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person · Reporting owner

COXE TENCH

Disclosed activity across 8 companies

Tapewire entity
10176
SEC CIK
0001197647

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Artisan Partners Asset Management Inc.APAM · Entity 4239DirectorJanuary 29, 2025January 30, 2025
Everpure, Inc.PSTG · Entity 314010% ownerJanuary 31, 2018February 23, 2018
Forty Seven, Inc.FTSV · Entity 1603510% ownerJuly 02, 2018July 03, 2018
NVIDIA CORPNVDA · Entity 1023DirectorOctober 07, 2026October 09, 2026
Snowflake Inc.SNOW · Entity 242510% ownerSeptember 18, 2020September 22, 2020
Venus Concept Inc.HAIR · Entity 5530410% ownerOctober 16, 2017October 18, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Artisan Partners Asset Management Inc.

Report date January 29, 2025 · Filed January 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect324,227 Reported balance After 2025-01-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-01-29 · Grant · Acquired 2,837 · Balance 324,227

F1: The reporting person shares pecuniary interest in 32,803 of these securities with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in those securities except as to the reporting person's pecuniary interest therein.

Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy limited partnership50,000 Reported balance Holding disclosure · report date 2025-01-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 50,000

F2: The securities are held by a limited partnership of which the reporting person is a trustee of a trust that is the general partner. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein.

Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy profit sharing plan50,000 Reported balance Holding disclosure · report date 2025-01-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 50,000

Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Spouse98,000 Reported balance Holding disclosure · report date 2025-01-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 98,000

Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy trust22,411 Reported balance Holding disclosure · report date 2025-01-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 22,411

F3: The securities are held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person shares pecuniary interest in 32,803 of these securities with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in those securities except as to the reporting person's pecuniary interest therein.

F2: The securities are held by a limited partnership of which the reporting person is a trustee of a trust that is the general partner. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein.

F3: The securities are held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein.

Everpure, Inc.

Report date January 31, 2018 · Filed February 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (ROOS)1,458,191 Reported balance After 2018-01-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-01-01 · Gift · Disposed 0 · Balance 1,458,191

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F2: Represents gift of limited partnership interests in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein.

F3: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityDirect372,166 Reported balance Holding disclosure · report date 2018-01-31 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 372,166

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Ltd Liability Company (SHA)1,024,538 Reported balance Holding disclosure · report date 2018-01-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 1,024,538

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F4: Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Ltd Liability Company (SHM)77,100 Reported balance Holding disclosure · report date 2018-01-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 77,100

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F5: Shares held by Sutter Hill Management Company, L.L.C ("SHM"). SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (SHV)17,102,128 Reported balance Holding disclosure · report date 2018-01-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 17,102,128

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F6: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Profit Sharing Plan Trust1,489,266 Reported balance Holding disclosure · report date 2018-01-31 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 1,489,266

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F7: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Spouse225,500 Reported balance Holding disclosure · report date 2018-01-31 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 225,500

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F8: Shares owned by the spouse of the reporting person. The reporting person disclaims any beneficial ownership in these shares.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trust (Trustees)1,069,704 Reported balance Holding disclosure · report date 2018-01-31 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 1,069,704

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F9: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F2: Represents gift of limited partnership interests in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein.

F3: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F4: Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F5: Shares held by Sutter Hill Management Company, L.L.C ("SHM"). SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F6: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F7: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

F8: Shares owned by the spouse of the reporting person. The reporting person disclaims any beneficial ownership in these shares.

F9: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Forty Seven, Inc.

Report date July 02, 2018 · Filed July 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ltd Partnership (ROOS)84,349 Last balance in matching sequence After 2018-07-02 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-07-02 · Conversion · Acquired 42,831 · Balance 42,831

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 2 · 2018-07-02 · Conversion · Acquired 41,518 · Balance 84,349

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Ltd Partnership (SHV)2,906,372 Last balance in matching sequence After 2018-07-02 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 3 · 2018-07-02 · Conversion · Acquired 1,052,146 · Balance 1,052,146

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 4 · 2018-07-02 · Conversion · Acquired 945,326 · Balance 1,997,472

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 5 · 2018-07-02 · Conversion · Acquired 774,165 · Balance 2,771,637

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 6 · 2018-07-02 · Purchase · Acquired 134,735 · Balance 2,906,372

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Profit Sharing Plan Trust184,648 Last balance in matching sequence After 2018-07-02 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 7 · 2018-07-02 · Conversion · Acquired 100,299 · Balance 100,299

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Row 8 · 2018-07-02 · Conversion · Acquired 42,831 · Balance 143,130

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Row 9 · 2018-07-02 · Conversion · Acquired 41,518 · Balance 184,648

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Common StockSEC Table I · non-derivativeIndirectBy Trust126,050 Last balance in matching sequence After 2018-07-02 transaction · row 13 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 10 · 2018-07-02 · Conversion · Acquired 42,831 · Balance 42,831

