person · Reporting owner

TANNENBAUM LEONARD M

Disclosed activity across 7 companies

Tapewire entity: 10137
SEC CIK: 0001200461

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AFC BDC Inc.NONE · Entity 127694	Chief Executive Officer	April 28, 2022	May 03, 2022
Advanced Flower Capital Inc.AFCG · Entity 6926	Director · 10% owner	September 28, 2026	September 30, 2026
Fifth Street Asset Management Inc.FSAM · Entity 171240	Director · CEO · 10% owner	October 26, 2017	October 30, 2017
Sunrise Realty Trust, Inc.SUNS · Entity 6750	Director · Executive Chairman · 10% owner	August 13, 2026	August 17, 2026
TCG Strategic Income FundTCGSX · Entity 54636	Director · 10% owner	March 30, 2026	April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AFC BDC Inc.

Report date April 28, 2022 · Filed May 03, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	367,500	Reported balance After 2022-04-28 transaction · row 1 1 source row Row 1 · 2022-04-28 · Other · Acquired 367,500 · Balance 367,500 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.
Common StockSEC Table I · non-derivative	IndirectBy the Tannenbaum Family 2012 Trust	50,000	Reported balance After 2022-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-04-28 · Other · Acquired 50,000 · Balance 50,000 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Advanced Flower Capital Inc.

Report date September 28, 2026 · Filed September 30, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	7,109,614	Ending reported balance After 2026-09-30 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2026-09-28 · Purchase · Acquired 10,673 · Balance 7,024,890 F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 2 · 2026-09-29 · Purchase · Acquired 40,081 · Balance 7,064,971 F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 3 · 2026-09-30 · Purchase · Acquired 44,643 · Balance 7,109,614 F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
Common StockSEC Table I · non-derivative	IndirectHeld by spouse	226,907	Reported balance Holding disclosure · report date 2026-09-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 226,907 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectSee footnote	180,400	Reported balance Holding disclosure · report date 2026-09-28 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 180,400 F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Fifth Street Asset Management Inc.

Report date October 26, 2017 · Filed October 30, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	Direct	1,069,405	Ending reported balance After 2017-10-26 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2017-10-26 · Exercise / conversion · Acquired 243,979 · Balance 1,171,755 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. Row 2 · 2017-10-26 · Tax withholding · Disposed 102,350 · Balance 1,069,405
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2017-10-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-10-26 · Exercise / conversion · Disposed 243,979 · Balance 0 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	IndirectBy FSC CT II, Inc.	8,714,348	Reported balance Holding disclosure · report date 2017-10-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,714,348 F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	IndirectBy Tannenbaum Family 2012 Trust	762,023	Reported balance Holding disclosure · report date 2017-10-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 762,023 F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Sunrise Realty Trust, Inc.

Report date August 13, 2026 · Filed August 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,142,719	Reported balance After 2026-08-13 transaction · row 1 1 source row Row 1 · 2026-08-13 · Purchase · Acquired 50,000 · Balance 3,142,719
Common StockSEC Table I · non-derivative	IndirectSee footnote	585,681	Reported balance Holding disclosure · report date 2026-08-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 585,681 F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee footnote	15,000	Reported balance Holding disclosure · report date 2026-08-13 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 15,000 F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee footnote	58,958	Reported balance Holding disclosure · report date 2026-08-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 58,958 F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectBy reporting person as UTMA custodian for son	1,000	Reported balance Holding disclosure · report date 2026-08-13 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,000
Common StockSEC Table I · non-derivative	IndirectHeld by spouse	46,516	Reported balance Holding disclosure · report date 2026-08-13 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 46,516 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

TCG Strategic Income Fund

Report date March 30, 2026 · Filed April 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee footnote	906,543.476	Reported balance After 2026-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-03-30 · Purchase · Acquired 410,677.618 · Balance 906,543.476 F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	300	Reported balance Holding disclosure · report date 2026-03-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 300
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectBy TCG Strategic Income Advisor LLC	7,820	Reported balance Holding disclosure · report date 2026-03-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,820 F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Oaktree Specialty Lending Corp

