SUTULA STANLEY J III

SEC source: 0001562180-20-002404 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,256

SEC source: 0001418100-20-000052 · wf-form4_158345308765784.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,417

F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 4, 2020 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (the "EIP").

F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 4, 2023, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · balance_after: These securities consist of (i) the 18,684 RSUs reported on this form; (ii) 12,847 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP; (iii) 4,040 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP; and (iv) 16,846 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) May 15, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

SEC source: 0001562180-20-001795 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,256

SEC source: 0001562180-20-001454 · primarydocument.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,045

Underlying: Common Stock · 3,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-20-001454 · primarydocument.xml · nonDerivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

SEC source: 0001562180-20-001454 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social Security and Medicare Taxes on the 2017, 2018 and 2019 Grants that were deferred.

SEC source: 0001562180-20-000931 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Represents the weighted average purchase price. The shares were purchased at prices ranging from $3.9183 to $4.1099 per share.

SEC source: 0001562180-20-000931 · primarydocument.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,908

Underlying: Common Stock · 455,446 shares

Expires 2030-02-03

F2 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F5 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2020 which was $xx.xx.

SEC source: 0001562180-20-000931 · primarydocument.xml · derivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,596

Underlying: Common Stock · 115,578 shares

Expires not disclosed

F2 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F3 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F4 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F4 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001418100-19-000070 · wf-form4_155803943366772.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,733

F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on May 15, 2019 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP").

F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) May 15, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · balance_after: These securities consist of (i) the 16,846 RSUs reported on this form; (ii) 12,847 RSUs, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP; and (iii) 4,040 RSUs, the distribution of which is deferred until the earliest to occur of (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

SEC source: 0001562180-19-002509 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: Represents the weighted average purchase price. The shares were purchased at prices ranging from $5.32 to $5.36 per share.

SEC source: 0001562180-19-001169 · primarydocument.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,218

Underlying: Common Stock · 3,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social security and Medicare taxes for the deferred 2017 and 2018 Grants.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-19-001169 · primarydocument.xml · nonDerivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: The vesting is to pay for Social security and Medicare taxes for the deferred 2017 and 2018 Grants.

SEC source: 0001562180-19-001169 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social security and Medicare taxes for the deferred 2017 and 2018 Grants.

SEC source: 0001418100-19-000017 · wf-form4_155009554396624.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,887

F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on February 12, 2019 pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP").

F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) February 12, 2022, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · balance_after: These securities consist of (i) the 4,040 RSUs reported on this form and (ii) 12,847 shares of Common Stock, the distribution of which is deferred until the earliest to occur of (x) December 15, 2020, (y) the reporting person's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

SEC source: 0001562180-19-000809 · primarydocument.xml · derivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,462

Underlying: Common Stock · 201,005 shares

Expires 2029-02-05

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F4 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2019 which was $6.60.

SEC source: 0001562180-19-000809 · primarydocument.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,251

Underlying: Common Stock · 60,606 shares

Expires not disclosed

F1 · security: All awards listed in Table II above are subject to the terms of the 2018 Stock Plan including applicable share limits.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001418100-18-000184 · wf-form4_154516837794841.xml · derivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

SEC source: 0001418100-18-000184 · wf-form4_154516837794841.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on December 15, 2018.

F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

SEC source: 0001418100-18-000161 · wf-form4_153718294616560.xml · derivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212

Underlying: Common Stock · 3,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

SEC source: 0001418100-18-000161 · wf-form4_153718294616560.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on September 15, 2018.

F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

SEC source: 0001418100-18-000128 · wf-form4_152935295864017.xml · derivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,424

Underlying: Common Stock · 3,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F3 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

SEC source: 0001418100-18-000128 · wf-form4_152935295864017.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on June 15, 2018.

F2 · shares: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · balance_after: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

SEC source: 0001562180-18-002414 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0001418100-18-000094 · wf-form4_152114493339771.xml · derivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,636

Underlying: Common Stock · 3,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

F1 · derivative.exercise_date: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F1 · derivative.expiration_date: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.underlying_shares: Represents Restricted Stock Units that have vested as the Common Stock set forth in Table I.

SEC source: 0001418100-18-000094 · wf-form4_152114493339771.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F1 · balance_after: Represents awards of Restricted Stock Units granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), that vest on March 15, 2018. Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp. Distribution of this common stock will be deferred until the earliest to occur of: (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

SEC source: 0001562180-18-001166 · primarydocument.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,257

Underlying: Common Stock · 3,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F1 · kind: The vesting is to pay for Social security and Medicare taxes for the deferred 2017 Grants.

F3 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

F3 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest in three (3) equal annual installments.

SEC source: 0001562180-18-001166 · primarydocument.xml · nonDerivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The vesting is to pay for Social security and Medicare taxes for the deferred 2017 Grants.

SEC source: 0001562180-18-001166 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The vesting is to pay for Social security and Medicare taxes for the deferred 2017 Grants.

