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ZVIA

Zevia PBC

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6762
SEC CIK
0001854139
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184

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0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202600
Mar 202605
Apr 202600
May 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2023 Filed May 30, 2023 22:09 UTC SaleClass A Common Stock 9,355 $3.79 $35,423.64
Disclosure

SEC source: 0001209191-23-032981 · doc4.xml · nonDerivative · entry 2

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,029,087

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.59 to $3.945, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 25, 2023 Filed May 30, 2023 22:09 UTC SaleClass A Common Stock 11,109 $3.93 $43,685.03
Disclosure

SEC source: 0001209191-23-032981 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,038,442

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.76 to $4.21, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 18, 2023 Filed May 19, 2023 16:00 UTC
BECKLES DENISE DAWNChief Financial Officer
SaleClass A Common Stock 15,765 $3.71 $58,511.80
Disclosure

SEC source: 0001209191-23-030947 · doc4.xml · nonDerivative · entry 1

BECKLES DENISE DAWN · CIK 0001928731 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,528

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 47,433 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.64 to $3.83, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 239,860 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 189,732 RSUs began vesting in 1/4 increments on each anniversary of May 17, 2022 and are settled within 30 days following each vesting date. 97,561 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

Read SEC document
April 20, 2023 Filed Apr 21, 2023 21:43 UTC SaleClass A Common Stock 14,751 $3.36 $49,600.24
Disclosure

SEC source: 0001209191-23-025229 · doc4.xml · nonDerivative · entry 2

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,049,551

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.26 to $3.45, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 1,394,633 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
April 19, 2023 Filed Apr 21, 2023 21:43 UTC SaleClass A Common Stock 18,952 $3.44 $65,160.77
Disclosure

SEC source: 0001209191-23-025229 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,064,302

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.32 to $3.52, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 29, 2023 Filed Mar 30, 2023 20:00 UTC SaleClass A Common Stock 31,471 $3.54 $111,508.05
Disclosure

SEC source: 0001209191-23-021605 · doc4.xml · nonDerivative · entry 2

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,083,254

F3 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 RSUs. This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.43 to $3.62, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes 1,455,745 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 20:00 UTC SaleClass A Common Stock 19,111 $3.57 $68,319.91
Disclosure

SEC source: 0001209191-23-021605 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,114,725

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 37,104 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.49 to $3.64, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 23, 2023 Filed Mar 24, 2023 18:53 UTC
Mikhail HanyChief Accounting Officer
SaleClass A Common Stock 857 $3.10 $2,656.70
Disclosure

SEC source: 0001209191-23-021130 · doc4.xml · nonDerivative · entry 1

Mikhail Hany · CIK 0001871742 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,028

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 2,061 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · balance_after: Includes 46,574 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 16,000 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 8,245 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 24,390 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 19:00 UTC
Taylor AmyDirector · President & CEO
SaleClass A Common Stock 6,893 $3.16 $21,753.62
Disclosure

SEC source: 0001209191-23-021132 · doc4.xml · nonDerivative · entry 1

Taylor Amy · CIK 0001871800 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,192

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 19,393 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.05 to $3.21, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 344,358 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 66,666 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 77,573 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 219,512 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

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March 23, 2023 Filed Mar 24, 2023 19:05 UTC
Simms Lorna R.SVP, GC & Corporate Secretary
SaleClass A Common Stock 1,370 $3.05 $4,178.64
Disclosure

SEC source: 0001209191-23-021134 · doc4.xml · nonDerivative · entry 1

Simms Lorna R. · CIK 0001871807 · SVP, GC & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,866

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 4,535 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · balance_after: Includes 92,174 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 34,667 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 18,140 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 43,902 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 16:00 UTC
BECKLES DENISE DAWNChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 162,602 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-020471 · doc4.xml · derivative · entry 2

BECKLES DENISE DAWN · CIK 0001928731 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,602

Underlying: Class A Common Stock · 162,602 shares

Expires 2033-03-17

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2023.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 16:00 UTC
BECKLES DENISE DAWNChief Financial Officer
GrantClass A Common Stock 97,561 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020471 · doc4.xml · nonDerivative · entry 1

BECKLES DENISE DAWN · CIK 0001928731 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,293

