person · Reporting owner

TANNENBAUM LEONARD M

Disclosed activity across 7 companies

Tapewire entity: 10137
SEC CIK: 0001200461

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
AFC BDC Inc.NONE · Entity 127694	Chief Executive Officer	April 28, 2022	May 03, 2022
Advanced Flower Capital Inc.AFCG · Entity 6926	Director · 10% owner	September 28, 2026	September 30, 2026
Fifth Street Asset Management Inc.FSAM · Entity 171240	Director · CEO · 10% owner	October 26, 2017	October 30, 2017
Sunrise Realty Trust, Inc.SUNS · Entity 6750	Director · Executive Chairman · 10% owner	August 13, 2026	August 17, 2026
TCG Strategic Income FundTCGSX · Entity 54636	Director · 10% owner	March 30, 2026	April 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AFC BDC Inc.

Report date April 28, 2022 · Filed May 03, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	367,500	Reported balance After 2022-04-28 transaction · row 1 1 source row Row 1 · 2022-04-28 · Other · Acquired 367,500 · Balance 367,500 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.
Common StockSEC Table I · non-derivative	IndirectBy the Tannenbaum Family 2012 Trust	50,000	Reported balance After 2022-04-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-04-28 · Other · Acquired 50,000 · Balance 50,000 F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022. F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.

F2: Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.

Advanced Flower Capital Inc.

Report date September 28, 2026 · Filed September 30, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	7,109,614	Ending reported balance After 2026-09-30 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2026-09-28 · Purchase · Acquired 10,673 · Balance 7,024,890 F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 2 · 2026-09-29 · Purchase · Acquired 40,081 · Balance 7,064,971 F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Row 3 · 2026-09-30 · Purchase · Acquired 44,643 · Balance 7,109,614 F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
Common StockSEC Table I · non-derivative	IndirectHeld by spouse	226,907	Reported balance Holding disclosure · report date 2026-09-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 226,907 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectSee footnote	180,400	Reported balance Holding disclosure · report date 2026-09-28 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 180,400 F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades ranging from $3.52 to $3.58; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F2: This transaction was executed in multiple trades ranging from $3.55 to $3.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F3: This transaction was executed in multiple trades ranging from $3.55 to $3.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.

F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Fifth Street Asset Management Inc.

Report date October 26, 2017 · Filed October 30, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	Direct	1,069,405	Ending reported balance After 2017-10-26 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2017-10-26 · Exercise / conversion · Acquired 243,979 · Balance 1,171,755 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting. Row 2 · 2017-10-26 · Tax withholding · Disposed 102,350 · Balance 1,069,405
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2017-10-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-10-26 · Exercise / conversion · Disposed 243,979 · Balance 0 F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	IndirectBy FSC CT II, Inc.	8,714,348	Reported balance Holding disclosure · report date 2017-10-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,714,348 F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.
Class A Common Stock, $0.01 par value per shareSEC Table I · non-derivative	IndirectBy Tannenbaum Family 2012 Trust	762,023	Reported balance Holding disclosure · report date 2017-10-26 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 762,023 F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On October 26, 2017, 243,979 restricted stock units ("RSUs) granted to Mr. Tannenbaum in October 2014 vested. Upon such vesting, one share of the Issuer's Class A common stock became issuable for each RSU and will be issued by the Issuer within 60 days of such vesting.

F2: Represents securities held directly by FSC CT II, Inc., a Delaware corporation. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

F3: Represents securities held directly by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his economic interest therein.

Sunrise Realty Trust, Inc.

Report date August 13, 2026 · Filed August 17, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	3,142,719	Reported balance After 2026-08-13 transaction · row 1 1 source row Row 1 · 2026-08-13 · Purchase · Acquired 50,000 · Balance 3,142,719
Common StockSEC Table I · non-derivative	IndirectSee footnote	585,681	Reported balance Holding disclosure · report date 2026-08-13 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 585,681 F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee footnote	15,000	Reported balance Holding disclosure · report date 2026-08-13 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 15,000 F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee footnote	58,958	Reported balance Holding disclosure · report date 2026-08-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 58,958 F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectBy reporting person as UTMA custodian for son	1,000	Reported balance Holding disclosure · report date 2026-08-13 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,000
Common StockSEC Table I · non-derivative	IndirectHeld by spouse	46,516	Reported balance Holding disclosure · report date 2026-08-13 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 46,516 F4: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

