person · Reporting owner

TANNENBAUM LEONARD M

Disclosed activity across 7 companies

Tapewire entity: 10137
SEC CIK: 0001200461

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AFC BDC Inc.NONE · Entity 127694	Chief Executive Officer	April 28, 2022	May 03, 2022
Advanced Flower Capital Inc.AFCG · Entity 6926	Director · 10% owner	September 28, 2026	September 30, 2026
Fifth Street Asset Management Inc.FSAM · Entity 171240	Director · CEO · 10% owner	October 26, 2017	October 30, 2017
Sunrise Realty Trust, Inc.SUNS · Entity 6750	Director · Executive Chairman · 10% owner	August 13, 2026	August 17, 2026
TCG Strategic Income FundTCGSX · Entity 54636	Director · 10% owner	March 30, 2026	April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AFC BDC Inc.

Report date April 28, 2022 · Filed May 03, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	367,500	Reported balance After 2022-04-28 transaction · row 1 1 source row Row 1 · 2022-04-28 · Other · Acquired 367,500 · Balance 367,500 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.
Common StockSEC Table I · non-derivative	IndirectBy the Tannenbaum Family 2012 Trust	50,000	Reported balance After 2022-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-04-28 · Other · Acquired 50,000 · Balance 50,000 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Advanced Flower Capital Inc.

Report date September 28, 2026 · Filed September 30, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	7,109,614	Ending reported balance After 2026-09-30 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2026-09-28 · Purchase · Acquired 10,673 · Balance 7,024,890 F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 2 · 2026-09-29 · Purchase · Acquired 40,081 · Balance 7,064,971 F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 3 · 2026-09-30 · Purchase · Acquired 44,643 · Balance 7,109,614 F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
Common StockSEC Table I · non-derivative	IndirectHeld by spouse	226,907	Reported balance Holding disclosure · report date 2026-09-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 226,907 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectSee footnote	180,400	Reported balance Holding disclosure · report date 2026-09-28 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 180,400 F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Fifth Street Asset Management Inc.

Report date October 26, 2017 · Filed October 30, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	Direct	1,069,405	Ending reported balance After 2017-10-26 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2017-10-26 · Exercise / conversion · Acquired 243,979 · Balance 1,171,755 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. Row 2 · 2017-10-26 · Tax withholding · Disposed 102,350 · Balance 1,069,405
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2017-10-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-10-26 · Exercise / conversion · Disposed 243,979 · Balance 0 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	IndirectBy FSC CT II, Inc.	8,714,348	Reported balance Holding disclosure · report date 2017-10-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,714,348 F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	IndirectBy Tannenbaum Family 2012 Trust	762,023	Reported balance Holding disclosure · report date 2017-10-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 762,023 F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Sunrise Realty Trust, Inc.

Report date August 13, 2026 · Filed August 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,142,719	Reported balance After 2026-08-13 transaction · row 1 1 source row Row 1 · 2026-08-13 · Purchase · Acquired 50,000 · Balance 3,142,719
Common StockSEC Table I · non-derivative	IndirectSee footnote	585,681	Reported balance Holding disclosure · report date 2026-08-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 585,681 F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee footnote	15,000	Reported balance Holding disclosure · report date 2026-08-13 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 15,000 F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee footnote	58,958	Reported balance Holding disclosure · report date 2026-08-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 58,958 F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectBy reporting person as UTMA custodian for son	1,000	Reported balance Holding disclosure · report date 2026-08-13 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,000
Common StockSEC Table I · non-derivative	IndirectHeld by spouse	46,516	Reported balance Holding disclosure · report date 2026-08-13 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 46,516 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

TCG Strategic Income Fund

Report date March 30, 2026 · Filed April 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee footnote	906,543.476	Reported balance After 2026-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-03-30 · Purchase · Acquired 410,677.618 · Balance 906,543.476 F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	300	Reported balance Holding disclosure · report date 2026-03-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 300
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectBy TCG Strategic Income Advisor LLC	7,820	Reported balance Holding disclosure · report date 2026-03-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,820 F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Oaktree Specialty Lending Corp

