Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Artisan Partners Asset Management Inc.APAM · Entity 4239 | Director | January 29, 2025 | January 30, 2025 |
| Everpure, Inc.PSTG · Entity 3140 | 10% owner | January 31, 2018 | February 23, 2018 |
| Forty Seven, Inc.FTSV · Entity 16035 | 10% owner | July 02, 2018 | July 03, 2018 |
| NVIDIA CORPNVDA · Entity 1023 | Director | October 07, 2026 | October 09, 2026 |
| Snowflake Inc.SNOW · Entity 2425 | 10% owner | September 18, 2020 | September 22, 2020 |
| Venus Concept Inc.HAIR · Entity 55304 | 10% owner | October 16, 2017 | October 18, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Artisan Partners Asset Management Inc.
Report date January 29, 2025 · Filed January 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 324,227 |
Reported balance
After 2025-01-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-01-29 · Grant · Acquired 2,837 · Balance 324,227 F1: The reporting person shares pecuniary interest in 32,803 of these securities with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in those securities except as to the reporting person's pecuniary interest therein. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy limited partnership | 50,000 |
Reported balance
Holding disclosure · report date 2025-01-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,000 F2: The securities are held by a limited partnership of which the reporting person is a trustee of a trust that is the general partner. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein. |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy profit sharing plan | 50,000 |
Reported balance
Holding disclosure · report date 2025-01-29 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Spouse | 98,000 |
Reported balance
Holding disclosure · report date 2025-01-29 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 98,000 |
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy trust | 22,411 |
Reported balance
Holding disclosure · report date 2025-01-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 22,411 F3: The securities are held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person shares pecuniary interest in 32,803 of these securities with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in those securities except as to the reporting person's pecuniary interest therein.
F2: The securities are held by a limited partnership of which the reporting person is a trustee of a trust that is the general partner. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein.
F3: The securities are held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these securities except as to the reporting person's pecuniary interest therein.
Everpure, Inc.
Report date January 31, 2018 · Filed February 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (ROOS) | 1,458,191 |
Reported balance
After 2018-01-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-01-01 · Gift · Disposed 0 · Balance 1,458,191 F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2: Represents gift of limited partnership interests in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein. F3: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 372,166 |
Reported balance
Holding disclosure · report date 2018-01-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 372,166 F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Ltd Liability Company (SHA) | 1,024,538 |
Reported balance
Holding disclosure · report date 2018-01-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,024,538 F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F4: Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Ltd Liability Company (SHM) | 77,100 |
Reported balance
Holding disclosure · report date 2018-01-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 77,100 F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F5: Shares held by Sutter Hill Management Company, L.L.C ("SHM"). SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (SHV) | 17,102,128 |
Reported balance
Holding disclosure · report date 2018-01-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 17,102,128 F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F6: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Profit Sharing Plan Trust | 1,489,266 |
Reported balance
Holding disclosure · report date 2018-01-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,489,266 F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F7: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Spouse | 225,500 |
Reported balance
Holding disclosure · report date 2018-01-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 225,500 F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F8: Shares owned by the spouse of the reporting person. The reporting person disclaims any beneficial ownership in these shares. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Trust (Trustees) | 1,069,704 |
Reported balance
Holding disclosure · report date 2018-01-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,069,704 F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F9: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
F2: Represents gift of limited partnership interests in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein.
F3: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F4: Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F5: Shares held by Sutter Hill Management Company, L.L.C ("SHM"). SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F6: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F7: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
F8: Shares owned by the spouse of the reporting person. The reporting person disclaims any beneficial ownership in these shares.
F9: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Forty Seven, Inc.
