Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AppHarvest, Inc.APPH · Entity 111251 | Director | June 09, 2023 | June 13, 2023 |
| Benson Hill, Inc.BHIL · Entity 87189 | Director | August 11, 2023 | August 15, 2023 |
| WEBTOON Entertainment Inc.WBTN · Entity 4731 | Director · See Remarks | October 12, 2026 | October 13, 2026 |
| Zevia PBCZVIA · Entity 6762 | Director | June 10, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AppHarvest, Inc.
Report date June 09, 2023 · Filed June 13, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 601,140 |
Reported balance
After 2023-06-09 transaction · row 1
1 source rowRow 1 · 2023-06-09 · Grant · Acquired 40,000 · Balance 601,140 F1: Represents a restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The RSU vests in full on the date of the next annual meeting of the Issuer's stockholders following the grant date (or the date immediately preceding the date of the annual meeting if the Reporting Person's service as a director ends at such annual meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The RSU vests in full on the date of the next annual meeting of the Issuer's stockholders following the grant date (or the date immediately preceding the date of the annual meeting if the Reporting Person's service as a director ends at such annual meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date.
Benson Hill, Inc.
Report date August 11, 2023 · Filed August 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 152,334 |
Reported balance
After 2023-08-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-08-11 · Grant · Acquired 152,334 · Balance 152,334 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2: Granted on August 11, 2023 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. the restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2024 Annual Meeting of Stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2: Granted on August 11, 2023 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. the restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2024 Annual Meeting of Stockholders.
WEBTOON Entertainment Inc.
Report date October 12, 2026 · Filed October 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 209,147 |
Reported balance
After 2026-10-12 transaction · row 1
1 source rowRow 1 · 2026-10-12 · Tax withholding · Disposed 9,485 · Balance 209,147 F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person.
Zevia PBC
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 279,961.547 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 72,464 · Balance 279,961.547 F1: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 10, 2027 or (ii) the Issuer's 2027 annual meeting of stockholders and are settled within 30 days following such vesting date. F2: Includes 72,464 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 72,464 RSUs vest on the earlier to occur of (i) June 10, 2027, or (ii) the Issuer's 2027 annual meeting of stockholders and are settled within 30 days following such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 10, 2027 or (ii) the Issuer's 2027 annual meeting of stockholders and are settled within 30 days following such vesting date.
F2: Includes 72,464 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 72,464 RSUs vest on the earlier to occur of (i) June 10, 2027, or (ii) the Issuer's 2027 annual meeting of stockholders and are settled within 30 days following such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 12, 2026 Filed Oct 13, 2026 22:08 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 9,485 | $10.40 | $98,644.00 |
DisclosureSEC source: 0001605182-26-000018 · wk-form4_1791929309.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,147 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| August 01, 2026 Filed Aug 3, 2026 22:28 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 2,954 | $9.12 | $26,940.48 |
DisclosureSEC source: 0001605182-26-000016 · wk-form4_1785796100.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,632 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| July 12, 2026 Filed Jul 13, 2026 22:17 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 9,463 | $11.54 | $109,203.02 |
DisclosureSEC source: 0001605182-26-000014 · wk-form4_1783981071.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 221,586 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| June 10, 2026 Filed Jun 12, 2026 22:52 UTC | Zevia PBC ZVIA · Entity 6762 | GrantClass A Common Stock | 72,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001605182-26-000012 · form4-06122026_100603.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,961.547 F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 10, 2027 or (ii) the Issuer's 2027 annual meeting of stockholders and are settled within 30 days following such vesting date. F2 · balance_after: Includes 72,464 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 72,464 RSUs vest on the earlier to occur of (i) June 10, 2027, or (ii) the Issuer's 2027 annual meeting of stockholders and are settled within 30 days following such vesting date. Read SEC document |
| May 01, 2026 Filed May 4, 2026 22:23 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 3,018 | $13.24 | $39,958.32 |
DisclosureSEC source: 0001605182-26-000009 · wk-form4_1777933383.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,049 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| April 12, 2026 Filed Apr 13, 2026 21:58 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 9,686 | $11.12 | $107,708.32 |
DisclosureSEC source: 0001605182-26-000007 · wk-form4_1776117519.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,067 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| February 01, 2026 Filed Feb 2, 2026 21:36 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 3,018 | $12.09 | $36,487.62 |
