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ZVIA

Zevia PBC

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6762
SEC CIK
0001854139
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184

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0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202600
Mar 202605
Apr 202600
May 202601
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2024 Filed Jun 14, 2024 17:15 UTC GrantClass A Common Stock 118,455 $0.00 $0.00
Disclosure

SEC source: 0001871713-24-000003 · primary_doc.xml · nonDerivative · entry 1

Hayes Jacqueline · CIK 0001871713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,246

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 143,480 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 6,666 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 12, 2024 Filed Jun 14, 2024 17:49 UTC GrantClass A Common Stock 118,455 $0.00 $0.00
Disclosure

SEC source: 0001871750-24-000003 · primary_doc.xml · nonDerivative · entry 1

Ruehl Julie Garcia · CIK 0001871750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,246

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 12, 2025 or(ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 143,480 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 6,666 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 18,359 RSUs vest on the earlier to occur of (i) June 15,2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settledwithin 30 days following such vesting date.

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June 12, 2024 Filed Jun 14, 2024 23:23 UTC GrantClass A Common Stock 118,455 $0.00 $0.00
Disclosure

SEC source: 0001462709-24-000005 · primary_doc.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,835,695

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 822,111 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 12, 2024 Filed Jun 14, 2024 23:19 UTC GrantClass A Common Stock 118,455 $0.00 $0.00
Disclosure

SEC source: 0001829141-24-000003 · primary_doc.xml · nonDerivative · entry 1

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,961

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 136,814 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 12, 2024 Filed Jun 14, 2024 23:04 UTC
Lee David J.Director
GrantClass A Common Stock 118,455 $0.00 $0.00
Disclosure

SEC source: 0001605182-24-000004 · primary_doc.xml · nonDerivative · entry 1

Lee David J. · CIK 0001605182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,071

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 12, 2025 or(ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 136,814 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date. 118,455 RSUs vest on the earlier to occur of (i) June 12, 2025 or (ii) the Issuer's 2025 annual meeting of stockholders and are settled within 30 days following such vesting date.

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May 10, 2024 Filed May 14, 2024 19:12 UTC
Taylor AmyDirector · President & CEO
PurchaseClass A Common Stock 55,000 $0.89 $49,005.00
Disclosure

SEC source: 0001871800-24-000006 · primary_doc.xml · nonDerivative · entry 1

Taylor Amy · CIK 0001871800 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,014,252

F1 · price: The price reported in Column 4 is a weighted average purchase price of the Issuer's Class A Common Stock. These shares were purchased in multiple transactions at prices ranging from $0.8516 to $0.9072, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 836,687 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 33,332 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 77,573 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 219,423 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date. 600,000 RSUs begin vesting in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

F3 · balance_after: The Reporting Person has agreed to disgorge to the Issuer all profits deemed to be realized from this transaction pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended.

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March 27, 2024 Filed Mar 28, 2024 21:35 UTC SaleClass A Common Stock 36,300 $1.02 $37,174.83
Disclosure

SEC source: 0001462709-24-000004 · primary_doc.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,717,240

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 98,216 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.00 to $1.06, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 703,656 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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March 26, 2024 Filed Mar 28, 2024 17:25 UTC
Taylor AmyDirector · President & CEO
SaleClass A Common Stock 30,703 $1.02 $31,169.69
Disclosure

SEC source: 0001871800-24-000005 · primary_doc.xml · nonDerivative · entry 1

Taylor Amy · CIK 0001871800 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 959,252

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 74,248 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average purchase price of the Issuer's Class A Common Stock. These shares were purchased in multiple transactions at prices ranging from $0.9872 to $1.08, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 836,687 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 33,332 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 77,573 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 219,423 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date. 600,000 RSUs begin vesting in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

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March 25, 2024 Filed Mar 27, 2024 18:56 UTC
Mikhail HanyChief Accounting Officer
SaleClass A Common Stock 3,723 $1.04 $3,878.99
Disclosure

SEC source: 0001871742-24-000005 · primary_doc.xml · nonDerivative · entry 1

Mikhail Hany · CIK 0001871742 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,449

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 8,156 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.03 to $1.05, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 30,408 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 8,000 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 8,245 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 24,380 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

F4 · balance_after: Reflects a reduction of 10 RSUs, which were overreported on the Form 4 filed on March 22, 2023 and in subsequent reports, due to a calculation error.

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March 25, 2024 Filed Mar 27, 2024 19:07 UTC
Simms Lorna R.SVP, GC & Corporate Secretary
SaleClass A Common Stock 5,120 $1.04 $5,339.65
Disclosure

SEC source: 0001871807-24-000005 · primary_doc.xml · nonDerivative · entry 1

Simms Lorna R. · CIK 0001871807 · SVP, GC & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,993

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,506 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.035 to $1.06,inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 192,651 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 17,334 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 18,140 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 43,885 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date. 133,333 RSUs begin vesting in 1/4 increments on each anniversary of March 11,2024 and are settled within 30 days following each vesting date.

