person · Reporting owner

TANNENBAUM LEONARD M

Disclosed activity across 7 companies

Tapewire entity: 10137
SEC CIK: 0001200461

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AFC BDC Inc.NONE · Entity 127694	Chief Executive Officer	April 28, 2022	May 03, 2022
Advanced Flower Capital Inc.AFCG · Entity 6926	Director · 10% owner	September 28, 2026	September 30, 2026
Fifth Street Asset Management Inc.FSAM · Entity 171240	Director · CEO · 10% owner	October 26, 2017	October 30, 2017
Sunrise Realty Trust, Inc.SUNS · Entity 6750	Director · Executive Chairman · 10% owner	August 13, 2026	August 17, 2026
TCG Strategic Income FundTCGSX · Entity 54636	Director · 10% owner	March 30, 2026	April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AFC BDC Inc.

Report date April 28, 2022 · Filed May 03, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	367,500	Reported balance After 2022-04-28 transaction · row 1 1 source row Row 1 · 2022-04-28 · Other · Acquired 367,500 · Balance 367,500 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.
Common StockSEC Table I · non-derivative	IndirectBy the Tannenbaum Family 2012 Trust	50,000	Reported balance After 2022-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-04-28 · Other · Acquired 50,000 · Balance 50,000 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Advanced Flower Capital Inc.

Report date September 28, 2026 · Filed September 30, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	7,109,614	Ending reported balance After 2026-09-30 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2026-09-28 · Purchase · Acquired 10,673 · Balance 7,024,890 F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 2 · 2026-09-29 · Purchase · Acquired 40,081 · Balance 7,064,971 F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 3 · 2026-09-30 · Purchase · Acquired 44,643 · Balance 7,109,614 F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
Common StockSEC Table I · non-derivative	IndirectHeld by spouse	226,907	Reported balance Holding disclosure · report date 2026-09-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 226,907 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectSee footnote	180,400	Reported balance Holding disclosure · report date 2026-09-28 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 180,400 F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Fifth Street Asset Management Inc.

Report date October 26, 2017 · Filed October 30, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	Direct	1,069,405	Ending reported balance After 2017-10-26 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2017-10-26 · Exercise / conversion · Acquired 243,979 · Balance 1,171,755 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. Row 2 · 2017-10-26 · Tax withholding · Disposed 102,350 · Balance 1,069,405
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2017-10-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-10-26 · Exercise / conversion · Disposed 243,979 · Balance 0 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	IndirectBy FSC CT II, Inc.	8,714,348	Reported balance Holding disclosure · report date 2017-10-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,714,348 F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	IndirectBy Tannenbaum Family 2012 Trust	762,023	Reported balance Holding disclosure · report date 2017-10-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 762,023 F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Sunrise Realty Trust, Inc.

Report date August 13, 2026 · Filed August 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,142,719	Reported balance After 2026-08-13 transaction · row 1 1 source row Row 1 · 2026-08-13 · Purchase · Acquired 50,000 · Balance 3,142,719
Common StockSEC Table I · non-derivative	IndirectSee footnote	585,681	Reported balance Holding disclosure · report date 2026-08-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 585,681 F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee footnote	15,000	Reported balance Holding disclosure · report date 2026-08-13 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 15,000 F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee footnote	58,958	Reported balance Holding disclosure · report date 2026-08-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 58,958 F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectBy reporting person as UTMA custodian for son	1,000	Reported balance Holding disclosure · report date 2026-08-13 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,000
Common StockSEC Table I · non-derivative	IndirectHeld by spouse	46,516	Reported balance Holding disclosure · report date 2026-08-13 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 46,516 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

TCG Strategic Income Fund

Report date March 30, 2026 · Filed April 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee footnote	906,543.476	Reported balance After 2026-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-03-30 · Purchase · Acquired 410,677.618 · Balance 906,543.476 F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	300	Reported balance Holding disclosure · report date 2026-03-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 300
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectBy TCG Strategic Income Advisor LLC	7,820	Reported balance Holding disclosure · report date 2026-03-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,820 F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Oaktree Specialty Lending Corp

