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Collins John DeNeen

Disclosed activity across 2 companies

Tapewire entity
10061
SEC CIK
0001806386

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SOUNDHOUND AI, INC.SOUN · Entity 4223Chief Financial OfficerSeptember 04, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SOUNDHOUND AI, INC.

Report date September 04, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,050,573 Ending reported balance After 2026-09-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-04 · Grant · Acquired 50,573 · Balance 50,573

F1: Pursuant to that Amended and Restated Merger Agreement, dated July 2, 2026 (as it may be amended from time to time, the "Merger Agreement") by and among LivePerson, Inc. ("LivePerson"), the Issuer, Lightspeed Merger Sub Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub I") and Lightspeed Merger Sub II Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub II"), Merger Sub I merged with and into LivePerson, with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "First Merger") and immediately following the First Merger, a merger of Merger Sub II with and into the surviving corporation with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "Second Merger").

F2: Pursuant to the Merger Agreement, the Reporting Person's LivePerson common stock and restricted stock units converted into the Issuer's Class A common stock and restricted stock units, respectively, according to the terms of the Merger Agreement.

Row 2 · 2026-09-04 · Grant · Acquired 1,000,000 · Balance 1,050,573

F3: Represents a grant of restricted stock units. These restricted stock units vest in 48 equal monthly installments commencing on grant.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that Amended and Restated Merger Agreement, dated July 2, 2026 (as it may be amended from time to time, the "Merger Agreement") by and among LivePerson, Inc. ("LivePerson"), the Issuer, Lightspeed Merger Sub Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub I") and Lightspeed Merger Sub II Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub II"), Merger Sub I merged with and into LivePerson, with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "First Merger") and immediately following the First Merger, a merger of Merger Sub II with and into the surviving corporation with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "Second Merger").

F2: Pursuant to the Merger Agreement, the Reporting Person's LivePerson common stock and restricted stock units converted into the Issuer's Class A common stock and restricted stock units, respectively, according to the terms of the Merger Agreement.

F3: Represents a grant of restricted stock units. These restricted stock units vest in 48 equal monthly installments commencing on grant.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIVEPERSON INC

Report date September 04, 2026 · Filed September 04, 2026

Section 16 reporting ended · disclosed 2026-09-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-09-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-04 · Disposition to issuer · Disposed 27,082 · Balance 81,148

F1: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

Row 2 · 2026-09-04 · Disposition to issuer · Disposed 81,148 · Balance 0

F3: Represents 81,148 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement).

F4: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration.

Stock Option (Right to Buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-04 · Disposition to issuer · Disposed 6,260 · Balance 0

F5: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

Filing footnotes · ownership attribution and instrument terms

F1: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

F3: Represents 81,148 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement).

F4: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration.

F5: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2026 Filed Sep 9, 2026 21:39 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001806386-26-000024 · primarydocument.xml · nonDerivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,573

F3 · shares: Represents a grant of restricted stock units. These restricted stock units vest in 48 equal monthly installments commencing on grant.

Read SEC document
September 04, 2026 Filed Sep 9, 2026 21:39 UTC SOUNDHOUND AI, INC. SOUN · Entity 4223 GrantClass A Common Stock 50,573 Not disclosed Not disclosed
Disclosure

SEC source: 0001806386-26-000024 · primarydocument.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,573

F1 · price: Pursuant to that Amended and Restated Merger Agreement, dated July 2, 2026 (as it may be amended from time to time, the "Merger Agreement") by and among LivePerson, Inc. ("LivePerson"), the Issuer, Lightspeed Merger Sub Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub I") and Lightspeed Merger Sub II Inc., an indirect wholly owned subsidiary of the Issuer ("Merger Sub II"), Merger Sub I merged with and into LivePerson, with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "First Merger") and immediately following the First Merger, a merger of Merger Sub II with and into the surviving corporation with LivePerson continuing as the surviving corporation and becoming an indirect, wholly owned subsidiary of the Issuer (the "Second Merger").

F2 · price: Pursuant to the Merger Agreement, the Reporting Person's LivePerson common stock and restricted stock units converted into the Issuer's Class A common stock and restricted stock units, respectively, according to the terms of the Merger Agreement.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:11 UTC LIVEPERSON INC LPSN · Entity 7365 Disposition to issuerStock Option (Right to Buy) · Derivative 6,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001806386-26-000019 · wk-form4_1788552698.xml · derivative · entry 3

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,260 shares

Expires not disclosed

F5 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:11 UTC LIVEPERSON INC LPSN · Entity 7365 Disposition to issuerCommon Stock 81,148 Not disclosed Not disclosed
Disclosure

SEC source: 0001806386-26-000019 · wk-form4_1788552698.xml · nonDerivative · entry 2

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents 81,148 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement).

