Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avaya Holdings Corp.AVYA · Entity 117306 | Director | March 02, 2022 | March 03, 2022 |
| CASEYS GENERAL STORES INCCASY · Entity 3156 | Director | September 02, 2026 | September 04, 2026 |
| COLGATE PALMOLIVE COCL · Entity 2972 | Chief Financial Officer | September 16, 2026 | September 18, 2026 |
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | VP, Controller | November 08, 2016 | November 09, 2016 |
| PITNEY BOWES INC /DE/PBI · Entity 4392 | Exec. VP & Chief Fin'l Officer | March 11, 2020 | March 11, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avaya Holdings Corp.
Report date March 02, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 62,361 |
Reported balance
After 2022-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-02 · Grant · Acquired 18,328 · Balance 62,361 F1: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP"). F2: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP. F3: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 16,887 |
Reported balance
Holding disclosure · report date 2022-03-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 16,887 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"). These RSUs were granted on March 2, 2022 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan (as amended, the "EIP").
F2: These RSUs vested in full on the grant date. Distribution of this Common Stock will be deferred until the earliest to occur of: (x) March 2, 2025, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the EIP.
F3: These Common Stock-RSUs consist of (i) the 18,328 RSUs reported on this form (the "New RSUs") and (ii) other RSUs previously reported on a Form 4 in Table I, whose terms are substantially similar to the New RSUs.
CASEYS GENERAL STORES INC
Report date September 02, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Exercise / conversion · Acquired 51 · Balance 51 |
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 220 |
Reported balance
After 2026-09-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-02 · Grant · Acquired 220 · Balance 220 F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F2: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award will vest in full on the date of Casey's 2027 annual shareholder's meeting. |
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-02 · Exercise / conversion · Disposed 51 · Balance 0 F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock. F3: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award vested in full on the date of Casey's 2026 annual shareholders' meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
F2: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award will vest in full on the date of Casey's 2027 annual shareholder's meeting.
F3: Non-employee director equity compensation pursuant to terms and conditions of 2025 Stock Incentive Plan. This award vested in full on the date of Casey's 2026 annual shareholders' meeting.
COLGATE PALMOLIVE CO
Report date September 16, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 79,029 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Grant · Acquired 8,045 · Balance 79,029 F1: Restricted stock unit award granted under the issuer's incentive compensation plan. The restricted stock unit award vests in equal 1/3 installments on each of the first, second and third anniversary of the date of grant. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $87.02 · Expires 2036-09-16 | Direct | 55,674 |
Reported balance
After 2026-09-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-16 · Grant · Acquired 55,674 · Balance 55,674 F2: Stock option award granted under the issuer's incentive compensation plan. F3: Option becomes exercisable in one-third increments beginning on the first anniversary of the September 16, 2026 grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Issuer's 401(k) Plan Trustee | 331 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 331 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock unit award granted under the issuer's incentive compensation plan. The restricted stock unit award vests in equal 1/3 installments on each of the first, second and third anniversary of the date of grant.
F2: Stock option award granted under the issuer's incentive compensation plan.
F3: Option becomes exercisable in one-third increments beginning on the first anniversary of the September 16, 2026 grant date.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 08, 2016 · Filed November 09, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 653 |
Reported balance
After 2016-11-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-11-08 · Grant · Acquired 6 · Balance 653 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
PITNEY BOWES INC /DE/
Report date March 11, 2020 · Filed March 11, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,256 |
Reported balance
After 2020-03-11 transaction · row 1
1 source rowRow 1 · 2020-03-11 · Purchase · Acquired 2,000 · Balance 62,256 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2016 Filed Jun 10, 2016 00:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 395 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002600 · primarydocument.xml · nonDerivative · entry 4 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,788.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2016 Filed Jun 10, 2016 00:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002600 · primarydocument.xml · nonDerivative · entry 3 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,393.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2016 Filed Jun 10, 2016 00:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 221 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002600 · primarydocument.xml · derivative · entry 7 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223 Underlying: Common Stock · 221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2016 Filed Jun 10, 2016 00:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 82 | $153.31 | $12,571.01 |
DisclosureSEC source: 0001562180-16-002600 · primarydocument.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,172.182 Read SEC document |
