Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avaya Holdings Corp.AVYA · Entity 117306 | Director | March 02, 2022 | March 03, 2022 |
| CASEYS GENERAL STORES INCCASY · Entity 3156 | Director | September 02, 2026 | September 04, 2026 |
| COLGATE PALMOLIVE COCL · Entity 2972 | Chief Financial Officer | September 16, 2026 | September 18, 2026 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | VP, Controller | November 08, 2016 | November 09, 2016 |
| PITNEY BOWES INC /DE/PBI · Entity 4392 | Exec. VP & Chief Fin'l Officer | March 11, 2020 | March 11, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avaya Holdings Corp.
Report date March 02, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 62,361 |
Reported balance
After 2022-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-02 · Grant · Acquired 18,328 · Balance 62,361 F1: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP"). F2: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 16,887 |
Reported balance
Holding disclosure · report date 2022-03-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,887 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP").
F2: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.
F3: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs.
CASEYS GENERAL STORES INC
Report date September 02, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Exercise / conversion · Acquired 51 · Balance 51 |
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 220 |
Reported balance
After 2026-09-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-02 · Grant · Acquired 220 · Balance 220 F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F2: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award will vest in full on the date of Casey's 2027 annual shareholder's meeting. |
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-02 · Exercise / conversion · Disposed 51 · Balance 0 F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F3: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award vested in full on the date of Casey's 2026 annual shareholders' meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
F2: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award will vest in full on the date of Casey's 2027 annual shareholder's meeting.
F3: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award vested in full on the date of Casey's 2026 annual shareholders' meeting.
COLGATE PALMOLIVE CO
Report date September 16, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,029 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Grant · Acquired 8,045 · Balance 79,029 F1: Restricted stock unit award granted under the issuer's incentive compensation plan. The restricted stock unit award vests in equal 1/3 installments on each of the first, second and third anniversary of the date of grant. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $87.02 · Expires 2036-09-16 | Direct | 55,674 |
Reported balance
After 2026-09-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-16 · Grant · Acquired 55,674 · Balance 55,674 F2: Stock option award granted under the issuer's incentive compensation plan. F3: Option becomes exercisable in one-third increments beginning on the first anniversary of the September 16, 2026 grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Issuer's 401(k) Plan Trustee | 331 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 331 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit award granted under the issuer's incentive compensation plan. The restricted stock unit award vests in equal 1/3 installments on each of the first, second and third anniversary of the date of grant.
F2: Stock option award granted under the issuer's incentive compensation plan.
F3: Option becomes exercisable in one-third increments beginning on the first anniversary of the September 16, 2026 grant date.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 08, 2016 · Filed November 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 653 |
Reported balance
After 2016-11-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-11-08 · Grant · Acquired 6 · Balance 653 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
PITNEY BOWES INC /DE/
Report date March 11, 2020 · Filed March 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,256 |
Reported balance
After 2020-03-11 transaction · row 1
1 source rowRow 1 · 2020-03-11 · Purchase · Acquired 2,000 · Balance 62,256 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2026 Filed Sep 18, 2026 20:09 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 55,674 | $0.00 Strike: $87.02 | $0.00 |
DisclosureSEC source: 0001225208-26-007885 · doc4.xml · derivative · entry 3 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,674 Underlying: Common Stock · 55,674 shares Expires 2036-09-16 F2 · kind: Stock option award granted under the issuer's incentive compensation plan. F3 · derivative.exercise_date: Option becomes exercisable in one-third increments beginning on the first anniversary of the September 16, 2026 grant date. Read SEC document |
| September 16, 2026 Filed Sep 18, 2026 20:09 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 8,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-007885 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,029 F1 · kind: Restricted stock unit award granted under the issuer's incentive compensation plan. The restricted stock unit award vests in equal 1/3 installments on each of the first, second and third anniversary of the date of grant. Read SEC document |
| September 13, 2026 Filed Sep 15, 2026 20:11 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 1,385 | $86.80 | $120,218.00 |
DisclosureSEC source: 0001225208-26-007830 · doc4.xml · nonDerivative · entry 3 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,984 F1 · kind: Withholding of shares for payment of tax liability incident to the vesting of restricted stock units under the issuer's incentive compensation plan. Read SEC document |
| September 12, 2026 Filed Sep 15, 2026 20:11 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 927 | $86.80 | $80,463.60 |
DisclosureSEC source: 0001225208-26-007830 · doc4.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,369 F1 · kind: Withholding of shares for payment of tax liability incident to the vesting of restricted stock units under the issuer's incentive compensation plan. Read SEC document |
| September 11, 2026 Filed Sep 15, 2026 20:11 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 1,197 | $86.80 | $103,899.60 |
