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person · Reporting owner

Ripley Rosemary L

Disclosed activity across 2 companies

Tapewire entity
85319
SEC CIK
0001829141

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Better World Acquisition Corp.BWACU · Entity 127777Director · Chief Executive Officer · 10% ownerNovember 19, 2020November 23, 2020
Zevia PBCZVIA · Entity 6762DirectorDecember 05, 2024December 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Better World Acquisition Corp.

Report date November 19, 2020 · Filed November 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote 33,154,650 Reported balance After 2020-11-19 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2020-11-19 · Other · Disposed 7,850 · Balance 3,154,650

F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-249374) (the "Registration Statement") under the heading "Description of Securities--Common Stock," the shares of common stock, par value $0.0001 per share.

F4: As contemplated in connection with the initial public offering of the Issuer, 7,850 shares of common stock of the Issuer were returned by the Sponsor to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F2: These shares represent common stock held by BWA Holdings LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the Issuer.

F3: The Reporting Person is a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, she may be deemed to share beneficial ownership of the shares of common stock held directly by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-249374) (the "Registration Statement") under the heading "Description of Securities--Common Stock," the shares of common stock, par value $0.0001 per share.

F2: These shares represent common stock held by BWA Holdings LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the Issuer.

F3: The Reporting Person is a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, she may be deemed to share beneficial ownership of the shares of common stock held directly by the Sponsor.

F4: As contemplated in connection with the initial public offering of the Issuer, 7,850 shares of common stock of the Issuer were returned by the Sponsor to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

Zevia PBC

Report date December 05, 2024 · Filed December 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes2,719,258 Reported balance After 2024-12-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-12-05 · Sale · Disposed 2,567,006 · Balance 2,719,258

F2: Represents securities owned directly by NGEN III, LP ("NGEN III"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock owned, directly or indirectly, by NGEN III. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: NGEN III sold 2,567,006 shares of restricted Class A Common Stock in a private block trade at a price of $1.8996 per share as determined by the 20-day Volume Weighted Average Price ("VWAP") as of the market close on December 02, 2024. The transfer was effected on or about December 5, 2024.

F4: Represents securities owned directly by NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock owned, directly or indirectly, by NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Of the shares of Class A Common Stock reported 2,493,594 are held by NGEN Zevia SPV, LLC and 225,664 shares are held by NGEN-Mantra Holdings LLC.

Class A Common StockSEC Table I · non-derivativeDirect152,961 Reported balance Holding disclosure · report date 2024-12-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 152,961

F1: Includes 118,455 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 118,455 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2: Represents securities owned directly by NGEN III, LP ("NGEN III"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock owned, directly or indirectly, by NGEN III. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: NGEN III sold 2,567,006 shares of restricted Class A Common Stock in a private block trade at a price of $1.8996 per share as determined by the 20-day Volume Weighted Average Price ("VWAP") as of the market close on December 02, 2024. The transfer was effected on or about December 5, 2024.

F4: Represents securities owned directly by NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock owned, directly or indirectly, by NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Of the shares of Class A Common Stock reported 2,493,594 are held by NGEN Zevia SPV, LLC and 225,664 shares are held by NGEN-Mantra Holdings LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2024 Filed Dec 10, 2024 00:07 UTC Zevia PBC ZVIA · Entity 6762 SaleClass A Common Stock 2,567,006 $1.90 $4,876,284.60
Disclosure

SEC source: 0001415889-24-028726 · form4-12102024_121250.xml · nonDerivative · entry 2

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,719,258

F2 · shares: Represents securities owned directly by NGEN III, LP ("NGEN III"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock owned, directly or indirectly, by NGEN III. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · price: NGEN III sold 2,567,006 shares of restricted Class A Common Stock in a private block trade at a price of $1.8996 per share as determined by the 20-day Volume Weighted Average Price ("VWAP") as of the market close on December 02, 2024. The transfer was effected on or about December 5, 2024.