SEC source: 0001562180-18-000652 · primarydocument.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,457

Underlying: Common Stock · 121,457 shares

Expires 2028-02-05

F5 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 5, 2018 which was $12.64.

SEC source: 0001562180-18-000652 · primarydocument.xml · derivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,465

Underlying: Common Stock · 71,203 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors.

F4 · derivative.exercise_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

F4 · derivative.expiration_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

SEC source: 0001562180-18-000652 · primarydocument.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,296

Underlying: Common Stock · 23,734 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F2 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001418100-18-000058 · wf-form4_151682819951754.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,847

Underlying: Common Stock · 12,847 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive, at vesting, one share of common stock of Avaya Holdings Corp.

F2 · derivative.exercise_date: Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

F2 · derivative.expiration_date: Granted on January 23, 2018, pursuant to the Avaya Holdings Corp. 2017 Equity Incentive Plan (the "EIP"), with 25% vesting on each of March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018; provided, that none of the vested shares of common stock will be delivered until the earlier of (x) December 15, 2020, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.

SEC source: 0001562180-17-000566 · primarydocument.xml · derivative · entry 7

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,562

Underlying: Common Stock · 189,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F8 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest 40% on second Tuesday in February 2018, 40% on second Tuesday in February 2019 and 20% second Tuesday in February 2020.

F8 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest 40% on second Tuesday in February 2018, 40% on second Tuesday in February 2019 and 20% second Tuesday in February 2020.

SEC source: 0001562180-17-000566 · primarydocument.xml · derivative · entry 6

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-06

F5 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 6, 2017 which was $13.16.

SEC source: 0001562180-17-000566 · primarydocument.xml · derivative · entry 5

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,778

Underlying: Common Stock · 68,389 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors.

F7 · derivative.exercise_date: PSUs cliff vest 100% second Tuesday in February 2020.

F7 · derivative.expiration_date: PSUs cliff vest 100% second Tuesday in February 2020.

SEC source: 0001562180-17-000566 · primarydocument.xml · derivative · entry 4

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,593

Underlying: Common Stock · 22,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F6 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest 1/3 per year over three years on second Tuesday in February 2018, 2019, 2020.

F6 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest 1/3 per year over three years on second Tuesday in February 2018, 2019, 2020.

SEC source: 0001562180-17-000566 · primarydocument.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-02-06

F5 · derivative.exercise_price: The grant price for the stock option was calculated at 100% of the closing price on February 6, 2017 which was $13.16.

SEC source: 0001562180-17-000566 · primarydocument.xml · derivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,389

Underlying: Common Stock · 68,389 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive Pitney Bowes common stock based upon pre-determined performance factors.

F4 · derivative.exercise_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

F4 · derivative.expiration_date: The performance stock units (PSUs) represent a contingent right to receive Pitney Bowes common stock with a 3 year cliff vesting. The shares that will vest are based on the pre-established performance standards set by the Board upon making each award, and could result in more of less shares being issued at the time of the vesting due to the pre-established performance standards. Depending on financial performance, the resulting number of shares released can range from zero to a maximum of 200% of grant.

SEC source: 0001562180-17-000566 · primarydocument.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · Exec. VP & Chief Fin'l Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,796

Underlying: Common Stock · 22,796 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Pitney Bowes common stock.

F2 · derivative.exercise_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

F2 · derivative.expiration_date: Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will vest over a three year period on the second Tuesday in February.

SEC source: 0001562180-16-003426 · primarydocument.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-16-002938 · primarydocument.xml · derivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

SEC source: 0001562180-16-002620 · primarydocument.xml · derivative · entry 3

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-16-002620 · primarydocument.xml · nonDerivative · entry 2

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801.182

SEC source: 0001562180-16-002620 · primarydocument.xml · nonDerivative · entry 1

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,942.182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-16-002600 · primarydocument.xml · derivative · entry 10

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,483

Underlying: Common Stock · 4,483 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,120 of these units on 06/08/2017, 1,120 of these units on 06/08/2018, 1,120 of these units on 06/08/2019, and 1,123 of these units on 06/08/2020.

F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,120 of these units on 06/08/2017, 1,120 of these units on 06/08/2018, 1,120 of these units on 06/08/2019, and 1,123 of these units on 06/08/2020.

F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,120 of these units on 06/08/2017, 1,120 of these units on 06/08/2018, 1,120 of these units on 06/08/2019, and 1,123 of these units on 06/08/2020.

F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,120 of these units on 06/08/2017, 1,120 of these units on 06/08/2018, 1,120 of these units on 06/08/2019, and 1,123 of these units on 06/08/2020.

SEC source: 0001562180-16-002600 · primarydocument.xml · derivative · entry 9

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188

Underlying: Common Stock · 395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-16-002600 · primarydocument.xml · derivative · entry 8

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F2 · kind: Release of restricted stock units.

F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

SEC source: 0001562180-16-002600 · primarydocument.xml · nonDerivative · entry 6

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560.182

SEC source: 0001562180-16-002600 · primarydocument.xml · nonDerivative · entry 5

SUTULA STANLEY J III · CIK 0001629897 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,706.182