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 11 · 2018-07-02 · Conversion · Acquired 41,518 · Balance 84,349

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 12 · 2018-07-02 · Conversion · Acquired 23,387 · Balance 107,736

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 13 · 2018-07-02 · Purchase · Acquired 18,314 · Balance 126,050

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series A-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (ROOS)0 Reported balance After 2018-07-02 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-07-02 · Conversion · Disposed 41,518 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (ROOS)0 Reported balance After 2018-07-02 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-07-02 · Conversion · Disposed 42,831 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series A-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (SHV)0 Reported balance After 2018-07-02 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-07-02 · Conversion · Disposed 1,052,146 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series A-2 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (SHV)0 Reported balance After 2018-07-02 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-07-02 · Conversion · Disposed 774,165 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (SHV)0 Reported balance After 2018-07-02 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2018-07-02 · Conversion · Disposed 945,326 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series A-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Profit Sharing Plan Trust0 Reported balance After 2018-07-02 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2018-07-02 · Conversion · Disposed 41,518 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Series A-2 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Profit Sharing Plan Trust0 Reported balance After 2018-07-02 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2018-07-02 · Conversion · Disposed 100,299 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Profit Sharing Plan Trust0 Reported balance After 2018-07-02 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2018-07-02 · Conversion · Disposed 42,831 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Series A-1 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Trust0 Reported balance After 2018-07-02 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2018-07-02 · Conversion · Disposed 41,518 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series A-2 Preferred StockSEC Table II · derivative / convertible securityIndirectBy Trust0 Reported balance After 2018-07-02 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2018-07-02 · Conversion · Disposed 23,387 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Trust0 Reported balance After 2018-07-02 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2018-07-02 · Conversion · Disposed 42,831 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

NVIDIA CORP

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CommonSEC Table I · non-derivativeIndirectBy Trust23,671,360 Reported balance After 2026-10-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-10-07 · Gift · Disposed 500,000 · Balance 23,671,360

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2026.

F2: Gift without consideration.

F3: Shares held by a trust of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest in the trust.

CommonSEC Table I · non-derivativeDirect57,378 Reported balance Holding disclosure · report date 2026-10-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 57,378

CommonSEC Table I · non-derivativeIndirectBy Profit Sharing Plan Trust4,852,480 Reported balance Holding disclosure · report date 2026-10-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 4,852,480

F4: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2026.

F2: Gift without consideration.

F3: Shares held by a trust of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest in the trust.

F4: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the Reporting Person.

Snowflake Inc.

Report date September 18, 2020 · Filed September 22, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-EOC)92,867 Reported balance After 2020-09-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-09-18 · Conversion · Acquired 92,867 · Balance 92,867

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-EOC)141,067 Reported balance After 2020-09-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-09-18 · Conversion · Acquired 48,200 · Balance 141,067

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-EOC)176,767 Reported balance After 2020-09-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-09-18 · Conversion · Acquired 35,700 · Balance 176,767

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-EOC)0 Reported balance After 2020-09-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-09-18 · Conversion · Disposed 92,867 · Balance 0

F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-EOC)0 Reported balance After 2020-09-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-09-18 · Conversion · Disposed 48,200 · Balance 0

F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series Seed Preferred StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-EOC)0 Reported balance After 2020-09-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-09-18 · Conversion · Disposed 35,700 · Balance 0

F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-IMC)92,867 Reported balance After 2020-09-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-09-18 · Conversion · Acquired 92,867 · Balance 92,867

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-IMC)141,067 Reported balance After 2020-09-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-09-18 · Conversion · Acquired 48,200 · Balance 141,067

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-IMC)176,767 Reported balance After 2020-09-18 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-09-18 · Conversion · Acquired 35,700 · Balance 176,767

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-IMC)0 Reported balance After 2020-09-18 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-09-18 · Conversion · Disposed 92,867 · Balance 0

F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-IMC)0 Reported balance After 2020-09-18 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2020-09-18 · Conversion · Disposed 48,200 · Balance 0

F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series Seed Preferred StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Children's Tr (FBO-IMC)0 Reported balance After 2020-09-18 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-09-18 · Conversion · Disposed 35,700 · Balance 0

F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Trust (ADO-15)12,214 Reported balance After 2020-09-18 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2020-09-18 · Conversion · Acquired 12,214 · Balance 12,214

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Trust (ADO-15)0 Reported balance After 2020-09-18 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2020-09-18 · Conversion · Disposed 12,214 · Balance 0

F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Trust (AEL-15)12,214 Reported balance After 2020-09-18 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2020-09-18 · Conversion · Acquired 12,214 · Balance 12,214

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy Irrevocable Trust (AEL-15)0 Reported balance After 2020-09-18 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2020-09-18 · Conversion · Disposed 12,214 · Balance 0

F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (ROOS-2)12,098 Reported balance After 2020-09-18 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2020-09-18 · Conversion · Acquired 12,098 · Balance 12,098

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F5: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series E Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (ROOS-2)0 Reported balance After 2020-09-18 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2020-09-18 · Conversion · Disposed 12,098 · Balance 0

F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.

