Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVITA Medical, Inc.RCEL · Entity 5905 | Director | June 30, 2020 | July 10, 2020 |
| Enovis CORPENOV · Entity 4797 | Director · Chief Executive Officer | September 04, 2026 | September 05, 2026 |
| LivaNova PLCLIVN · Entity 507 | Director · CEO | March 30, 2023 | April 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVITA Medical, Inc.
Report date June 30, 2020 · Filed July 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,310 |
Reported balance
Holding disclosure · report date 2020-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,310 F1: Reflects 81,550 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person holds 81,550 CDIs, which translate into 16,310 of the shares of Common Stock set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 81,550 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person holds 81,550 CDIs, which translate into 16,310 of the shares of Common Stock set forth above.
Enovis CORP
Report date September 04, 2026 · Filed September 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.001SEC Table I · non-derivative | Direct | 247,077 |
Reported balance
After 2026-09-04 transaction · row 1
1 source rowRow 1 · 2026-09-04 · Purchase · Acquired 13,035 · Balance 247,077 F1: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $19.10 to $19.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $19.10 to $19.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
LivaNova PLC
Report date March 30, 2023 · Filed April 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 111,847 |
Reported balance
After 2023-03-30 transaction · row 1
1 source rowRow 1 · 2023-03-30 · Sale · Disposed 2,220 · Balance 111,847 F1: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on September 8, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on September 8, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2019 Filed Nov 5, 2019 21:46 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 16,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000148 · wf-form4_157299036174210.xml · derivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,054 Underlying: Ordinary Shares · 16,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of November 4, 2016, subject to continued service during the vesting period and the RSU Agreement. F5 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of November 4, 2016, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:46 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 8,503 | $71.05 | $604,138.15 |
DisclosureSEC source: 0001639691-19-000148 · wf-form4_157299036174210.xml · nonDerivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,016 F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 21:46 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 16,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000148 · wf-form4_157299036174210.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 21:46 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $74.40 | $74,400.00 |
DisclosureSEC source: 0001639691-19-000148 · wf-form4_157299036174210.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,774 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 18:57 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $73.82 | $73,820.00 |
DisclosureSEC source: 0001639691-19-000132 · wf-form4_157012901231458.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,774 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 15:13 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $77.00 | $77,000.00 |
DisclosureSEC source: 0001639691-19-000126 · wf-form4_156769640122919.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,774 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 22:18 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $77.53 | $77,530.00 |
DisclosureSEC source: 0001639691-19-000121 · wf-form4_156504350839387.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,774 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:34 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $72.60 | $72,600.00 |
DisclosureSEC source: 0001639691-19-000110 · wf-form4_156209966564521.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,774 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 16:00 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $73.58 | $73,580.00 |
DisclosureSEC source: 0001639691-19-000083 · wf-form4_155992323633715.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,774 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019. Read SEC document |
| May 05, 2019 Filed May 7, 2019 19:36 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000076 · wf-form4_155725780069271.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,799 Underlying: Ordinary Shares · 4,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period. Read SEC document |
| May 05, 2019 Filed May 7, 2019 19:36 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,492 | $74.77 | $111,556.84 |
DisclosureSEC source: 0001639691-19-000076 · wf-form4_155725780069271.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,774 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 05, 2019 Filed May 7, 2019 19:36 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000076 · wf-form4_155725780069271.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 19:59 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 39,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000053 · wf-form4_155423518014543.xml · derivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,539 Underlying: Stock Appreciation Rights · 39,357 shares Expires not disclosed F6 · derivative.exercise_price: 97.25 Conversion or Exercise Price of Derivative Security. F7 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019. F7 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 29, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 19:59 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 15,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000053 · wf-form4_155423518014543.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,250 Underlying: Ordinary Shares · 15,424 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F5 · derivative.exercise_date: On March 29, 2019, reporting person was granted 15,424 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F5 · derivative.expiration_date: On March 29, 2019, reporting person was granted 15,424 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 19:59 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 15,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000053 · wf-form4_155423518014543.xml · derivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,826 Underlying: Ordinary Shares · 15,424 shares Expires not disclosed F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted 15,424 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted 15,424 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 ("2021 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2021 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 19:59 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 12,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000053 · wf-form4_155423518014543.xml · derivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,402 Underlying: Ordinary Shares · 12,853 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement. F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 29, 2019, subject to continued service during the vesting period and the RSU Agreement. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:13 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000043 · wf-form4_155303000425353.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,549 Underlying: Ordinary Shares · 3,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:13 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,066 | $95.84 | $102,165.44 |