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 287,293 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 189,732 RSUs begin vesting in 1/4 increments on each anniversary of May 17, 2022 and are settled within 30 days following each vesting date. 97,561 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 16:08 UTC
Taylor AmyDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 365,854 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-020497 · doc4.xml · derivative · entry 3

Taylor Amy · CIK 0001871800 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,854

Underlying: Class A Common Stock · 365,854 shares

Expires 2033-03-17

F4 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2023.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 16:08 UTC
Taylor AmyDirector · President & CEO
GrantClass A Common Stock 219,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020497 · doc4.xml · nonDerivative · entry 1

Taylor Amy · CIK 0001871800 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,085

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 363,751 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 66,666 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 77,573 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 219,512 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 16:03 UTC
Mikhail HanyChief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 40,650 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-020479 · doc4.xml · derivative · entry 2

Mikhail Hany · CIK 0001871742 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,650

Underlying: Class A Common Stock · 40,650 shares

Expires 2033-03-17

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2023.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 16:03 UTC
Mikhail HanyChief Accounting Officer
GrantClass A Common Stock 24,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020479 · doc4.xml · nonDerivative · entry 1

Mikhail Hany · CIK 0001871742 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,885

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 48,635 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 16,000 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 8,245 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 24,390 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 16:07 UTC
Simms Lorna R.SVP, GC & Corporate Secretary
GrantStock Option (Right to Buy) · Derivative 73,171 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-020493 · doc4.xml · derivative · entry 2

Simms Lorna R. · CIK 0001871807 · SVP, GC & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,171

Underlying: Class A Common Stock · 73,171 shares

Expires 2033-03-17

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2023.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 16:07 UTC
Simms Lorna R.SVP, GC & Corporate Secretary
GrantClass A Common Stock 43,902 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020493 · doc4.xml · nonDerivative · entry 1

Simms Lorna R. · CIK 0001871807 · SVP, GC & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,236

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 96,709 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 34,667 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 18,140 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 43,902 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 20:18 UTC
Troupe Quincy BChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 121,951 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-020506 · doc4.xml · derivative · entry 2

Troupe Quincy B · CIK 0001665031 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,951

Underlying: Class A Common Stock · 121,951 shares

Expires 2033-03-17

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2023.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 20:18 UTC
Troupe Quincy BChief Operating Officer
GrantClass A Common Stock 73,171 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020506 · doc4.xml · nonDerivative · entry 1

Troupe Quincy B · CIK 0001665031 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,392

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 209,146 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 13,333 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 122,642 RSUs begin vesting in 1/4 increments on each anniversary of June 14, 2022 and are settled within 30 days following each vesting date. 73,171 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 20:00 UTC
DeBow Greig P. Jr.Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 121,951 $0.00 Strike: $3.00 $0.00
Disclosure

SEC source: 0001209191-23-020473 · doc4.xml · derivative · entry 2

DeBow Greig P. Jr. · CIK 0001941716 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,951

Underlying: Class A Common Stock · 121,951 shares

Expires 2033-03-17

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 17, 2023.

Read SEC document
March 17, 2023 Filed Mar 22, 2023 20:00 UTC
DeBow Greig P. Jr.Chief Commercial Officer
GrantClass A Common Stock 73,171 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-020473 · doc4.xml · nonDerivative · entry 1

DeBow Greig P. Jr. · CIK 0001941716 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,168

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 132,168 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 58,997 RSUs begin vesting in 1/4 increments on each anniversary of August 10, 2022 and are settled within 30 days following each vesting date. 73,171 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

Read SEC document
February 24, 2023 Filed Feb 25, 2023 01:34 UTC SaleClass A Common Stock 34,224 $3.94 $134,691.97
Disclosure

SEC source: 0001209191-23-013003 · doc4.xml · nonDerivative · entry 3

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,133,836

F5 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 66,667 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.78 to $4.17, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · balance_after: Includes 1,553,961 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
February 23, 2023 Filed Feb 25, 2023 01:34 UTC SaleClass A Common Stock 49,139 $4.28 $210,506.56
Disclosure

SEC source: 0001209191-23-013003 · doc4.xml · nonDerivative · entry 2

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168,060

F3 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 133,333 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.14 to $4.54, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 01:34 UTC SaleClass A Common Stock 21,767 $4.38 $95,232.80
Disclosure

SEC source: 0001209191-23-013003 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217,199