Report date July 02, 2018 · Filed July 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ltd Partnership (ROOS) | 84,349 |
Last balance in matching sequence
After 2018-07-02 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-07-02 · Conversion · Acquired 42,831 · Balance 42,831 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 2 · 2018-07-02 · Conversion · Acquired 41,518 · Balance 84,349 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Ltd Partnership (SHV) | 2,906,372 |
Last balance in matching sequence
After 2018-07-02 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 3 · 2018-07-02 · Conversion · Acquired 1,052,146 · Balance 1,052,146 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 4 · 2018-07-02 · Conversion · Acquired 945,326 · Balance 1,997,472 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 5 · 2018-07-02 · Conversion · Acquired 774,165 · Balance 2,771,637 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 6 · 2018-07-02 · Purchase · Acquired 134,735 · Balance 2,906,372 F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Profit Sharing Plan Trust | 184,648 |
Last balance in matching sequence
After 2018-07-02 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 7 · 2018-07-02 · Conversion · Acquired 100,299 · Balance 100,299 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. Row 8 · 2018-07-02 · Conversion · Acquired 42,831 · Balance 143,130 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. Row 9 · 2018-07-02 · Conversion · Acquired 41,518 · Balance 184,648 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 126,050 |
Last balance in matching sequence
After 2018-07-02 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 10 · 2018-07-02 · Conversion · Acquired 42,831 · Balance 42,831 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 11 · 2018-07-02 · Conversion · Acquired 41,518 · Balance 84,349 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 12 · 2018-07-02 · Conversion · Acquired 23,387 · Balance 107,736 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 13 · 2018-07-02 · Purchase · Acquired 18,314 · Balance 126,050 F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series A-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (ROOS) | 0 |
Reported balance
After 2018-07-02 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-07-02 · Conversion · Disposed 41,518 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (ROOS) | 0 |
Reported balance
After 2018-07-02 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-07-02 · Conversion · Disposed 42,831 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series A-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (SHV) | 0 |
Reported balance
After 2018-07-02 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-07-02 · Conversion · Disposed 1,052,146 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (SHV) | 0 |
Reported balance
After 2018-07-02 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-07-02 · Conversion · Disposed 774,165 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (SHV) | 0 |
Reported balance
After 2018-07-02 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2018-07-02 · Conversion · Disposed 945,326 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series A-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Profit Sharing Plan Trust | 0 |
Reported balance
After 2018-07-02 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2018-07-02 · Conversion · Disposed 41,518 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Profit Sharing Plan Trust | 0 |
Reported balance
After 2018-07-02 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2018-07-02 · Conversion · Disposed 100,299 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Profit Sharing Plan Trust | 0 |
Reported balance
After 2018-07-02 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2018-07-02 · Conversion · Disposed 42,831 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
| Series A-1 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Trust | 0 |
Reported balance
After 2018-07-02 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2018-07-02 · Conversion · Disposed 41,518 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | IndirectBy Trust | 0 |
Reported balance
After 2018-07-02 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2018-07-02 · Conversion · Disposed 23,387 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Trust | 0 |
Reported balance
After 2018-07-02 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2018-07-02 · Conversion · Disposed 42,831 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.
F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F4: Shares held by the Sutter Hill Ventures, a California Limited Partnership Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
NVIDIA CORP
Report date October 07, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | IndirectBy Trust | 23,671,360 |
Reported balance
After 2026-10-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-10-07 · Gift · Disposed 500,000 · Balance 23,671,360 F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2026. F2: Gift without consideration. F3: Shares held by a trust of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest in the trust. |
| CommonSEC Table I · non-derivative | Direct | 57,378 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 57,378 |
| CommonSEC Table I · non-derivative | IndirectBy Profit Sharing Plan Trust | 4,852,480 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,852,480 F4: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 19, 2026.
F2: Gift without consideration.
F3: Shares held by a trust of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership in these shares except as to the Reporting Person's pecuniary interest in the trust.
F4: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the Reporting Person.
Snowflake Inc.
Report date September 18, 2020 · Filed September 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-EOC) | 92,867 |
Reported balance
After 2020-09-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-09-18 · Conversion · Acquired 92,867 · Balance 92,867 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-EOC) | 141,067 |
Reported balance
After 2020-09-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-09-18 · Conversion · Acquired 48,200 · Balance 141,067 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-EOC) | 176,767 |
Reported balance
After 2020-09-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-09-18 · Conversion · Acquired 35,700 · Balance 176,767 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-EOC) | 0 |
Reported balance
After 2020-09-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-09-18 · Conversion · Disposed 92,867 · Balance 0 F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-EOC) | 0 |
Reported balance
After 2020-09-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-09-18 · Conversion · Disposed 48,200 · Balance 0 F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series Seed Preferred StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-EOC) | 0 |
Reported balance
After 2020-09-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-09-18 · Conversion · Disposed 35,700 · Balance 0 F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-IMC) | 92,867 |
Reported balance
After 2020-09-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-09-18 · Conversion · Acquired 92,867 · Balance 92,867 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-IMC) | 141,067 |
Reported balance
After 2020-09-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-09-18 · Conversion · Acquired 48,200 · Balance 141,067 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-IMC) | 176,767 |
Reported balance
After 2020-09-18 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-09-18 · Conversion · Acquired 35,700 · Balance 176,767 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-IMC) | 0 |