F4 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:11 UTC LIVEPERSON INC LPSN · Entity 7365 Disposition to issuerCommon Stock 27,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001806386-26-000019 · wk-form4_1788552698.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,148

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

Read SEC document
July 28, 2026 Filed Jul 30, 2026 20:43 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 1,494 $1.67 $2,490.50
Disclosure

SEC source: 0001806386-26-000017 · wk-form4_1785444196.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,230

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 81,148 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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May 18, 2026 Filed May 19, 2026 22:24 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 7,203 $2.18 $15,702.54
Disclosure

SEC source: 0001806386-26-000013 · wk-form4_1779229495.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,724

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 84,053 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 17, 2026 Filed Mar 17, 2026 23:11 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 931 $2.72 $2,532.32
Disclosure

SEC source: 0001806386-26-000009 · wk-form4_1773789091.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,927

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting and settlement of the reporting person's performance-based restricted stock units.

F2 · balance_after: Number reported includes 103,764 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 21:26 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 1,851 $0.00 $0.00
Disclosure

SEC source: 0001806386-26-000006 · wk-form4_1773696411.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,858

F1 · shares: The reported transaction reflects the acquisition of performance-vesting restricted stock units in respect of the issuer's Class A common stock that were granted to the reporting person in July 2022, subject to the achievement of certain performance goals in respect of the period July 27, 2022 through July 27, 2025. The level of achievement of those performance goals was formally approved on March 12, 2026.

F2 · balance_after: Number reported includes 103,764 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 02:18 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 34,193 $0.00 $0.00
Disclosure

SEC source: 0001806386-26-000002 · wk-form4_1767838730.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,007

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 34,193 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant.

F2 · balance_after: Number reported includes 103,764 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 23:06 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 20,000 $5.19 $103,888.00
Disclosure

SEC source: 0001806386-25-000015 · wk-form4_1763507201.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,814

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.13 to $5.38, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 69,571 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
September 25, 2025 Filed Sep 26, 2025 23:55 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 446,601 $0.63 $280,912.03
Disclosure

SEC source: 0001806386-25-000012 · wk-form4_1758930940.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527,209

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units ("RSUs").

F2 · balance_after: Number reported includes 1,043,573 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:51 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 704,325 $0.00 $0.00
Disclosure

SEC source: 0001806386-25-000006 · wk-form4_1758142266.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,973,810

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 704,325 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant.

F2 · balance_after: Number reported includes 1,883,573 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
July 28, 2025 Filed Jul 29, 2025 23:37 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 21,966 $1.03 $22,537.12
Disclosure

SEC source: 0001102993-25-000094 · wk-form4_1753832224.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,269,485

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 1,179,248 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:18 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 295,675 $0.00 $0.00
Disclosure

SEC source: 0001102993-25-000062 · wk-form4_1747693114.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,291,451

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 295,675 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant.

F2 · balance_after: Number reported includes 1,222,821 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
April 11, 2025 Filed Apr 14, 2025 23:34 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 1,828 $0.70 $1,275.94
Disclosure

SEC source: 0001102993-25-000027 · wk-form4_1744673684.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 995,776

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 10, 2025.

F2 · balance_after: Number reported includes 927,146 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 01:15 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 130,000 $0.85 $110,500.00
Disclosure

SEC source: 0001102993-24-000181 · wk-form4_1732583749.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 997,604

F1 · kind: The reported shares were sold by the reporting person in an open market sale in order for the reporting person to cover tax liabilities from equity based compensation and proceeds.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.840 to $0.861, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Number reported includes 930,546 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
September 23, 2024 Filed Sep 24, 2024 23:33 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 840,000 $0.00 $0.00
Disclosure

SEC source: 0001102993-24-000129 · wk-form4_1727220784.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,127,604

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 840,000 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest on the first anniversary of the date of grant.

F2 · balance_after: Number reported includes 930,546 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 23:12 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 85,126 $1.05 $89,382.30
Disclosure

SEC source: 0001102993-24-000122 · wk-form4_1726614734.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,604

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on September 13, 2024.