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.28 to $4.47, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 21, 2023 Filed Feb 23, 2023 17:14 UTC
Mikhail HanyChief Accounting Officer
SaleClass A Common Stock 2,750 $4.52 $12,424.23
Disclosure

SEC source: 0001209191-23-012279 · doc4.xml · nonDerivative · entry 1

Mikhail Hany · CIK 0001871742 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,495

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 8,000 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.515 to $4.530, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 24,245 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 16,000 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 8,245 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

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February 21, 2023 Filed Feb 23, 2023 17:19 UTC
Simms Lorna R.SVP, GC & Corporate Secretary
SaleClass A Common Stock 3,956 $4.52 $17,894.17
Disclosure

SEC source: 0001209191-23-012297 · doc4.xml · nonDerivative · entry 1

Simms Lorna R. · CIK 0001871807 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,334

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 17,333 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.52 to $4.54, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 52,807 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 34,667 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 18,140 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 21:01 UTC SaleClass A Common Stock 250,000 $4.40 $1,100,000.00
Disclosure

SEC source: 0000898432-23-000121 · form4.xml · nonDerivative · entry 1

White Pine LLC · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,213,846

F1 · security: This Form 4 is filed jointly by White Pine LLC ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is an indirect, wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

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February 21, 2023 Filed Feb 23, 2023 22:27 UTC
Troupe Quincy BChief Operating Officer
SaleClass A Common Stock 2,028 $4.58 $9,294.12
Disclosure

SEC source: 0001209191-23-012312 · doc4.xml · nonDerivative · entry 1

Troupe Quincy B · CIK 0001665031 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,221

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 6,667 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · balance_after: Includes 135,975 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 13,333 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 122,642 RSUs begin vesting in 1/4 increments on each anniversary of June 14, 2022 and are settled within 30 days following each vesting date.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 02:32 UTC SaleClass A Common Stock 58,368 $4.68 $273,162.24
Disclosure

SEC source: 0000898432-23-000055 · form4.xml · nonDerivative · entry 3

White Pine LLC · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,463,846

F1 · security: On December 31, 2022, Laird Norton Company LLC ("LNC") contributed its 100% ownership in White Pine, Inc. to Laird Norton Enterprises Inc. ("LNE"), a wholly owned subsidiary of LNC, following which, White Pine, Inc. converted from a corporation to a limited liability company and changed its name to White Pine LLC ("White Pine"). LNE does not exercise independent voting power over White Pine, but may act upon the approval of LNC. As a result, LNC may be deemed to beneficially own the securities directly owned by White Pine. This Form 4 is filed jointly by White Pine and LNC, as the direct and beneficial owners of the securities, respectively.

F4 · kind: On February 7, 2023, White Pine sold 58,368 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.67 to $4.91 and a weighted average price per share of $4.68 (rounded to two decimal places), for an aggregate purchase price of approximately $273,143. The detailed breakdown of executed sales will be furnished upon request.

F4 · price: On February 7, 2023, White Pine sold 58,368 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.67 to $4.91 and a weighted average price per share of $4.68 (rounded to two decimal places), for an aggregate purchase price of approximately $273,143. The detailed breakdown of executed sales will be furnished upon request.

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February 06, 2023 Filed Feb 8, 2023 02:32 UTC SaleClass A Common Stock 52,484 $5.00 $262,420.00
Disclosure

SEC source: 0000898432-23-000055 · form4.xml · nonDerivative · entry 2

White Pine LLC · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522,214

F1 · security: On December 31, 2022, Laird Norton Company LLC ("LNC") contributed its 100% ownership in White Pine, Inc. to Laird Norton Enterprises Inc. ("LNE"), a wholly owned subsidiary of LNC, following which, White Pine, Inc. converted from a corporation to a limited liability company and changed its name to White Pine LLC ("White Pine"). LNE does not exercise independent voting power over White Pine, but may act upon the approval of LNC. As a result, LNC may be deemed to beneficially own the securities directly owned by White Pine. This Form 4 is filed jointly by White Pine and LNC, as the direct and beneficial owners of the securities, respectively.

F3 · kind: On February 6, 2023, White Pine sold 52,484 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.78 to $5.22 and a weighted average price per share of $5.00 (rounded to two decimal places), for an aggregate purchase price of approximately $262,228. The detailed breakdown of executed sales will be furnished upon request.

