Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beacon Financial CorpBHLB · Entity 649 | SEVP - Chief Financial Officer | April 01, 2024 | April 03, 2024 |
| Eastern Bankshares, Inc.EBC · Entity 448 | Chief Financial Officer | September 03, 2026 | September 04, 2026 |
| PEOPLE'S UNITED FINANCIAL, INC.PBCT · Entity 105268 | Sr EVP and CFO | April 01, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beacon Financial Corp
Report date April 01, 2024 · Filed April 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,845 |
Reported balance
After 2024-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-01 · Tax withholding · Disposed 815 · Balance 1,845 F3: Since the reporting person's last report, 2,660 shares previously held through Stock Award I have vested and are now owned directly. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award I | 5,321 |
Reported balance
Holding disclosure · report date 2024-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,321 F3: Since the reporting person's last report, 2,660 shares previously held through Stock Award I have vested and are now owned directly. F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments commencing on April 1, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award II | 6,348 |
Reported balance
Holding disclosure · report date 2024-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,348 F2: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments commencing on April 1, 2024.
F2: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2025.
F3: Since the reporting person's last report, 2,660 shares previously held through Stock Award I have vested and are now owned directly.
Eastern Bankshares, Inc.
Report date September 03, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,734 |
Ending reported balance
After 2026-09-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-03 · Exercise / conversion · Acquired 11,356 · Balance 22,088 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2026-09-03 · Tax withholding · Disposed 3,354 · Balance 18,734 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,358 |
Reported balance
After 2026-09-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-03 · Exercise / conversion · Disposed 11,356 · Balance 11,358 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On September 3, 2024, the reporting person was granted 34,070 restricted stock units that vest in three equal annual installments beginning September 3, 2025, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,273 |
Reported balance
Holding disclosure · report date 2026-09-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 8,273 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On March 3, 2025, the reporting person was granted 12,408 restricted stock units that vest in three equal annual installments beginning March 3, 2026, after market close, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,156 |
Reported balance
Holding disclosure · report date 2026-09-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 11,156 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: On March 2, 2026, the reporting person was granted 11,156 restricted stock units that vest in three equal annual installments beginning March 2, 2027, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse in Trust | 50,000 |
Reported balance
Holding disclosure · report date 2026-09-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On September 3, 2024, the reporting person was granted 34,070 restricted stock units that vest in three equal annual installments beginning September 3, 2025, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
F3: On March 3, 2025, the reporting person was granted 12,408 restricted stock units that vest in three equal annual installments beginning March 3, 2026, after market close, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
F4: On March 2, 2026, the reporting person was granted 11,156 restricted stock units that vest in three equal annual installments beginning March 2, 2027, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
PEOPLE'S UNITED FINANCIAL, INC.
Report date April 01, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-04-01 · Disposition to issuer · Disposed 169,490 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2: Includes 30,449 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3: Includes 5,324 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 46 shares acquired through dividend reinvestment). Information is based on 3/31/2022 Plan statement. Row 2 · 2022-04-01 · Grant · Acquired 50,664 · Balance 50,664 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Row 3 · 2022-04-01 · Disposition to issuer · Disposed 50,664 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). |
| Common StockSEC Table I · non-derivative | IndirectIRA f/b/o Dana Rosato | 0 |
Reported balance
After 2022-04-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-04-01 · Disposition to issuer · Disposed 355 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). |
| Common StockSEC Table I · non-derivative | IndirectIRA f/b/o Kevin Rosato | 0 |
Reported balance
After 2022-04-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-04-01 · Disposition to issuer · Disposed 120 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). |
| Series A Nonconvertible Perpetual Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 6
1 source rowRow 6 · 2022-04-01 · Disposition to issuer · Disposed 3,232 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H. |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.12 · Expires 2024-05-15 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-01 · Disposition to issuer · Disposed 80,157 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7: These options vest in annual increments on 6/1/15 (33 1/3%); 6/1/16 (33 1/3%); and 6/1/17 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2025-02-19 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-01 · Disposition to issuer · Disposed 169,521 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.57 · Expires 2026-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-01 · Disposition to issuer · Disposed 99,390 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.71 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-04-01 · Disposition to issuer · Disposed 63,464 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.63 · Expires 2029-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-04-01 · Disposition to issuer · Disposed 70,721 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.22 · Expires 2030-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-04-01 · Disposition to issuer · Disposed 85,153 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2031-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2022-04-01 · Disposition to issuer · Disposed 53,464 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2032-02-17 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-04-01 · Disposition to issuer · Disposed 29,493 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). |
| Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.17 · Expires 2027-02-16 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-04-01 · Disposition to issuer · Disposed 66,366 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").