F5: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.

F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.

F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.

F5: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Venus Concept Inc.

Report date October 16, 2017 · Filed October 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,116 Reported balance After 2017-10-16 transaction · row 1
1 source row

Row 1 · 2017-10-16 · Conversion · Acquired 2,116 · Balance 2,116

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Common StockSEC Table I · non-derivativeIndirectBy Ltd Partnership (ROOS)9,949 Last balance in matching sequence After 2017-10-16 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2017-10-16 · Conversion · Acquired 7,692 · Balance 7,692

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 3 · 2017-10-16 · Conversion · Acquired 2,257 · Balance 9,949

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Ltd Partnership (SHV)2,079,590 Last balance in matching sequence After 2017-10-16 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 4 · 2017-10-16 · Conversion · Acquired 888,690 · Balance 888,690

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 5 · 2017-10-16 · Conversion · Acquired 606,386 · Balance 1,495,076

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 6 · 2017-10-16 · Conversion · Acquired 479,145 · Balance 1,974,221

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 7 · 2017-10-16 · Conversion · Acquired 105,369 · Balance 2,079,590

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Profit Sharing Plan Trust160,619 Last balance in matching sequence After 2017-10-16 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 8 · 2017-10-16 · Conversion · Acquired 102,894 · Balance 102,894

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Row 9 · 2017-10-16 · Conversion · Acquired 35,264 · Balance 138,158

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Row 10 · 2017-10-16 · Conversion · Acquired 22,461 · Balance 160,619

F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Common StockSEC Table I · non-derivativeIndirectBy Trust270,622 Last balance in matching sequence After 2017-10-16 transaction · row 13 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 11 · 2017-10-16 · Conversion · Acquired 96,844 · Balance 96,844

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 12 · 2017-10-16 · Conversion · Acquired 89,830 · Balance 186,674

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Row 13 · 2017-10-16 · Conversion · Acquired 83,948 · Balance 270,622

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-10-16 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-10-16 · Conversion · Disposed 2,116 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F6: Shares held by an individual retirement account, for the benefit of the reporting person.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (ROOS)0 Reported balance After 2017-10-16 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-10-16 · Conversion · Disposed 7,692 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (ROOS)0 Reported balance After 2017-10-16 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-10-16 · Conversion · Disposed 2,257 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $7.00IndirectBy Ltd Partnership (SHV)0 Reported balance After 2017-10-16 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-10-16 · Conversion · Disposed 105,369 · Balance 0

F7: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.

F8: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (SHV)0 Reported balance After 2017-10-16 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-10-16 · Conversion · Disposed 606,386 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (SHV)0 Reported balance After 2017-10-16 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-10-16 · Conversion · Disposed 888,690 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $7.00IndirectBy Profit Sharing Plan Trust0 Reported balance After 2017-10-16 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-10-16 · Conversion · Disposed 22,461 · Balance 0

F7: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.

F8: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.

F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Profit Sharing Plan Trust0 Reported balance After 2017-10-16 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2017-10-16 · Conversion · Disposed 35,264 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy Profit Sharing Plan Trust0 Reported balance After 2017-10-16 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2017-10-16 · Conversion · Disposed 102,894 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Trust0 Reported balance After 2017-10-16 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2017-10-16 · Conversion · Disposed 89,830 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Trust0 Reported balance After 2017-10-16 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2017-10-16 · Conversion · Disposed 96,844 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series C Preferred StockSEC Table II · derivative / convertible securityIndirectBy Trust0 Reported balance After 2017-10-16 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2017-10-16 · Conversion · Disposed 83,948 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F6: Shares held by an individual retirement account, for the benefit of the reporting person.

F7: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.

F8: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mattersight Corp

Report date August 20, 2018 · Filed August 22, 2018

Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-08-20 · Other · Disposed 98,494 · Balance 0

F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Common StockSEC Table I · non-derivativeIndirectBy Ltd Partnership (ROOS)0 Reported balance After 2018-08-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-08-20 · Other · Disposed 1,283,497 · Balance 0

F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes.

F3: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Ltd Partnership (SHV)0 Reported balance After 2018-08-20 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-08-20 · Other · Disposed 1,056,194 · Balance 0

F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes.

F4: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Profit Sharing Plan Trust0 Reported balance After 2018-08-20 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-08-20 · Other · Disposed 73,411 · Balance 0

F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes.

F5: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Common StockSEC Table I · non-derivativeIndirectBy Trust (Trustees)0 Reported balance After 2018-08-20 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2018-08-20 · Other · Disposed 533,881 · Balance 0

F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes.