TCG Strategic Income Fund

Report date March 30, 2026 · Filed April 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectSee footnote	906,543.476	Reported balance After 2026-03-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-03-30 · Purchase · Acquired 410,677.618 · Balance 906,543.476 F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	Direct	300	Reported balance Holding disclosure · report date 2026-03-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 300
Class I Common Shares of Beneficial InterestSEC Table I · non-derivative	IndirectBy TCG Strategic Income Advisor LLC	7,820	Reported balance Holding disclosure · report date 2026-03-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 7,820 F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F2: Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Oaktree Specialty Lending Corp

Report date December 28, 2021 · Filed December 31, 2021

Section 16 reporting ended · disclosed 2021-12-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	15,306,589	Ending reported balance After 2021-12-30 transaction · row 5 3 source rows · reconciled sequence Row 1 · 2021-12-28 · Sale · Disposed 200,000 · Balance 15,591,543 F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Row 3 · 2021-12-29 · Sale · Disposed 200,000 · Balance 15,391,543 F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer Row 5 · 2021-12-30 · Sale · Disposed 84,954 · Balance 15,306,589 F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectTrust	1,332,773	Reported balance Holding disclosure · report date 2021-12-28 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 1,332,773 F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

F3: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer

F4: This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Oaktree Strategic Income Corp

Report date March 19, 2021 · Filed March 24, 2021

Section 16 reporting ended · disclosed 2021-03-24. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2021-03-19 transaction · row 1 1 source row Row 1 · 2021-03-19 · Other · Disposed 6,011,590 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.
Common StockSEC Table I · non-derivative	IndirectTrust	Reported balance After 2021-03-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-03-19 · Other · Disposed 239,340 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectChildren	Reported balance After 2021-03-19 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2021-03-19 · Other · Disposed 10,875 · Balance 0 F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021. F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: The disposition of these shares of Common Stock was made pursuant to that certain Agreement and Plan of Merger, dated as of October 28, 2020 (the "Merger Agreement"), by and among the Oaktree Specialty Lending Corporation ("OCSL"), the Issuer, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the limited purposes set forth therein), under which each share of the Issuer's Common Stock was converted into the right to receive 1.3371 shares of OCSL common stock, par value $0.01 per share, with the Issuer's Common Stock having a market value of $8.51 per share at the close of trading on March 18, 2021.

F2: These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.