DisclosureSEC source: 0001605182-26-000004 · wk-form4_1770068204.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,753 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| January 12, 2026 Filed Jan 13, 2026 22:48 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 10,311 | $13.80 | $142,291.80 |
DisclosureSEC source: 0001605182-26-000002 · wk-form4_1768344505.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,771 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| November 01, 2025 Filed Nov 3, 2025 23:51 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 3,012 | $17.53 | $52,800.36 |
DisclosureSEC source: 0001605182-25-000008 · wk-form4_1762213913.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,082 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| October 12, 2025 Filed Oct 14, 2025 20:35 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 9,666 | $16.70 | $161,422.20 |
DisclosureSEC source: 0001605182-25-000006 · wk-form4_1760474142.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,094 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 22:57 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 3,012 | $9.23 | $27,800.76 |
DisclosureSEC source: 0001997859-25-000089 · wk-form4_1754348221.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,760 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| July 12, 2025 Filed Jul 14, 2025 23:38 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 9,347 | $9.81 | $91,694.07 |
DisclosureSEC source: 0001997859-25-000087 · wk-form4_1752536325.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,772 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 23:59 UTC | Zevia PBC ZVIA · Entity 6762 | GrantClass A Common Stock | 34,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-017442 · form4-06162025_110610.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,497.547 F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 12, 2026 or (ii) the Issuer's 2026 annual meeting of stockholders and are settled within 30 days following such vesting date. F2 · balance_after: Includes 34,722 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 34,722 RSUs vest on the earlier to occur of (i) June 12, 2026 or (ii) the Issuer's 2026 annual meeting of stockholders and are settled within 30 days following such vesting date Read SEC document |
| May 01, 2025 Filed May 2, 2025 23:20 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 2,123 | $9.23 | $19,595.29 |
DisclosureSEC source: 0001997859-25-000058 · wk-form4_1746227994.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,119 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| April 12, 2025 Filed Apr 14, 2025 23:59 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 6,811 | $8.09 | $55,100.99 |
DisclosureSEC source: 0001997859-25-000034 · wk-form4_1744675180.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 284,242 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| February 28, 2025 Filed Mar 3, 2025 21:53 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | PurchaseCommon Stock | 7,205 | $9.00 | $64,845.00 |
DisclosureSEC source: 0000950170-25-030954 · ownership.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,053 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.99 to $9.03. The Reporting Person undertakes to provide to the Issuer, any security holders of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each price within this range. Read SEC document |
| February 01, 2025 Filed Feb 5, 2025 02:27 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 2,122 | $12.75 | $27,055.50 |
DisclosureSEC source: 0000950170-25-014074 · ownership.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,848 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| January 30, 2025 Filed Feb 4, 2025 00:57 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 7,286 | $12.86 | $93,697.96 |
DisclosureSEC source: 0000950170-25-012617 · ownership.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,970 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 21:42 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | Tax withholdingCommon Stock | 22,047 | $13.05 | $287,713.35 |
DisclosureSEC source: 0000950170-24-139636 · ownership.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,256 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of the Reporting Person's equity awards, previously reported on a Form 3, and does not represent a sale by the Reporting Person. Read SEC document |
| August 26, 2024 Filed Aug 27, 2024 21:24 UTC | Zevia PBC ZVIA · Entity 6762 | PurchaseClass A Common Stock | 13,704.547 | $1.09 | $14,999.63 |
DisclosureSEC source: 0001415889-24-022329 · form4-08272024_090800.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,775.547 F1 · price: The price reported in Column 4 is a weighted average purchase price of the Issuer's Class A Common Stock. These shares were purchased in multiple transactions at prices ranging from $1.07 to $1.10, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 136,814 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date. Read SEC document |
| August 15, 2024 Filed Aug 15, 2024 21:42 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | PurchaseCommon Stock | 8,000 | $13.00 | $104,000.00 |
DisclosureSEC source: 0001562180-24-006297 · primarydocument.xml · nonDerivative · entry 2 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,303 Read SEC document |
| August 14, 2024 Filed Aug 15, 2024 21:42 UTC | WEBTOON Entertainment Inc. WBTN · Entity 4731 | PurchaseCommon Stock | 7,722 | $12.93 | $99,845.46 |
DisclosureSEC source: 0001562180-24-006297 · primarydocument.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,303 Read SEC document |