F4 · balance_after: Represents securities owned directly by NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock owned, directly or indirectly, by NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Of the shares of Class A Common Stock reported 2,493,594 are held by NGEN Zevia SPV, LLC and 225,664 shares are held by NGEN-Mantra Holdings LLC.

F2 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock owned, directly or indirectly, by NGEN III. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Represents securities owned directly by NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock owned, directly or indirectly, by NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Of the shares of Class A Common Stock reported 2,493,594 are held by NGEN Zevia SPV, LLC and 225,664 shares are held by NGEN-Mantra Holdings LLC.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 23:19 UTC Zevia PBC ZVIA · Entity 6762 GrantClass A Common Stock 118,455 $0.00 $0.00
Disclosure

SEC source: 0001829141-24-000003 · primary_doc.xml · nonDerivative · entry 1

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,961

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 136,814 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

Read SEC document
December 01, 2023 Filed Apr 16, 2024 20:15 UTC Zevia PBC ZVIA · Entity 6762 Disposition to issuerClass B Units · Derivative 3,591,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001829141-24-000002 · primary_doc.xml · derivative · entry 4

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,591,906 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F1 · kind: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F1 · price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F1 · derivative.exercise_date: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F1 · derivative.expiration_date: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F3 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia"), and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 01, 2023 Filed Apr 16, 2024 20:15 UTC Zevia PBC ZVIA · Entity 6762 GrantClass A Common Stock 3,591,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001829141-24-000002 · primary_doc.xml · nonDerivative · entry 2

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,286,264

F1 · kind: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F4 · shares: Represents the number of shares that were acquired upon the exchange of Class B Units of Zevia LLC for Class A Common Stock of the Issuer.

F1 · price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F3 · balance_after: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia"), and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia"), and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Of the shares of Class A Common Stock reported, 2,567,006 are held by NGEN III, 2,493,594 are held by NGEN Zevia, and 225,664 shares are held by NGEN-Mantra.

Read SEC document
December 01, 2023 Filed Apr 16, 2024 20:15 UTC Zevia PBC ZVIA · Entity 6762 Disposition to issuerClass B Common Stock 3,591,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001829141-24-000002 · primary_doc.xml · nonDerivative · entry 1

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F2 · shares: Represents the number of shares that were cancelled upon the exchange of Class B Units of Zevia LLC for Class A Common Stock of the Issuer.

F1 · price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F3 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia"), and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 21:36 UTC Zevia PBC ZVIA · Entity 6762 GrantClass A Common Stock 18,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038550 · doc4.xml · nonDerivative · entry 1

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,506

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 18,359 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 23:17 UTC Zevia PBC ZVIA · Entity 6762 GrantClass A Common Stock 16,147 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054133 · doc4.xml · nonDerivative · entry 1

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,147

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) October 17, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 16,147 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 16,147 RSUs vest on the earlier to occur of (i) October 17, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:13 UTC Zevia PBC ZVIA · Entity 6762 Disposition to issuerClass B Units · Derivative 274,324 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030378 · doc4.xml · derivative · entry 5

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,591,906

Underlying: Class A Common Stock · 274,324 shares

Expires not disclosed

F6 · derivative.exercise_price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F4 · kind: In connection with the closing of the Issuer's initial public offering (the "IPO"), (i) NGEN III transferred 75,264 Class B Units and a corresponding number of shares of the Issuer's Class B Common Stock to the Issuer and (ii) NGEN Zevia transferred 199,060 Class B Units and a corresponding number of shares of the Issuer's Class B Common Stock to the Issuer, each at a per-share/unit price of $13.055 (the per-share price paid by the underwriters for shares of Class A Common Stock in the IPO).

F6 · price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F6 · derivative.exercise_date: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F6 · derivative.expiration_date: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F2 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Of the shares of Class B Common Stock and Class B Units reported, 872,648 are held by NGEN III, 2,493,594 are held by NGEN Zevia, and 225,664 shares are held by NGEN-Mantra.