DisclosureSEC source: 0001639691-19-000043 · wf-form4_155303000425353.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,815 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:13 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 3,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000043 · wf-form4_155303000425353.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:49 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 13,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000022 · wf-form4_155182256707808.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,732 Underlying: Ordinary Shares · 13,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:49 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 4,472 | $96.02 | $429,401.44 |
DisclosureSEC source: 0001639691-19-000022 · wf-form4_155182256707808.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,698 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:49 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 13,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-19-000022 · wf-form4_155182256707808.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| November 04, 2018 Filed Nov 6, 2018 21:57 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 16,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000107 · wf-form4_154154140779374.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,084 Underlying: Ordinary Shares · 16,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F3 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F3 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| November 04, 2018 Filed Nov 6, 2018 21:57 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 5,609 | $112.57 | $631,405.13 |
DisclosureSEC source: 0001639691-18-000107 · wf-form4_154154140779374.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,818 F1 · kind: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| November 04, 2018 Filed Nov 6, 2018 21:57 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 16,745 | $112.57 | $1,884,984.65 |
DisclosureSEC source: 0001639691-18-000107 · wf-form4_154154140779374.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 20:18 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionStock Appreciation Rights · Derivative | 43,557 | $0.00 Strike: $44.79 | $0.00 |
DisclosureSEC source: 0001639691-18-000062 · wf-form4_152883466797048.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,182 Underlying: Ordinary Shares · 43,557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, November 4, 2016. F2 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, November 4, 2016. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 20:18 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 15,742 | $96.51 | $1,519,221.07 |
DisclosureSEC source: 0001639691-18-000062 · wf-form4_152883466797048.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,682 F1 · price: Represents weighted average selling price. Securities sold through approximately 188 separate sales on the transaction date at prices ranging from $96.09 to $97.07. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 20:18 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 43,557 | $44.79 | $1,950,918.03 |
DisclosureSEC source: 0001639691-18-000062 · wf-form4_152883466797048.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2018 Filed Nov 6, 2020 23:33 UTC Amendment | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 7,719 | $97.08 | $749,360.52 |
DisclosureSEC source: 0001639691-20-000114 · wf-form4a_160470557943475.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,867 F1 · shares: This Form 4 is being amended to report withholding transactions that were inadvertently omitted from the original Form 4 filed upon exercise and subsequent sale of SARs. The number of shares acquired upon exercise and the number subsequently sold were correctly reported on the original Form 4. F3 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| June 08, 2018 Filed Nov 6, 2020 23:33 UTC Amendment | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 20,096 | $97.08 | $1,950,919.68 |
DisclosureSEC source: 0001639691-20-000114 · wf-form4a_160470557943475.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,586 F1 · shares: This Form 4 is being amended to report withholding transactions that were inadvertently omitted from the original Form 4 filed upon exercise and subsequent sale of SARs. The number of shares acquired upon exercise and the number subsequently sold were correctly reported on the original Form 4. F2 · shares: The referenced shares were withheld from distribution for option cost at the request of reporting person. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:47 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 11,136 | $89.90 | $1,001,126.40 |
DisclosureSEC source: 0001639691-18-000061 · wf-form4_152814524698094.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,867 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on March 15, 2018. Read SEC document |
| May 05, 2018 Filed May 8, 2018 15:26 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000045 · wf-form4_152579315431823.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,829 Underlying: Restricted Stock Units · 4,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted 17,803 RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted 17,803 RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period. Read SEC document |
| May 05, 2018 Filed May 8, 2018 15:26 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,464 | $83.57 | $122,346.48 |
DisclosureSEC source: 0001639691-18-000045 · wf-form4_152579315431823.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,003 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the May 5, 2018 vesting of 4,451 RSUs. Read SEC document |