F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).
F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).
F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).
F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).
F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).
F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2: Includes 30,449 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.
F3: Includes 5,324 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 46 shares acquired through dividend reinvestment). Information is based on 3/31/2022 Plan statement.
F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).
F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H.
F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.
F7: These options vest in annual increments on 6/1/15 (33 1/3%); 6/1/16 (33 1/3%); and 6/1/17 (33 1/3%).
F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).
F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2026 Filed Sep 4, 2026 20:15 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | Exercise / conversionRestricted Stock Units · Derivative | 11,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-383666 · ownership.xml · derivative · entry 4 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,358 Underlying: Common stock · 11,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On September 3, 2024, the reporting person was granted 34,070 restricted stock units that vest in three equal annual installments beginning September 3, 2025, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · derivative.expiration_date: On September 3, 2024, the reporting person was granted 34,070 restricted stock units that vest in three equal annual installments beginning September 3, 2025, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| September 03, 2026 Filed Sep 4, 2026 20:15 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | Tax withholdingCommon Stock | 3,354 | $22.08 | $74,056.32 |
DisclosureSEC source: 0001193125-26-383666 · ownership.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,734 Read SEC document |
| September 03, 2026 Filed Sep 4, 2026 20:15 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | Exercise / conversionCommon Stock | 11,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-383666 · ownership.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 06, 2026 Filed Mar 9, 2026 20:15 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | PurchaseCommon Stock | 5,000 | $18.45 | $92,250.00 |
DisclosureSEC source: 0001193125-26-098529 · ownership.xml · nonDerivative · entry 3 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse in Trust Disclosed balance after: 50,000 Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 20:15 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | PurchaseCommon Stock | 5,000 | $19.17 | $95,850.00 |
DisclosureSEC source: 0001193125-26-098529 · ownership.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse in Trust Disclosed balance after: 45,000 Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 21:43 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | Exercise / conversionRestricted Stock Units · Derivative | 4,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-094130 · ownership.xml · derivative · entry 5 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,273 Underlying: Common stock · 4,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 3, 2025, the reporting person was granted 12,408 restricted stock units that vest in three equal annual installments beginning March 3, 2026, after market close, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · derivative.expiration_date: On March 3, 2025, the reporting person was granted 12,408 restricted stock units that vest in three equal annual installments beginning March 3, 2026, after market close, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 21:43 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | Tax withholdingCommon Stock | 1,425 | $19.45 | $27,716.25 |
DisclosureSEC source: 0001193125-26-094130 · ownership.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,732 Read SEC document |
| March 03, 2026 Filed Mar 5, 2026 21:43 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | Exercise / conversionCommon Stock | 4,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-094130 · ownership.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 21:31 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | GrantRestricted Stock Units · Derivative | 11,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-088355 · ownership.xml · derivative · entry 5 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,156 Underlying: Common stock · 11,156 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EBC common stock on the applicable vesting date. F5 · derivative.exercise_date: On March 2, 2026, the reporting person was granted 11,156 restricted stock units that vest in three equal annual installments beginning March 2, 2027, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F5 · derivative.expiration_date: On March 2, 2026, the reporting person was granted 11,156 restricted stock units that vest in three equal annual installments beginning March 2, 2027, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| October 29, 2025 Filed Oct 29, 2025 22:00 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | PurchaseCommon Stock | 10,000 | $16.88 | $168,800.00 |
DisclosureSEC source: 0001193125-25-256839 · ownership.xml · nonDerivative · entry 3 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse in Trust Disclosed balance after: 40,000 Read SEC document |
| October 28, 2025 Filed Oct 29, 2025 22:00 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | PurchaseCommon Stock | 10,000 | $17.08 | $170,800.00 |
DisclosureSEC source: 0001193125-25-256839 · ownership.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse in Trust Disclosed balance after: 30,000 Read SEC document |
| September 03, 2025 Filed Sep 4, 2025 21:23 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | Exercise / conversionRestricted Stock Units · Derivative | 11,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-196250 · ownership.xml · derivative · entry 4 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,714 Underlying: Common stock · 11,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 3, 2024, the reporting person was granted 34,070 restricted stock units that vest in three equal annual installments beginning September 3, 2025, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · derivative.expiration_date: On September 3, 2024, the reporting person was granted 34,070 restricted stock units that vest in three equal annual installments beginning September 3, 2025, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| September 03, 2025 Filed Sep 4, 2025 21:23 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | Tax withholdingCommon Stock | 3,334 | $17.02 | $56,744.68 |
DisclosureSEC source: 0001193125-25-196250 · ownership.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,022 Read SEC document |
| September 03, 2025 Filed Sep 4, 2025 21:23 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | Exercise / conversionCommon Stock | 11,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-196250 · ownership.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 18:47 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | PurchaseCommon Stock | 10,000 | $15.40 | $154,000.00 |