F7 · ownership.nature: The Reporting Person's Form 3 filed on July 21, 2021 incorrectly reported Class B Units as directly held. The Class B Units reported as directly held on that Form 4 should have been reported as indirectly held as follows: 1,823,762 held by ZLLC, 947,912 held by NGEN III, 2,692,654 held by NGEN Zevia, and 225,664 shares held by NGEN-Mantra.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:13 UTC Zevia PBC ZVIA · Entity 6762 Disposition to issuerClass B Units · Derivative 1,823,762 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030378 · doc4.xml · derivative · entry 4

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,866,230

Underlying: Class A Common Stock · 1,823,762 shares

Expires not disclosed

F6 · derivative.exercise_price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F1 · kind: Pursuant to an Agreement and Plan of Merger, among Zevia PBC (the "Issuer"), NGEN ZLLC Investment Corp. ("ZLLC") and other parties thereto, ZLLC merged with and into the Issuer (the "Merger"). As a result of the Merger, all 1,823,762 shares of the Issuer's Class B Common Stock and 1,823,762 Class B Units of Zevia LLC held by ZLLC came to represent (i) 1,694,358 shares of Class A Common Stock and (ii) $1,689,369.22 in cash.

F6 · price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F6 · derivative.exercise_date: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F6 · derivative.expiration_date: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

F2 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: The Reporting Person's Form 3 filed on July 21, 2021 incorrectly reported Class B Units as directly held. The Class B Units reported as directly held on that Form 4 should have been reported as indirectly held as follows: 1,823,762 held by ZLLC, 947,912 held by NGEN III, 2,692,654 held by NGEN Zevia, and 225,664 shares held by NGEN-Mantra.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 21:13 UTC Zevia PBC ZVIA · Entity 6762 Disposition to issuerClass B Common Stock 274,324 $13.06 $3,581,299.82
Disclosure

SEC source: 0000899243-21-030378 · doc4.xml · nonDerivative · entry 3

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,591,906

F4 · kind: In connection with the closing of the Issuer's initial public offering (the "IPO"), (i) NGEN III transferred 75,264 Class B Units and a corresponding number of shares of the Issuer's Class B Common Stock to the Issuer and (ii) NGEN Zevia transferred 199,060 Class B Units and a corresponding number of shares of the Issuer's Class B Common Stock to the Issuer, each at a per-share/unit price of $13.055 (the per-share price paid by the underwriters for shares of Class A Common Stock in the IPO).

F4 · shares: In connection with the closing of the Issuer's initial public offering (the "IPO"), (i) NGEN III transferred 75,264 Class B Units and a corresponding number of shares of the Issuer's Class B Common Stock to the Issuer and (ii) NGEN Zevia transferred 199,060 Class B Units and a corresponding number of shares of the Issuer's Class B Common Stock to the Issuer, each at a per-share/unit price of $13.055 (the per-share price paid by the underwriters for shares of Class A Common Stock in the IPO).

F4 · price: In connection with the closing of the Issuer's initial public offering (the "IPO"), (i) NGEN III transferred 75,264 Class B Units and a corresponding number of shares of the Issuer's Class B Common Stock to the Issuer and (ii) NGEN Zevia transferred 199,060 Class B Units and a corresponding number of shares of the Issuer's Class B Common Stock to the Issuer, each at a per-share/unit price of $13.055 (the per-share price paid by the underwriters for shares of Class A Common Stock in the IPO).

F2 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Of the shares of Class B Common Stock and Class B Units reported, 872,648 are held by NGEN III, 2,493,594 are held by NGEN Zevia, and 225,664 shares are held by NGEN-Mantra.