Report date December 28, 2021 · Filed December 31, 2021

Section 16 reporting ended · disclosed 2021-12-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	15,306,589	Ending reported balance After 2021-12-30 transaction · row 5 3 source rows · reconciled sequence Row 1 · 2021-12-28 · Sale · Disposed 200,000 · Balance 15,591,543 F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Row 3 · 2021-12-29 · Sale · Disposed 200,000 · Balance 15,391,543 F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer Row 5 · 2021-12-30 · Sale · Disposed 84,954 · Balance 15,306,589 F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer

F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Oaktree Strategic Income Corp

Report date March 19, 2021 · Filed March 24, 2021

Section 16 reporting ended · disclosed 2021-03-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-03-19 transaction · row 1 1 source row Row 1 · 2021-03-19 · Other · Disposed 6,011,590 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.
Common StockSEC Table I · non-derivative	IndirectTrust	Reported balance After 2021-03-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-03-19 · Other · Disposed 239,340 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectChildren	Reported balance After 2021-03-19 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-03-19 · Other · Disposed 10,875 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 14, 2025 Filed Mar 17, 2025 21:57 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	32,007	$6.52	$208,685.64	Disclosure SEC source: 0001200461-25-000011 · wk-form4_1742248615.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,909,876 F1 · price: This transaction was executed in multiple trades ranging from $6.38 to $6.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
March 13, 2025 Filed Mar 17, 2025 21:40 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	25,000	$11.06	$276,500.00	Disclosure SEC source: 0001200461-25-000009 · wk-form4_1742247598.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,469,282 F1 · price: This transaction was executed in multiple trades ranging from $10.99 to $11.09; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
March 11, 2025 Filed Mar 12, 2025 20:30 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	10,000	$10.83	$108,300.00	Disclosure SEC source: 0001200461-25-000007 · wk-form4_1741811443.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,444,282 Read SEC document
March 10, 2025 Filed Mar 12, 2025 20:30 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	69	$10.80	$745.20	Disclosure SEC source: 0001200461-25-000007 · wk-form4_1741811443.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,434,282 F1 · price: This transaction was executed in multiple trades ranging from $10.79 to $10.80; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
February 25, 2025 Filed Feb 27, 2025 21:37 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantCommon Stock	95,579	$8.37	$799,996.23	Disclosure SEC source: 0001200461-25-000004 · wk-form4_1740692266.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,877,869 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2025, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document
January 29, 2025 Filed Jan 29, 2025 22:33 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	1,000,000	$12.00	$12,000,000.00	Disclosure SEC source: 0001200461-25-000002 · wk-form4_1738189986.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,434,213 F1 · shares: Represents 1,000,000 shares of common stock purchased by the Reporting Person at the public offering price of $12.00 per share of common stock in connection with the Issuer's public offering, which closed on January 29, 2025. Read SEC document
December 19, 2024 Filed Dec 23, 2024 21:11 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	GrantCommon Stock	60,837	$13.15	$800,006.55	Disclosure SEC source: 0001200461-24-000035 · wk-form4_1734988256.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,434,213 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall become vested as to 33% of the total number of shares on the first, second and third anniversaries of December 19, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document
December 18, 2024 Filed Dec 18, 2024 22:34 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	39,000	$13.42	$523,380.00	Disclosure SEC source: 0001200461-24-000033 · wk-form4_1734561250.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,373,376 F3 · price: This transaction was executed in multiple trades ranging from $12.99 to $13.50; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
December 17, 2024 Filed Dec 18, 2024 22:34 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	15,803	$13.47	$212,866.41	Disclosure SEC source: 0001200461-24-000033 · wk-form4_1734561250.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,334,376 F2 · price: This transaction was executed in multiple trades ranging from $13.42 to $13.70; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
December 16, 2024 Filed Dec 18, 2024 22:34 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	47,810	$13.39	$640,175.90	Disclosure SEC source: 0001200461-24-000033 · wk-form4_1734561250.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,318,573 F1 · price: This transaction was executed in multiple trades ranging from $13.08 to $13.50; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 30, 2024 Filed Sep 3, 2024 22:22 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	25,000	$13.85	$346,250.00	Disclosure SEC source: 0001200461-24-000031 · wk-form4_1725402148.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 420,181 F1 · price: This transaction was executed in multiple trades ranging from $13.74 to $14.00; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 28, 2024 Filed Aug 30, 2024 21:07 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	1,000	$13.75	$13,750.00	Disclosure SEC source: 0001200461-24-000029 · wk-form4_1725052043.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By reporting person as UTMA custodian for son Disclosed balance after: 1,000 Read SEC document