| June 07, 2016 Filed Jun 10, 2016 00:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002600 · primarydocument.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,254.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2016 Filed May 9, 2016 19:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002220 · primarydocument.xml · derivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2016 Filed Feb 9, 2016 21:19 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001542 · primarydocument.xml · derivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 7,143 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001457 · primarydocument.xml · derivative · entry 3 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,143 Underlying: Common Stock · 7,143 shares Expires not disclosed F3 · derivative.exercise_price: These units (retention restricted stock units) are payable in cash or the company's common stock upon lapse of the restrictions. The restrictions lapse for 3,571 of these units on 02/01/2018, and the restrictions lapse for the remaining 3,572 of these units on 02/01/2020. F3 · kind: These units (retention restricted stock units) are payable in cash or the company's common stock upon lapse of the restrictions. The restrictions lapse for 3,571 of these units on 02/01/2018, and the restrictions lapse for the remaining 3,572 of these units on 02/01/2020. F3 · derivative.exercise_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon lapse of the restrictions. The restrictions lapse for 3,571 of these units on 02/01/2018, and the restrictions lapse for the remaining 3,572 of these units on 02/01/2020. F3 · derivative.expiration_date: These units (retention restricted stock units) are payable in cash or the company's common stock upon lapse of the restrictions. The restrictions lapse for 3,571 of these units on 02/01/2018, and the restrictions lapse for the remaining 3,572 of these units on 02/01/2020. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 253 | $124.49 | $31,495.97 |
DisclosureSEC source: 0001562180-16-001457 · primarydocument.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,913.399 F2 · balance_after: Previous Form 4s filed on June 9, and June 10, 2015 understated this amount by 87.266 shares. Read SEC document |
| February 01, 2016 Filed Feb 2, 2016 23:08 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 599 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-001457 · primarydocument.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,166.399 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2013-2015) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2015 Filed Nov 9, 2015 21:38 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000950 · primarydocument.xml · derivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 06, 2015 Filed Aug 7, 2015 18:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-15-000642 · primarydocument.xml · derivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 09, 2015 Filed Jun 10, 2015 21:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 382 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-008125 · rrd425676.xml · derivative · entry 3 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,146 Underlying: Common Stock · 382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 09, 2015 Filed Jun 10, 2015 21:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 141 | $164.69 | $23,221.29 |
DisclosureSEC source: 0001181431-15-008125 · rrd425676.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446.355 Read SEC document |
| June 09, 2015 Filed Jun 10, 2015 21:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 382 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-008125 · rrd425676.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,587.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2015 Filed Jun 9, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 1,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-008065 · rrd425620.xml · derivative · entry 10 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,583 Underlying: Common Stock · 1,583 shares Expires not disclosed F3 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 395 of these units on 06/08/2016, for 395 of these units on 06/08/2017, for 395 of these units on 06/08/2018, and for the remaining 398 of these units on 06/08/2019. F3 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 395 of these units on 06/08/2016, for 395 of these units on 06/08/2017, for 395 of these units on 06/08/2018, and for the remaining 398 of these units on 06/08/2019. F3 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 395 of these units on 06/08/2016, for 395 of these units on 06/08/2017, for 395 of these units on 06/08/2018, and for the remaining 398 of these units on 06/08/2019. F3 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 395 of these units on 06/08/2016, for 395 of these units on 06/08/2017, for 395 of these units on 06/08/2018, and for the remaining 398 of these units on 06/08/2019. Read SEC document |
| June 08, 2015 Filed Jun 9, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 218 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-008065 · rrd425620.xml · derivative · entry 9 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221 Underlying: Common Stock · 218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2015 Filed Jun 9, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 227 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-008065 · rrd425620.xml · derivative · entry 8 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2015 Filed Jun 9, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 84 | $166.10 | $13,951.98 |
DisclosureSEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 6 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205.355 Read SEC document |
| June 08, 2015 Filed Jun 9, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 81 | $166.10 | $13,453.70 |
DisclosureSEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 5 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289.355 Read SEC document |
| June 08, 2015 Filed Jun 9, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 4 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2015 Filed Jun 9, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 218 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 3 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,143.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2015 Filed Jun 9, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 221 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-008065 · rrd425620.xml · derivative · entry 7 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444 Underlying: Common Stock · 221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2015 Filed Jun 9, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 82 | $167.97 | $13,773.54 |
DisclosureSEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925.355 Read SEC document |
| June 07, 2015 Filed Jun 9, 2015 21:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 221 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-008065 · rrd425620.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007.355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2015 Filed May 7, 2015 19:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-006609 · rrd424819.xml · derivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 20:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-002130 · rrd422205.xml · derivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 296 | $154.14 | $45,625.44 |
DisclosureSEC source: 0001181431-15-001816 · rrd422044.xml · nonDerivative · entry 2 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783.413 Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 21:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 718 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-15-001816 · rrd422044.xml · nonDerivative · entry 1 SUTULA STANLEY J III · CIK 0001629897 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079.413 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2012-2014) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.