Reported balance
After 2020-09-18 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-09-18 · Conversion · Disposed 92,867 · Balance 0 F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-IMC) | 0 |
Reported balance
After 2020-09-18 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-09-18 · Conversion · Disposed 48,200 · Balance 0 F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series Seed Preferred StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Children's Tr (FBO-IMC) | 0 |
Reported balance
After 2020-09-18 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-09-18 · Conversion · Disposed 35,700 · Balance 0 F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Trust (ADO-15) | 12,214 |
Reported balance
After 2020-09-18 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-09-18 · Conversion · Acquired 12,214 · Balance 12,214 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Trust (ADO-15) | 0 |
Reported balance
After 2020-09-18 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-09-18 · Conversion · Disposed 12,214 · Balance 0 F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Trust (AEL-15) | 12,214 |
Reported balance
After 2020-09-18 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2020-09-18 · Conversion · Acquired 12,214 · Balance 12,214 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Irrevocable Trust (AEL-15) | 0 |
Reported balance
After 2020-09-18 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2020-09-18 · Conversion · Disposed 12,214 · Balance 0 F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (ROOS-2) | 12,098 |
Reported balance
After 2020-09-18 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2020-09-18 · Conversion · Acquired 12,098 · Balance 12,098 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. F5: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (ROOS-2) | 0 |
Reported balance
After 2020-09-18 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-09-18 · Conversion · Disposed 12,098 · Balance 0 F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. F5: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represents less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
F2: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.
F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F4: Each share of Series Seed Preferred Stock, Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock, Series F Preferred Stock, and Series G-1 Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.
F5: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Venus Concept Inc.
Report date October 16, 2017 · Filed October 18, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,116 |
Reported balance
After 2017-10-16 transaction · row 1
1 source rowRow 1 · 2017-10-16 · Conversion · Acquired 2,116 · Balance 2,116 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. |
| Common StockSEC Table I · non-derivative | IndirectBy Ltd Partnership (ROOS) | 9,949 |
Last balance in matching sequence
After 2017-10-16 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2017-10-16 · Conversion · Acquired 7,692 · Balance 7,692 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 3 · 2017-10-16 · Conversion · Acquired 2,257 · Balance 9,949 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Ltd Partnership (SHV) | 2,079,590 |
Last balance in matching sequence
After 2017-10-16 transaction · row 7
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 4 · 2017-10-16 · Conversion · Acquired 888,690 · Balance 888,690 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 5 · 2017-10-16 · Conversion · Acquired 606,386 · Balance 1,495,076 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 6 · 2017-10-16 · Conversion · Acquired 479,145 · Balance 1,974,221 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 7 · 2017-10-16 · Conversion · Acquired 105,369 · Balance 2,079,590 F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Profit Sharing Plan Trust | 160,619 |
Last balance in matching sequence
After 2017-10-16 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 8 · 2017-10-16 · Conversion · Acquired 102,894 · Balance 102,894 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. Row 9 · 2017-10-16 · Conversion · Acquired 35,264 · Balance 138,158 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. Row 10 · 2017-10-16 · Conversion · Acquired 22,461 · Balance 160,619 F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 270,622 |
Last balance in matching sequence
After 2017-10-16 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 11 · 2017-10-16 · Conversion · Acquired 96,844 · Balance 96,844 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 12 · 2017-10-16 · Conversion · Acquired 89,830 · Balance 186,674 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Row 13 · 2017-10-16 · Conversion · Acquired 83,948 · Balance 270,622 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-16 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2017-10-16 · Conversion · Disposed 2,116 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F6: Shares held by an individual retirement account, for the benefit of the reporting person. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (ROOS) | 0 |
Reported balance
After 2017-10-16 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2017-10-16 · Conversion · Disposed 7,692 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (ROOS) | 0 |
Reported balance
After 2017-10-16 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2017-10-16 · Conversion · Disposed 2,257 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 | IndirectBy Ltd Partnership (SHV) | 0 |
Reported balance
After 2017-10-16 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2017-10-16 · Conversion · Disposed 105,369 · Balance 0 F7: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person. F8: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (SHV) | 0 |
Reported balance
After 2017-10-16 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2017-10-16 · Conversion · Disposed 606,386 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (SHV) | 0 |
Reported balance
After 2017-10-16 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2017-10-16 · Conversion · Disposed 888,690 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 | IndirectBy Profit Sharing Plan Trust | 0 |
Reported balance
After 2017-10-16 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2017-10-16 · Conversion · Disposed 22,461 · Balance 0 F7: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person. F8: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering. F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy Profit Sharing Plan Trust | 0 |
Reported balance
After 2017-10-16 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2017-10-16 · Conversion · Disposed 35,264 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Profit Sharing Plan Trust | 0 |
Reported balance
After 2017-10-16 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2017-10-16 · Conversion · Disposed 102,894 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectBy Trust | 0 |
Reported balance
After 2017-10-16 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2017-10-16 · Conversion · Disposed 89,830 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Trust | 0 |
Reported balance
After 2017-10-16 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2017-10-16 · Conversion · Disposed 96,844 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series C Preferred StockSEC Table II · derivative / convertible security | IndirectBy Trust | 0 |
Reported balance
After 2017-10-16 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2017-10-16 · Conversion · Disposed 83,948 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.