August 28, 2024 Filed Aug 30, 2024 21:07 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	15,000	$13.66	$204,900.00	Disclosure SEC source: 0001200461-24-000029 · wk-form4_1725052043.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 15,000 F3 · price: This transaction was executed in multiple trades ranging from $13.48 to $13.75; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F4 · ownership.nature: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 28, 2024 Filed Aug 30, 2024 21:07 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	5,335	$13.75	$73,356.25	Disclosure SEC source: 0001200461-24-000029 · wk-form4_1725052043.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 395,181 F1 · price: This transaction was executed in multiple trades at $13.75. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 27, 2024 Filed Aug 28, 2024 20:32 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	13,083	$13.48	$176,358.84	Disclosure SEC source: 0001200461-24-000027 · wk-form4_1724877158.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 389,846 F1 · price: This transaction was executed in multiple trades ranging from $13.25 to $13.50; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 26, 2024 Filed Aug 27, 2024 20:36 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	10,000	$13.35	$133,500.00	Disclosure SEC source: 0001200461-24-000025 · wk-form4_1724790954.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 376,763 F1 · price: This transaction was executed in multiple trades ranging from $13.31 to $13.42; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 23, 2024 Filed Aug 26, 2024 20:58 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	1,136	$13.10	$14,881.60	Disclosure SEC source: 0001200461-24-000023 · wk-form4_1724705929.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 366,763 F1 · price: This transaction was executed in multiple trades ranging from $12.75 to $13.15; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 22, 2024 Filed Aug 23, 2024 20:30 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	10,000	$12.88	$128,800.00	Disclosure SEC source: 0001200461-24-000021 · wk-form4_1724445010.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 365,627 F1 · price: This transaction was executed in multiple trades ranging from $12.75 to $13.00; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 21, 2024 Filed Aug 22, 2024 20:30 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	10,000	$12.92	$129,200.00	Disclosure SEC source: 0001200461-24-000019 · wk-form4_1724358617.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 355,627 F1 · price: This transaction was executed in multiple trades ranging from $12.89 to $12.95; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 20, 2024 Filed Aug 21, 2024 20:30 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	20,000	$12.17	$243,400.00	Disclosure SEC source: 0001200461-24-000017 · wk-form4_1724272207.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 345,627 F1 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.27; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 19, 2024 Filed Aug 20, 2024 20:31 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	22,661	$11.97	$271,252.17	Disclosure SEC source: 0001200461-24-000015 · wk-form4_1724185871.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 325,627 F1 · price: This transaction was executed in multiple trades ranging from $11.88 to $11.99; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 16, 2024 Filed Aug 19, 2024 22:14 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	65,000	$12.41	$806,650.00	Disclosure SEC source: 0001200461-24-000013 · wk-form4_1724105652.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 302,966 F3 · price: This transaction was executed in multiple trades ranging from $12.25 to $12.49; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
August 15, 2024 Filed Aug 19, 2024 22:14 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	53,163	$12.47	$662,942.61	Disclosure SEC source: 0001200461-24-000013 · wk-form4_1724105652.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 237,966 F1 · price: This transaction was executed in multiple trades ranging from $11.78 to $13.00; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
July 12, 2024 Filed Jul 15, 2024 20:43 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	56,584	$12.80	$724,275.20	Disclosure SEC source: 0001200461-24-000011 · wk-form4_1721076199.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 184,803 F1 · price: This transaction was executed in multiple trades ranging from $12.66 to $12.87; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
July 11, 2024 Filed Jul 12, 2024 23:49 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	68,086	$11.49	$782,308.14	Disclosure SEC source: 0001200461-24-000009 · wk-form4_1720828136.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 128,219 F4 · price: This transaction was executed in multiple trades at prices ranging from $10.85 to $12.54; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F5 · balance_after: Includes 60,133 shares of common stock received in connection with the spin-off of the Issuer from AFC Gamma, Inc. F6 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