DisclosureSEC source: 0001225208-26-007830 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,296 F1 · kind: Withholding of shares for payment of tax liability incident to the vesting of restricted stock units under the issuer's incentive compensation plan. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 22:30 UTC | CASEYS GENERAL STORES INC CASY · Entity 3156 | Exercise / conversionRestricted stock units · Derivative | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0000726958-26-000078 · wk-form4_1788560997.xml · derivative · entry 3 SUTULA STANLEY J III · CIK 0001629897 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F3 · derivative.exercise_date: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award vested in full on the date of Casey's 2026 annual shareholders' meeting. F3 · derivative.expiration_date: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award vested in full on the date of Casey's 2026 annual shareholders' meeting. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 22:30 UTC | CASEYS GENERAL STORES INC CASY · Entity 3156 | GrantRestricted stock units · Derivative | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0000726958-26-000078 · wk-form4_1788560997.xml · derivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220 Underlying: Common Stock · 220 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F2 · derivative.exercise_date: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award will vest in full on the date of Casey's 2027 annual shareholder's meeting. F2 · derivative.expiration_date: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award will vest in full on the date of Casey's 2027 annual shareholder's meeting. Read SEC document |
| September 02, 2026 Filed Sep 4, 2026 22:30 UTC | CASEYS GENERAL STORES INC CASY · Entity 3156 | Exercise / conversionCommon Stock | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0000726958-26-000078 · wk-form4_1788560997.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 21:12 UTC | CASEYS GENERAL STORES INC CASY · Entity 3156 | GrantRestricted stock units · Derivative | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0000726958-26-000029 · wk-form4_1780953117.xml · derivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51 Underlying: Common Stock · 51 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F2 · derivative.exercise_date: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award will vest in full on the date of Casey's 2026 annual shareholders' meeting. F2 · derivative.expiration_date: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award will vest in full on the date of Casey's 2026 annual shareholders' meeting. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 21:17 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 19,746 | $97.10 | $1,917,336.60 |
DisclosureSEC source: 0001225208-26-002613 · doc4.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,320 F2 · kind: Withholding of shares for payment of tax liability incident to the vesting of PBRSUs under the issuer's incentive compensation plan. Read SEC document |
| February 23, 2026 Filed Feb 25, 2026 21:17 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 38,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-002613 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,066 F1 · kind: Represents vesting of a previously-granted performance-based restricted stock unit ("PBRSU") that was earned under the issuer's incentive compensation plan based on the achievement of performance goals for a completed performance period. The earned PBRSUs are settled solely in shares of Common Stock. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:06 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 97,843 | $0.00 Strike: $81.78 | $0.00 |
DisclosureSEC source: 0001225208-26-001421 · doc4.xml · derivative · entry 4 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,843 shares Expires 2028-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the November 9, 2020 grant date. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:06 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 97,843 | $94.27 | $9,223,287.81 |
DisclosureSEC source: 0001225208-26-001421 · doc4.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,310 F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding. F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $93.97 to $94.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:06 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 97,843 | $81.78 | $8,001,600.54 |
DisclosureSEC source: 0001225208-26-001421 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 21:08 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 385 | $78.20 | $30,107.00 |
DisclosureSEC source: 0001225208-25-009718 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,310 F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted stock units previously granted under the issuer's incentive compensation plan. The reporting person continues to hold the restricted stock units originally granted, less the amount of this required tax withholding. Read SEC document |
| September 13, 2025 Filed Sep 16, 2025 20:07 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 1,352 | $83.28 | $112,594.56 |
DisclosureSEC source: 0001225208-25-008006 · doc4.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,596 F1 · kind: Withholding of shares for payment of tax liability incident to the vesting of restricted stock units under the issuer's incentive compensation plan. Read SEC document |
| September 12, 2025 Filed Sep 16, 2025 20:07 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 784 | $83.28 | $65,291.52 |
DisclosureSEC source: 0001225208-25-008006 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,948 F1 · kind: Withholding of shares for payment of tax liability incident to the vesting of restricted stock units under the issuer's incentive compensation plan. Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:09 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 57,661 | $0.00 Strike: $84.06 | $0.00 |
DisclosureSEC source: 0001225208-25-007965 · doc4.xml · derivative · entry 3 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,661 Underlying: Common Stock · 57,661 shares Expires 2033-09-11 F2 · kind: Stock option award granted under the issuer's incentive compensation plan. F3 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 11, 2025 grant date. Read SEC document |
| September 11, 2025 Filed Sep 12, 2025 20:09 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 8,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-007965 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,732 F1 · kind: Restricted stock unit award granted under the issuer's incentive compensation plan. The restricted stock unit award vests in equal 1/3 installments on each of the first, second and third anniversary of the date of grant. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 21:28 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 9,811 | $87.75 | $860,915.25 |
DisclosureSEC source: 0001225208-25-001824 · doc4.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,214 F2 · kind: Withholding of shares for payment of tax liability incident to the vesting of PBRSUs under the issuer's incentive compensation plan. Read SEC document |