F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F6: Shares held by an individual retirement account, for the benefit of the reporting person.
F7: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.
F8: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mattersight Corp
Report date August 20, 2018 · Filed August 22, 2018
Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-20 · Other · Disposed 98,494 · Balance 0 F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Common StockSEC Table I · non-derivative | IndirectBy Ltd Partnership (ROOS) | 0 |
Reported balance
After 2018-08-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-08-20 · Other · Disposed 1,283,497 · Balance 0 F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes. F3: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Ltd Partnership (SHV) | 0 |
Reported balance
After 2018-08-20 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-08-20 · Other · Disposed 1,056,194 · Balance 0 F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes. F4: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Profit Sharing Plan Trust | 0 |
Reported balance
After 2018-08-20 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-08-20 · Other · Disposed 73,411 · Balance 0 F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes. F5: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust (Trustees) | 0 |
Reported balance
After 2018-08-20 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-08-20 · Other · Disposed 533,881 · Balance 0 F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes. F6: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.57 · Expires 2026-05-13 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-08-20 · Disposition to issuer · Disposed 10,000 · Balance 0 F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration. F8: Exercisable Date is 5/13/2016. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.13 · Expires 2025-05-15 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-08-20 · Disposition to issuer · Disposed 10,000 · Balance 0 F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration. F9: Exercisable Date is 5/15/2015. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.55 · Expires 2027-05-19 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-08-20 · Disposition to issuer · Disposed 10,000 · Balance 0 F10: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price less than $2.70 per share that was outstanding immediately prior to the Offering Closing was cancelled for an amount per share of $2.70 less the applicable exercise price of the option. F11: Exercisable Date is 5/19/2017. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.25 · Expires 2019-02-18 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-08-20 · Disposition to issuer · Disposed 50,000 · Balance 0 F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2019-05-15 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-08-20 · Disposition to issuer · Disposed 5,000 · Balance 0 F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.34 · Expires 2020-05-14 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-08-20 · Disposition to issuer · Disposed 5,000 · Balance 0 F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.27 · Expires 2021-05-20 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-08-20 · Disposition to issuer · Disposed 5,000 · Balance 0 F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.70 · Expires 2022-05-18 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-08-20 · Disposition to issuer · Disposed 5,000 · Balance 0 F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.80 · Expires 2023-05-17 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-08-20 · Disposition to issuer · Disposed 10,000 · Balance 0 F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.99 · Expires 2024-05-16 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-08-20 · Disposition to issuer · Disposed 10,000 · Balance 0 F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration. F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Ltd Partnership (SHV) | 0 |
Reported balance
After 2018-08-20 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-08-20 · Other · Disposed 639,253 · Balance 0 F12: Per the terms of the Agreement and the Offer, each share of the Issuer's Series B Preferred Stock was tendered for $7.80 per share, plus accrued and unpaid dividends payable thereon, in cash, without interest and less any required withholding taxes. F13: Immediate. F14: None. F4: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Series B Preferred StockSEC Table II · derivative / convertible security | IndirectBy Trust (Trustees) | 0 |
Reported balance
After 2018-08-20 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-08-20 · Other · Disposed 202,977 · Balance 0 F12: Per the terms of the Agreement and the Offer, each share of the Issuer's Series B Preferred Stock was tendered for $7.80 per share, plus accrued and unpaid dividends payable thereon, in cash, without interest and less any required withholding taxes. F13: Immediate. F14: None. F6: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Per the terms of the Agreement and Plan of Merger, dated 4/25/18, among the Issuer, NICE Systems, Inc., NICE Acquisition Sub, Inc., and NICE Ltd. ("Agreement") and the Offer (as defined in the Agreement), each share of the Issuer's common stock was tendered for $2.70 per share in cash, without interest and less any required withholding taxes.
