Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOUNDHOUND AI, INC.SOUN · Entity 4223 | Chief Financial Officer | September 04, 2026 | September 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOUNDHOUND AI, INC.
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,050,573 |
Ending reported balance
After 2026-09-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-04 · Grant · Acquired 50,573 · Balance 50,573 F1: Pursuant to that Amended and Restated Merger Agreement, dated July 2, 2026 (as it may be amended from time to time, the "Merger Agreement") by and among LivePerson, Inc. ("LivePerson"), the Issuer, Lightspeed Merger Sub Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub I") and Lightspeed Merger Sub II Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub II"), Merger Sub I merged with and into LivePerson, with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "First Merger") and immediately following the First Merger, a merger of Merger Sub II with and into the surviving corporation with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "Second Merger"). F2: Pursuant to the Merger Agreement, the Reporting Person's LivePerson common stock and restricted stock units converted into the Issuer's Class A common stock and restricted stock units, respectively, according to the terms of the Merger Agreement. Row 2 · 2026-09-04 · Grant · Acquired 1,000,000 · Balance 1,050,573 F3: Represents a grant of restricted stock units. These restricted stock units vest in 48 equal monthly installments commencing on grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that Amended and Restated Merger Agreement, dated July 2, 2026 (as it may be amended from time to time, the "Merger Agreement") by and among LivePerson, Inc. ("LivePerson"), the Issuer, Lightspeed Merger Sub Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub I") and Lightspeed Merger Sub II Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub II"), Merger Sub I merged with and into LivePerson, with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "First Merger") and immediately following the First Merger, a merger of Merger Sub II with and into the surviving corporation with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "Second Merger").
F2: Pursuant to the Merger Agreement, the Reporting Person's LivePerson common stock and restricted stock units converted into the Issuer's Class A common stock and restricted stock units, respectively, according to the terms of the Merger Agreement.
F3: Represents a grant of restricted stock units. These restricted stock units vest in 48 equal monthly installments commencing on grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIVEPERSON INC
Report date September 04, 2026 · Filed September 04, 2026
Section 16 reporting ended · disclosed 2026-09-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-09-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-04 · Disposition to issuer · Disposed 27,082 · Balance 81,148 F1: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers"). F2: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement. Row 2 · 2026-09-04 · Disposition to issuer · Disposed 81,148 · Balance 0 F3: Represents 81,148 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement). F4: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-04 · Disposition to issuer · Disposed 6,260 · Balance 0 F5: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").
F2: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.
F3: Represents 81,148 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement).
F4: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration.
F5: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2020 Filed May 20, 2020 01:54 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantStock Option (Right to Buy) · Derivative | 49,500 | $0.00 Strike: $27.39 | $0.00 |
DisclosureSEC source: 0001102993-20-000066 · wf-form4_158993963289814.xml · derivative · entry 2 Collins John DeNeen · CIK 0001806386 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,500 Underlying: Common Stock · 49,500 shares Expires 2030-04-16 F3 · derivative.exercise_price: The exercise price for this stock option, the formula for which was set in advance by the issuer's compensation committee, represents the average daily closing price of the issuer's common stock, as reported on the Bloomberg Market Data Feed, over the trading days during the thirty calendar day period ending on May 15, 2020. F4 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020. Read SEC document |
| May 15, 2020 Filed May 20, 2020 01:54 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-20-000066 · wf-form4_158993963289814.xml · nonDerivative · entry 1 Collins John DeNeen · CIK 0001806386 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,117 F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 22,000 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 16, 2020. F2 · balance_after: Number reported includes 26,925 unvested restricted stock units granted to and held by the reporting person following the reported transactions. Read SEC document |
| March 04, 2020 Filed Mar 13, 2020 00:17 UTC | LIVEPERSON INC LPSN · Entity 7365 | Tax withholdingCommon Stock | 919 | $24.87 | $22,855.53 |
DisclosureSEC source: 0001102993-20-000033 · wf-form4_158405861744463.xml · nonDerivative · entry 2 Collins John DeNeen · CIK 0001806386 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,117 F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the grant of vested restricted stock units on March 3, 2020. F2 · balance_after: Number includes 4,925 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
| March 03, 2020 Filed Mar 13, 2020 00:17 UTC | LIVEPERSON INC LPSN · Entity 7365 | GrantCommon Stock | 2,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001102993-20-000033 · wf-form4_158405861744463.xml · nonDerivative · entry 1 Collins John DeNeen · CIK 0001806386 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,036 F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus. F2 · balance_after: Number includes 4,925 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.