Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVITA Medical, Inc.RCEL · Entity 5905 | Director | June 30, 2020 | July 10, 2020 |
| Enovis CORPENOV · Entity 4797 | Director · Chief Executive Officer | September 04, 2026 | September 05, 2026 |
| LivaNova PLCLIVN · Entity 507 | Director · CEO | March 30, 2023 | April 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVITA Medical, Inc.
Report date June 30, 2020 · Filed July 10, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,310 |
Reported balance
Holding disclosure · report date 2020-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,310 F1: Reflects 81,550 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person holds 81,550 CDIs, which translate into 16,310 of the shares of Common Stock set forth above. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 81,550 of the Issuer's CHESS Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. Five CDIs are equivalent to one share of Common Stock and have all the rights and privileges of Common Stock. The Reporting Person holds 81,550 CDIs, which translate into 16,310 of the shares of Common Stock set forth above.
Enovis CORP
Report date September 04, 2026 · Filed September 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.001SEC Table I · non-derivative | Direct | 247,077 |
Reported balance
After 2026-09-04 transaction · row 1
1 source rowRow 1 · 2026-09-04 · Purchase · Acquired 13,035 · Balance 247,077 F1: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $19.10 to $19.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $19.10 to $19.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
LivaNova PLC
Report date March 30, 2023 · Filed April 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 111,847 |
Reported balance
After 2023-03-30 transaction · row 1
1 source rowRow 1 · 2023-03-30 · Sale · Disposed 2,220 · Balance 111,847 F1: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on September 8, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on September 8, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2022 Filed Mar 4, 2022 01:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionPerformance Stock Units · Derivative | 5,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000023 · wf-form4_164635592733125.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. F4 · derivative.expiration_date: On March 29, 2019, reporting person was granted PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2021 based on how the Company's cumulative adjusted free cash flow for fiscal years 2019, 2020 and 2021 compares to a target determined by the Plan Administrator. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:05 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 2,429 | $77.38 | $187,956.02 |
DisclosureSEC source: 0001639691-22-000023 · wf-form4_164635592733125.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,091 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 01:05 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 5,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-22-000023 · wf-form4_164635592733125.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:02 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 2,784 | $81.50 | $226,896.00 |
DisclosureSEC source: 0001639691-21-000118 · wf-form4_163960213191474.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,353 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 9, 2021. Read SEC document |
| May 05, 2021 Filed May 6, 2021 22:06 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000051 · wf-form4_162033877867454.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on May 5, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on May 5, 2018. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| May 05, 2021 Filed May 6, 2021 22:06 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 2,092 | $83.24 | $174,138.08 |
DisclosureSEC source: 0001639691-21-000051 · wf-form4_162033877867454.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,137 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 05, 2021 Filed May 6, 2021 22:06 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000051 · wf-form4_162033877867454.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 42,186 | $0.00 Strike: $73.25 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 11 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,186 Underlying: Ordinary Shares · 42,186 shares Expires not disclosed F12 · derivative.exercise_date: On March 30, 2021, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F12 · derivative.expiration_date: On March 30, 2021, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 20,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 10 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,477 Underlying: Ordinary Shares · 20,477 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F11 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F11 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 10,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 9 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,238 Underlying: Ordinary Shares · 10,238 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F10 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F10 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 10,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 8 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,238 Underlying: Ordinary Shares · 10,238 shares Expires not disclosed F8 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F9 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. F9 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 20,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 7 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,477 Underlying: Ordinary Shares · 20,477 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting to occur on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 8,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 6 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,820 Underlying: Ordinary Shares · 8,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · derivative · entry 5 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,426 Underlying: Ordinary Shares · 3,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 4,046 | $73.54 | $297,542.84 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · nonDerivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,779 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 8,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · nonDerivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,511 | $73.54 | $111,118.94 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,218 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:20 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 3,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000027 · wf-form4_161731199365898.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:07 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000022 · wf-form4_161601160998087.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,182 Underlying: Ordinary Shares · 3,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: The reporting person was granted RSUs on March 15, 2018, subject to a four-year vesting schedule, which began on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F4 · derivative.expiration_date: The reporting person was granted RSUs on March 15, 2018, subject to a four-year vesting schedule, which began on March 15, 2019. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement. F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:07 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,496 | $76.76 | $114,832.96 |
DisclosureSEC source: 0001639691-21-000022 · wf-form4_161601160998087.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,516 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 20:07 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 3,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000022 · wf-form4_161601160998087.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionPerformance Stock Units · Derivative | 7,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · derivative · entry 6 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 7,275 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement. F8 · derivative.exercise_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F8 · derivative.expiration_date: On March 15, 2018, reporting person was granted PSUs to vest or lapse on the filing of the Company's 2020 Form 10-K based on how the Company's cumulative adjusted free cash flow for fiscal years 2018, 2019 and 2020 compares to a target. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 13,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · derivative · entry 5 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 13,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021. F5 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs, of which the last 25% vested on March 1, 2021. F6 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 3,420 | $76.74 | $262,450.80 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · nonDerivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,830 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 7,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · nonDerivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of the Company. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 6,276 | $76.74 | $481,620.24 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,975 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 00:24 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 13,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-21-000018 · wf-form4_161481746377501.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:57 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 16,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000124 · wf-form4_160470702027048.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,392 Underlying: Ordinary Shares · 16,744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSUs convert into ordinary shares on a one-for-one basis. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of November 4, 2016 subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of November 4, 2016 subject to continued service during the vesting period and the award agreement. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:57 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 7,870 | $47.40 | $373,038.00 |