F3: Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 16, 2026 Filed Jan 21, 2026 01:23 UTC	TCG Strategic Income Fund TCGSX · Entity 54636	PurchaseClass I Common Shares of Beneficial Interest	98,619.329	$10.14	$1,000,000.00	Disclosure SEC source: 0001628280-26-002781 · wk-form4_1768958585.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 192,307.692 F1 · ownership.nature: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
January 09, 2026 Filed Jan 12, 2026 21:38 UTC	TCG Strategic Income Fund TCGSX · Entity 54636	PurchaseClass I Common Shares of Beneficial Interest	93,688.363	$10.14	$950,000.00	Disclosure SEC source: 0001628280-26-001860 · wk-form4_1768253920.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 93,688.363 F1 · ownership.nature: These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
January 05, 2026 Filed Jan 8, 2026 23:28 UTC	TCG Strategic Income Fund TCGSX · Entity 54636	PurchaseClass I Common Shares of Beneficial Interest	300	$10.00	$3,000.00	Disclosure SEC source: 0001829126-26-000123 · ownership.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300 Read SEC document
December 31, 2025 Filed Jan 2, 2026 21:11 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	100,000	$9.40	$940,000.00	Disclosure SEC source: 0001628280-26-000137 · wk-form4_1767388262.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 585,681 F3 · price: This transaction was executed in multiple trades ranging from $9.31 to $9.46; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
December 30, 2025 Filed Jan 2, 2026 21:11 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	37,000	$9.77	$361,490.00	Disclosure SEC source: 0001628280-26-000137 · wk-form4_1767388262.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 485,681 F1 · price: This transaction was executed in multiple trades ranging from $9.62 to $9.82; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
December 11, 2025 Filed Dec 15, 2025 21:29 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	25,000	$3.05	$76,250.00	Disclosure SEC source: 0001628280-25-057031 · wk-form4_1765834195.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,861,098 F1 · price: This transaction was executed in multiple trades ranging from $3.03 to $3.10; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
December 10, 2025 Filed Dec 10, 2025 21:55 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	20,000	$3.03	$60,600.00	Disclosure SEC source: 0001628280-25-056346 · wk-form4_1765403730.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,836,098 F2 · price: This transaction was executed in multiple trades ranging from $3.00 to $3.09; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
December 09, 2025 Filed Dec 10, 2025 21:55 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	24,000	$2.83	$67,920.00	Disclosure SEC source: 0001628280-25-056346 · wk-form4_1765403730.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,816,098 F1 · price: This transaction was executed in multiple trades ranging from $2.78 to $2.89; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
December 03, 2025 Filed Dec 5, 2025 02:44 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	46,000	$2.94	$135,240.00	Disclosure SEC source: 0001628280-25-055469 · wk-form4_1764902690.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,792,098 F1 · price: This transaction was executed in multiple trades ranging from $2.89 to $2.97; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
December 02, 2025 Filed Dec 4, 2025 00:56 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	39,000	$2.87	$111,930.00	Disclosure SEC source: 0001628280-25-055192 · wk-form4_1764809771.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,746,098 F2 · price: This transaction was executed in multiple trades ranging from $2.82 to $2.94; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
December 01, 2025 Filed Dec 4, 2025 00:56 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	15,000	$2.88	$43,200.00	Disclosure SEC source: 0001628280-25-055192 · wk-form4_1764809771.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,707,098 F1 · price: This transaction was executed in multiple trades ranging from $2.85 to $2.92; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
November 24, 2025 Filed Nov 26, 2025 21:21 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	13,000	$9.72	$126,360.00	Disclosure SEC source: 0001628280-25-054168 · wk-form4_1764192080.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,011,226 F1 · price: This transaction was executed in multiple trades ranging from $9.63 to $9.80; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
November 20, 2025 Filed Nov 21, 2025 00:34 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	21,408	$9.39	$201,021.12	Disclosure SEC source: 0001628280-25-053468 · wk-form4_1763685294.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,998,226 F3 · price: This transaction was executed in multiple trades ranging from $9.32 to $9.45; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
November 20, 2025 Filed Nov 22, 2025 01:39 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	GrantCommon Stock	729,927	$2.74	$1,999,999.98	Disclosure SEC source: 0001628280-25-053675 · wk-form4_1763775571.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,692,098 F1 · shares: Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of November 20, 2025. Read SEC document
November 19, 2025 Filed Nov 21, 2025 00:34 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	3,592	$9.48	$34,052.16	Disclosure SEC source: 0001628280-25-053468 · wk-form4_1763685294.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,976,818 F2 · price: This transaction was executed in multiple trades ranging from $9.47 to $9.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
November 18, 2025 Filed Nov 21, 2025 00:34 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	17,790	$9.45	$168,115.50	Disclosure SEC source: 0001628280-25-053468 · wk-form4_1763685294.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,973,226 F1 · price: This transaction was executed in multiple trades ranging from $9.39 to $9.51; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
November 17, 2025 Filed Nov 19, 2025 00:56 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	17,500	$9.61	$168,175.00	Disclosure SEC source: 0001628280-25-053019 · wk-form4_1763513791.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,955,436 F2 · price: This transaction was executed in multiple trades ranging from $9.56 to $9.70; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