| February 13, 2025 Filed Feb 18, 2025 21:28 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 22,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001824 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,025 F1 · kind: Represents vesting of a previously-granted performance-based restricted stock unit ("PBRSU") that was earned under the issuer's incentive compensation plan based on the achievement of performance goals for a completed performance period. The earned PBRSUs are settled solely in shares of Common Stock. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 21:35 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 252 | $94.61 | $23,841.72 |
DisclosureSEC source: 0001225208-24-010576 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,532 F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted stock units previously granted under the issuer's incentive compensation plan. The reporting person continues to hold the restricted stock units originally granted, less the amount of this required tax withholding. Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 21:10 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 45,410 | $0.00 Strike: $77.04 | $0.00 |
DisclosureSEC source: 0001225208-24-009716 · doc4.xml · derivative · entry 4 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,410 shares Expires 2029-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 10, 2021 grant date. Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 21:10 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 45,410 | $94.11 | $4,273,426.12 |
DisclosureSEC source: 0001225208-24-009716 · doc4.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,726 F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding. F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $94.02 to $94.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 05, 2024 Filed Nov 7, 2024 21:10 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 45,410 | $77.04 | $3,498,386.40 |
DisclosureSEC source: 0001225208-24-009716 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:22 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $77.04 | $0.00 |
DisclosureSEC source: 0001225208-24-009620 · doc4.xml · derivative · entry 4 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,410 Underlying: Common Stock · 50,000 shares Expires 2029-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. F4 · derivative.exercise_date: Option became exercisable in one-third increments beginning on the first anniversary of the September 10, 2021 grant date. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:22 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | SaleCommon Stock | 50,000 | $93.53 | $4,676,310.00 |
DisclosureSEC source: 0001225208-24-009620 · doc4.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,726 F2 · kind: Sale of shares with a portion of the proceeds delivered to the issuer for payment of the exercise price of options under the issuer's incentive compensation plan and the related tax withholding. F3 · price: Weighted average price, as these shares were sold in multiple transactions at prices ranging from $93.435 to $93.625, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:22 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Exercise / conversionCommon Stock | 50,000 | $77.04 | $3,852,000.00 |
DisclosureSEC source: 0001225208-24-009620 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of stock options awarded under the issuer's incentive compensation plan. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 20:16 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 1,143 | $105.73 | $120,849.39 |
DisclosureSEC source: 0001225208-24-008718 · doc4.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,726 F2 · kind: Withholding of shares for payment of tax liability incident to the vesting of restricted stock units under the issuer's incentive compensation plan. Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 20:16 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 38,411 | $0.00 Strike: $106.34 | $0.00 |
DisclosureSEC source: 0001225208-24-008718 · doc4.xml · derivative · entry 4 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,411 Underlying: Common Stock · 38,411 shares Expires 2032-09-12 F3 · kind: Stock option award granted under the issuer's incentive compensation plan. F4 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 12, 2024 grant date. Read SEC document |
| September 12, 2024 Filed Sep 16, 2024 20:16 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 5,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008718 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,869 F1 · kind: Restricted stock unit award granted under the issuer's incentive compensation plan. The restricted stock unit award vests in equal 1/3 installments on each of the first, second and third anniversary of the date of grant. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:21 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 5,047 | $83.57 | $421,777.79 |
DisclosureSEC source: 0001225208-24-002437 · doc4.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,335 F2 · kind: Withholding of shares for payment of tax liability incident to the vesting of PBRSUs under the issuer's incentive compensation plan. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:21 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 13,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002437 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,382 F1 · kind: Represents vesting of a previously-granted performance-based restricted stock unit ("PBRSU") that was earned under the issuer's incentive compensation plan based on the achievement of performance goals for a completed performance period. The earned PBRSUs are settled solely in shares of Common Stock. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 21:06 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 368 | $77.47 | $28,508.96 |
DisclosureSEC source: 0001225208-23-010896 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,001 F1 · kind: Payment of Medicare and income tax liability by withholding shares of stock from restricted stock units previously granted under the issuer's incentive compensation plan. The reporting person continues to hold the restricted stock units originally granted, less the amount of this required tax withholding. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:22 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 13 | $75.47 | $981.11 |