F3 · price: On February 6, 2023, White Pine sold 52,484 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.78 to $5.22 and a weighted average price per share of $5.00 (rounded to two decimal places), for an aggregate purchase price of approximately $262,228. The detailed breakdown of executed sales will be furnished upon request.

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February 03, 2023 Filed Feb 8, 2023 02:32 UTC SaleClass A Common Stock 25,302 $4.93 $124,738.86
Disclosure

SEC source: 0000898432-23-000055 · form4.xml · nonDerivative · entry 1

White Pine LLC · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574,698

F1 · security: On December 31, 2022, Laird Norton Company LLC ("LNC") contributed its 100% ownership in White Pine, Inc. to Laird Norton Enterprises Inc. ("LNE"), a wholly owned subsidiary of LNC, following which, White Pine, Inc. converted from a corporation to a limited liability company and changed its name to White Pine LLC ("White Pine"). LNE does not exercise independent voting power over White Pine, but may act upon the approval of LNC. As a result, LNC may be deemed to beneficially own the securities directly owned by White Pine. This Form 4 is filed jointly by White Pine and LNC, as the direct and beneficial owners of the securities, respectively.

F2 · kind: On February 3, 2023, White Pine sold 25,302 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.77 to $5.04 and a weighted average price per share of $4.93 (rounded to two decimal places), for an aggregate purchase price of approximately $124,797. The detailed breakdown of executed sales will be furnished upon request.

F2 · price: On February 3, 2023, White Pine sold 25,302 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.77 to $5.04 and a weighted average price per share of $4.93 (rounded to two decimal places), for an aggregate purchase price of approximately $124,797. The detailed breakdown of executed sales will be furnished upon request.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 23:02 UTC SaleClass A Common Stock 15,712 $4.26 $66,992.83
Disclosure

SEC source: 0001209191-23-004326 · doc4.xml · nonDerivative · entry 2

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,238,966

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F4 · shares: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.45, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,815,073 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement on February 1, 2023. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

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January 18, 2023 Filed Jan 20, 2023 23:02 UTC SaleClass A Common Stock 9,818 $4.49 $44,077.91
Disclosure

SEC source: 0001209191-23-004326 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254,678

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · shares: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.45 to $4.56, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,815,073 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement on February 1, 2023. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
December 21, 2022 Filed Dec 22, 2022 22:47 UTC SaleClass A Common Stock 12,964 $3.69 $47,826.79
Disclosure

SEC source: 0001209191-22-062491 · doc4.xml · nonDerivative · entry 2

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264,496

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.65 to $3.77, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,876,185 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 22:47 UTC SaleClass A Common Stock 19,989 $3.74 $74,708.89
Disclosure

SEC source: 0001209191-22-062491 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,277,460

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.84, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,876,185 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:50 UTC ConversionClass B Units · Derivative 2,100,000 $0.00 $0.00
Disclosure

SEC source: 0000898432-22-000652 · form4.xml · derivative · entry 6

White Pine, Inc./WA · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,955,938

Underlying: Class A Common Stock · 2,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F4 · kind: On December 2, 2022, White Pine converted 2,100,000 Class B Units to shares of Class A Common Stock and a corresponding number of shares of Class B Common Stock held by White Pine were cancelled.

F2 · derivative.exercise_date: In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F2 · derivative.expiration_date: In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:50 UTC ConversionClass A Common Stock 2,100,000 $0.00 $0.00
Disclosure

SEC source: 0000898432-22-000652 · form4.xml · nonDerivative · entry 4

White Pine, Inc./WA · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by White Pine, Inc. ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is a wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

F4 · kind: On December 2, 2022, White Pine converted 2,100,000 Class B Units to shares of Class A Common Stock and a corresponding number of shares of Class B Common Stock held by White Pine were cancelled.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 21:50 UTC ConversionClass B Common Stock 2,100,000 $0.00 $0.00
Disclosure

SEC source: 0000898432-22-000652 · form4.xml · nonDerivative · entry 3

White Pine, Inc./WA · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,955,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by White Pine, Inc. ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is a wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

F2 · security: In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F4 · kind: On December 2, 2022, White Pine converted 2,100,000 Class B Units to shares of Class A Common Stock and a corresponding number of shares of Class B Common Stock held by White Pine were cancelled.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:50 UTC SaleClass A Common Stock 33,893 $3.53 $119,777.86
Disclosure