| June 12, 2024 Filed Jun 14, 2024 23:04 UTC | Zevia PBC ZVIA · Entity 6762 | GrantClass A Common Stock | 118,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001605182-24-000004 · primary_doc.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,071 F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 12, 2025 or(ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date. F2 · balance_after: Includes 136,814 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 17:17 UTC | Benson Hill, Inc. BHIL · Entity 87189 | GrantRestricted Stock Units · Derivative | 152,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001830210-23-000154 · wk-form4_1692134102.xml · derivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,334 Underlying: Common Stock, $0.0001 par value per share · 152,334 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: Granted on August 11, 2023 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. the restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2024 Annual Meeting of Stockholders. F2 · derivative.expiration_date: Granted on August 11, 2023 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. the restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2024 Annual Meeting of Stockholders. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 15:02 UTC | Benson Hill, Inc. BHIL · Entity 87189 | Exercise / conversionRestricted Stock Units · Derivative | 61,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001830210-23-000126 · wk-form4_1688583750.xml · derivative · entry 2 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value per share · 61,869 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F1 · derivative.exercise_date: Represents vesting of restricted stock units granted on July 1, 2022 under the Issuer's 2021 Omnibus Incentive Plan. F1 · derivative.expiration_date: Represents vesting of restricted stock units granted on July 1, 2022 under the Issuer's 2021 Omnibus Incentive Plan. Read SEC document |
| July 01, 2023 Filed Jul 5, 2023 15:02 UTC | Benson Hill, Inc. BHIL · Entity 87189 | Exercise / conversionCommon Stock | 61,869 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001830210-23-000126 · wk-form4_1688583750.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of restricted stock units granted on July 1, 2022 under the Issuer's 2021 Omnibus Incentive Plan. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 21:36 UTC | Zevia PBC ZVIA · Entity 6762 | GrantClass A Common Stock | 18,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038549 · doc4.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,616 F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. F2 · balance_after: Includes 18,359 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 17:29 UTC | AppHarvest, Inc. APPH · Entity 111251 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001807707-23-000086 · wk-form4_1686691734.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 601,140 F1 · shares: Represents a restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The RSU vests in full on the date of the next annual meeting of the Issuer's stockholders following the grant date (or the date immediately preceding the date of the annual meeting if the Reporting Person's service as a director ends at such annual meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 17:08 UTC | AppHarvest, Inc. APPH · Entity 111251 | SaleCommon Stock | 177,400 | $1.22 | $216,428.00 |
DisclosureSEC source: 0001807707-22-000144 · wf-form4_166915486979223.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,140 F1 · kind: The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to satisfy withholding tax obligations in connection with the settlement of restricted stock units ("RSUs"). The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction. This sale does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold at multiple transaction prices ranging from $1.19 to $1.275 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · balance_after: Reflects the forfeiture of 453,569 RSUs which were forfeited in connection with cessation of employment with the Issuer. Read SEC document |
| October 26, 2022 Filed Oct 27, 2022 16:41 UTC | AppHarvest, Inc. APPH · Entity 111251 | SaleCommon Stock | 42,392 | $1.75 | $74,186.00 |
DisclosureSEC source: 0001807707-22-000120 · wf-form4_166690324777229.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,109 F1 · kind: The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to satisfy withholding tax obligations in connection with the settlement of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction. This sale does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold at multiple transaction prices ranging from $1.692 to $1.790, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| October 24, 2022 Filed Oct 25, 2022 17:39 UTC | AppHarvest, Inc. APPH · Entity 111251 | Tax withholdingCommon Stock | 8,898 | $1.65 | $14,681.70 |
DisclosureSEC source: 0001807707-22-000115 · wf-form4_166673394239108.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,501 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon vesting of restricted stock units. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 23:10 UTC | Zevia PBC ZVIA · Entity 6762 | GrantClass A Common Stock | 22,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045702 · doc4.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,257 F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) August 10, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date. F2 · balance_after: Includes 22,257 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 22,257 RSUs vest on the earlier to occur of (i) August 10, 2023 or (ii) the Issuer's 2023 annual meeting of stockholders and are settled within 30 days following such vesting date. Read SEC document |
| July 26, 2022 Filed Jul 27, 2022 17:42 UTC | AppHarvest, Inc. APPH · Entity 111251 | SaleCommon Stock | 43,533 | $3.78 | $164,554.74 |
