Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beacon Financial CorpBHLB · Entity 649 | SEVP - Chief Financial Officer | April 01, 2024 | April 03, 2024 |
| Eastern Bankshares, Inc.EBC · Entity 448 | Chief Financial Officer | September 03, 2026 | September 04, 2026 |
| PEOPLE'S UNITED FINANCIAL, INC.PBCT · Entity 105268 | Sr EVP and CFO | April 01, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beacon Financial Corp
Report date April 01, 2024 · Filed April 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,845 |
Reported balance
After 2024-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-04-01 · Tax withholding · Disposed 815 · Balance 1,845 F3: Since the reporting person's last report, 2,660 shares previously held through Stock Award I have vested and are now owned directly. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award I | 5,321 |
Reported balance
Holding disclosure · report date 2024-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,321 F3: Since the reporting person's last report, 2,660 shares previously held through Stock Award I have vested and are now owned directly. F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments commencing on April 1, 2024. |
| Common StockSEC Table I · non-derivative | IndirectBy Stock Award II | 6,348 |
Reported balance
Holding disclosure · report date 2024-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,348 F2: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments commencing on April 1, 2024.
F2: Stock Awards granted pursuant to the Berkshire Hills Bancorp, Inc. 2022 Equity Compensation Plan vest in three equal annual installments beginning on January 30, 2025.
F3: Since the reporting person's last report, 2,660 shares previously held through Stock Award I have vested and are now owned directly.
Eastern Bankshares, Inc.
Report date September 03, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,734 |
Ending reported balance
After 2026-09-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-03 · Exercise / conversion · Acquired 11,356 · Balance 22,088 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2026-09-03 · Tax withholding · Disposed 3,354 · Balance 18,734 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,358 |
Reported balance
After 2026-09-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-03 · Exercise / conversion · Disposed 11,356 · Balance 11,358 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On September 3, 2024, the reporting person was granted 34,070 restricted stock units that vest in three equal annual installments beginning September 3, 2025, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,273 |
Reported balance
Holding disclosure · report date 2026-09-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 8,273 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On March 3, 2025, the reporting person was granted 12,408 restricted stock units that vest in three equal annual installments beginning March 3, 2026, after market close, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,156 |
Reported balance
Holding disclosure · report date 2026-09-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 11,156 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: On March 2, 2026, the reporting person was granted 11,156 restricted stock units that vest in three equal annual installments beginning March 2, 2027, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse in Trust | 50,000 |
Reported balance
Holding disclosure · report date 2026-09-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On September 3, 2024, the reporting person was granted 34,070 restricted stock units that vest in three equal annual installments beginning September 3, 2025, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
F3: On March 3, 2025, the reporting person was granted 12,408 restricted stock units that vest in three equal annual installments beginning March 3, 2026, after market close, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
F4: On March 2, 2026, the reporting person was granted 11,156 restricted stock units that vest in three equal annual installments beginning March 2, 2027, subject to continued service. Vested shares will be issued to the reporting person as soon as practicable after the vesting date.
PEOPLE'S UNITED FINANCIAL, INC.
Report date April 01, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-04-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-04-01 · Disposition to issuer · Disposed 169,490 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F2: Includes 30,449 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award. F3: Includes 5,324 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 46 shares acquired through dividend reinvestment). Information is based on 3/31/2022 Plan statement. Row 2 · 2022-04-01 · Grant · Acquired 50,664 · Balance 50,664 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). Row 3 · 2022-04-01 · Disposition to issuer · Disposed 50,664 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number). |
| Common StockSEC Table I · non-derivative | IndirectIRA f/b/o Dana Rosato | 0 |
Reported balance
After 2022-04-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2022-04-01 · Disposition to issuer · Disposed 355 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). |
| Common StockSEC Table I · non-derivative | IndirectIRA f/b/o Kevin Rosato | 0 |
Reported balance
After 2022-04-01 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2022-04-01 · Disposition to issuer · Disposed 120 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). |
| Series A Nonconvertible Perpetual Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 6