Report date December 28, 2021 · Filed December 31, 2021

Section 16 reporting ended · disclosed 2021-12-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	15,306,589	Ending reported balance After 2021-12-30 transaction · row 5 3 source rows · reconciled sequence Row 1 · 2021-12-28 · Sale · Disposed 200,000 · Balance 15,591,543 F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Row 3 · 2021-12-29 · Sale · Disposed 200,000 · Balance 15,391,543 F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer Row 5 · 2021-12-30 · Sale · Disposed 84,954 · Balance 15,306,589 F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer

F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Oaktree Strategic Income Corp

Report date March 19, 2021 · Filed March 24, 2021

Section 16 reporting ended · disclosed 2021-03-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-03-19 transaction · row 1 1 source row Row 1 · 2021-03-19 · Other · Disposed 6,011,590 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.
Common StockSEC Table I · non-derivative	IndirectTrust	Reported balance After 2021-03-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-03-19 · Other · Disposed 239,340 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectChildren	Reported balance After 2021-03-19 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-03-19 · Other · Disposed 10,875 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 19, 2021 Filed Mar 24, 2021 00:50 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	OtherCommon Stock	239,340	$8.51	$2,036,783.40	Disclosure SEC source: 0001209191-21-022758 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 0 F1 · kind: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F2 · ownership.nature: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. Read SEC document
March 19, 2021 Filed Mar 24, 2021 00:50 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	OtherCommon Stock	6,011,590	$8.51	$51,158,630.90	Disclosure SEC source: 0001209191-21-022758 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:19 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100	$6.25	$625.00	Disclosure SEC source: 0001209191-21-022393 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,093,275 Read SEC document
March 16, 2021 Filed Mar 17, 2021 01:06 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	77,050	$6.30	$485,769.43	Disclosure SEC source: 0001209191-21-021213 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,093,375 F4 · price: This transaction was executed in multiple trades at prices ranging from $6.3000 to $6.3500; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 15, 2021 Filed Mar 17, 2021 01:06 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.29	$628,810.00	Disclosure SEC source: 0001209191-21-021213 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,170,425 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.26 to $6.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 12, 2021 Filed Mar 17, 2021 01:06 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.26	$626,150.00	Disclosure SEC source: 0001209191-21-021213 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,270,425 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.25 to $6.30; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 11, 2021 Filed Mar 12, 2021 01:45 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.26	$626,080.00	Disclosure SEC source: 0001209191-21-019999 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,370,425 F4 · price: This transaction was executed in multiple trades at prices ranging from $6.2500 to $6.3000.; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 10, 2021 Filed Mar 12, 2021 01:45 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	67,411	$6.26	$421,790.63	Disclosure SEC source: 0001209191-21-019999 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,470,425 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.2500 to $6.2950; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 09, 2021 Filed Mar 12, 2021 01:45 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	18,597	$6.26	$116,342.83	Disclosure SEC source: 0001209191-21-019999 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,537,836 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.2500 to $6.2650; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 04, 2021 Filed Mar 4, 2021 22:28 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	1,800	$6.25	$11,250.00	Disclosure SEC source: 0001209191-21-017916 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,556,433 Read SEC document
March 03, 2021 Filed Mar 4, 2021 22:28 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	14,985	$6.25	$93,681.72	Disclosure SEC source: 0001209191-21-017916 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,558,233 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.2500 to $6.2600; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 02, 2021 Filed Mar 4, 2021 22:28 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	81,202	$6.24	$506,822.28	Disclosure SEC source: 0001209191-21-017916 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,573,218 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.2200 to $6.2500; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
March 01, 2021 Filed Mar 2, 2021 00:26 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	63,779	$6.21	$395,767.83	Disclosure SEC source: 0001209191-21-015443 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,654,420 F4 · price: This transaction was executed in multiple trades at prices ranging from $6.2000 to $6.2200; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
February 26, 2021 Filed Mar 2, 2021 00:26 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	31,500	$6.16	$194,027.40	Disclosure SEC source: 0001209191-21-015443 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,718,199 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.1500 to $6.1900; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
February 25, 2021 Filed Mar 2, 2021 00:26 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	5,100	$6.20	$31,628.16	Disclosure SEC source: 0001209191-21-015443 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,749,699 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.2000 to $6.2100; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