| May 05, 2018 Filed May 8, 2018 15:26 UTC | LivaNova PLC LIVN · Entity 507 | GrantOrdinary Shares | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000045 · wf-form4_152579315431823.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,467 F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:42 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 12,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000028 · wf-form4_152149212906727.xml · derivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,280 Underlying: Performance Stock Units · 12,729 shares Expires not disclosed F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F6 · derivative.exercise_date: On March 15, 2018, reporting person was granted 12,729 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F6 · derivative.expiration_date: On March 15, 2018, reporting person was granted 12,729 PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. The form of agreement for this award was filed with the Securities and Exchange Commission on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:42 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 12,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000028 · wf-form4_152149212906727.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,551 Underlying: Performance Stock Units · 12,729 shares Expires not disclosed F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F5 · derivative.exercise_date: On March 15, 2018, reporting person was granted 12,729 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F5 · derivative.expiration_date: On March 15, 2018, reporting person was granted 12,729 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2020 ("2020 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2020 relative to the total shareholder return of a benchmark group of companies. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on March 16, 2018. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:42 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 41,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000028 · wf-form4_152149212906727.xml · derivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,739 Underlying: Stock Appreciation Rights · 41,512 shares Expires not disclosed F3 · derivative.exercise_price: 88.38 Conversion or Exercise Price of Derivative Security. F4 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018. F4 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the award agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:42 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 12,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000028 · wf-form4_152149212906727.xml · derivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,822 Underlying: Restricted Stock Units · 12,729 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:10 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 13,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000018 · wf-form4_152028778173597.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,093 Underlying: Ordinary Shares · 13,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share (Ordinary Share) of LivaNova PLC (the Company), GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan). F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted 53,409 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted 53,409 RSUs that vest 25% on the second day after release of LivaNova's full-year 2017 financial results, February 28, 2018 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:10 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 4,473 | $89.57 | $400,646.61 |
DisclosureSEC source: 0001639691-18-000018 · wf-form4_152028778173597.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,016 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 1, 2018 vesting of 13,353 RSUs. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:10 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 13,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-18-000018 · wf-form4_152028778173597.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| November 04, 2017 Filed Nov 9, 2017 20:42 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 16,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000098 · wf-form4_151026011533942.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,234 Underlying: Ordinary Shares · 16,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F3 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F3 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| November 04, 2017 Filed Nov 9, 2017 20:42 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingCommon Stock | 5,609 | $81.76 | $458,591.84 |
DisclosureSEC source: 0001639691-17-000098 · wf-form4_151026011533942.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,136 F1 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the November 4, 2017 vesting of 16,745 restricted stock units (RSUs). Read SEC document |
| November 04, 2017 Filed Nov 9, 2017 20:42 UTC | LivaNova PLC LIVN · Entity 507 | GrantCommon Stock | 16,745 | $81.76 | $1,369,071.20 |
DisclosureSEC source: 0001639691-17-000098 · wf-form4_151026011533942.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,745 Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:41 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 53,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000041 · wf-form4_149436964914119.xml · derivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,409 Underlying: Ordinary Shares · 53,409 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. The RSUs will vest 25% on the second day after release of LivaNova's full-year 2017 financial results (Measure Date) and 25% on each of the first three anniversaries of the Measure Date, provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:41 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 17,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-17-000041 · wf-form4_149436964914119.xml · derivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,803 Underlying: Ordinary Shares · 17,803 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one ordinary share of LivaNova PLC stock, GBP 1.00 par value, according to the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of May 5, 2017. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 17:33 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 174,227 | $0.00 Strike: $44.79 | $0.00 |
DisclosureSEC source: 0001140361-16-085354 · doc1.xml · derivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,227 Underlying: Ordinary Shares · 174,227 shares Expires not disclosed F3 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, November 4, 2016. Payment of such amount shall be in cash, Ordinary Shares (based on their fair market value as of the date the SAR is exercised) or a combination of both, as determined by the LivaNova PLC 2015 Incentive Award Plan Administrator. F3 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, November 4, 2016. Payment of such amount shall be in cash, Ordinary Shares (based on their fair market value as of the date the SAR is exercised) or a combination of both, as determined by the LivaNova PLC 2015 Incentive Award Plan Administrator. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 17:33 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 66,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-085354 · doc1.xml · derivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,979 Underlying: Ordinary Shares · 66,979 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share ("Ordinary Share") of LivaNova PLC (the "Company") or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.exercise_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.expiration_date: The reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the next four anniversaries of November 4, 2016. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.