F6: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.57 · Expires 2026-05-13Direct0 Reported balance After 2018-08-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-08-20 · Disposition to issuer · Disposed 10,000 · Balance 0

F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

F8: Exercisable Date is 5/13/2016.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.13 · Expires 2025-05-15Direct0 Reported balance After 2018-08-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-08-20 · Disposition to issuer · Disposed 10,000 · Balance 0

F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

F9: Exercisable Date is 5/15/2015.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.55 · Expires 2027-05-19Direct0 Reported balance After 2018-08-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-08-20 · Disposition to issuer · Disposed 10,000 · Balance 0

F10: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price less than $2.70 per share that was outstanding immediately prior to the Offering Closing was cancelled for an amount per share of $2.70 less the applicable exercise price of the option.

F11: Exercisable Date is 5/19/2017.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2019-02-18Direct0 Reported balance After 2018-08-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-08-20 · Disposition to issuer · Disposed 50,000 · Balance 0

F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2019-05-15Direct0 Reported balance After 2018-08-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-08-20 · Disposition to issuer · Disposed 5,000 · Balance 0

F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.34 · Expires 2020-05-14Direct0 Reported balance After 2018-08-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2018-08-20 · Disposition to issuer · Disposed 5,000 · Balance 0

F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.27 · Expires 2021-05-20Direct0 Reported balance After 2018-08-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2018-08-20 · Disposition to issuer · Disposed 5,000 · Balance 0

F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.70 · Expires 2022-05-18Direct0 Reported balance After 2018-08-20 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2018-08-20 · Disposition to issuer · Disposed 5,000 · Balance 0

F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.80 · Expires 2023-05-17Direct0 Reported balance After 2018-08-20 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-08-20 · Disposition to issuer · Disposed 10,000 · Balance 0

F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.99 · Expires 2024-05-16Direct0 Reported balance After 2018-08-20 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-08-20 · Disposition to issuer · Disposed 10,000 · Balance 0

F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Ltd Partnership (SHV)0 Reported balance After 2018-08-20 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-08-20 · Other · Disposed 639,253 · Balance 0

F12: Per the terms of the Agreement and the Offer, each share of the Issuer's Series B Preferred Stock was tendered for $7.80 per share, plus accrued and unpaid dividends payable thereon, in cash, without interest and less any required withholding taxes.

F13: Immediate.

F14: None.

F4: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy Trust (Trustees)0 Reported balance After 2018-08-20 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-08-20 · Other · Disposed 202,977 · Balance 0

F12: Per the terms of the Agreement and the Offer, each share of the Issuer's Series B Preferred Stock was tendered for $7.80 per share, plus accrued and unpaid dividends payable thereon, in cash, without interest and less any required withholding taxes.

F13: Immediate.

F14: None.

F6: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Filing footnotes · ownership attribution and instrument terms

F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes.

F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

F3: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F4: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F5: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

F6: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.

F8: Exercisable Date is 5/13/2016.

F9: Exercisable Date is 5/15/2015.

F10: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price less than $2.70 per share that was outstanding immediately prior to the Offering Closing was cancelled for an amount per share of $2.70 less the applicable exercise price of the option.

F11: Exercisable Date is 5/19/2017.

F12: Per the terms of the Agreement and the Offer, each share of the Issuer's Series B Preferred Stock was tendered for $7.80 per share, plus accrued and unpaid dividends payable thereon, in cash, without interest and less any required withholding taxes.

F13: Immediate.

F14: None.

Yext, Inc.

Report date December 01, 2017 · Filed December 05, 2017

Section 16 reporting ended · disclosed 2017-12-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Ltd Liability Company (SHM)78,140 Reported balance After 2017-12-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2017-12-01 · Other · Acquired 78,140 · Balance 78,140

F1: Represents the receipt of shares in the pro rata distribution described below, for no additional consideration, by Sutter Hill Management Company, L.L.C. ("SHM"), a limited partner of Sutter Hill Ventures, a California Limited Partnership ("SHV").

F2: Shares held by SHM. SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Ltd Partnership (ROOS)903,534 Reported balance After 2017-12-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-12-01 · Other · Acquired 122,092 · Balance 903,534

F3: Represents the receipt of shares in the pro rata distribution described below, for no additional consideration, by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F4: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Ltd Partnership (SHV)0 Reported balance After 2017-12-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-12-01 · Other · Disposed 8,614,633 · Balance 0

F5: Effective December 1, 2017, SHV effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F6: Excludes shares of Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.