1 source rowRow 6 · 2022-04-01 · Disposition to issuer · Disposed 3,232 · Balance 0 F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio"). F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H. |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.12 · Expires 2024-05-15 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-01 · Disposition to issuer · Disposed 80,157 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F7: These options vest in annual increments on 6/1/15 (33 1/3%); 6/1/16 (33 1/3%); and 6/1/17 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2025-02-19 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-01 · Disposition to issuer · Disposed 169,521 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $14.57 · Expires 2026-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-01 · Disposition to issuer · Disposed 99,390 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.71 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-04-01 · Disposition to issuer · Disposed 63,464 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $17.63 · Expires 2029-02-21 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-04-01 · Disposition to issuer · Disposed 70,721 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $16.22 · Expires 2030-02-20 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2022-04-01 · Disposition to issuer · Disposed 85,153 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.29 · Expires 2031-02-18 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2022-04-01 · Disposition to issuer · Disposed 53,464 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). |
| Employee Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.93 · Expires 2032-02-17 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2022-04-01 · Disposition to issuer · Disposed 29,493 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%). |
| Employee Option To BuySEC Table II · derivative / convertible security · Conversion / exercise price $19.17 · Expires 2027-02-16 | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-04-01 · Disposition to issuer · Disposed 66,366 · Balance 0 F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio. F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). |
Filing footnotes · ownership attribution and instrument terms
F1: On April 1, 2022, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Bridge Merger Corp. ("Merger Sub"), a direct, wholly owned subsidiary of M&T Bank Corporation ("M&T"), merged with and into People's United Financial, Inc., a Delaware corporation ("People's United") with People's United as the surviving entity (the "Merger") and People's United then merged with and into M&T, with M&T as the surviving entity. Pursuant to the Merger Agreement, each issued and outstanding share of People's United common stock was converted into the right to receive 0.118 of a share of M&T (the "exchange ratio").
F10: These options vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%).
F11: These options vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%).
F12: These options vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%).
F13: These options vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%).
F14: These options vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%).
F15: These options vest in annual increments on 3/1/23 (33 1/3%); 3/1/24 (33 1/3%); and 3/1/25 (33 1/3%).
F2: Includes 30,449 shares of People's United restricted stock subject to time-based vesting conditions. Pursuant to the Merger Agreement, at the effective time of the Merger, such People's United restricted shares were converted into restricted shares of M&T common stock equal to the number of People's United restricted shares multiplied by the exchange ratio (rounded up or down to the nearest whole share). Except as provided in the Merger Agreement, all shares of M&T common stock received in respect of such shares of People's United restricted stock will remain subject to the same time-based vesting conditions applicable to the original award.
F3: Includes 5,324 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 46 shares acquired through dividend reinvestment). Information is based on 3/31/2022 Plan statement.
F4: The reporting person was previously granted People's United performance share units which provided for delivery of shares of People's United's common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the People's United outstanding performance share units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the People's United board of directors), and each such performance share unit was cancelled and the reporting person became entitled to receive time-vesting restricted share units denominated in shares of M&T common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying the number of earned performance share units (including any applicable dividend equivalents) by the exchange ratio (rounded up or down to the nearest whole number).
F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, of People's United, was converted into the right to receive a share of M&T's Perpetual Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H.
F6: At the effective time of the Merger, each outstanding option to purchase shares of People's United common stock (a "People's United Option") ceased to represent an option to purchase shares of People's United common stock and was converted into an option to purchase a number of shares of M&T common stock (an "M&T Option") equal to the product (rounded down to the nearest whole number) of (1) the number of shares of People's United common stock subject to such People's United Option immediately prior to the effective time of the Merger and (2) the exchange ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (a) the exercise price per share of People's United common stock of such People's United Option immediately prior to the effective time of the Merger divided by (b) the exchange ratio.
F7: These options vest in annual increments on 6/1/15 (33 1/3%); 6/1/16 (33 1/3%); and 6/1/17 (33 1/3%).
F8: These options vest in annual increments on 3/1/16 (33 1/3%); 3/1/17 (33 1/3%); and 3/1/18 (33 1/3%).