February 24, 2021 Filed Feb 25, 2021 16:09 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.15	$614,710.00	Disclosure SEC source: 0001209191-21-014183 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,754,799 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.1000 to $6.2000; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
February 23, 2021 Filed Feb 25, 2021 16:09 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	54,798	$6.11	$334,563.71	Disclosure SEC source: 0001209191-21-014183 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,854,799 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.1000 to $6.1300; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
February 22, 2021 Filed Feb 23, 2021 16:44 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	100,000	$6.14	$614,230.00	Disclosure SEC source: 0001209191-21-013070 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,909,597 F3 · price: This transaction was executed in multiple trades at prices ranging from $6.1000 to $6.1700; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
February 19, 2021 Filed Feb 23, 2021 16:44 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	72,600	$6.11	$443,339.16	Disclosure SEC source: 0001209191-21-013070 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,009,597 F1 · price: This transaction was executed in multiple trades at prices ranging from $6.1000 to $6.1300; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 17, 2020 Filed Dec 17, 2020 23:01 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	40,674	$5.49	$223,227.05	Disclosure SEC source: 0001209191-20-064177 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,082,197 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.48 to $5.500; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 16, 2020 Filed Dec 17, 2020 23:01 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	50,000	$5.52	$275,860.00	Disclosure SEC source: 0001209191-20-064177 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,122,871 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.500 to $5.550; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 15, 2020 Filed Dec 15, 2020 22:09 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	63,800	$5.51	$351,761.30	Disclosure SEC source: 0001209191-20-063536 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,172,871 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.50 to $5.540; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 14, 2020 Filed Dec 15, 2020 22:09 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	14,900	$5.50	$81,984.27	Disclosure SEC source: 0001209191-20-063536 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,236,671 F1 · shares: This transaction was executed in multiple trades at prices ranging from $5.500 to $5.5100; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F1 · price: This transaction was executed in multiple trades at prices ranging from $5.500 to $5.5100; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 11, 2020 Filed Dec 14, 2020 17:35 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	400	$5.60	$2,240.00	Disclosure SEC source: 0001209191-20-063145 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,251,571 Read SEC document
December 10, 2020 Filed Dec 14, 2020 17:35 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	2,500	$5.60	$14,000.00	Disclosure SEC source: 0001209191-20-063145 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,251,971 Read SEC document
December 09, 2020 Filed Dec 14, 2020 17:19 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	2,600	$5.60	$14,560.00	Disclosure SEC source: 0001209191-20-063141 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,254,471 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6100; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 08, 2020 Filed Dec 14, 2020 17:19 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	87,796	$5.60	$491,920.99	Disclosure SEC source: 0001209191-20-063141 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,257,071 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6100; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 07, 2020 Filed Dec 8, 2020 13:56 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	15,923	$5.60	$89,175.17	Disclosure SEC source: 0001209191-20-062115 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,344,867 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6050; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 04, 2020 Filed Dec 8, 2020 13:56 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	43,203	$5.60	$242,079.37	Disclosure SEC source: 0001209191-20-062115 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,360,790 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6150; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 03, 2020 Filed Dec 4, 2020 18:35 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	9,879	$5.60	$55,323.39	Disclosure SEC source: 0001209191-20-061764 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,403,993 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6050; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 02, 2020 Filed Dec 4, 2020 18:35 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	35,200	$5.60	$197,246.72	Disclosure SEC source: 0001209191-20-061764 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,413,872 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.62; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 01, 2020 Filed Dec 2, 2020 21:43 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	40,753	$5.61	$228,514.30	Disclosure SEC source: 0001209191-20-061194 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,449,072 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.60 to $5.6279; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