November 14, 2025 Filed Nov 19, 2025 00:56 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	14,710	$9.38	$137,979.80	Disclosure SEC source: 0001628280-25-053019 · wk-form4_1763513791.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,937,936 F1 · price: This transaction was executed in multiple trades ranging from $9.33 to $9.49; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
September 05, 2025 Filed Sep 8, 2025 21:22 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	79,665	$4.56	$363,272.40	Disclosure SEC source: 0001200461-25-000049 · wk-form4_1757366532.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,962,171 F1 · price: This transaction was executed in multiple trades ranging from $4.51 to $4.61; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
September 03, 2025 Filed Sep 3, 2025 21:03 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	36,861	$4.57	$168,454.77	Disclosure SEC source: 0001200461-25-000047 · wk-form4_1756933389.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,882,506 F2 · price: This transaction was executed in multiple trades ranging from $4.55 to $4.60; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
September 02, 2025 Filed Sep 3, 2025 21:03 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	36,096	$4.49	$162,071.04	Disclosure SEC source: 0001200461-25-000047 · wk-form4_1756933389.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,845,645 F1 · price: This transaction was executed in multiple trades ranging from $4.47 to $4.51; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:35 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	144,399	$4.57	$659,903.43	Disclosure SEC source: 0001200461-25-000045 · wk-form4_1756499722.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,809,549 F2 · price: This transaction was executed in multiple trades ranging from $4.47 to $4.70; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:35 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	330,127	$4.81	$1,587,910.87	Disclosure SEC source: 0001200461-25-000045 · wk-form4_1756499722.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,665,150 F1 · price: This transaction was executed in multiple trades ranging from $4.56 to $5.02; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 26, 2025 Filed Aug 26, 2025 22:13 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	10,000	$10.79	$107,900.00	Disclosure SEC source: 0001200461-25-000042 · wk-form4_1756246404.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,923,226 F2 · price: This transaction was executed in multiple trades ranging from $10.75 to $10.79; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 26, 2025 Filed Aug 26, 2025 22:15 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	97,168	$4.17	$405,190.56	Disclosure SEC source: 0001200461-25-000043 · wk-form4_1756246499.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,335,023 F3 · price: This transaction was executed in multiple trades ranging from $4.08 to $4.25; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 25, 2025 Filed Aug 26, 2025 22:15 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	61,862	$4.08	$252,396.96	Disclosure SEC source: 0001200461-25-000043 · wk-form4_1756246499.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,237,855 F2 · price: This transaction was executed in multiple trades ranging from $4.01 to $4.14; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 22, 2025 Filed Aug 26, 2025 22:13 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	20,200	$11.00	$222,200.00	Disclosure SEC source: 0001200461-25-000042 · wk-form4_1756246404.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,913,226 F1 · price: This transaction was executed in multiple trades ranging from $10.69 to $11.00; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 22, 2025 Filed Aug 26, 2025 22:15 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	216,117	$4.03	$870,951.51	Disclosure SEC source: 0001200461-25-000043 · wk-form4_1756246499.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,175,993 F1 · price: This transaction was executed in multiple trades ranging from $3.87 to $4.10; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 20, 2025 Filed Aug 21, 2025 20:24 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	10,411	$10.42	$108,482.62	Disclosure SEC source: 0001200461-25-000039 · wk-form4_1755807874.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,893,026 F1 · price: This transaction was executed in multiple trades ranging from $10.40 to $10.44; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 15, 2025 Filed Aug 19, 2025 20:20 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	4,406	$10.50	$46,263.00	Disclosure SEC source: 0001200461-25-000037 · wk-form4_1755634810.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,882,615 F1 · price: This transaction was executed in multiple trades ranging from $10.47 to $10.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 12, 2025 Filed Aug 13, 2025 22:20 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	32,275	$10.48	$338,242.00	Disclosure SEC source: 0001200461-25-000035 · wk-form4_1755123645.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,878,209 F2 · price: This transaction was executed in multiple trades ranging from $10.44 to $10.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
August 11, 2025 Filed Aug 13, 2025 22:20 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	20,900	$10.17	$212,553.00	Disclosure SEC source: 0001200461-25-000035 · wk-form4_1755123645.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,845,934 F1 · price: This transaction was executed in multiple trades ranging from $10.08 to $10.19; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
June 16, 2025 Filed Jun 17, 2025 21:12 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	6,000	$10.86	$65,160.00	Disclosure SEC source: 0001200461-25-000033 · wk-form4_1750194769.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,825,034 Read SEC document
June 03, 2025 Filed Jun 3, 2025 21:15 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	9,077	$10.88	$98,757.76	Disclosure SEC source: 0001200461-25-000031 · wk-form4_1748985335.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,819,034 F3 · price: This transaction was executed in multiple trades ranging from $10.47 to $10.97; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