F7: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust618,267 Reported balance After 2017-12-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2017-12-01 · Other · Acquired 76,411 · Balance 618,267

F8: Represents the receipt of shares in the pro rata distribution described above, for no additional consideration, by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F9: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect70,476 Reported balance Holding disclosure · report date 2017-12-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 70,476

Common StockSEC Table I · non-derivativeIndirectBy Profit Sharing Plan Trust638,786 Reported balance Holding disclosure · report date 2017-12-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 638,786

F10: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the receipt of shares in the pro rata distribution described below, for no additional consideration, by Sutter Hill Management Company, L.L.C. ("SHM"), a limited partner of Sutter Hill Ventures, a California Limited Partnership ("SHV").

F2: Shares held by SHM. SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F3: Represents the receipt of shares in the pro rata distribution described below, for no additional consideration, by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F4: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F5: Effective December 1, 2017, SHV effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F6: Excludes shares of Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.

F7: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F8: Represents the receipt of shares in the pro rata distribution described above, for no additional consideration, by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F9: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F10: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2006 Filed Dec 12, 2006 21:52 UTC NVIDIA CORP NVDA · Entity 1023 Exercise / conversionStock Option (Right to Buy) · Derivative 25,816 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0001197647-06-000021 · cox53.xml · derivative · entry 9

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,184

Underlying: Common · 25,816 shares

Expires 2012-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Read SEC document
December 08, 2006 Filed Dec 12, 2006 21:52 UTC NVIDIA CORP NVDA · Entity 1023 SaleCommon 96,742 $35.58 $3,442,128.73
Disclosure

SEC source: 0001197647-06-000021 · cox53.xml · nonDerivative · entry 5

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 214,566

F3 · price: This represents the weighted average sales price.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
December 08, 2006 Filed Dec 12, 2006 21:52 UTC NVIDIA CORP NVDA · Entity 1023 SaleCommon 50,000 $35.58 $1,779,025.00
Disclosure

SEC source: 0001197647-06-000021 · cox53.xml · nonDerivative · entry 4

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Profit Sharing Plan Trust

Disclosed balance after: 114,208

F3 · price: This represents the weighted average sales price.

F4 · ownership.nature: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Read SEC document
December 08, 2006 Filed Dec 12, 2006 21:52 UTC NVIDIA CORP NVDA · Entity 1023 SaleCommon 203,258 $35.58 $7,232,021.27
Disclosure

SEC source: 0001197647-06-000021 · cox53.xml · nonDerivative · entry 3

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,166

F3 · price: This represents the weighted average sales price.

F2 · balance_after: The reporting person shares pecuniary interest in 663,444 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Read SEC document
December 08, 2006 Filed Dec 12, 2006 21:52 UTC NVIDIA CORP NVDA · Entity 1023 SaleCommon 25,816 $35.70 $921,646.69
Disclosure

SEC source: 0001197647-06-000021 · cox53.xml · nonDerivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389,424

F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

F3 · price: This represents the weighted average sales price.

F2 · balance_after: The reporting person shares pecuniary interest in 663,444 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Read SEC document
December 08, 2006 Filed Dec 12, 2006 21:52 UTC NVIDIA CORP NVDA · Entity 1023 Exercise / conversionCommon 25,816 $5.54 $142,891.56
Disclosure

SEC source: 0001197647-06-000021 · cox53.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

F2 · balance_after: The reporting person shares pecuniary interest in 663,444 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Read SEC document
August 01, 2006 Filed Aug 3, 2006 22:47 UTC NVIDIA CORP NVDA · Entity 1023 GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $22.14 $0.00
Disclosure

SEC source: 0001197647-06-000017 · edgar.xml · derivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2012-07-31

F2 · derivative.exercise_date: Automatic grant in connection with service on a Committee of the Board of Directors. The grant shall vest on the first anniversary of the grant date, provided that the Reporting Person has attended at least 75% of the Committee meetings in the year following the grant date. If the Reporting Person has attended fewer than 75% of the Committee meetings in the year following the grant date, the grant shall vest 10% per year for each of the first three years after the grant, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the first anniversary of the grant date due to disability or death, the grant shall immediately vest and become exercisable on a monthly pro rata basis.

Read SEC document
August 01, 2006 Filed Aug 3, 2006 22:47 UTC NVIDIA CORP NVDA · Entity 1023 GrantNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $22.14 $0.00
Disclosure

SEC source: 0001197647-06-000017 · edgar.xml · derivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2012-07-31

F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall begin vesting on the second anniversary of the grant date and thereafter shall vest quarterly over one year, being fully vested in 2009, provided that the Reporting Person has attended at least 75% of the Board of Directors meetings in the two year period following the grant date. If the Reporting Person has not attended at least 75% of the Board of Directors meetings in the two year period following the grant date, the grant shall vest 30% on the third anniversary of the grant date, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the second anniversary of the grant date due to disability or death, the grant shall immediately vest and become exercisable on a quarterly pro rata basis.