F2 · balance_after: Number reported includes 90,546 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 23:09 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 83,735 $1.12 $93,783.20
Disclosure

SEC source: 0001102993-24-000115 · wk-form4_1723676977.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,730

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on August 12, 2024.

F2 · balance_after: Number reported includes 253,468 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
July 30, 2024 Filed Aug 1, 2024 23:10 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 23,680 $1.37 $32,441.60
Disclosure

SEC source: 0001102993-24-000106 · wk-form4_1722553819.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,465

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on July 29, 2024.

F2 · balance_after: Number reported includes 403,572 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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April 10, 2024 Filed Apr 11, 2024 23:19 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 1,796 $0.76 $1,364.96
Disclosure

SEC source: 0001102993-24-000059 · wk-form4_1712877537.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,145

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 9, 2024.

F2 · balance_after: Number reported includes 447,145 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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April 02, 2024 Filed Apr 4, 2024 20:46 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 2,958 $0.94 $2,780.52
Disclosure

SEC source: 0001102993-24-000056 · wk-form4_1712263568.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,941

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 28, 2024.

F2 · balance_after: Number reported includes 450,545 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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October 30, 2023 Filed Nov 1, 2023 23:46 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 615 $2.45 $1,506.75
Disclosure

SEC source: 0001102993-23-000126 · wk-form4_1698882386.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,899

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on October 27, 2023.

F2 · balance_after: Number reported includes 456,045 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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September 13, 2023 Filed Sep 15, 2023 23:27 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 162,922 $0.00 $0.00
Disclosure

SEC source: 0001102993-23-000091 · wf-form4_169482040974056.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,514

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 162,922 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest on the first anniversary of the date of grant.

F2 · balance_after: The amount reported includes 457,276 unvested restricted stock units granted to and held by the reporting person as of the date hereof.

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August 11, 2023 Filed Aug 16, 2023 00:58 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 150,104 $0.00 $0.00
Disclosure

SEC source: 0001102993-23-000072 · wf-form4_169214752116102.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Interim CEO and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,592

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 150,104 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest on August 11, 2024.

F2 · balance_after: The amount reported includes 294,354 unvested restricted stock units granted to and held by the reporting person as of the date hereof.

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July 31, 2023 Filed Aug 3, 2023 00:16 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 21,275 $4.78 $101,694.50
Disclosure

SEC source: 0001102993-23-000061 · wf-form4_169102180453008.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,488

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on July 28, 2023.

F2 · balance_after: The amount reported includes 144,250 unvested restricted stock units granted to and held by the reporting person as of the date hereof.

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April 10, 2023 Filed Apr 11, 2023 22:31 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 1,170 $4.50 $5,265.00
Disclosure

SEC source: 0001102993-23-000033 · wf-form4_168125229585098.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,763

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 6, 2023.

F2 · balance_after: The amount reported includes 187,823 unvested restricted stock units granted to and held by the reporting person as of the date hereof.

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April 03, 2023 Filed Apr 4, 2023 22:55 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 1,780 $4.44 $7,903.20
Disclosure

SEC source: 0001102993-23-000027 · wf-form4_168064890668479.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,933

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 30, 2023.

F2 · balance_after: The amount reported includes 191,223 unvested restricted stock units granted to and held by the reporting person as of the date hereof.

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November 18, 2022 Filed Nov 22, 2022 01:46 UTC LIVEPERSON INC LPSN · Entity 7365 Disposition to issuerCommon Stock 19,830 $11.17 $221,501.10
Disclosure

SEC source: 0001102993-22-000082 · wf-form4_166908158806719.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,713

F1 · shares: The reported shares were repurchased by issuer on November 18, 2022 by mutual agreement of the reporting person and the issuer in order for the reporting person to cover tax liabilities from equity based compensation and proceeds. The reporting person received $221,501.10 as consideration for the repurchase, which represents the total sale price based on the number of shares repurchased and the closing price of the issuer's common stock on November 17, 2022.

F1 · price: The reported shares were repurchased by issuer on November 18, 2022 by mutual agreement of the reporting person and the issuer in order for the reporting person to cover tax liabilities from equity based compensation and proceeds. The reporting person received $221,501.10 as consideration for the repurchase, which represents the total sale price based on the number of shares repurchased and the closing price of the issuer's common stock on November 17, 2022.

F2 · balance_after: The amount reported includes 196,723 unvested restricted stock units granted to and held by the reporting person as of the date hereof.

