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person · Reporting owner

Goel Amar K.

Disclosed activity across 1 company

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10184
SEC CIK
0001833508

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364Director · CHAIRMAN, CHIEF INNOVATION OFF · 10% ownerOctober 05, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 05, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect35,580 Reported balance After 2026-10-05 transaction · row 1
1 source row

Row 1 · 2026-10-05 · Sale · Disposed 10,795 · Balance 35,580

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2026.

F2: The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $18.29 to $18.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2024 Filed May 30, 2024 21:49 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 400 $24.50 $9,800.00
Disclosure

SEC source: 0001415889-24-014911 · form4-05302024_090556.xml · nonDerivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 0

F7 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on December 5, 2023.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 28, 2024 Filed May 30, 2024 21:49 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014911 · form4-05302024_090556.xml · nonDerivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 1,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 28, 2024 Filed May 30, 2024 21:49 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 400 $24.50 $9,800.00
Disclosure

SEC source: 0001415889-24-014911 · form4-05302024_090556.xml · nonDerivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 0

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on December 5, 2023.

F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
May 28, 2024 Filed May 30, 2024 21:49 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014911 · form4-05302024_090556.xml · nonDerivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
May 28, 2024 Filed May 30, 2024 21:49 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 400 $24.50 $9,800.00
Disclosure

SEC source: 0001415889-24-014911 · form4-05302024_090556.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 0

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on December 5, 2023.

F2 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
May 28, 2024 Filed May 30, 2024 21:49 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014911 · form4-05302024_090556.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 1,525 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · derivative · entry 31

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust-N

Disclosed balance after: 524,647

Underlying: Class A Common Stock · 1,525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F11 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 1,590 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · derivative · entry 30

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust-A

Disclosed balance after: 524,562

Underlying: Class A Common Stock · 1,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 1,620 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · derivative · entry 29

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 755,714

Underlying: Class A Common Stock · 1,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 1,516 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · derivative · entry 28

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 755,984

Underlying: Class A Common Stock · 1,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 1,564 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · derivative · entry 27

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 1,234,135

Underlying: Class A Common Stock · 1,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,525 $24.68 $37,643.41
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 20

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust-N

Disclosed balance after: 0

F12 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - N on December 5, 2023.

F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 1,525 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 19

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust-N

Disclosed balance after: 1,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F11 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,590 $24.70 $39,268.71
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 18

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust-A

Disclosed balance after: 0

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - A on December 5, 2023.

F15 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 1,590 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 17

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust-A

Disclosed balance after: 1,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,620 $24.65 $39,936.56
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 16

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 0

F7 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on December 5, 2023.

F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 1,620 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 15

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 1,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,516 $24.69 $37,431.71
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 14

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 0

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on December 5, 2023.

F14 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 1,516 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 13

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 1,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 1,564 $24.63 $38,523.35
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 12

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 0

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on December 5, 2023.

F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $25.25 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
May 08, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 1,564 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 11

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 1,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · derivative · entry 26

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust-N

Disclosed balance after: 526,172

Underlying: Class A Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F11 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · derivative · entry 25

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust-A

Disclosed balance after: 526,152

Underlying: Class A Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · derivative · entry 24

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 757,334

Underlying: Class A Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · derivative · entry 23

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 757,500

Underlying: Class A Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · derivative · entry 22

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 1,235,699

Underlying: Class A Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 400 $24.50 $9,800.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 10

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 0

F12 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - N on December 5, 2023.

F11 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 9

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust - N

Disclosed balance after: 400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F11 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 400 $24.50 $9,800.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 8

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 0

F10 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust - A on December 5, 2023.

F9 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 7

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 600 $24.51 $14,704.02
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 0

F7 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust on December 5, 2023.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F6 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 400 $24.50 $9,800.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 0

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust on December 5, 2023.

F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 400 $24.50 $9,800.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 0

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust on December 5, 2023.

F2 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
May 07, 2024 Filed May 9, 2024 23:13 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012775 · form4-05092024_110510.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
April 08, 2024 Filed Apr 10, 2024 00:56 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,770 $23.71 $89,384.82
Disclosure

SEC source: 0001415889-24-010626 · form4-04102024_120430.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,640

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.61 to $23.875 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 23:40 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 369 $23.64 $8,721.91
Disclosure

SEC source: 0001415889-24-009872 · form4-04022024_110442.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 636

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $23.52 to $23.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:48 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 4,169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010114 · form4-04032024_090407.xml · derivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,531

Underlying: Class A Common Stock · 4,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F7 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2024, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:48 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,030 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010114 · form4-04032024_090407.xml · derivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,329

Underlying: Class A Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:48 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 2,992 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010114 · form4-04032024_090407.xml · derivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,949

Underlying: Class A Common Stock · 2,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:48 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 3,417 $23.16 $79,153.78
Disclosure

SEC source: 0001415889-24-010114 · form4-04032024_090407.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,410

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $22.675 to $23.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 21:48 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 9,191 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010114 · form4-04032024_090407.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 23:40 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 1,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009872 · form4-04022024_110442.xml · derivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,014

Underlying: Class A Common Stock · 1,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 23:40 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 1,005 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-009872 · form4-04022024_110442.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:11 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007211 · form4-03072024_110306.xml · derivative · entry 16

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust-N

Disclosed balance after: 526,572

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F11 · ownership.nature: These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 05, 2024 Filed Mar 7, 2024 23:11 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007211 · form4-03072024_110306.xml · derivative · entry 15

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By RAJN Trust-A Trust

Disclosed balance after: 526,552

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F9 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 05, 2024 Filed Mar 7, 2024 23:11 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007211 · form4-03072024_110306.xml · derivative · entry 14

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 757,934

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F7 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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March 05, 2024 Filed Mar 7, 2024 23:11 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007211 · form4-03072024_110306.xml · derivative · entry 13

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 757,900

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F4 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

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March 05, 2024 Filed Mar 7, 2024 23:11 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007211 · form4-03072024_110306.xml · derivative · entry 12

Goel Amar K. · CIK 0001833508 · Director · CHAIRMAN, CHIEF INNOVATION OFF

10b5-1 filing: Plan reported

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 1,236,099

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F16 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.