F9: These options vest in annual increments on 3/1/17 (33 1/3%); 3/1/18 (33 1/3%); and 3/1/19 (33 1/3%).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2021 Filed Feb 19, 2021 15:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 53,464 | $0.00 Strike: $15.29 | $0.00 |
DisclosureSEC source: 0001562180-21-001315 · primarydocument.xml · derivative · entry 5 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,464 Underlying: Common Stock · 53,464 shares Expires 2031-02-18 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 15:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 9,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001315 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,149 F1 · shares: These are restricted shares that vest in annual increments on 3/1/22 (33 1/3%); 3/1/23 (33 1/3%); and 3/1/24 (33 1/3%). F2 · balance_after: Includes 4,622 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 62 shares acquired through dividend reinvestment). Information based on 12/31/20 Plan statement. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 10:02 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 12,432 | $0.00 Strike: $13.42 | $0.00 |
DisclosureSEC source: 0001562180-21-000617 · primarydocument.xml · derivative · entry 6 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,432 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in annual increments beginning on March 1 immediately following the 2nd anniversary (50%), 3rd anniversary (25%) and 4th anniversary (25%) of the grant date, which is ten years prior to the applicable expiration date. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 10:02 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 12,052 | $14.32 | $172,584.64 |
DisclosureSEC source: 0001562180-21-000617 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,562 Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 10:02 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 12,432 | $13.42 | $166,775.28 |
DisclosureSEC source: 0001562180-21-000617 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 4,622 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 62 shares acquired through dividend reinvestment). Information based on 12/31/20 Plan Statement. Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 17:18 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | PurchaseSeries A Nonconvertible Perpetual Preferred Stock | 1,232 | $14.50 | $17,864.00 |
DisclosureSEC source: 0001562180-20-002647 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,232 Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 09:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | PurchaseSeries A Nonconvertible Perpetual Preferred Stock | 2,000 | $22.54 | $45,072.80 |
DisclosureSEC source: 0001562180-20-002534 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 14:53 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 8,568 | $13.99 | $119,866.32 |
DisclosureSEC source: 0001562180-20-001978 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,688 F3 · shares: Represents performance shares granted on February 16, 2017 which vested at 119% of target, less 7,750 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 4,128 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 44 shares acquired through dividend reinvestment). Information based on 12/31/19 Plan statement. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 14:53 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 3,407 | $13.99 | $47,663.93 |
DisclosureSEC source: 0001562180-20-001978 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,120 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:14 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 85,153 | $0.00 Strike: $16.22 | $0.00 |
DisclosureSEC source: 0001562180-20-001462 · primarydocument.xml · derivative · entry 4 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,153 Underlying: Common Stock · 85,153 shares Expires 2030-02-20 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 16:14 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 8,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001462 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,527 F1 · shares: These are restricted shares that vest in annual increments on 3/1/21 (33 1/3%); 3/1/22 (33 1/3%); and 3/1/23 (33 1/3%). F2 · balance_after: Includes 4,128 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 44 shares acquired through dividend reinvestment). Information based on 12/31/19 Plan statement. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 11:47 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option To Buy · Derivative | 8,427 | $0.00 Strike: $15.80 | $0.00 |
DisclosureSEC source: 0001562180-19-005268 · primarydocument.xml · derivative · entry 5 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,427 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 1/25/2012 (50%); 1/25/2013 (25%); and 1/25/2014 (25%). Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 11:47 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 8,427 | $17.08 | $143,933.16 |
DisclosureSEC source: 0001562180-19-005268 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,796 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.08 to $17.085. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 4,084 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 50 shares acquired through dividend reinvestment). Information is based on 9/30/2019 Plan statement. Read SEC document |
| October 28, 2019 Filed Oct 29, 2019 11:47 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 8,427 | $15.80 | $133,146.60 |
DisclosureSEC source: 0001562180-19-005268 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 11:15 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 39,250 | $0.00 Strike: $15.62 | $0.00 |
DisclosureSEC source: 0001562180-19-003521 · primarydocument.xml · derivative · entry 7 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,250 shares Expires 2019-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 7/16/2010 (20%); 7/16/2011 (20%); 7/16/2012 (20%); 7/16/2013 (20%); and 7/16/2014 (20%). Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 11:15 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 39,250 | $16.20 | $635,850.00 |
DisclosureSEC source: 0001562180-19-003521 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,702 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.19 to $16.215. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 3,990 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 40 shares acquired through dividend reinvestment). Information is based on 3/31/2019 Plan statement. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 11:15 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 39,250 | $15.62 | $613,085.00 |
DisclosureSEC source: 0001562180-19-003521 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:39 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 10,394 | $17.82 | $185,169.11 |
DisclosureSEC source: 0001562180-19-001600 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,405 F3 · shares: Represents performance shares granted on February 18, 2016 which vested at 100% of target, less 7,325 shares withheld in payment of taxes due. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F4 · balance_after: Includes 3,693 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 41 shares acquired through dividend reinvestment). Information based on 12/31/18 Plan statement. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:39 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 3,154 | $17.82 | $56,188.51 |