F2: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
F3: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F4: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F5: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
F6: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
F7: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price equal to or greater than $2.70 per share that was outstanding immediately prior to the Offer Closing (as defined in the Agreement) was cancelled without consideration.
F8: Exercisable Date is 5/13/2016.
F9: Exercisable Date is 5/15/2015.
F10: Disposed of per Section 2.7(e) of the Agreement, whereby each option with an exercise price less than $2.70 per share that was outstanding immediately prior to the Offering Closing was cancelled for an amount per share of $2.70 less the applicable exercise price of the option.
F11: Exercisable Date is 5/19/2017.
F12: Per the terms of the Agreement and the Offer, each share of the Issuer's Series B Preferred Stock was tendered for $7.80 per share, plus accrued and unpaid dividends payable thereon, in cash, without interest and less any required withholding taxes.
F13: Immediate.
F14: None.
Yext, Inc.
Report date December 01, 2017 · Filed December 05, 2017
Section 16 reporting ended · disclosed 2017-12-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Ltd Liability Company (SHM) | 78,140 |
Reported balance
After 2017-12-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-12-01 · Other · Acquired 78,140 · Balance 78,140 F1: Represents the receipt of shares in the pro rata distribution described below, for no additional consideration, by Sutter Hill Management Company, L.L.C. ("SHM"), a limited partner of Sutter Hill Ventures, a California Limited Partnership ("SHV"). F2: Shares held by SHM. SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Ltd Partnership (ROOS) | 903,534 |
Reported balance
After 2017-12-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-12-01 · Other · Acquired 122,092 · Balance 903,534 F3: Represents the receipt of shares in the pro rata distribution described below, for no additional consideration, by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. F4: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Ltd Partnership (SHV) | 0 |
Reported balance
After 2017-12-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-12-01 · Other · Disposed 8,614,633 · Balance 0 F5: Effective December 1, 2017, SHV effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F6: Excludes shares of Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV. F7: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 618,267 |
Reported balance
After 2017-12-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-12-01 · Other · Acquired 76,411 · Balance 618,267 F8: Represents the receipt of shares in the pro rata distribution described above, for no additional consideration, by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. F9: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 70,476 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 70,476 |
| Common StockSEC Table I · non-derivative | IndirectBy Profit Sharing Plan Trust | 638,786 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 638,786 F10: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the receipt of shares in the pro rata distribution described below, for no additional consideration, by Sutter Hill Management Company, L.L.C. ("SHM"), a limited partner of Sutter Hill Ventures, a California Limited Partnership ("SHV").
F2: Shares held by SHM. SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F3: Represents the receipt of shares in the pro rata distribution described below, for no additional consideration, by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F4: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F5: Effective December 1, 2017, SHV effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.
F6: Excludes shares of Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.
F7: Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F8: Represents the receipt of shares in the pro rata distribution described above, for no additional consideration, by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F9: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F10: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2016 Filed Sep 21, 2016 21:00 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 40,000 | $63.54 | $2,541,756.00 |
DisclosureSEC source: 0001225208-16-039570 · doc4.xml · nonDerivative · entry 2 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,496 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.50 to $63.615, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| September 19, 2016 Filed Sep 21, 2016 21:00 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 48,000 | $63.66 | $3,055,526.40 |
DisclosureSEC source: 0001225208-16-039570 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,496 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.60 to $63.81, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 19, 2016 Filed May 23, 2016 22:40 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantCommon | 6,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-033850 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,496 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2016 and 50% of the shares on May 17, 2017. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 11, 2016 Filed May 12, 2016 23:39 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $12.46 Strike: $12.46 | $498,400.00 |
DisclosureSEC source: 0001225208-16-033262 · doc4.xml · derivative · entry 4 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 40,000 shares Expires 2016-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2016 Filed May 12, 2016 23:39 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 40,000 | $12.46 | $498,400.00 |
