Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DarkHorse Technologies Inc.ANY · Entity 7675 | Director · Chief Financial Officer | September 02, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DarkHorse Technologies Inc.
Report date September 02, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 443,003 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Exercise / conversion · Acquired 17,188 · Balance 443,003 F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 43,749 |
Reported balance
After 2026-09-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-02 · Exercise / conversion · Disposed 17,188 · Balance 43,749 F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock. F2: The RSUs reported under Column 5 vested as follows: 7,813 shares on June 30, 2026 and 9,375 shares on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 2, 2026. F3: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 15,624 outstanding shares of which 7,812 shares vest on September 30, 2026 and December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027. |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 215 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 215 |
| Common StockSEC Table I · non-derivative | IndirectBy Son | 215 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 215 |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2: The RSUs reported under Column 5 vested as follows: 7,813 shares on June 30, 2026 and 9,375 shares on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 2, 2026.
F3: The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 15,624 outstanding shares of which 7,812 shares vest on September 30, 2026 and December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2019 Filed Nov 21, 2019 22:57 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 9,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-19-004566 · form4.xml · derivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,049 shares Expires 2019-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:57 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 9,049 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-19-004566 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 20:09 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 1,083 | $1.58 | $1,711.14 |
DisclosureSEC source: 0001591956-19-000016 · edgardoc.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,336 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:09 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001591956-19-000016 · edgardoc.xml · derivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,049 Underlying: Common Stock · 3,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 vest in three bi-annual installments beginning on 12-18-19. F3 · derivative.expiration_date: The RSUs reported under column 9 vest in three bi-annual installments beginning on 12-18-19. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 20:09 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 3,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-19-000016 · edgardoc.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 1,069 | $3.35 | $3,581.15 |
DisclosureSEC source: 0001591956-18-000053 · edgardoc.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,402 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 23:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001591956-18-000053 · edgardoc.xml · derivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,066 Underlying: Common Stock · 3,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 vest in four bi-annual installments beginning on 6-18-19. F3 · derivative.expiration_date: The RSUs reported under column 9 vest in four bi-annual installments beginning on 6-18-19. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 23:15 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 3,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000053 · edgardoc.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 20:17 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 836 | $0.39 | $326.04 |
DisclosureSEC source: 0001062993-18-002888 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,633 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 20:17 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002888 · form4.xml · derivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,666 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represents 120,666 shares, which began vesting in six bi-annual installments on 12-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represents 120,666 shares, which began vesting in six bi-annual installments on 12-18-18. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 20:17 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002888 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 20:29 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 8,952 | $0.52 | $4,655.04 |
DisclosureSEC source: 0001062993-18-002678 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,336 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 20:29 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 24,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002678 · form4.xml · derivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,799 Underlying: Common Stock · 24,134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,133 which vest on 7-10-18; and (ii) 120,666 shares which will vest in five bi-annual installments starting on 12-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,133 which vest on 7-10-18; and (ii) 120,666 shares which will vest in five bi-annual installments starting on 12-18-18. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 20:29 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 21,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002678 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 18:32 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 853 | $0.48 | $409.44 |
DisclosureSEC source: 0001062993-18-002591 · form4.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,154 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:32 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002591 · form4.xml · derivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,933 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,133 which vest on 7-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i) 2,133 which vest on 7-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:32 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-18-002591 · form4.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| May 11, 2018 Filed May 14, 2018 20:49 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 962 | $0.35 | $336.70 |
DisclosureSEC source: 0001591956-18-000026 · edgardoc.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,874 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:49 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000026 · edgardoc.xml · derivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,066 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)4,266 which vest in two equal monthly installments beginning 6-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)4,266 which vest in two equal monthly installments beginning 6-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:49 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000026 · edgardoc.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| April 11, 2018 Filed Apr 12, 2018 20:28 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 776 | $0.93 | $721.68 |