July 10, 2024 Filed Jul 12, 2024 23:49 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	58,958	$10.56	$622,596.48	Disclosure SEC source: 0001200461-24-000009 · wk-form4_1720828136.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 58,958 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.94 to $11.25; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
July 10, 2024 Filed Jul 12, 2024 23:49 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	10,000	$8.73	$87,300.00	Disclosure SEC source: 0001200461-24-000009 · wk-form4_1720828136.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,270,763 F1 · balance_after: Includes 1,260,763 shares received in connection with the spin-off of the Issuer from AFC Gamma, Inc., of which 48,455 shares are restricted shares received in the spin-off from restricted common stock granted under AFC Gamma, Inc. Stock Incentive Plan (the AFCG Plan) and 37,037 shares shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement, and 11,418 shares are restricted shares received in the spin-off from restricted common stock granted under the AFCG Plan on January 3, 2023, with approximately 50% of the remaining restricted shares vesting on each of January 3, 2025 and 2026, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document
June 06, 2024 Filed Jun 6, 2024 20:42 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	30,000	$11.95	$358,500.00	Disclosure SEC source: 0001822523-24-000026 · wk-form4_1717706544.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman; CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 159,217 F3 · price: 1. This transaction was executed in multiple trades at prices ranging from $11.90 to $12.00; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F4 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
June 06, 2024 Filed Jun 6, 2024 20:42 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	27,500	$11.98	$329,450.00	Disclosure SEC source: 0001822523-24-000026 · wk-form4_1717706544.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman; CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,803,473 F2 · price: 1. This transaction was executed in multiple trades at prices ranging from $11.94 to $12.00; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
June 05, 2024 Filed Jun 6, 2024 20:42 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	31,335	$12.09	$378,840.15	Disclosure SEC source: 0001822523-24-000026 · wk-form4_1717706544.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman; CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,775,973 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.00 to $12.10; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
January 24, 2024 Filed Jan 25, 2024 22:22 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantCommon Stock	111,111	$11.70	$1,299,998.70	Disclosure SEC source: 0001822523-24-000005 · wk-form4_1706221328.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman; CIO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,744,638 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2024, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document
May 15, 2023 Filed May 17, 2023 20:30 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	51,309	$10.45	$536,179.05	Disclosure SEC source: 0001209191-23-030198 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,633,527 F1 · price: This transaction was executed in multiple trades at prices ranging from $10.44 to $10.45; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
May 12, 2023 Filed May 15, 2023 20:30 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	45,000	$10.34	$465,300.00	Disclosure SEC source: 0001209191-23-029467 · doc4.xml · nonDerivative · entry 4 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 129,217 F5 · price: This transaction was executed in multiple trades at prices ranging from $10.25 to $10.46; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F4 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
May 12, 2023 Filed May 15, 2023 20:30 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	80,000	$10.39	$831,200.00	Disclosure SEC source: 0001209191-23-029467 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,582,218 F2 · price: This transaction was executed in multiple trades at prices ranging from $10.34 to $10.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
May 11, 2023 Filed May 15, 2023 20:30 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	2,000	$10.11	$20,220.00	Disclosure SEC source: 0001209191-23-029467 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse Disclosed balance after: 31,690 F6 · price: This transaction was executed in multiple trades at prices ranging from $10.04 to $10.18; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document
May 11, 2023 Filed May 15, 2023 20:30 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	29,217	$10.21	$298,305.57	Disclosure SEC source: 0001209191-23-029467 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 84,217 F3 · price: This transaction was executed in multiple trades at prices ranging from $10.05 to $10.30; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F4 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