DisclosureSEC source: 0001225208-16-033262 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 10,283 shares issuable upon the vesting of restricted stock units previously awarded to the reporting person for service on the Issuer's board of directors. In prior Section 16 reports, these shares were reported as "restricted stock units." F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| January 01, 2016 Filed Feb 13, 2017 18:14 UTC | Mattersight Corp MATR · Entity 164107 | GiftCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003025 · doc5.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership (ROOS) Disclosed balance after: 1,283,497 F1 · kind: Represents gift of limited partnership interests in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein. F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| May 21, 2015 Filed May 27, 2015 00:24 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantRestricted Stock Units | 10,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-012786 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,283 F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 18, 2015, and 50% of the shares on May 18, 2016. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 15, 2015 Filed May 19, 2015 23:15 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001225208-15-012496 · doc4.xml · derivative · entry 4 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 48,000 shares Expires 2015-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 15, 2015 Filed May 19, 2015 23:15 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 48,000 | $9.67 | $464,160.00 |
DisclosureSEC source: 0001225208-15-012496 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 27, 2014 Filed May 28, 2014 23:10 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 39,065 | $0.00 Strike: $18.82 | $0.00 |
DisclosureSEC source: 0001225208-14-013801 · doc4.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,065 Underlying: Common · 39,065 shares Expires 2024-05-26 F1 · derivative.exercise_date: Annual grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 23, 2014. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other entities pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 16, 2013 Filed May 20, 2013 23:28 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 85,551 | $0.00 Strike: $14.63 | $0.00 |
DisclosureSEC source: 0001225208-13-012804 · doc4.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,551 Underlying: Common · 85,551 shares Expires 2023-05-15 F1 · derivative.exercise_date: Annual grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 16, 2013. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| August 17, 2012 Filed Aug 18, 2012 00:14 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon | 906,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018130 · doc4.xml · nonDerivative · entry 2 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,335,421 F1 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| August 17, 2012 Filed Aug 18, 2012 00:14 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon | 906,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018130 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 15, 2012 Filed Jun 18, 2012 21:10 UTC | NVIDIA CORP NVDA · Entity 1023 | OtherCommon | 137,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-014499 · doc4.xml · nonDerivative · entry 3 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 428,938 F1 · kind: Distribution of shares without consideration to Managing Directors of the General Partner of Sutter Hill Ventures, A California Limited Partnership, in accordance with the partnership agreement. F3 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| June 15, 2012 Filed Jun 18, 2012 21:10 UTC | NVIDIA CORP NVDA · Entity 1023 | OtherCommon | 257,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-014499 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,483 F1 · kind: Distribution of shares without consideration to Managing Directors of the General Partner of Sutter Hill Ventures, A California Limited Partnership, in accordance with the partnership agreement. Read SEC document |
| June 14, 2012 Filed Jun 18, 2012 21:10 UTC | NVIDIA CORP NVDA · Entity 1023 | GiftCommon | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-014499 · doc4.xml · nonDerivative · entry 2 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 291,849 F2 · kind: Gift without consideration. F3 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. Read SEC document |
| May 18, 2012 Filed May 22, 2012 22:09 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 47,269 | $0.00 Strike: $12.08 | $0.00 |
DisclosureSEC source: 0001225208-12-012978 · doc4.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,269 Underlying: Common · 47,269 shares Expires 2022-05-17 F1 · derivative.exercise_date: Annual grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 18, 2012. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 21:24 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy):BOD-01 #2 · Derivative | 60,000 | $0.00 Strike: $14.33 | $0.00 |
DisclosureSEC source: 0001225208-11-018019 · doc4.xml · derivative · entry 11 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 60,000 shares Expires 2011-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 21:24 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy):BOD-01 #1 · Derivative | 240,000 | $0.00 Strike: $14.33 | $0.00 |
DisclosureSEC source: 0001225208-11-018019 · doc4.xml · derivative · entry 10 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 240,000 shares Expires 2011-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 21:24 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $9.02 | $0.00 |
DisclosureSEC source: 0001225208-11-018019 · doc4.xml · derivative · entry 9 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 75,000 shares Expires 2011-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 21:24 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $9.02 | $0.00 |
DisclosureSEC source: 0001225208-11-018019 · doc4.xml · derivative · entry 8 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 15,000 shares Expires 2011-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 21:24 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 162,338 | $15.67 | $2,543,446.85 |
DisclosureSEC source: 0001225208-11-018019 · doc4.xml · nonDerivative · entry 5 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,164,145 F2 · shares: The reporting person has no pecuniary interest in the shares sold, per contractual relationship. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.65 to $15.70, inclusive. The reporting person undertakes to provide to nVidia Corporation, any security holder of nVidia Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 21:24 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 15,000 | $9.02 | $135,300.00 |