Report date December 28, 2021 · Filed December 31, 2021

Section 16 reporting ended · disclosed 2021-12-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	15,306,589	Ending reported balance After 2021-12-30 transaction · row 5 3 source rows · reconciled sequence Row 1 · 2021-12-28 · Sale · Disposed 200,000 · Balance 15,591,543 F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Row 3 · 2021-12-29 · Sale · Disposed 200,000 · Balance 15,391,543 F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer Row 5 · 2021-12-30 · Sale · Disposed 84,954 · Balance 15,306,589 F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer

F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Oaktree Strategic Income Corp

Report date March 19, 2021 · Filed March 24, 2021

Section 16 reporting ended · disclosed 2021-03-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-03-19 transaction · row 1 1 source row Row 1 · 2021-03-19 · Other · Disposed 6,011,590 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.
Common StockSEC Table I · non-derivative	IndirectTrust	Reported balance After 2021-03-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-03-19 · Other · Disposed 239,340 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectChildren	Reported balance After 2021-03-19 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-03-19 · Other · Disposed 10,875 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 11, 2022 Filed Jan 13, 2022 23:01 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantStock Option (right to buy) · Derivative	50,000	$0.00 Strike: $20.18	$0.00	Disclosure SEC source: 0001140361-22-001646 · form4.xml · derivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-10 F1 · derivative.exercise_date: The Stock Option is fully vested and became exercisable immediately upon grant. F2 · derivative.underlying_shares: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document
January 11, 2022 Filed Jan 13, 2022 23:01 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantStock Option (right to buy) · Derivative	500,000	$0.00 Strike: $20.18	$0.00	Disclosure SEC source: 0001140361-22-001646 · form4.xml · derivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-01-10 F1 · derivative.exercise_date: The Stock Option is fully vested and became exercisable immediately upon grant. Read SEC document
December 30, 2021 Filed Dec 31, 2021 01:30 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	84,954	$7.50	$637,494.82	Disclosure SEC source: 0001209191-21-071649 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · Former 10% Owner (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,306,589 F4 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 29, 2021 Filed Dec 31, 2021 01:30 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	200,000	$7.52	$1,504,400.00	Disclosure SEC source: 0001209191-21-071649 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Former 10% Owner (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,391,543 F3 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer Read SEC document
December 28, 2021 Filed Dec 31, 2021 01:30 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	200,000	$7.55	$1,509,400.00	Disclosure SEC source: 0001209191-21-071649 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Former 10% Owner (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,591,543 F1 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 27, 2021 Filed Dec 28, 2021 02:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	200,000	$7.54	$1,508,000.00	Disclosure SEC source: 0001209191-21-071325 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,791,543 F3 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.580; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 23, 2021 Filed Dec 28, 2021 02:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	200,000	$7.51	$1,501,400.00	Disclosure SEC source: 0001209191-21-071325 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,991,543 F1 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.545; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 13, 2021 Filed Dec 16, 2021 01:30 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	34,100	$7.55	$257,489.10	Disclosure SEC source: 0001209191-21-069863 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,191,543 F1 · price: This transaction was executed in multiple trades at prices ranging from $7.550 to $7.555; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 06, 2021 Filed Dec 7, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100	$7.50	$750.00	Disclosure SEC source: 0001209191-21-068196 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,225,643 Read SEC document
December 02, 2021 Filed Dec 7, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	5,000	$7.50	$37,500.00	Disclosure SEC source: 0001209191-21-068196 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,225,743 F1 · price: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.505; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 17, 2021 Filed Nov 19, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	353,485	$7.56	$2,671,639.63	Disclosure SEC source: 0001209191-21-065652 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,230,743 F3 · price: This transaction was executed in multiple trades at prices ranging from $7.46 to $7.62; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	17,330	$7.45	$129,160.49	Disclosure SEC source: 0001209191-21-065652 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,584,228 F1 · price: This transaction was executed in multiple trades at prices ranging from $7.45 to $7.47; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 11, 2021 Filed Nov 16, 2021 00:30 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	1,500	$7.50	$11,250.00	Disclosure SEC source: 0001209191-21-064584 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,601,558 Read SEC document
November 10, 2021 Filed Nov 11, 2021 02:30 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	48,173	$7.50	$361,311.95	Disclosure SEC source: 0001209191-21-064010 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,603,058 F4 · price: This transaction was executed in multiple trades at prices ranging from $7.50 to $7.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 09, 2021 Filed Nov 11, 2021 02:30 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	29,732	$7.50	$223,010.81	Disclosure SEC source: 0001209191-21-064010 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,651,231 F3 · price: This transaction was executed in multiple trades at prices ranging from $7.50 to $7.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 08, 2021 Filed Nov 11, 2021 02:30 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$7.51	$750,890.00	Disclosure SEC source: 0001209191-21-064010 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,680,963 F1 · price: This transaction was executed in multiple trades at prices ranging from $7.50 to $7.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