DisclosureSEC source: 0001591956-18-000020 · edgardoc.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,703 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 20:28 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000020 · edgardoc.xml · derivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,199 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)6,399 which vest in three equal monthly installments beginning 5-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)6,399 which vest in three equal monthly installments beginning 5-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 20:28 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000020 · edgardoc.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 22:33 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 912 | $2.27 | $2,070.24 |
DisclosureSEC source: 0001591956-18-000008 · edgardoc.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,346 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 22:33 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000008 · edgardoc.xml · derivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,332 Underlying: Common Stock · 2,133 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)8,532 which vest in four equal monthly installments beginning 4-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)8,532 which vest in four equal monthly installments beginning 4-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 22:33 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 2,133 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000008 · edgardoc.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| February 16, 2018 Filed Feb 17, 2018 00:45 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 925 | $2.25 | $2,081.25 |
DisclosureSEC source: 0001591956-18-000005 · edgardoc.xml · nonDerivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,231 F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2017. Read SEC document |
| February 15, 2018 Filed Feb 17, 2018 00:45 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 1,573 | $2.23 | $3,507.79 |
DisclosureSEC source: 0001591956-18-000005 · edgardoc.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,156 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| February 14, 2018 Filed Feb 17, 2018 00:45 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 3,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000005 · edgardoc.xml · derivative · entry 4 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,359 Underlying: Common Stock · 3,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F4 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)10,665 which vest in five equal monthly installments beginning 3-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. F4 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)10,665 which vest in five equal monthly installments beginning 3-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| February 14, 2018 Filed Feb 17, 2018 00:45 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 3,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000005 · edgardoc.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| February 14, 2018 Filed Feb 22, 2018 22:01 UTC Amendment | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 3,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000007 · edgardoc.xml · derivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,465 Underlying: Common Stock · 3,734 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · shares: This report is being filed to amend the Form 4 filed on February 16, 2018 in order to correct the number of shares reported as acquired by the reporting person upon release of vested Restricted Stock Units (RSUs). As of February 14, 2018, the reporting person owned only 24,623 shares of common stock. Corresponding adjustments apply to the number of shares reported as beneficially owned in column 5 of the entries for the sales of shares by the reporting person on February 15, 2018 and February 16, 2018 on the original Form 4 filing. As of February 16, 2018, the reporting person owned only 22,125 shares of common stock. As of February 14, 2018 the reporting person owned 155,465 RSUs. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)10,665 which vest in five equal monthly installments beginning 3-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. F3 · derivative.expiration_date: The RSUs reported under column 9 represent two awards. The underlying shares and vesting schedules are as follows: (i)10,665 which vest in five equal monthly installments beginning 3-10-18; and (ii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| February 14, 2018 Filed Feb 22, 2018 22:01 UTC Amendment | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 3,734 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000007 · edgardoc.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This report is being filed to amend the Form 4 filed on February 16, 2018 in order to correct the number of shares reported as acquired by the reporting person upon release of vested Restricted Stock Units (RSUs). As of February 14, 2018, the reporting person owned only 24,623 shares of common stock. Corresponding adjustments apply to the number of shares reported as beneficially owned in column 5 of the entries for the sales of shares by the reporting person on February 15, 2018 and February 16, 2018 on the original Form 4 filing. As of February 16, 2018, the reporting person owned only 22,125 shares of common stock. As of February 14, 2018 the reporting person owned 155,465 RSUs. F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:14 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | SaleCommon Stock | 8,802 | $2.32 | $20,420.64 |
DisclosureSEC source: 0001591956-18-000001 · edgardoc.xml · nonDerivative · entry 2 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,889 F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:14 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionRestricted Stock Units · Derivative | 19,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000001 · edgardoc.xml · derivative · entry 3 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,199 Underlying: Common Stock · 19,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. F3 · derivative.exercise_date: The RSUs reported in column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,600 shares which vest on 2-1-18; (ii) 12,799 which vest in five equal monthly installments beginning 2-10-18; and (iii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. F3 · derivative.expiration_date: The RSUs reported in column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,600 shares which vest on 2-1-18; (ii) 12,799 which vest in five equal monthly installments beginning 2-10-18; and (iii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:14 UTC | DarkHorse Technologies Inc. ANY · Entity 7675 | Exercise / conversionCommon Stock | 19,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001591956-18-000001 · edgardoc.xml · nonDerivative · entry 1 Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.