Read SEC document
March 21, 2006 Filed Mar 23, 2006 21:13 UTC NVIDIA CORP NVDA · Entity 1023 GiftCommon 50,000 $0.00 $0.00
Disclosure

SEC source: 0001197647-06-000006 · cox43.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,712

F1 · ownership.direct: The reporting person shares pecuniary interest in 370,000 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Read SEC document
March 21, 2006 Filed Jul 11, 2006 22:21 UTC Amendment NVIDIA CORP NVDA · Entity 1023 GiftCommon 50,000 $0.00 $0.00
Disclosure

SEC source: 0001197647-06-000016 · cox47.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 155,654

F1 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
September 30, 2005 Filed Oct 4, 2005 20:52 UTC NVIDIA CORP NVDA · Entity 1023 SaleCommon 100,000 $34.15 $3,414,760.00
Disclosure

SEC source: 0001197647-05-000011 · cox42.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 210,654

F1 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
August 01, 2005 Filed Aug 3, 2005 22:11 UTC NVIDIA CORP NVDA · Entity 1023 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $27.06 $0.00
Disclosure

SEC source: 0001197647-05-000008 · edgar.xml · derivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2011-07-31

F2 · derivative.exercise_date: Automatic grant in connection with service on a Committee of the Board of Directors. The grant shall vest on the first anniversary of the grant date, provided that the Reporting Person has attended at least 75% of the Committee meetings in the year following the grant date. If the Reporting Person has attended fewer than 75% of the Committee meetings in the year following the grant date, the grant shall vest 10% per year for each of the first three years after the grant, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the first anniversary of the grant date due to disability or death, the grant shall immediately vest and become exercisable on a monthly pro rata basis.

F3 · derivative.expiration_date: The six-year life of the option represents a modification to the ten-year life prescribed by the terms of the plan.

Read SEC document
August 01, 2005 Filed Aug 3, 2005 22:11 UTC NVIDIA CORP NVDA · Entity 1023 GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $27.06 $0.00
Disclosure

SEC source: 0001197647-05-000008 · edgar.xml · derivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2011-07-31

F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall begin vesting on the second anniversary of the grant date and thereafter shall vest quarterly over one year, being fully vested in 2008, provided that the Reporting Person has attended at least 75% of the Board of Directors meetings in the two year period following the grant date. If the Reporting Person has not attended at least 75% of the Board of Directors meetings in the two year period following the grant date, the grant shall vest 30% on the third anniversary of the grant date, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the second anniversary of the grant date due to disability or death, the grant shall immediately vest and become exercisable on a quarterly pro rata basis.

F3 · derivative.expiration_date: The six-year life of the option represents a modification to the ten-year life prescribed by the terms of the plan.

Read SEC document
June 21, 2005 Filed Jun 23, 2005 20:29 UTC NVIDIA CORP NVDA · Entity 1023 GiftCommon 5,000 $0.00 $0.00
Disclosure

SEC source: 0001197647-05-000007 · cox23.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,712

F1 · ownership.direct: The reporting person shares pecuniary interest in 370,000 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

Read SEC document
June 21, 2005 Filed Jul 11, 2006 22:09 UTC Amendment NVIDIA CORP NVDA · Entity 1023 GiftCommon 5,000 $0.00 $0.00
Disclosure

SEC source: 0001197647-06-000013 · cox46.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 305,654

F1 · ownership.direct: The reporting person shares pecuniary interest in 370,000 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.

F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
June 21, 2005 Filed Jul 11, 2006 22:20 UTC Amendment NVIDIA CORP NVDA · Entity 1023 GiftCommon 5,000 $0.00 $0.00
Disclosure

SEC source: 0001197647-06-000015 · cox48.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 305,654

F1 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
May 17, 2005 Filed May 19, 2005 20:23 UTC NVIDIA CORP NVDA · Entity 1023 OtherCommon 64,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001197647-05-000003 · cox20.xml · nonDerivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 310,654

F1 · kind: Distribution of shares without consideration to the partners of Sutter Hill Ventures, A California Limited Partnership, in accordance with the partnership agreement. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership.

F1 · price: Distribution of shares without consideration to the partners of Sutter Hill Ventures, A California Limited Partnership, in accordance with the partnership agreement. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership.

F3 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
May 17, 2005 Filed May 19, 2005 20:23 UTC NVIDIA CORP NVDA · Entity 1023 OtherCommon 745,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001197647-05-000003 · cox20.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shares Held By Ltd Partnership

Disclosed balance after: 0

F1 · kind: Distribution of shares without consideration to the partners of Sutter Hill Ventures, A California Limited Partnership, in accordance with the partnership agreement. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership.

F1 · price: Distribution of shares without consideration to the partners of Sutter Hill Ventures, A California Limited Partnership, in accordance with the partnership agreement. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership.

F2 · ownership.nature: Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.