May 11, 2023 Filed May 15, 2023 20:30 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	87,155	$10.02	$873,293.10	Disclosure SEC source: 0001209191-23-029467 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,502,218 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.95 to $10.35; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 10, 2023 Filed Mar 13, 2023 20:45 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantCommon Stock	25,000	$12.89	$322,250.00	Disclosure SEC source: 0001209191-23-018210 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $12.85 to $12.90; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
March 10, 2023 Filed Mar 22, 2023 00:04 UTC Amendment	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	25,000	$12.89	$322,250.00	Disclosure SEC source: 0001829126-23-002170 · ownership.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 55,000 F1 · kind: The original Form 4, filed on March 13, 2023, is being amended by this Form 4/A to correct an administrative error relating to the transaction code, which this Form 4/A correctly reports as an open market purchase. F2 · price: This transaction was executed in multiple trades at prices ranging from $12.85 to $12.90; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
March 08, 2023 Filed Mar 9, 2023 22:20 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantCommon Stock	1,000	$13.94	$13,940.00	Disclosure SEC source: 0001209191-23-017605 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 29,690 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document
March 08, 2023 Filed Mar 9, 2023 22:20 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantCommon Stock	25,000	$14.20	$355,000.00	Disclosure SEC source: 0001209191-23-017605 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.17 to $14.20; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
March 08, 2023 Filed Mar 22, 2023 00:00 UTC Amendment	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	1,000	$13.94	$13,940.00	Disclosure SEC source: 0001829126-23-002168 · ownership.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse Disclosed balance after: 29,690 F1 · kind: The original Form 4, filed on March 9, 2023, is being amended by this Form 4/A to correct an administrative error relating to the transaction code, which this Form 4/A correctly reports as an open market purchase. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document
March 08, 2023 Filed Mar 22, 2023 00:00 UTC Amendment	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	25,000	$14.20	$355,000.00	Disclosure SEC source: 0001829126-23-002168 · ownership.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 30,000 F1 · kind: The original Form 4, filed on March 9, 2023, is being amended by this Form 4/A to correct an administrative error relating to the transaction code, which this Form 4/A correctly reports as an open market purchase. F2 · price: This transaction was executed in multiple trades at prices ranging from $14.17 to $14.20; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F3 · ownership.nature: These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:01 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantCommon Stock	25,690	$15.57	$399,993.30	Disclosure SEC source: 0001209191-23-002044 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 28,690 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:01 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantCommon Stock	51,380	$15.57	$799,986.60	Disclosure SEC source: 0001209191-23-002044 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,415,063 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan and shall vest over a three-year period with approximately 33% vesting on each of the first, second and third anniversaries of January 3, 2023, subject to early termination and adjustment as provided in the applicable restricted stock grant agreement. Read SEC document
June 17, 2022 Filed Jun 21, 2022 12:30 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	5,000	$15.85	$79,242.50	Disclosure SEC source: 0001209191-22-038244 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.825 to $15.850; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock were purchased by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
May 12, 2022 Filed May 13, 2022 12:45 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	1,000	$16.88	$16,880.00	Disclosure SEC source: 0001209191-22-028753 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse Disclosed balance after: 3,000 F2 · balance_after: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document
May 11, 2022 Filed May 13, 2022 12:45 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	21,183	$15.80	$334,776.13	Disclosure SEC source: 0001209191-22-028753 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,363,683 F1 · price: This transaction was executed in multiple trades at prices ranging from $15.40 to $15.83; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the Issuer, or a security holder of the Issuer. Read SEC document
April 28, 2022 Filed May 3, 2022 01:54 UTC	AFC BDC Inc. NONE · Entity 127694	OtherCommon Stock	50,000	$20.00	$1,000,000.00	Disclosure SEC source: 0001829126-22-009536 · ownership.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By the Tannenbaum Family 2012 Trust Disclosed balance after: 50,000 F1 · kind: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. F2 · balance_after: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose. Read SEC document
April 28, 2022 Filed May 3, 2022 01:54 UTC	AFC BDC Inc. NONE · Entity 127694	OtherCommon Stock	367,500	$20.00	$7,350,000.00	Disclosure SEC source: 0001829126-22-009536 · ownership.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,500 F1 · kind: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.