DisclosureSEC source: 0001639691-20-000124 · wf-form4_160470702027048.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,899 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:57 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 16,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000124 · wf-form4_160470702027048.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000057 · wf-form4_158888575369107.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,136 Underlying: Ordinary Shares · 4,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of May 5, 2017, subject to continued service during the vesting period and the award agreement. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:09 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 2,092 | $49.81 | $104,202.52 |
DisclosureSEC source: 0001639691-20-000057 · wf-form4_158888575369107.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,840 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| May 05, 2020 Filed May 7, 2020 21:09 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000057 · wf-form4_158888575369107.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:26 UTC | LivaNova PLC LIVN · Entity 507 | GrantStock Appreciation Rights · Derivative | 78,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000033 · wf-form4_158578718109920.xml · derivative · entry 7 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,056 Underlying: Ordinary Shares · 78,517 shares Expires not disclosed F9 · derivative.exercise_price: $43.57 Conversion or Exercise Price of Derivative Security. F10 · derivative.exercise_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020. F10 · derivative.expiration_date: Reporting person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the Plan and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the first four anniversaries of the grant date, March 30, 2020. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:26 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 34,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000033 · wf-form4_158578718109920.xml · derivative · entry 6 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,587 Underlying: Ordinary Shares · 34,427 shares Expires not disclosed F6 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F8 · derivative.exercise_date: On March 30, 2020, reporting person was granted 34,427 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F8 · derivative.expiration_date: On March 30, 2020, reporting person was granted 34,427 PSUs to vest or lapse on the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022 based on how the Company's cumulative adjusted free cash flow for fiscal years 2020, 2021 and 2022 compares to a target determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:26 UTC | LivaNova PLC LIVN · Entity 507 | GrantPerformance Stock Units · Derivative | 34,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000033 · wf-form4_158578718109920.xml · derivative · entry 5 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,160 Underlying: Ordinary Shares · 34,427 shares Expires not disclosed F6 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement. F7 · derivative.exercise_date: On March 30, 2020, reporting person was granted 34,427 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. F7 · derivative.expiration_date: On March 30, 2020, reporting person was granted 34,427 PSUs to vest or lapse on the filing of the Company's Annual Report on Form 10-K for the fiscal year ending December 31, 2022 ("2022 Form 10-K") based on the rank of the Company's total shareholder return for the three-year period ending December 31, 2022 relative to the total shareholder return of a peer group of companies, as determined by the Plan Administrator. The form of agreement for this award was filed with the Securities and Exchange Commission in a Current Report on Form 8-K on April 1, 2019. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:26 UTC | LivaNova PLC LIVN · Entity 507 | GrantRestricted Stock Units · Derivative | 34,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000033 · wf-form4_158578718109920.xml · derivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,733 Underlying: Ordinary Shares · 34,427 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement. F5 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2020, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:26 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000033 · wf-form4_158578718109920.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,306 Underlying: Ordinary Shares · 3,214 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 30, 2019, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:26 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,511 | $45.75 | $69,128.25 |
DisclosureSEC source: 0001639691-20-000033 · wf-form4_158578718109920.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,481 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 00:26 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 3,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000033 · wf-form4_158578718109920.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Share(s)) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:02 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 3,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000029 · wf-form4_158448613100696.xml · derivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,520 Underlying: Ordinary Shares · 3,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F4 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement. F4 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 25% on each of the first four anniversaries of March 15, 2018, subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:02 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 1,496 | $57.18 | $85,541.28 |
DisclosureSEC source: 0001639691-20-000029 · wf-form4_158448613100696.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,778 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:02 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 3,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000029 · wf-form4_158448613100696.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:28 UTC | LivaNova PLC LIVN · Entity 507 | Disposition to issuerOrdinary Shares | 1,000 | $69.28 | $69,280.00 |
DisclosureSEC source: 0001639691-20-000020 · wf-form4_158327089249734.xml · nonDerivative · entry 3 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,092 F3 · shares: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:28 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 13,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000020 · wf-form4_158327089249734.xml · derivative · entry 4 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,702 Underlying: Ordinary Shares · 13,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. F5 · derivative.exercise_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement. F5 · derivative.expiration_date: On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:28 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 6,276 | $69.72 | $437,562.72 |
DisclosureSEC source: 0001639691-20-000020 · wf-form4_158327089249734.xml · nonDerivative · entry 2 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,092 F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 21:28 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 13,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001639691-20-000020 · wf-form4_158327089249734.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 17:44 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $68.00 | $68,000.00 |
DisclosureSEC source: 0001639691-20-000012 · wf-form4_158092465871037.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,016 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:04 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $75.68 | $75,680.00 |
DisclosureSEC source: 0001639691-20-000001 · wf-form4_157807464038254.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,016 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019. Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 01:59 UTC | LivaNova PLC LIVN · Entity 507 | SaleOrdinary Shares | 1,000 | $83.71 | $83,710.00 |
DisclosureSEC source: 0001639691-19-000154 · wf-form4_157551114545667.xml · nonDerivative · entry 1 McDonald Damien · CIK 0001686894 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,016 F1 · kind: Shares sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on May 6, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.