock, par value $0.0001 (the "Common Stock"), of Terrapin 3 Acquisition Corporation, a Delaware corporation (the "Company"), pursuant to a Stock Purchase Agreement, dated as of December 8, 2016. As a result of the disposition, as of December 8, 2016, the Reporting Person no longer beneficially owned any shares of the Common Stock. Prior to the disposition, the Reporting Person possessed the sole power to vote and the sole power to direct the disposition of all securities of the Company held by the Master Fund.
F2: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
ULTRA PETROLEUM CORP
Report date August 12, 2020 · Filed August 14, 2020
Section 16 reporting ended · disclosed 2020-08-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectSee footnote | 15,896,252 |
Last balance in matching sequence
After 2020-08-14 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2020-08-12 · Sale · Disposed 1,278,000 · Balance 25,320,611 F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Row 2 · 2020-08-13 · Sale · Disposed 1,928,772 · Balance 23,391,839 F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Row 3 · 2020-08-14 · Sale · Disposed 7,495,587 · Balance 15,896,252 F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Shares held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2017 Filed Jul 7, 2017 16:03 UTC | Eco-Stim Energy Solutions, Inc. ESES · Entity 157814 | GrantCommon Stock, $0.001 par value per share ("Common Stock") | 9,000,000 | $1.50 | $13,500,000.00 |
DisclosureSEC source: 0000902664-17-002829 · p17-1446form4.xml · nonDerivative · entry 1 FIR TREE INC. · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,569,222 F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 17:27 UTC | Eco-Stim Energy Solutions, Inc. ESES · Entity 157814 | GrantCommon Stock, $0.001 par value per share ("Common Stock") | 29,538,786 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-17-002671 · p17-1359form4.xml · nonDerivative · entry 1 FIR TREE INC. · CIK 0001056491 · Director · 10% owner · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,569,222 F1 · kind: The Reporting Person acquired beneficial ownership of 29,538,786 shares of Common Stock upon conversion of certain Notes held by a Fund (as defined below), as described in Amendment No. 1 to the Reporting Person's Schedule 13D filed with the Securities and Exchange Commission on June 19, 2017. The Conversion Price of the Notes was $1.4. F1 · price: The Reporting Person acquired beneficial ownership of 29,538,786 shares of Common Stock upon conversion of certain Notes held by a Fund (as defined below), as described in Amendment No. 1 to the Reporting Person's Schedule 13D filed with the Securities and Exchange Commission on June 19, 2017. The Conversion Price of the Notes was $1.4. F2 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| April 28, 2017 Filed May 2, 2017 16:06 UTC | CIVITAS RESOURCES, INC. BCEI · Entity 67944 | SaleCommon Stock | 5,574,509 | $0.53 | $2,958,949.38 |
DisclosureSEC source: 0000902664-17-002130 · p17-1106form4.xml · nonDerivative · entry 1 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: Not disclosed F1 · security: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F3 · valueOwnedAfter: As of the time of this filing, these shares of Common Stock were cancelled pursuant to the Issuer's Third Amended Joint Prepackaged Plan of Reorganization Under Chapter 11 of the Bankruptcy Code. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| January 05, 2017 Filed Jan 6, 2017 16:11 UTC | CIVITAS RESOURCES, INC. BCEI · Entity 67944 | PurchaseCommon Stock | 59,700 | $1.45 | $86,565.00 |
DisclosureSEC source: 0000902664-17-000054 · p17-0040form4.xml · nonDerivative · entry 2 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,586,485 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 16:11 UTC | CIVITAS RESOURCES, INC. BCEI · Entity 67944 | PurchaseCommon Stock, $0.001 par value per share (the "Common Stock" | 3,559,222 | $1.34 | $4,769,357.48 |
DisclosureSEC source: 0000902664-17-000054 · p17-0040form4.xml · nonDerivative · entry 1 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,526,785 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.01 to $1.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F1 · ownership.nature: The securities to which this filing relates are held directly by certain private-pooled investment vehicles for which the Reporting Person serves as the investment manager (the "Funds"). The Reporting Person is the investment manager of the Funds, and has been granted investment discretion over portfolio investments, including the Common Stock held by the Funds. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 16:08 UTC | Terrapin 3 Acquisition Corp TRTL · Entity 180248 | SaleClass A Common Stock, par value $0.0001 ("Common Stock") | 1,831,500 | $9.85 | $18,040,275.00 |
DisclosureSEC source: 0000905718-16-001798 · firtree_form4dec92016.xml · nonDerivative · entry 1 FIR TREE INC. · CIK 0001056491 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: On December 8, 2016, Fir Tree Capital Opportunity Master Fund LP, a Cayman Islands exempted limited partnership ("Master Fund"), for which the Reporting Person serves as the investment manager, sold 1,831,500 shares of the Class A Common Stock, par value $0.0001 (the "Common Stock"), of Terrapin 3 Acquisition Corporation, a Delaware corporation (the "Company"), pursuant to a Stock Purchase Agreement, dated as of December 8, 2016. As a result of the disposition, as of December 8, 2016, the Reporting Person no longer beneficially owned any shares of the Common Stock. Prior to the disposition, the Reporting Person possessed the sole power to vote and the sole power to direct the disposition of all securities of the Company held by the Master Fund. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.