DisclosureSEC source: 0000950170-25-038592 · ownership.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse in Trust Disclosed balance after: 20,000 Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:23 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | GrantRestricted Stock Units · Derivative | 12,408 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-033956 · ownership.xml · derivative · entry 3 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,408 Underlying: Common stock · 12,408 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EBC common stock on the applicable vesting date. F4 · derivative.exercise_date: On March 3, 2025, the reporting person was granted 12,408 restricted stock units that vest in three equal annual installments beginning March 1, 2026, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F4 · derivative.expiration_date: On March 3, 2025, the reporting person was granted 12,408 restricted stock units that vest in three equal annual installments beginning March 1, 2026, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 00:32 UTC | Eastern Bankshares, Inc. EBC · Entity 448 | GrantRestricted Stock Unit · Derivative | 34,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-103651 · ownership.xml · derivative · entry 2 Rosato R David · CIK 0001605452 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,070 Underlying: Common Stock · 34,070 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EBC common stock on the applicable vesting date. F2 · derivative.exercise_date: On September 3, 2024, the reporting person was granted 34,070 restricted stock units that vest in three equal annual installments beginning September 3, 2025, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · derivative.expiration_date: On September 3, 2024, the reporting person was granted 34,070 restricted stock units that vest in three equal annual installments beginning September 3, 2025, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 19:39 UTC | Beacon Financial Corp BHLB · Entity 649 | Tax withholdingCommon Stock | 815 | $22.25 | $18,133.75 |
DisclosureSEC source: 0001437749-24-010846 · rdgdoc.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · SEVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,845 F3 · balance_after: Since the reporting person's last report, 2,660 shares previously held through Stock Award I have vested and are now owned directly. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 15:18 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 6,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-002763 · rdgdoc.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · SEVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Stock Award II Disclosed balance after: 6,348 F2 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2025. Read SEC document |
| April 01, 2023 Filed Apr 5, 2023 00:05 UTC | Beacon Financial Corp BHLB · Entity 649 | GrantCommon Stock | 7,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-009397 · rdgdoc.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · SEVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Stock Award I Disclosed balance after: 7,981 F1 · ownership.nature: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments commencing on April 1, 2024. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 29,493 | Not disclosed Strike: $20.93 | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · derivative · entry 15 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,493 shares Expires 2032-02-17 F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F15 · derivative.exercise_date: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 53,464 | Not disclosed Strike: $15.29 | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · derivative · entry 14 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,464 shares Expires 2031-02-18 F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F14 · derivative.exercise_date: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 85,153 | Not disclosed Strike: $16.22 | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · derivative · entry 13 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,153 shares Expires 2030-02-20 F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F13 · derivative.exercise_date: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 70,721 | Not disclosed Strike: $17.63 | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · derivative · entry 12 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,721 shares Expires 2029-02-21 F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F12 · derivative.exercise_date: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 63,464 | Not disclosed Strike: $19.71 | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · derivative · entry 11 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 63,464 shares Expires 2028-02-15 F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11 · derivative.exercise_date: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option To Buy · Derivative | 66,366 | Not disclosed Strike: $19.17 | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · derivative · entry 10 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,366 shares Expires 2027-02-16 F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10 · derivative.exercise_date: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 99,390 | Not disclosed Strike: $14.57 | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · derivative · entry 9 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,390 shares Expires 2026-02-18 F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9 · derivative.exercise_date: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 169,521 | Not disclosed Strike: $14.85 | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · derivative · entry 8 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 169,521 shares Expires 2025-02-19 F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8 · derivative.exercise_date: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerEmployee Option to Buy · Derivative | 80,157 | Not disclosed Strike: $14.12 | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · derivative · entry 7 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,157 shares Expires 2024-05-15 F6 · kind: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F6 · price: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7 · derivative.exercise_date: These options vest in annual increments on 6/1/15 (33 1/3%); 6/1/16 (33 1/3%); and 6/1/17 (33 1/3%). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerSeries A Nonconvertible Perpetual Preferred Stock | 3,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · nonDerivative · entry 6 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F5 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H. F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerCommon Stock | 120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · nonDerivative · entry 5 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · IRA f/b/o Kevin Rosato Disclosed balance after: 0 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F1 · shares: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerCommon Stock | 355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · nonDerivative · entry 4 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · IRA f/b/o Dana Rosato Disclosed balance after: 0 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F1 · shares: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerCommon Stock | 50,664 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · nonDerivative · entry 3 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4 · kind: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). F4 · shares: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4 · price: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 50,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,664 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4 · kind: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). F4 · shares: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 16:30 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Disposition to issuerCommon Stock | 169,490 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-003116 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2 · kind: Includes 30,449 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F2 · shares: Includes 30,449 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3 · shares: Includes 5,324 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 46 shares acquired through dividend reinvestment). Information is based on 3/31/2022 Plan statement. F1 · price: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2 · price: Includes 30,449 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 12:08 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 10,594 | $20.08 | $212,701.04 |
DisclosureSEC source: 0001562180-22-002189 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,213 F3 · shares: Represents performance shares granted on February 21, 2019 which vested at 123% of target, less 9,148 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 5,047 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information based on 12/31/21 Plan statement. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 12:08 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 4,061 | $20.08 | $81,534.73 |
DisclosureSEC source: 0001562180-22-002189 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,619 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 11:40 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 29,493 | $0.00 Strike: $20.93 | $0.00 |
DisclosureSEC source: 0001562180-22-001616 · primarydocument.xml · derivative · entry 5 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,493 Underlying: Common Stock · 29,493 shares Expires 2032-02-17 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 11:40 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 21,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001616 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,680 F1 · shares: These are restricted shares that vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). F2 · balance_after: Includes 5,047 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information based on 12/31/21 Plan statement. Read SEC document |
| January 10, 2022 Filed Jan 11, 2022 14:44 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 43,359 | $0.00 Strike: $13.90 | $0.00 |
DisclosureSEC source: 0001562180-22-000392 · primarydocument.xml · derivative · entry 6 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,359 shares Expires 2024-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable on 3/1/2015 (33 1/3%); 3/1/2016 (33 1/3%); and 3/1/2017 (33 1/3%). Read SEC document |
| January 10, 2022 Filed Jan 11, 2022 14:44 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 35,948 | $20.40 | $733,339.20 |
DisclosureSEC source: 0001562180-22-000392 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,519 F1 · balance_after: Includes 5,047 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information based on 12/31/2021 Plan statement. Read SEC document |
| January 10, 2022 Filed Jan 11, 2022 14:44 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 43,359 | $13.90 | $602,798.50 |
DisclosureSEC source: 0001562180-22-000392 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 11:33 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 29,218 | $0.00 Strike: $12.94 | $0.00 |
DisclosureSEC source: 0001562180-22-000330 · primarydocument.xml · derivative · entry 6 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,218 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable on 3/1/2014 (33 1/3%); 3/1/2015 (33 1/3%); and 3/1/2016 (33 1/3%). Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 11:33 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 24,123 | $19.76 | $476,549.87 |
DisclosureSEC source: 0001562180-22-000330 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,108 F1 · balance_after: Includes 5,047 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 49 shares acquired through dividend reinvestment). Information based on 12/31/2021 Plan statement. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 11:33 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 29,218 | $12.94 | $378,080.92 |
DisclosureSEC source: 0001562180-22-000330 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:05 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 15,209 | $0.00 Strike: $12.65 | $0.00 |
DisclosureSEC source: 0001562180-21-003599 · primarydocument.xml · derivative · entry 6 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,209 shares Expires 2022-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable on 3/1/2014 (50%); 3/1/2015 (25%); and 3/1/2016 (25%). Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:05 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 15,209 | $19.47 | $296,119.23 |
DisclosureSEC source: 0001562180-21-003599 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,863 F1 · balance_after: Includes 4,897 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 56 shares acquired through dividend reinvestment). Information based on 3/31/21 Plan statement. Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:05 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 15,209 | $12.65 | $192,393.85 |
DisclosureSEC source: 0001562180-21-003599 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 14:50 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 9,128 | $18.24 | $166,517.54 |
DisclosureSEC source: 0001562180-21-001869 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,588 F3 · shares: Represents performance shares granted on February 15, 2018 which vested at 120% of target, less 8,112 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 4,622 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 62 shares acquired through dividend reinvestment). Information based on 12/31/20 Plan statement. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 14:50 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 3,689 | $18.24 | $67,296.58 |
DisclosureSEC source: 0001562180-21-001869 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,460 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.