DisclosureSEC source: 0001225208-11-018019 · doc4.xml · nonDerivative · entry 4 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 21:24 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 60,000 | $14.33 | $859,500.00 |
DisclosureSEC source: 0001225208-11-018019 · doc4.xml · nonDerivative · entry 3 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 21:24 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 75,000 | $9.02 | $676,500.00 |
DisclosureSEC source: 0001225208-11-018019 · doc4.xml · nonDerivative · entry 2 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 07, 2011 Filed Jul 8, 2011 21:24 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 240,000 | $14.33 | $3,438,000.00 |
DisclosureSEC source: 0001225208-11-018019 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 19, 2011 Filed May 23, 2011 22:04 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $17.78 | $0.00 |
DisclosureSEC source: 0001225208-11-015013 · doc4.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common · 35,000 shares Expires 2017-05-18 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 19, 2011. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 19, 2011 Filed Jun 9, 2011 21:51 UTC Amendment | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $17.78 | $0.00 |
DisclosureSEC source: 0001225208-11-016140 · doc4a.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common · 35,000 shares Expires 2021-05-18 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 19, 2011. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 09, 2010 Filed Jul 12, 2010 22:17 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $5.14 Strike: $5.14 | $77,100.00 |
DisclosureSEC source: 0001225208-10-017119 · doc4.xml · derivative · entry 4 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 15,000 shares Expires 2010-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| July 09, 2010 Filed Jul 12, 2010 22:17 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 15,000 | $5.14 | $77,100.00 |
DisclosureSEC source: 0001225208-10-017119 · doc4.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 20, 2010 Filed May 20, 2010 22:50 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $12.46 | $0.00 |
DisclosureSEC source: 0001225208-10-013671 · doc4.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common · 40,000 shares Expires 2016-05-19 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 20, 2010. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 21, 2009 Filed May 26, 2009 21:03 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 48,000 | $0.00 Strike: $9.67 | $0.00 |
DisclosureSEC source: 0001197647-09-000011 · cox67.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common · 48,000 shares Expires 2015-05-20 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall vest quarterly over one year, commencing on May 21, 2009. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 14, 2009 Filed May 15, 2009 20:54 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $6.36 | $0.00 |
DisclosureSEC source: 0001197647-09-000007 · cox66.xml · derivative · entry 4 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 15,000 shares Expires 2009-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Actual unit price is $6.3633333. F1 · derivative.underlying_shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| May 14, 2009 Filed May 15, 2009 20:54 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 15,000 | $6.36 | $95,400.00 |
DisclosureSEC source: 0001197647-09-000007 · cox66.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F2 · price: Actual unit price is $6.3633333. Read SEC document |
| June 20, 2008 Filed Jun 24, 2008 21:46 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001197647-08-000027 · cox62.xml · derivative · entry 2 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common · 10,000 shares Expires 2014-06-19 F3 · derivative.exercise_date: Automatic grant in connection with service on a Committee of the Board of Directors. The grant shall vest on the first anniversary of the grant date, provided that the Reporting Person has attended at least 75% of the Committee meetings in the year following the grant date. If the Reporting Person has attended fewer than 75% of the Committee meetings in the year following the grant date, the grant shall vest 10% per year for each of the first three years after the grant, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the first anniversary of the grant date due to disability, the grant shall immediately vest and become exercisable on a monthly pro rata basis. If the Reporting Person's service as a director terminates due to death, the grant shall immediately vest and become exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| June 20, 2008 Filed Jun 24, 2008 21:46 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $19.76 | $0.00 |
DisclosureSEC source: 0001197647-08-000027 · cox62.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common · 30,000 shares Expires 2014-06-19 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall begin vesting on the second anniversary of the grant date and thereafter shall vest quarterly over one year, being fully vested in 2011, provided that the Reporting Person has attended at least 75% of the Board of Directors meetings in the two year period following the grant date. If the Reporting Person has not attended at least 75% of the Board of Directors meetings in the two year period following the grant date, the grant shall vest 30% on the third anniversary of the grant date, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the second anniversary of the grant date due to disability, the grant shall immediately vest and become exercisable on a quarterly pro rata basis. If the Reporting Person's service as a director terminates due to death, the grant shall immediately vest and become exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.55 | $0.00 |
DisclosureSEC source: 0001197647-07-000021 · cox61.xml · derivative · entry 8 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 50,000 shares Expires 2009-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F1 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001197647-07-000021 · cox61.xml · derivative · entry 7 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 50,000 shares Expires 2010-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F1 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 50,000 | $51.97 | $2,598,605.00 |