Read SEC document
September 09, 2004 Filed Sep 13, 2004 21:34 UTC NVIDIA CORP NVDA · Entity 1023 OtherStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001197647-04-000024 · cox17.xml · derivative · entry 9

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 20,000 shares

Expires 2009-06-18

F1 · derivative.exercise_price: Rounded. Actual price is $4.09375 per share.

Read SEC document
September 09, 2004 Filed Sep 13, 2004 21:34 UTC NVIDIA CORP NVDA · Entity 1023 OtherStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001197647-04-000024 · cox17.xml · derivative · entry 8

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 80,000 shares

Expires 2009-06-18

F1 · derivative.exercise_price: Rounded. Actual price is $4.09375 per share.

Read SEC document
September 09, 2004 Filed Sep 13, 2004 21:34 UTC NVIDIA CORP NVDA · Entity 1023 OtherStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001197647-04-000024 · cox17.xml · derivative · entry 7

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 70,000 shares

Expires 2008-03-30

Read SEC document
September 09, 2004 Filed Sep 13, 2004 21:34 UTC NVIDIA CORP NVDA · Entity 1023 OtherCommon 20,000 $4.09 $81,876.00
Disclosure

SEC source: 0001197647-04-000024 · cox17.xml · nonDerivative · entry 3

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,712

F1 · price: Rounded. Actual price is $4.09375 per share.

Read SEC document
September 09, 2004 Filed Sep 13, 2004 21:34 UTC NVIDIA CORP NVDA · Entity 1023 OtherCommon 80,000 $4.09 $327,504.00
Disclosure

SEC source: 0001197647-04-000024 · cox17.xml · nonDerivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,712

F1 · price: Rounded. Actual price is $4.09375 per share.

Read SEC document
September 09, 2004 Filed Sep 13, 2004 21:34 UTC NVIDIA CORP NVDA · Entity 1023 OtherCommon 70,000 $2.25 $157,500.00
Disclosure

SEC source: 0001197647-04-000024 · cox17.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,712

Read SEC document
September 03, 2004 Filed Sep 8, 2004 22:19 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 24,627 $12.92 $318,296.59
Disclosure

SEC source: 0001197647-04-000022 · cox15.xml · nonDerivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 246,582

F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
September 03, 2004 Filed Sep 8, 2004 22:19 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 263,852 $12.92 $3,410,207.94
Disclosure

SEC source: 0001197647-04-000022 · cox15.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shares Held By Ltd Partnership

Disclosed balance after: 745,287

F1 · ownership.nature: Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.

Read SEC document
August 19, 2004 Filed Aug 23, 2004 20:52 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 2,087 $11.50 $24,000.50
Disclosure

SEC source: 0001197647-04-000020 · cox14.xml · nonDerivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 221,955

F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
August 19, 2004 Filed Aug 23, 2004 20:52 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 22,358 $11.50 $257,117.00
Disclosure

SEC source: 0001197647-04-000020 · cox14.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shares Held By Ltd Partnership

Disclosed balance after: 481,435

F1 · ownership.nature: Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.

Read SEC document
August 18, 2004 Filed Aug 20, 2004 21:02 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 10,156 $11.27 $114,458.12
Disclosure

SEC source: 0001197647-04-000018 · cox13.xml · nonDerivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 219,868

F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
August 18, 2004 Filed Aug 20, 2004 21:02 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 108,811 $11.27 $1,226,299.97
Disclosure

SEC source: 0001197647-04-000018 · cox13.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shares Held By Ltd Partnership

Disclosed balance after: 459,077

F1 · ownership.nature: Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.

Read SEC document
August 17, 2004 Filed Aug 19, 2004 22:50 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 32,692 $10.78 $352,419.76
Disclosure

SEC source: 0001197647-04-000016 · cox12.xml · nonDerivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 209,712

F2 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

Read SEC document
August 17, 2004 Filed Aug 19, 2004 22:50 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 350,266 $10.78 $3,775,867.48
Disclosure

SEC source: 0001197647-04-000016 · cox12.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shares Held By Ltd Partnership

Disclosed balance after: 350,266

F1 · ownership.nature: Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, A California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.

Read SEC document
August 01, 2004 Filed Aug 3, 2004 21:08 UTC NVIDIA CORP NVDA · Entity 1023 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $15.42 $0.00
Disclosure

SEC source: 0001197647-04-000010 · cox11.xml · derivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common · 5,000 shares

Expires 2010-07-31

F3 · derivative.exercise_date: Automatic grant in connection with service on a Committee of the Board of Directors. The grant shall vest on the first anniversary of the grant date, provided that the Reporting Person has attended at least 75% of the Committee meetings in the year following the grant date. If the Reporting Person has attended fewer than 75% of the Committee meetings in the year following the grant date, the grant shall vest 10% per year for each of the first three years after the grant, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the first anniversary of the grant date due to disability or death, the grant shall immediately vest and beome exercisable on a monthly pro rata basis.