DisclosureSEC source: 0001807707-22-000082 · wf-form4_165895813665938.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,399 F1 · kind: The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to satisfy withholding tax obligations in connection with the settlement of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction. This sale does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold at multiple transaction prices ranging from $3.665 to $3.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| July 24, 2022 Filed Jul 26, 2022 18:03 UTC | AppHarvest, Inc. APPH · Entity 111251 | Tax withholdingCommon Stock | 8,897 | $3.98 | $35,410.06 |
DisclosureSEC source: 0001807707-22-000080 · wf-form4_165887297541336.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,286,932 F1 · kind: Represents shares sold to cover withholding tax obligations upon vesting of restricted stock units. F2 · balance_after: Includes 4,646 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2022 and represents the current number of shares held by the Reporting Person. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 09:31 UTC | Benson Hill, Inc. BHIL · Entity 87189 | GrantRestricted Stock Units · Derivative | 61,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001830210-22-000136 · wf-form4_165711425430136.xml · derivative · entry 1 Lee David J. · CIK 0001605182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,869 Underlying: Common Stock, $0.0001 par value per share · 61,869 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: Granted on July 1, 2022 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. The restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2023 Annual Meeting of Stockholders. F2 · derivative.expiration_date: Granted on July 1, 2022 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. The restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2023 Annual Meeting of Stockholders. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 17:04 UTC | AppHarvest, Inc. APPH · Entity 111251 | SaleCommon Stock | 43,326 | $4.25 | $184,135.50 |
DisclosureSEC source: 0001605182-22-000007 · wf-form4_165109346073511.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,291,183 F1 · kind: The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to satisfy withholding tax obligations in connection with the settlement of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction. This sale does not represent a discretionary trade by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold at multiple transaction prices ranging from $4.19 to $4.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| April 24, 2022 Filed Apr 26, 2022 21:59 UTC | AppHarvest, Inc. APPH · Entity 111251 | Tax withholdingCommon Stock | 8,897 | $4.45 | $39,591.65 |
DisclosureSEC source: 0001605182-22-000005 · wf-form4_165102473581176.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,509 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 19:55 UTC | AppHarvest, Inc. APPH · Entity 111251 | Tax withholdingCommon Stock | 165,637 | $3.49 | $578,073.13 |
DisclosureSEC source: 0001209191-22-005119 · doc4.xml · nonDerivative · entry 2 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343,406 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 19:55 UTC | AppHarvest, Inc. APPH · Entity 111251 | Tax withholdingCommon Stock | 10,051 | $3.61 | $36,284.11 |
DisclosureSEC source: 0001209191-22-005119 · doc4.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509,043 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| October 25, 2021 Filed Dec 30, 2021 16:52 UTC | AppHarvest, Inc. APPH · Entity 111251 | Tax withholdingCommon Stock | 8,885 | $5.27 | $46,823.95 |
DisclosureSEC source: 0001209191-21-071608 · doc4.xml · nonDerivative · entry 2 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,519,094 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. F2 · balance_after: Includes 1,479 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2021 and represents the current number of shares held by the Reporting Person. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 17:09 UTC | AppHarvest, Inc. APPH · Entity 111251 | PurchaseCommon Stock | 14,000 | $7.14 | $99,960.00 |
DisclosureSEC source: 0001209191-21-051932 · doc4.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,562,040 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.115 to $7.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 29, 2021 Filed Dec 30, 2021 16:52 UTC | AppHarvest, Inc. APPH · Entity 111251 | Tax withholdingCommon Stock | 35,540 | $11.77 | $418,305.80 |
DisclosureSEC source: 0001209191-21-071608 · doc4.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526,500 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 17:39 UTC | AppHarvest, Inc. APPH · Entity 111251 | GrantCommon Stock | 1,333,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026686 · doc4.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548,040 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs vest with respect to one-fourth (1/4th) of the shares subject to the RSU award on January 25, 2022 and the remaining balance vests in equal quarterly installments thereafter for 12 quarters, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 17:00 UTC | AppHarvest, Inc. APPH · Entity 111251 | GrantCommon Stock | 215,040 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-006482 · doc4.xml · nonDerivative · entry 1 Lee David J. · CIK 0001605182 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,040 F1 · security: The security represents restricted stock units ("RSUs") granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. F2 · shares: These RSUs will vest and become exercisable in 12 equal quarterly installments commencing July 24, 2020, subject to the Reporting Person's continuous service with the Issuer on each such vesting date. F3 · price: Received pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.