June 02, 2025 Filed Jun 3, 2025 21:15 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	28,500	$10.59	$301,815.00	Disclosure SEC source: 0001200461-25-000031 · wk-form4_1748985335.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 448,681 F1 · price: This transaction was executed in multiple trades ranging from $10.54 to $10.65; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. F2 · ownership.nature: These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document
May 16, 2025 Filed May 19, 2025 20:16 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	14,741	$10.55	$155,517.55	Disclosure SEC source: 0001200461-25-000028 · wk-form4_1747685810.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,809,957 F1 · price: This transaction was executed in multiple trades ranging from $10.48 to $10.55; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
May 15, 2025 Filed May 15, 2025 20:52 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	10,000	$10.39	$103,900.00	Disclosure SEC source: 0001200461-25-000026 · wk-form4_1747342335.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,795,216 F1 · price: This transaction was executed in multiple trades ranging from $10.31 to $10.40; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
May 08, 2025 Filed May 9, 2025 21:04 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	10,000	$10.48	$104,800.00	Disclosure SEC source: 0001200461-25-000024 · wk-form4_1746824682.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,785,216 F1 · price: This transaction was executed in multiple trades ranging from $10.40 to $10.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
April 30, 2025 Filed May 1, 2025 00:22 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	35,903	$10.53	$378,058.59	Disclosure SEC source: 0001200461-25-000022 · wk-form4_1746058950.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,775,216 F2 · price: This transaction was executed in multiple trades ranging from $10.25 to $10.75; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
April 29, 2025 Filed May 1, 2025 00:22 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	10,000	$10.65	$106,500.00	Disclosure SEC source: 0001200461-25-000022 · wk-form4_1746058950.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,739,313 F1 · price: This transaction was executed in multiple trades ranging from $10.63 to $10.66; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
April 28, 2025 Filed Apr 28, 2025 21:15 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	5,122	$10.30	$52,756.60	Disclosure SEC source: 0001200461-25-000020 · wk-form4_1745874935.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,729,313 F2 · price: This transaction was executed in multiple trades ranging from $10.20 to $10.30; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
April 25, 2025 Filed Apr 28, 2025 21:15 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	5,000	$10.00	$50,000.00	Disclosure SEC source: 0001200461-25-000020 · wk-form4_1745874935.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,724,191 Read SEC document
April 24, 2025 Filed Apr 28, 2025 21:15 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	7,869	$9.99	$78,611.31	Disclosure SEC source: 0001200461-25-000020 · wk-form4_1745874935.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,719,191 F1 · price: This transaction was executed in multiple trades ranging from $9.95 to $10.00; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
March 31, 2025 Filed Apr 1, 2025 21:34 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	44,065	$10.89	$479,867.85	Disclosure SEC source: 0001200461-25-000018 · wk-form4_1743543235.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,711,322 F2 · price: This transaction was executed in multiple trades ranging from $10.70 to $11.10; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:34 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	17,495	$11.17	$195,419.15	Disclosure SEC source: 0001200461-25-000018 · wk-form4_1743543235.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,667,257 F1 · price: This transaction was executed in multiple trades ranging from $11.13 to $11.21; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
March 26, 2025 Filed Mar 27, 2025 20:54 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	25,959	$11.25	$292,038.75	Disclosure SEC source: 0001200461-25-000015 · wk-form4_1743108850.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,649,762 F1 · price: This transaction was executed in multiple trades ranging from $11.24 to $11.25; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
March 19, 2025 Filed Mar 20, 2025 21:22 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	80,514	$11.26	$906,587.64	Disclosure SEC source: 0001200461-25-000013 · wk-form4_1742505724.xml · nonDerivative · entry 1 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,623,803 F1 · price: This transaction was executed in multiple trades ranging from $11.15 to $11.35; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
March 17, 2025 Filed Mar 17, 2025 21:40 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	50,000	$11.03	$551,500.00	Disclosure SEC source: 0001200461-25-000009 · wk-form4_1742247598.xml · nonDerivative · entry 3 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,543,289 F3 · price: This transaction was executed in multiple trades ranging from $11.00 to $11.07; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
March 17, 2025 Filed Mar 17, 2025 21:57 UTC	Advanced Flower Capital Inc. AFCG · Entity 6926	PurchaseCommon Stock	50,000	$6.20	$310,000.00	Disclosure SEC source: 0001200461-25-000011 · wk-form4_1742248615.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,959,876 F2 · price: This transaction was executed in multiple trades ranging from $6.17 to $6.20; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document
March 14, 2025 Filed Mar 17, 2025 21:40 UTC	Sunrise Realty Trust, Inc. SUNS · Entity 6750	PurchaseCommon Stock	24,007	$11.00	$264,077.00	Disclosure SEC source: 0001200461-25-000009 · wk-form4_1742247598.xml · nonDerivative · entry 2 TANNENBAUM LEONARD M · CIK 0001200461 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,493,289 F2 · price: This transaction was executed in multiple trades ranging from $10.96 to $11.00; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.