December 01, 2020 Filed Dec 4, 2020 17:51 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	400	$7.80	$3,120.00	Disclosure SEC source: 0001209191-20-061760 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,011,590 Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:01 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	11,804	$7.79	$91,918.93	Disclosure SEC source: 0001209191-20-060907 · doc4.xml · nonDerivative · entry 5 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,011,990 F6 · price: This transaction was executed in multiple trades at prices ranging from $7.7500 to $7.8700; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:01 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	OtherCommon Stock	99,973	$0.00	$0.00	Disclosure SEC source: 0001209191-20-060907 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 239,340 F3 · kind: The shares were received via a pro-rata, in-kind distribution from Fifth Street Asset Management Inc. to its Shareholders F4 · ownership.nature: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which James Castro-Blanco and Bernard D. Berman are co-Trustees. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:01 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	OtherCommon Stock	955,565	$0.00	$0.00	Disclosure SEC source: 0001209191-20-060907 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,023,794 F3 · kind: The shares were received via a pro-rata, in-kind distribution from Fifth Street Asset Management Inc. to its Shareholders Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:01 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	OtherCommon Stock	1,353,938	$0.00	$0.00	Disclosure SEC source: 0001209191-20-060907 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Fifth Street Asset Management Inc. Disclosed balance after: 0 F1 · kind: Fifth Street Asset Management Inc. ("FSAM") owns 100% of Fifth Street Holdings, L.P. ("FSH"). On November 30, 2020, FSH distributed 1,353,938 shares of OCSI to FSAM. On November 30, 2020, FSAM then distributed the 1,353,938 shares of OCSI to its stockholders, pro-rata, in an in-kind distribution. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:43 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	173,161	$5.58	$967,000.29	Disclosure SEC source: 0001209191-20-061194 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,489,825 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.5134 to $5.63; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 27, 2020 Filed Dec 1, 2020 18:00 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	206	$7.85	$1,617.10	Disclosure SEC source: 0001209191-20-060854 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,068,229 Read SEC document
November 25, 2020 Filed Nov 30, 2020 14:26 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	187,962	$5.56	$1,045,839.36	Disclosure SEC source: 0001209191-20-060674 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,662,986 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.50 to $5.63; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 25, 2020 Filed Dec 1, 2020 18:00 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	12,108	$7.76	$94,002.88	Disclosure SEC source: 0001209191-20-060854 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,068,435 F1 · price: This transaction was executed in multiple trades at prices ranging from $7.75 to $7.81; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 24, 2020 Filed Nov 30, 2020 14:26 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	169,659	$5.48	$930,511.75	Disclosure SEC source: 0001209191-20-060674 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,850,948 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.45 to $5.55; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 23, 2020 Filed Nov 24, 2020 20:17 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	200,000	$5.43	$1,085,800.00	Disclosure SEC source: 0001209191-20-060170 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,020,607 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.38 to $5.49; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 20, 2020 Filed Nov 24, 2020 20:17 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	157,648	$5.34	$842,013.73	Disclosure SEC source: 0001209191-20-060170 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,220,607 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.30 to $5.38; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 18, 2020 Filed Nov 19, 2020 23:00 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	108,054	$5.25	$567,013.37	Disclosure SEC source: 0001209191-20-059492 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,378,255 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.20 to $5.31; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 17, 2020 Filed Nov 17, 2020 23:27 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	49,046	$5.20	$255,088.25	Disclosure SEC source: 0001209191-20-058876 · doc4.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,486,309 F3 · price: This transaction was executed in multiple trades at prices ranging from $5.20 to $5.21; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
November 16, 2020 Filed Nov 17, 2020 23:27 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	126,701	$5.23	$662,810.94	Disclosure SEC source: 0001209191-20-058876 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,535,355 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.20 to $5.27; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
August 11, 2020 Filed Aug 13, 2020 20:02 UTC	Oaktree Specialty Lending Corp OCSL · Entity 4863	SaleCommon Stock	4,100	$5.20	$21,320.00	Disclosure SEC source: 0001209191-20-046575 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,662,056 F1 · price: This transaction was executed in multiple trades at prices ranging from $5.20 to $5.22; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document
February 27, 2020 Filed May 7, 2020 20:05 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	1,309	$8.44	$11,047.96	Disclosure SEC source: 0001209191-20-027637 · doc4.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 1,353,938 F1 · price: This transaction was executed in multiple trades at prices ranging from $8.38 to $8.50; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:00 UTC	Oaktree Strategic Income Corp OCSI · Entity 140960	SaleCommon Stock	4,102	$8.36	$34,277.54	Disclosure SEC source: 0001209191-20-011924 · doc4.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Partnership Disclosed balance after: 1,355,247 F3 · price: This transaction was executed in multiple trades at prices ranging from $8.35 to $8.37; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. F2 · ownership.nature: These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.