DisclosureSEC source: 0001225208-23-010311 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,369 F1 · kind: Shares withheld for taxes based on the vesting of incremental dividend equivalent units earned in connection with the issuer's most recent dividend payment. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 21:10 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 1,941 | $75.14 | $145,846.74 |
DisclosureSEC source: 0001225208-23-010205 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,308 F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:10 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 58,429 | $0.00 Strike: $72.83 | $0.00 |
DisclosureSEC source: 0001225208-23-008954 · doc4.xml · derivative · entry 3 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,429 Underlying: Common Stock · 58,429 shares Expires 2031-09-13 F2 · kind: Stock option award granted under the issuer's incentive compensation plan. F3 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 13, 2023 grant date. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:10 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 7,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-008954 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,249 F1 · kind: Restricted stock unit award granted under the issuer's incentive compensation plan. The restricted stock unit award vests in equal 1/3 installments on each of the first, second and third anniversary of the date of grant. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:20 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 7,054 | $72.70 | $512,825.80 |
DisclosureSEC source: 0001225208-23-002243 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,238 F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:14 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 12 | $75.32 | $903.84 |
DisclosureSEC source: 0001225208-22-011776 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,155 F1 · kind: Shares withheld for taxes based on the vesting of incremental dividend equivalent units earned in connection with the issuer's most recent dividend payment. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 21:20 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 1,893 | $73.46 | $139,059.78 |
DisclosureSEC source: 0001225208-22-011649 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,011 F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan. Read SEC document |
| September 09, 2022 Filed Sep 13, 2022 20:15 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 75,629 | $0.00 Strike: $78.03 | $0.00 |
DisclosureSEC source: 0001225208-22-010274 · doc4.xml · derivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,629 Underlying: Common Stock · 75,629 shares Expires 2030-09-09 F1 · kind: Stock option award granted under the issuer's incentive compensation plan. F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 9, 2022 grant date. Read SEC document |
| March 02, 2022 Filed Mar 3, 2022 16:10 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 18,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-22-000022 · wf-form4_164634180053644.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,361 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP"). F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · balance_after: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:46 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 8 | $78.30 | $626.40 |
DisclosureSEC source: 0001225208-21-013925 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,473 F1 · kind: Shares withheld for taxes based on the vesting of incremental dividend equivalent units earned in connection with the issuer's most recent dividend payment. Read SEC document |
| November 09, 2021 Filed Nov 11, 2021 01:13 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | Tax withholdingCommon Stock | 1,704 | $78.05 | $132,997.20 |
DisclosureSEC source: 0001225208-21-013777 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,320 F1 · kind: Payment of tax liability by withholding shares from restricted stock units vesting under the issuer's incentive compensation plan. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:27 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 95,410 | $0.00 Strike: $77.04 | $0.00 |
DisclosureSEC source: 0001225208-21-012366 · doc4.xml · derivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,410 Underlying: Common Stock · 95,410 shares Expires 2029-09-10 F1 · kind: Stock option award granted under the issuer's incentive compensation plan. F2 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the September 10, 2021 grant date. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 17:22 UTC | Avaya Holdings Corp. AVYA · Entity 117306 | GrantCommon Stock - Restricted Stock Units | 8,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001418100-21-000037 · wf-form4_161489649431954.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,073 F1 · security: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 3, 2021 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (the "EIP"). F2 · shares: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 3, 2024, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3 · balance_after: These Common Stock-RSUs consist of (i) the 8,503 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 22:46 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 97,843 | $0.00 Strike: $81.78 | $0.00 |
DisclosureSEC source: 0001225208-20-013476 · doc4.xml · derivative · entry 3 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,843 Underlying: Common Stock · 97,843 shares Expires 2028-11-09 F2 · kind: Stock option award granted under the issuer's incentive compensation plan in connection with the reporting person's hiring, including to compensate him for compensation awards from his former employer that he forfeited upon his joining the issuer. F3 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the November 9, 2020 grant date. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 22:46 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 10,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013476 · doc4.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,564 F1 · kind: Restricted stock unit award granted under the issuer's incentive compensation plan in connection with the reporting person's hiring, including to compensate him for compensation awards from his former employer that he forfeited upon his joining the issuer. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 22:46 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 16,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013476 · doc4.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,875 F1 · kind: Restricted stock unit award granted under the issuer's incentive compensation plan in connection with the reporting person's hiring, including to compensate him for compensation awards from his former employer that he forfeited upon his joining the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.