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November 01, 2022 Filed Nov 2, 2022 23:23 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 412 $10.79 $4,445.48
Disclosure

SEC source: 0001102993-22-000075 · wf-form4_166743136331184.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,543

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on October 28, 2022.

F2 · balance_after: Number reported includes 196,723 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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August 04, 2022 Filed Aug 8, 2022 23:52 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 174,292 $0.00 $0.00
Disclosure

SEC source: 0001102993-22-000051 · wf-form4_166000271205978.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,955

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 174,292 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of July 27, 2022.

F2 · balance_after: Number reported includes 197,954 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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April 11, 2022 Filed Apr 13, 2022 20:55 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 1,203 $24.95 $30,011.24
Disclosure

SEC source: 0001102993-22-000030 · wf-form4_164988332735590.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,663

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on April 8, 2022.

F2 · balance_after: Number reported includes 23,662 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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April 01, 2022 Filed Apr 5, 2022 20:36 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 1,903 $24.80 $47,184.89
Disclosure

SEC source: 0001102993-22-000025 · wf-form4_164919095640374.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,866

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 31, 2022.

F2 · balance_after: Number reported includes 27,062 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

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March 02, 2022 Filed Mar 3, 2022 22:22 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 3,305 $23.52 $77,733.60
Disclosure

SEC source: 0001102993-22-000023 · wf-form4_164634613462097.xml · nonDerivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,769

F3 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 2, 2022.

F2 · balance_after: The amount reported includes 32,562 unvested restricted stock units held by the reporting person as of the date hereof.

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March 02, 2022 Filed Mar 3, 2022 22:22 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 9,041 $0.00 $0.00
Disclosure

SEC source: 0001102993-22-000023 · wf-form4_164634613462097.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,074

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: The amount reported includes 32,562 unvested restricted stock units held by the reporting person as of the date hereof.

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November 08, 2021 Filed Nov 11, 2021 02:35 UTC LIVEPERSON INC LPSN · Entity 7365 Disposition to issuerStock Option (Right to Buy) · Derivative 12,374 $48.82 Strike: $27.39 $604,098.68
Disclosure

SEC source: 0001102993-21-000139 · wf-form4_163659810575291.xml · derivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,126

Underlying: Common Stock · 12,374 shares

Expires 2030-04-16

F2 · price: The option was repurchased by issuer by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price per option and applicable taxes.

F1 · derivative.exercise_date: These options are fully vested as of the date hereof.

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November 08, 2021 Filed Nov 11, 2021 02:35 UTC LIVEPERSON INC LPSN · Entity 7365 Disposition to issuerStock Option (Right to Buy) · Derivative 17,970 $48.82 Strike: $40.61 $877,295.40
Disclosure

SEC source: 0001102993-21-000139 · wf-form4_163659810575291.xml · derivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,818

Underlying: Common Stock · 17,970 shares

Expires 2029-10-29

F2 · price: The option was repurchased by issuer by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price per option and applicable taxes.

F1 · derivative.exercise_date: These options are fully vested as of the date hereof.

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November 05, 2021 Filed Nov 19, 2021 02:42 UTC Amendment LIVEPERSON INC LPSN · Entity 7365 Disposition to issuerStock Option (Right to Buy) · Derivative 12,374 $48.82 Strike: $27.39 $604,098.68
Disclosure

SEC source: 0001102993-21-000155 · wf-form4a_163728975191119.xml · derivative · entry 3

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,126

Underlying: Common Stock · 12,374 shares

Expires 2030-04-16

F2 · price: The RSU Shares and options were repurchased by issuer on November 5, 2021 by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price for each option and applicable taxes.

F4 · derivative.exercise_date: These options are fully vested as of the date hereof.

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November 05, 2021 Filed Nov 19, 2021 02:42 UTC Amendment LIVEPERSON INC LPSN · Entity 7365 Disposition to issuerStock Option (Right to Buy) · Derivative 17,970 $48.82 Strike: $40.61 $877,295.40
Disclosure

SEC source: 0001102993-21-000155 · wf-form4a_163728975191119.xml · derivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,818

Underlying: Common Stock · 17,970 shares

Expires 2029-10-29

F2 · price: The RSU Shares and options were repurchased by issuer on November 5, 2021 by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price for each option and applicable taxes.

F4 · derivative.exercise_date: These options are fully vested as of the date hereof.