F2 · derivative.expiration_date: The six-year life of the option represents a one-time modification to the ten-year life prescribed by the terms of the plan, which was agreed to by the Reporting Person and the Company.

Read SEC document
August 01, 2004 Filed Aug 3, 2004 21:08 UTC NVIDIA CORP NVDA · Entity 1023 GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $15.42 $0.00
Disclosure

SEC source: 0001197647-04-000010 · cox11.xml · derivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common · 25,000 shares

Expires 2010-07-31

F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall begin vesting on the second anniversary of the grant date and thereafter shall vest quarterly over one year, being fully vested in 2007, provided that the Reporting Person has attended at least 75% of the Board of Directors meetings in the two year period following the grant date. If the Reporting Person has not attended at least 75% of the Board of Directors meetings in the two year period following the grant date, the grant shall vest 30% on the third anniversary of the grant date, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the second anniversary of the grant date due to disability or death, the grant shall immediately vest and become exercisable on a quarterly pro rata basis.

F2 · derivative.expiration_date: The six-year life of the option represents a one-time modification to the ten-year life prescribed by the terms of the plan, which was agreed to by the Reporting Person and the Company.

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August 01, 2003 Filed Aug 5, 2003 18:25 UTC NVIDIA CORP NVDA · Entity 1023 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $19.09 $0.00
Disclosure

SEC source: 0001197647-03-000011 · cox7.xml · derivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common · 25,000 shares

Expires 2009-07-31

F2 · derivative.exercise_date: Automatic grant in connection with service on Board of Directors. The grant shall begin vesting on the second anniversary of the grant date and thereafter shall vest quarterly over one year, being fully vested in 2006, provided that the reporting person has attended at least 75% of the Board of Directors meetings in the two year period following the grant date. If the reporting person has not attended at least 75% of the Board of Directors meetings in the two year period following the grant date, the grant shall vest 30% on the third anniversary of the grant date, with the remaining 70% vesting on the fourth anniversary of the grant date. If the reporting person's service as a director terminates before the second anniversary of the grant date due to disability or death, the grant shall immediately vest and become exercisable on a quarterly pro rata basis.

F3 · derivative.expiration_date: The six-year life of the option represents an amendment to the option grant agreed to by the reporting person and the issuer from the ten-year life prescribed by the terms of the plan.

F4 · balance_after: Does not include an aggregate of 450,000 derivative securities subject to options previously granted to the reporting person on different terms and previously reported by the reporting person.

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August 01, 2003 Filed Aug 5, 2003 18:25 UTC NVIDIA CORP NVDA · Entity 1023 GrantStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $19.09 $0.00
Disclosure

SEC source: 0001197647-03-000011 · cox7.xml · derivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common · 5,000 shares

Expires 2009-07-31

F1 · derivative.exercise_date: Automatic grant in connection with service on Committee of Board of Directors. The grant shall vest on the first anniversary of the grant date, provided that the reporting person has attended at least 75% of the Committee meetings in the year following the date of the grant. If the reporting person has attended fewer than 75% of the Committee meetings in the year following the date of the grant, the grant shall vest 10% per year for each of the first three years after the grant, with the remaining 70% vesting on the fourth anniversary of the grant date.

F3 · derivative.expiration_date: The six-year life of the option represents an amendment to the option grant agreed to by the reporting person and the issuer from the ten-year life prescribed by the terms of the plan.

F4 · balance_after: Does not include an aggregate of 450,000 derivative securities subject to options previously granted to the reporting person on different terms and previously reported by the reporting person.

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September 27, 1999 Filed Aug 14, 2003 18:54 UTC Amendment NVIDIA CORP NVDA · Entity 1023 OtherCommon 94,255 $0.00 $0.00
Disclosure

SEC source: 0001197647-03-000013 · cox3.xml · nonDerivative · entry 2

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 94,255

F1 · kind: In accordance with the terms of the partnership agreement, Sutter Hill Ventures distributed stock to the partners of Sutter Hill Ventures and granted an option to a retiring partner as required by the partnership agreement.

F3 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.

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September 27, 1999 Filed Aug 14, 2003 18:54 UTC Amendment NVIDIA CORP NVDA · Entity 1023 OtherCommon 322,401 $0.00 $0.00
Disclosure

SEC source: 0001197647-03-000013 · cox3.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shares Held By Ltd Partnership

Disclosed balance after: 0

F1 · kind: In accordance with the terms of the partnership agreement, Sutter Hill Ventures distributed stock to the partners of Sutter Hill Ventures and granted an option to a retiring partner as required by the partnership agreement.

F2 · ownership.nature: Shares held by Sutter Hill Ventures, A California Limited Partnership. The reporting person is one of five Managing Directors of the General Partner of Sutter Hill; the five share voting and investment powers of the Sutter Hill shares. The reporting person disclaims beneficial interest in these shares except as to his pecuniary interest in the partnership.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.