September 20, 2021 Filed Sep 23, 2021 01:10 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	4,214,368	$7.10	$29,922,012.80	Disclosure SEC source: 0001209191-21-057341 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,780,963 F1 · price: On September 20, 2021, the Reporting Person executed a block trade that was exempt from registration under Rule 144, pursuant to which an aggregate of 4,214,368 shares of the issuer's common stock were sold in a single transaction to an affiliate of the issuer under the terms of the FSC Voting Agreement, at a price of $7.10 per share. Read SEC document
June 01, 2021 Filed Jun 2, 2021 11:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.78	$677,570.00	Disclosure SEC source: 0001209191-21-037030 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,995,331 F4 · price: This transaction was executed in multiple trades at prices ranging from $6.72 to $6.84; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
May 28, 2021 Filed Jun 2, 2021 11:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.72	$671,610.00	Disclosure SEC source: 0001209191-21-037030 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,095,331 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.70 to $6.75; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
May 27, 2021 Filed Jun 2, 2021 11:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	81,287	$6.71	$545,354.48	Disclosure SEC source: 0001209191-21-037030 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,195,331 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.70 to $6.73; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
May 25, 2021 Filed May 26, 2021 01:05 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	13,900	$6.71	$93,230.08	Disclosure SEC source: 0001209191-21-035835 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,276,618 F2 · price: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the reporting person's family for which James Castro-Blanco is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
May 24, 2021 Filed May 26, 2021 01:05 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	1,647	$6.70	$11,034.90	Disclosure SEC source: 0001209191-21-035835 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,290,518 Read SEC document
May 21, 2021 Filed May 26, 2021 01:05 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	38,200	$6.70	$256,062.24	Disclosure SEC source: 0001209191-21-035835 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,292,165 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.70 to $6.71; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
May 05, 2021 Filed May 8, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.72	$672,220.00	Disclosure SEC source: 0001209191-21-031083 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,330,365 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.7200 to $6.7350; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 29, 2021 Filed Apr 30, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	94,052	$6.78	$637,747.80	Disclosure SEC source: 0001209191-21-029139 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,430,365 F4 · price: This transaction was executed in multiple trades at prices ranging from $6.780 to $6.791; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 28, 2021 Filed Apr 30, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.75	$675,050.00	Disclosure SEC source: 0001209191-21-029139 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,524,417 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.75 to $6.80; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 27, 2021 Filed Apr 30, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	194,130	$6.73	$1,307,426.72	Disclosure SEC source: 0001209191-21-029139 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,624,417 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.68 to $6.76; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 26, 2021 Filed Apr 27, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.69	$668,600.00	Disclosure SEC source: 0001209191-21-028449 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,818,547 F4 · price: This transaction was executed in multiple trades at prices ranging from $6.680 to $6.705; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 23, 2021 Filed Apr 27, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.68	$668,210.00	Disclosure SEC source: 0001209191-21-028449 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,918,547 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.66 to $6.71; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 22, 2021 Filed Apr 27, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	11,289	$6.68	$75,415.04	Disclosure SEC source: 0001209191-21-028449 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,018,547 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.68 to $6.70; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 21, 2021 Filed Apr 22, 2021 01:25 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	15,659	$6.70	$104,915.30	Disclosure SEC source: 0001209191-21-027896 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,029,836 Read SEC document
April 20, 2021 Filed Apr 22, 2021 01:25 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.70	$670,070.00	Disclosure SEC source: 0001209191-21-027896 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,045,495 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.6700 to $6.7310; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 19, 2021 Filed Apr 22, 2021 01:25 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.66	$666,440.00	Disclosure SEC source: 0001209191-21-027896 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,145,495 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.6000 to $$6.6950; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 16, 2021 Filed Apr 17, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	120,000	$6.62	$794,400.00	Disclosure SEC source: 0001209191-21-027120 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,245,495 F4 · price: This transaction was executed in multiple trades at prices ranging from $6.60 to $6.64; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 15, 2021 Filed Apr 17, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	