Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% owner | October 05, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date October 05, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 35,580 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Sale · Disposed 10,795 · Balance 35,580 F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026. F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.
F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,454 | $20.69 | $71,475.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 11 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F14 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023. F15 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.41 to $20.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 30,000 | $20.70 | $620,880.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 10 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F12 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - N on December 5, 2023. F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.35 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F11 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 30,000 | $20.69 | $620,763.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - A on December 5, 2023. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.38 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 30,000 | $20.69 | $620,793.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F8 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on December 5, 2023. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.38 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F7 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 30,000 | $20.70 | $620,868.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on December 5, 2023. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.36 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 30,000 | $20.70 | $620,862.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on December 5, 2023. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.38 to $21.04 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 23:11 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-007211 · form4-03072024_110306.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF 10b5-1 filing: Plan reported Ownership: Indirect · By Birchwood Trust Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| January 26, 2024 Filed Feb 1, 2024 02:25 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantStock Option (Right to buy Class A Common Stock) · Derivative | 66,700 | $0.00 Strike: $15.38 | $0.00 |
DisclosureSEC source: 0001209191-24-002513 · doc4.xml · derivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,700 Underlying: Class A Common Stock · 66,700 shares Expires 2034-01-25 F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2024, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| January 26, 2024 Filed Feb 1, 2024 02:25 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantRestricted Stock Units · Derivative | 66,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002513 · doc4.xml · derivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,700 Underlying: Class A Common Stock · 66,700 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 00:14 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,207 | $15.96 | $35,232.99 |
DisclosureSEC source: 0001209191-24-000552 · doc4.xml · nonDerivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,454 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 00:14 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 367 | $16.02 | $5,880.18 |
DisclosureSEC source: 0001209191-24-000552 · doc4.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,661 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 00:14 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000552 · doc4.xml · derivative · entry 7 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,359 Underlying: Class A Common Stock · 2,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 00:14 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,993 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000552 · doc4.xml · derivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,941 Underlying: Class A Common Stock · 2,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| January 01, 2024 Filed Jan 4, 2024 00:14 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 5,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000552 · doc4.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:14 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 1,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000552 · doc4.xml · derivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,019 Underlying: Class A Common Stock · 1,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F5 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| December 31, 2023 Filed Jan 4, 2024 00:14 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000552 · doc4.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2023 Filed Dec 6, 2023 00:35 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,830 | $17.05 | $65,290.78 |
DisclosureSEC source: 0001209191-23-057557 · doc4.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.69 to $17.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 01:06 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,198 | $11.83 | $26,007.18 |
DisclosureSEC source: 0001209191-23-051768 · doc4.xml · nonDerivative · entry 3 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,830 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.69 to $12.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051768 · doc4.xml · derivative · entry 6 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,389 Underlying: Class A Common Stock · 2,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,993 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051768 · doc4.xml · derivative · entry 5 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,934 Underlying: Class A Common Stock · 2,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| October 01, 2023 Filed Oct 4, 2023 01:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 5,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051768 · doc4.xml · nonDerivative · entry 2 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2023 Filed Oct 4, 2023 01:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 1,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051768 · doc4.xml · derivative · entry 4 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,024 Underlying: Class A Common Stock · 1,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| September 30, 2023 Filed Oct 4, 2023 01:06 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 1,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051768 · doc4.xml · nonDerivative · entry 1 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · derivative · entry 30 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust-N Disclosed balance after: 556,572 Underlying: Class A Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · derivative · entry 29 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust-A Trust Disclosed balance after: 556,552 Underlying: Class A Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · derivative · entry 28 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 787,900 Underlying: Class A Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · derivative · entry 27 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 787,934 Underlying: Class A Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · derivative · entry 26 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,266,099 Underlying: Class A Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 20 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 19 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 18 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F8 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on December 1, 2022. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 17 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 16 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 0 F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on December 1, 2022. F5 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 15 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 14 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 0 F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on December 1, 2022. F3 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 13 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 100 | $20.00 | $2,000.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 12 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Birchwood Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on December 1, 2022. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 11 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Birchwood Trust Disclosed balance after: 100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · derivative · entry 25 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust-N Disclosed balance after: 556,672 Underlying: Class A Common Stock · 2,980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · derivative · entry 24 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust-A Disclosed balance after: 556,652 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · derivative · entry 23 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Tuscan Irrevocable Trust Disclosed balance after: 788,000 Underlying: Class A Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · derivative · entry 22 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Marais Irrevocable Trust Disclosed balance after: 788,034 Underlying: Class A Common Stock · 2,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 2,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · derivative · entry 21 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By Birchwood Trust Disclosed balance after: 1,266,199 Underlying: Class A Common Stock · 2,937 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F12 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,980 | $20.00 | $59,601.49 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 10 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 0 F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-N. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.015 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 2,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 9 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust - N Disclosed balance after: 2,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 31, 2023 Filed Aug 3, 2023 01:03 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 3,000 | $20.00 | $60,000.00 |
DisclosureSEC source: 0001209191-23-044310 · doc4.xml · nonDerivative · entry 8 Goel Amar K. · CIK 0001833508 · Director · Chairman, Chief Innovation Off 10b5-1 filing: No plan indicated Ownership: Indirect · By RAJN Trust - A Disclosed balance after: 0 F8 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A on December 1, 2022. F7 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.