DisclosureSEC source: 0001197647-07-000021 · cox61.xml · nonDerivative · entry 4 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,322 F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F2 · price: This represents the weighted average sales price. F1 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 50,000 | $7.71 | $385,500.00 |
DisclosureSEC source: 0001197647-07-000021 · cox61.xml · nonDerivative · entry 3 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F1 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 50,000 | $51.97 | $2,598,605.00 |
DisclosureSEC source: 0001197647-07-000021 · cox61.xml · nonDerivative · entry 2 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,322 F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F2 · price: This represents the weighted average sales price. F1 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| September 04, 2007 Filed Sep 6, 2007 21:25 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 50,000 | $9.55 | $477,250.00 |
DisclosureSEC source: 0001197647-07-000021 · cox61.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F1 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| June 22, 2007 Filed Jun 26, 2007 23:03 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001197647-07-000008 · cox58.xml · derivative · entry 2 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common · 8,000 shares Expires 2013-06-21 F3 · derivative.exercise_date: Automatic grant in connection with service on a Committee of the Board of Directors. The grant shall vest on the first anniversary of the grant date, provided that the Reporting Person has attended at least 75% of the Committee meetings in the year following the grant date. If the Reporting Person has attended fewer than 75% of the Committee meetings in the year following the grant date, the grant shall vest 10% per year for each of the first three years after the grant, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the first anniversary of the grant date due to disability, the grant shall immediately vest and become exercisable on a monthly pro rata basis. If the Reporting Person's service as a director terminates due to death, the grant shall immediately vest and become exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| June 22, 2007 Filed Jun 26, 2007 23:03 UTC | NVIDIA CORP NVDA · Entity 1023 | GrantStock Option (Right To Buy) · Derivative | 24,000 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001197647-07-000008 · cox58.xml · derivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common · 24,000 shares Expires 2013-06-21 F1 · derivative.exercise_date: Automatic grant in connection with service on the Board of Directors. The grant shall begin vesting on the second anniversary of the grant date and thereafter shall vest quarterly over one year, being fully vested in 2010, provided that the Reporting Person has attended at least 75% of the Board of Directors meetings in the two year period following the grant date. If the Reporting Person has not attended at least 75% of the Board of Directors meetings in the two year period following the grant date, the grant shall vest 30% on the third anniversary of the grant date, with the remaining 70% vesting on the fourth anniversary of the grant date. If the Reporting Person's service as a director terminates before the second anniversary of the grant date due to disability, the grant shall immediately vest and become exercisable on a quarterly pro rata basis. If the Reporting Person's service as a director terminates due to death, the grant shall immediately vest and become exercisable. F2 · ownership.direct: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| March 09, 2007 Filed Mar 9, 2007 23:47 UTC | NVIDIA CORP NVDA · Entity 1023 | OtherCommon | 581,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001197647-07-000002 · cox57.xml · nonDerivative · entry 1 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,322 F1 · kind: Distribution of shares without consideration pursuant to a contractual relationship. F1 · price: Distribution of shares without consideration pursuant to a contractual relationship. Read SEC document |
| December 11, 2006 Filed Dec 12, 2006 21:52 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 124,184 | $0.00 Strike: $5.54 | $0.00 |
DisclosureSEC source: 0001197647-06-000021 · cox53.xml · derivative · entry 11 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 124,184 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| December 11, 2006 Filed Dec 12, 2006 21:52 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.54 | $0.00 |
DisclosureSEC source: 0001197647-06-000021 · cox53.xml · derivative · entry 10 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 10,000 shares Expires 2012-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| December 11, 2006 Filed Dec 12, 2006 21:52 UTC | NVIDIA CORP NVDA · Entity 1023 | SaleCommon | 134,184 | $36.27 | $4,866,692.66 |
DisclosureSEC source: 0001197647-06-000021 · cox53.xml · nonDerivative · entry 8 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186,166 F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F3 · price: This represents the weighted average sales price. F2 · balance_after: The reporting person shares pecuniary interest in 663,444 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| December 11, 2006 Filed Dec 12, 2006 21:52 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 124,184 | $5.54 | $687,358.44 |
DisclosureSEC source: 0001197647-06-000021 · cox53.xml · nonDerivative · entry 7 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F2 · balance_after: The reporting person shares pecuniary interest in 663,444 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
| December 11, 2006 Filed Dec 12, 2006 21:52 UTC | NVIDIA CORP NVDA · Entity 1023 | Exercise / conversionCommon | 10,000 | $5.54 | $55,350.00 |
DisclosureSEC source: 0001197647-06-000021 · cox53.xml · nonDerivative · entry 6 COXE TENCH · CIK 0001197647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,196,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. F2 · balance_after: The reporting person shares pecuniary interest in 663,444 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.