SEC source: 0001209191-22-058411 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,297,449

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.43 to $3.63, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,937,297 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. Remarks:

Read SEC document
October 18, 2022 Filed Oct 20, 2022 15:25 UTC SaleClass A Common Stock 33,130 $3.53 $117,094.67
Disclosure

SEC source: 0001209191-22-054172 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331,342

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.45 to $3.67, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,998,409 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 23:17 UTC GrantClass A Common Stock 16,147 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054133 · doc4.xml · nonDerivative · entry 1

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,147

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) October 17, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 16,147 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 16,147 RSUs vest on the earlier to occur of (i) October 17, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

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September 19, 2022 Filed Sep 21, 2022 21:57 UTC SaleClass A Common Stock 33,396 $4.47 $149,370.29
Disclosure

SEC source: 0001209191-22-050936 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,364,472

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.40 to $4.61, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 2,059,521 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

Read SEC document
September 02, 2022 Filed Dec 6, 2022 21:50 UTC ConversionClass B Units · Derivative 500,000 $0.00 $0.00
Disclosure

SEC source: 0000898432-22-000652 · form4.xml · derivative · entry 5

White Pine, Inc./WA · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,055,938

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F3 · kind: On September 2, 2022, White Pine converted 500,000 Class B Units to shares of Class A Common Stock and a corresponding number of shares of Class B Common Stock held by White Pine were cancelled.

F2 · derivative.exercise_date: In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F2 · derivative.expiration_date: In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

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September 02, 2022 Filed Dec 6, 2022 21:50 UTC ConversionClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000898432-22-000652 · form4.xml · nonDerivative · entry 2

White Pine, Inc./WA · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by White Pine, Inc. ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is a wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

F3 · kind: On September 2, 2022, White Pine converted 500,000 Class B Units to shares of Class A Common Stock and a corresponding number of shares of Class B Common Stock held by White Pine were cancelled.

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September 02, 2022 Filed Dec 6, 2022 21:50 UTC ConversionClass B Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0000898432-22-000652 · form4.xml · nonDerivative · entry 1

White Pine, Inc./WA · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,055,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 is filed jointly by White Pine, Inc. ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is a wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

F2 · security: In connection with the Company's IPO, the Company issued shares of its Class B Common Stock on a one-for-one basis to all holders of Class B Units in Zevia LLC. The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F3 · kind: On September 2, 2022, White Pine converted 500,000 Class B Units to shares of Class A Common Stock and a corresponding number of shares of Class B Common Stock held by White Pine were cancelled.

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August 31, 2022 Filed Sep 2, 2022 17:32 UTC
Taylor AmyDirector · President & CEO
PurchaseClass A Common Stock 5,500 $4.52 $24,860.00
Disclosure

SEC source: 0001209191-22-048557 · doc4.xml · nonDerivative · entry 1

Taylor Amy · CIK 0001871800 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 5,500

F1 · balance_after: Represents shares held by Reporting Person's spouse.

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August 18, 2022 Filed Aug 19, 2022 23:06 UTC SaleClass A Common Stock 33,131 $4.85 $160,821.19
Disclosure

SEC source: 0001209191-22-046935 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,397,868

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.71 to $5.00, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 2,120,633 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 200,000 RSUs are vested in full, subject to deferred settlement in 1/3 increments on each of January 17, 2023, January 17, 2024, and January 17, 2025. 148,417 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

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August 10, 2022 Filed Aug 12, 2022 23:10 UTC
Lee David J.Director
GrantClass A Common Stock 22,257 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045702 · doc4.xml · nonDerivative · entry 1

Lee David J. · CIK 0001605182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,257

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) August 10, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 22,257 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 22,257 RSUs vest on the earlier to occur of (i) August 10, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

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August 10, 2022 Filed Aug 12, 2022 23:06 UTC
DeBow Greig P. Jr.Chief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 98,804 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001209191-22-045699 · doc4.xml · derivative · entry 2

DeBow Greig P. Jr. · CIK 0001941716 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,804

Underlying: Class A Common Stock · 98,804 shares

Expires 2032-08-10

F3 · derivative.exercise_date: Represents options to purchase Class A common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of August 10, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.