2,800	$6.60	$18,488.96	Disclosure SEC source: 0001209191-21-027120 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,365,495 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.60 to $6.61; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 14, 2021 Filed Apr 17, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	52,000	$6.60	$343,434.00	Disclosure SEC source: 0001209191-21-027120 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,368,295 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.60 to $6.62; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 12, 2021 Filed Apr 14, 2021 01:53 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	200,000	$6.61	$1,321,160.00	Disclosure SEC source: 0001209191-21-026553 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,420,295 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.60 to $6.64; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 09, 2021 Filed Apr 14, 2021 01:53 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	172,312	$6.61	$1,139,085.71	Disclosure SEC source: 0001209191-21-026553 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,620,295 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.600 to $6.6309; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 07, 2021 Filed Apr 9, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.48	$647,820.00	Disclosure SEC source: 0001209191-21-026182 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,792,607 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.45 to $5.525; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 06, 2021 Filed Apr 9, 2021 01:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	29,872	$6.46	$192,991.04	Disclosure SEC source: 0001209191-21-026182 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,892,607 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.45 to $6.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 05, 2021 Filed Apr 5, 2021 23:38 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.31	$631,330.00	Disclosure SEC source: 0001209191-21-025491 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,922,479 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.300 to $6.3493; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
April 01, 2021 Filed Apr 5, 2021 23:38 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.25	$625,040.00	Disclosure SEC source: 0001209191-21-025491 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,022,479 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.250 to $6.255; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 23, 2021 Filed Mar 26, 2021 01:36 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantStock Option (right to buy) · Derivative	14,000	$0.00 Strike: $19.00	$0.00	Disclosure SEC source: 0001140361-21-010093 · form4.xml · derivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2028-03-23 F3 · derivative.exercise_date: The shares subject to this option fully vested and became exercisable upon the consummation of the Issuer's initial public offering. F2 · derivative.underlying_shares: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document
March 23, 2021 Filed Mar 26, 2021 01:36 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantStock Option (right to buy) · Derivative	630,000	$0.00 Strike: $19.00	$0.00	Disclosure SEC source: 0001140361-21-010093 · form4.xml · derivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,000 Underlying: Common Stock · 630,000 shares Expires 2028-03-23 F3 · derivative.exercise_date: The shares subject to this option fully vested and became exercisable upon the consummation of the Issuer's initial public offering. Read SEC document
March 23, 2021 Filed Mar 26, 2021 01:36 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	1,000	$19.00	$19,000.00	Disclosure SEC source: 0001140361-21-010093 · form4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 1,000 F1 · shares: The shares were purchased by the spouse of the Reporting Person in the Issuer's directed share program at the initial public offering price. F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document
March 22, 2021 Filed Mar 24, 2021 00:38 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	4,500	$6.25	$28,125.90	Disclosure SEC source: 0001209191-21-022748 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,122,479 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.25 to $6.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:38 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	4,393	$6.25	$27,460.20	Disclosure SEC source: 0001209191-21-022748 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,126,979 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.25 to $6.26; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:38 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	OtherCommon Stock	320,022	$6.16	$1,971,335.52	Disclosure SEC source: 0001209191-21-022748 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 1,332,773 F1 · kind: These shares of Common Stock were acquired pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020, by and among the Oaktree Specialty Lending Corporation ("OCSL"), Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of OCSI was converted at the closing on March 19, 2021 into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. F2 · ownership.nature: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the reporting person's family for which James Castro-Blanco is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:38 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	OtherCommon Stock	8,038,097	$6.16	$49,514,677.52	Disclosure SEC source: 0001209191-21-022748 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,131,372 F1 · kind: These shares of Common Stock were acquired pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020, by and among the Oaktree Specialty Lending Corporation ("OCSL"), Oaktree Strategic Income Corporation ("OCSI"), Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of OCSI was converted at the closing on March 19, 2021 into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, having a market value of $6.16 per share at the close of trading on March 18, 2021. Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:50 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	OtherCommon Stock	10,875	$8.51	$92,546.25	Disclosure SEC source: 0001209191-21-022758 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Children Disclosed balance after: 0 F1 · kind: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F3 · ownership.nature: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.