DisclosureSEC source: 0001562180-19-001600 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,011 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 11:53 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 70,721 | $0.00 Strike: $17.63 | $0.00 |
DisclosureSEC source: 0001562180-19-001292 · primarydocument.xml · derivative · entry 4 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,721 Underlying: Common Stock · 70,721 shares Expires 2029-02-21 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 11:53 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 8,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001292 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,165 F1 · shares: These are restricted shares that vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). F2 · balance_after: Includes 3,693 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 41 shares acquired through dividend reinvestment). Information based on 12/31/18 Plan statement. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 15:51 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 4,563 | $19.17 | $87,449.90 |
DisclosureSEC source: 0001562180-18-001371 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,001 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 3,554 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 30 shares acquired through dividend reinvestment). Information based on 12/31/17 Plan statements. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 15:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option to Buy · Derivative | 63,464 | $0.00 Strike: $19.71 | $0.00 |
DisclosureSEC source: 0001562180-18-001033 · primarydocument.xml · derivative · entry 4 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,464 Underlying: Common Stock · 63,464 shares Expires 2028-02-15 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 15:13 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 7,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001033 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,564 F1 · shares: These are restricted shares that vest in annual increments on 3/1/19 (33 1/3%); 3/1/20 (33 1/3%); and 3/1/21 (33 1/3%). F2 · balance_after: Includes 3,554 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 30 shares acquired through dividend reinvestment). Information based on 12/31/17 Plan statements. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 14:11 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option To Buy · Derivative | 6,040 | $0.00 Strike: $16.94 | $0.00 |
DisclosureSEC source: 0001562180-17-003697 · primarydocument.xml · derivative · entry 5 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,040 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 2/1/2010 (50%); 2/1/2011 (25%); and 2/1/2012 (25%). Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 14:11 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 6,040 | $19.18 | $115,847.20 |
DisclosureSEC source: 0001562180-17-003697 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,064 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.15 to $19.21. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 3,237 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 32 shares acquired through dividend reinvestment). Information is based on 9/30/2017 Plan statements. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 14:11 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 6,040 | $16.94 | $102,317.60 |
DisclosureSEC source: 0001562180-17-003697 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 12:20 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 935 | $16.74 | $15,650.12 |
DisclosureSEC source: 0001562180-17-002121 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,001 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 3,174 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 28 shares acquired through dividend reinvestment). Information based on 3/31/17 Plan statements. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 13:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Tax withholdingCommon Stock | 3,575 | $19.63 | $70,159.38 |
DisclosureSEC source: 0001562180-17-001051 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,907 F1 · shares: Represents shares withheld in payment of taxes due on vesting of restricted shares. F2 · price: Price reported is the average of the high and low prices for the common stock as reported by the NASDAQ Stock Market on the transaction date. F3 · balance_after: Includes 3,145 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 26 shares acquired through dividend reinvestment). Information based on 12/31/16 Plan statements. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:56 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantEmployee Option To Buy · Derivative | 66,366 | $0.00 Strike: $19.17 | $0.00 |
DisclosureSEC source: 0001562180-17-000793 · primarydocument.xml · derivative · entry 4 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,366 Underlying: Common Stock · 66,366 shares Expires 2027-02-16 F3 · derivative.exercise_date: Exercisable in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 17:56 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | GrantCommon Stock | 6,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000793 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,482 F1 · shares: These are restricted shares that vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). F2 · balance_after: Includes 3,145 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 26 shares acquired through dividend reinvestment). Information based on 12/31/16 Plan statements. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 11:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionEmployee Option to Buy · Derivative | 43,830 | $0.00 Strike: $16.81 | $0.00 |
DisclosureSEC source: 0001562180-16-003647 · primarydocument.xml · derivative · entry 5 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,830 shares Expires 2017-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Exercisable in annual increments on 12/12/2009 (33 1/3%); 12/12/2010 (33 1/3%); and 12/12/2011 (33 1/3%). Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 11:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | SaleCommon Stock | 43,830 | $18.92 | $829,263.60 |
DisclosureSEC source: 0001562180-16-003647 · primarydocument.xml · nonDerivative · entry 2 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,297 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.895 to $18.96. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 2,817 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 31 shares acquired through dividend reinvestment). Information based on 9/30/16 Plan statements. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 11:58 UTC | PEOPLE'S UNITED FINANCIAL, INC. PBCT · Entity 105268 | Exercise / conversionCommon Stock | 43,830 | $16.81 | $736,563.15 |
DisclosureSEC source: 0001562180-16-003647 · primarydocument.xml · nonDerivative · entry 1 Rosato R David · CIK 0001605452 · Sr EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.