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November 05, 2021 Filed Nov 19, 2021 02:42 UTC Amendment LIVEPERSON INC LPSN · Entity 7365 Disposition to issuerCommon Stock 6,069 $48.82 $296,288.58
Disclosure

SEC source: 0001102993-21-000155 · wf-form4a_163728975191119.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,033

F1 · security: On November 10, 2021, the reporting person filed a Form 4 which, due to an administrative error, inadvertently misstated the transaction date of the restricted stock unit ("RSU Shares") and option repurchases reported herein (as described below) as occurring on November 8, 2021 rather than November 5, 2021 and also mistakenly omitted reporting the RSU Share portion of the transaction. This amended report is being filed to correct this information. The total net proceeds received by Mr. Collins as reported in footnote 2 below remains unchanged from the amount reported in the original Form 4 filed on November 10, 2021.

F2 · price: The RSU Shares and options were repurchased by issuer on November 5, 2021 by mutual agreement of the reporting person and the issuer. The reporting person received $504,190.04 as net consideration for the repurchase, which represents the total sale price, less the exercise price for each option and applicable taxes.

F3 · balance_after: The amount reported includes 32,562 unvested restricted stock units held by the reporting person as of the date hereof.

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November 02, 2021 Filed Nov 4, 2021 20:52 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 610 $51.61 $31,480.27
Disclosure

SEC source: 0001102993-21-000137 · wf-form4_163605909754838.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,102

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on October 29, 2021.

F2 · balance_after: The amount reported includes 32,562 unvested restricted stock units held by the reporting person as of the date of this filing.

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May 07, 2021 Filed May 12, 2021 00:19 UTC LIVEPERSON INC LPSN · Entity 7365 GrantStock Option (Right to Buy) · Derivative 29,000 $0.00 Strike: $51.74 $0.00
Disclosure

SEC source: 0001102993-21-000086 · wf-form4_162077873086097.xml · derivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2031-04-09

F3 · derivative.exercise_date: Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this stock option, granted under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan, is scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021.

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May 07, 2021 Filed May 12, 2021 00:19 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 13,600 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000086 · wf-form4_162077873086097.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,712

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 13,600 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in substantially equal installments on each of the first, second, third and fourth anniversaries of April 9, 2021.

F2 · balance_after: Number reported includes 33,793 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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April 05, 2021 Filed Apr 8, 2021 00:13 UTC LIVEPERSON INC LPSN · Entity 7365 Tax withholdingCommon Stock 3,723 $55.19 $205,472.37
Disclosure

SEC source: 0001102993-21-000059 · wf-form4_161784079333295.xml · nonDerivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,112

F3 · shares: Shares withheld in order to cover the reporting person's tax liability incurred in connection with the settlement of fully vested restricted stock units on April 5, 2021.

F2 · balance_after: Number reported includes 20,193 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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April 05, 2021 Filed Apr 8, 2021 00:13 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 8,600 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000059 · wf-form4_161784079333295.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,835

F1 · shares: The reporting person was issued fully vested restricted stock units in lieu of cash in satisfaction of Long-Term Incentive Performance Plan targets.

F2 · balance_after: Number reported includes 20,193 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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April 01, 2021 Filed Apr 6, 2021 00:25 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 1,934 $54.94 $106,253.96
Disclosure

SEC source: 0001102993-21-000049 · wf-form4_161766861933458.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,235

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 31, 2021.

F2 · balance_after: Number reported includes 20,193 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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March 11, 2021 Filed Mar 11, 2021 23:50 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 2,144 $55.25 $118,456.00
Disclosure

SEC source: 0001102993-21-000037 · wf-form4_161550664002122.xml · nonDerivative · entry 2

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,169

F3 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on March 9, 2021.

F2 · balance_after: Number reported includes 25,693 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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March 09, 2021 Filed Mar 11, 2021 23:50 UTC LIVEPERSON INC LPSN · Entity 7365 GrantCommon Stock 4,700 $0.00 $0.00
Disclosure

SEC source: 0001102993-21-000037 · wf-form4_161550664002122.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,313

F1 · shares: The reporting person was granted fully vested restricted stock units in lieu of cash in satisfaction of their annual bonus.

F2 · balance_after: Number reported includes 25,693 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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November 02, 2020 Filed Nov 4, 2020 23:44 UTC LIVEPERSON INC LPSN · Entity 7365 SaleCommon Stock 504 $53.47 $26,946.36
Disclosure

SEC source: 0001102993-20-000145 · wf-form4_160453345898412.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,613

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on October 29, 2020.

F2 · balance_after: Number reported includes 25,693 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.