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July 26, 2021 Filed Jul 28, 2021 21:13 UTC Zevia PBC ZVIA · Entity 6762 GrantClass A Common Stock 1,694,358 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030378 · doc4.xml · nonDerivative · entry 2

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,694,358

F1 · kind: Pursuant to an Agreement and Plan of Merger, among Zevia PBC (the "Issuer"), NGEN ZLLC Investment Corp. ("ZLLC") and other parties thereto, ZLLC merged with and into the Issuer (the "Merger"). As a result of the Merger, all 1,823,762 shares of the Issuer's Class B Common Stock and 1,823,762 Class B Units of Zevia LLC held by ZLLC came to represent (i) 1,694,358 shares of Class A Common Stock and (ii) $1,689,369.22 in cash.

F1 · price: Pursuant to an Agreement and Plan of Merger, among Zevia PBC (the "Issuer"), NGEN ZLLC Investment Corp. ("ZLLC") and other parties thereto, ZLLC merged with and into the Issuer (the "Merger"). As a result of the Merger, all 1,823,762 shares of the Issuer's Class B Common Stock and 1,823,762 Class B Units of Zevia LLC held by ZLLC came to represent (i) 1,694,358 shares of Class A Common Stock and (ii) $1,689,369.22 in cash.

F2 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: These shares are owned directly by NGEN III, which was the sole stockholder of ZLLC prior to the Merger.

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July 26, 2021 Filed Jul 28, 2021 21:13 UTC Zevia PBC ZVIA · Entity 6762 Disposition to issuerClass B Common Stock 1,823,762 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-030378 · doc4.xml · nonDerivative · entry 1

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,866,230

F1 · kind: Pursuant to an Agreement and Plan of Merger, among Zevia PBC (the "Issuer"), NGEN ZLLC Investment Corp. ("ZLLC") and other parties thereto, ZLLC merged with and into the Issuer (the "Merger"). As a result of the Merger, all 1,823,762 shares of the Issuer's Class B Common Stock and 1,823,762 Class B Units of Zevia LLC held by ZLLC came to represent (i) 1,694,358 shares of Class A Common Stock and (ii) $1,689,369.22 in cash.

F1 · shares: Pursuant to an Agreement and Plan of Merger, among Zevia PBC (the "Issuer"), NGEN ZLLC Investment Corp. ("ZLLC") and other parties thereto, ZLLC merged with and into the Issuer (the "Merger"). As a result of the Merger, all 1,823,762 shares of the Issuer's Class B Common Stock and 1,823,762 Class B Units of Zevia LLC held by ZLLC came to represent (i) 1,694,358 shares of Class A Common Stock and (ii) $1,689,369.22 in cash.

F1 · price: Pursuant to an Agreement and Plan of Merger, among Zevia PBC (the "Issuer"), NGEN ZLLC Investment Corp. ("ZLLC") and other parties thereto, ZLLC merged with and into the Issuer (the "Merger"). As a result of the Merger, all 1,823,762 shares of the Issuer's Class B Common Stock and 1,823,762 Class B Units of Zevia LLC held by ZLLC came to represent (i) 1,694,358 shares of Class A Common Stock and (ii) $1,689,369.22 in cash.

F2 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia") and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 19, 2020 Filed Nov 23, 2020 08:56 UTC Better World Acquisition Corp. BWACU · Entity 127777 OtherCommon Stock 7,850 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-038654 · ownership.xml · nonDerivative · entry 1

Ripley Rosemary L · CIK 0001829141 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 3

Disclosed balance after: 3,154,650

F1 · security: As described in the Issuer's registration statement on Form S-1 (File No. 333-249374) (the "Registration Statement") under the heading "Description of Securities--Common Stock," the shares of common stock, par value $0.0001 per share.

F4 · kind: As contemplated in connection with the initial public offering of the Issuer, 7,850 shares of common stock of the Issuer were returned by the Sponsor to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F2 · balance_after: These shares represent common stock held by BWA Holdings LLC (the "Sponsor") acquired pursuant to a subscription agreement by and between the Sponsor and the Issuer.

F3 · balance_after: The Reporting Person is a managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, she may be deemed to share beneficial ownership of the shares of common stock held directly by the Sponsor.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.