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March 25, 2024 Filed Mar 27, 2024 23:02 UTC
DeBow Greig P. Jr.Chief Commercial Officer
SaleClass A Common Stock 7,012 $1.05 $7,357.69
Disclosure

SEC source: 0001941716-24-000006 · primary_doc.xml · nonDerivative · entry 1

DeBow Greig P. Jr. · CIK 0001941716 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,600

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 18,285 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.03 to $1.08, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 299,104 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 58,997 RSUs began vesting in 1/4 increments on each anniversary of August 10, 2022 and are settled within 30 days following each vesting date. 73,141 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date. 200,000 RSUs begin vesting in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

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March 25, 2024 Filed Mar 28, 2024 16:24 UTC Amendment
Simms Lorna R.SVP, GC & Corporate Secretary
SaleClass A Common Stock 5,120 $1.04 $5,339.65
Disclosure

SEC source: 0001871807-24-000006 · primary_doc.xml · nonDerivative · entry 1

Simms Lorna R. · CIK 0001871807 · SVP, GC & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,993

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 15,506 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · shares: The original Form 4, filed yesterday, March 27, 2024, is being amended by this Form 4 amendment solely to correct an administrative error, which misreported the transaction as an acquisition in column 4, rather than disposition, of shares by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.035 to $1.06, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 192,651 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 17,334 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 18,140 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 43,885 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date. 133,333 RSUs begin vesting in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:46 UTC SaleClass A Common Stock 26,199 $1.32 $34,606.26
Disclosure

SEC source: 0001462709-24-000002 · primary_doc.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753,540

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.38, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 801,872 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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March 11, 2024 Filed Mar 13, 2024 19:02 UTC
Satya GirishChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 338,773 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0002013276-24-000005 · primary_doc.xml · derivative · entry 2

Satya Girish · CIK 0002013276 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,773

Underlying: Class A Common Stock · 338,773 shares

Expires 2034-03-11

F3 · derivative.exercise_date: Represents options to purchase Class A Common Stock of the Issuer granted under the 2021 Plan. These options vest in 1/4 increments on each anniversary of March 11, 2024.

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March 11, 2024 Filed Mar 13, 2024 19:02 UTC
Satya GirishChief Financial Officer
GrantClass A Common Stock 189,314 $0.00 $0.00
Disclosure

SEC source: 0002013276-24-000005 · primary_doc.xml · nonDerivative · entry 1

Satya Girish · CIK 0002013276 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,314

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 189,314 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 189,314 RSUs begin vesting in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

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March 11, 2024 Filed Mar 13, 2024 20:06 UTC
Taylor AmyDirector · President & CEO
GrantClass A Common Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001871800-24-000002 · primary_doc.xml · nonDerivative · entry 1

Taylor Amy · CIK 0001871800 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 989,955

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 910,935 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 33,332 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 77,573 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 219,423 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date. 600,000 RSUs begin vesting in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

F3 · balance_after: Reflects a reduction of 89 RSUs, which were overreported on the Form 4 filed on March 22, 2023 and in subsequent reports, due to a calculation error.

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March 11, 2024 Filed Mar 13, 2024 18:47 UTC
Simms Lorna R.SVP, GC & Corporate Secretary
GrantClass A Common Stock 133,333 $0.00 $0.00
Disclosure

SEC source: 0001871807-24-000002 · primary_doc.xml · nonDerivative · entry 1

Simms Lorna R. · CIK 0001871807 · SVP, GC & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,113

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 208,157 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 17,334 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 18,140 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 43,885 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date. 133,333 RSUs begin vesting in 1/4 increments on each anniversary of March 11,2024 and are settled within 30 days following each vesting date.

F3 · balance_after: Reflects a reduction of 17 RSUs, which were overreported on the Form 4 filed on March 22, 2023 and in subsequent reports, due to a calculation error.

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March 11, 2024 Filed Mar 14, 2024 00:23 UTC
DeBow Greig P. Jr.Chief Commercial Officer
GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001941716-24-000002 · primary_doc.xml · nonDerivative · entry 1

DeBow Greig P. Jr. · CIK 0001941716 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,612

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan (the "2021 Plan"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

F2 · balance_after: Includes 317,389 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 58,997 RSUs began vesting in 1/4 increments on each anniversary of August 10, 2022 and are settled within 30 days following each vesting date. 73,141 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date. 200,000 RSUs begin vesting in 1/4 increments on each anniversary of March 11, 2024 and are settled within 30 days following each vesting date.

F3 · balance_after: Reflects a reduction of 30 RSUs, which were overreported on the Form 4 filed on March 22, 2023 and in subsequent reports, due to a calculation error.

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January 24, 2024 Filed Jan 25, 2024 16:51 UTC
Mikhail HanyChief Accounting Officer
SaleClass A Common Stock 2,846 $1.76 $5,008.96
Disclosure

SEC source: 0001209191-24-002235 · doc4.xml · nonDerivative · entry 1

Mikhail Hany · CIK 0001871742 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,182

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 8,000 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · balance_after: Includes 38,574 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 8,000 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 8,245 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 24,390 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

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January 24, 2024 Filed Jan 25, 2024 16:56 UTC
Taylor AmyDirector · President & CEO
SaleClass A Common Stock 11,848 $1.73 $20,460.31
Disclosure

SEC source: 0001209191-24-002237 · doc4.xml · nonDerivative · entry 1

Taylor Amy · CIK 0001871800 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 390,044

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 33,334 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average purchase price of the Issuer's Class A Common Stock. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.77, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 311,024 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 33,332 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 77,573 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 219,512 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

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January 24, 2024 Filed Jan 25, 2024 17:00 UTC
Simms Lorna R.SVP, GC & Corporate Secretary
SaleClass A Common Stock 4,069 $1.76 $7,146.79
Disclosure

SEC source: 0001209191-24-002240 · doc4.xml · nonDerivative · entry 1

Simms Lorna R. · CIK 0001871807 · SVP, GC & Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,797

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 17,333 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average purchase price of the Issuer's Class A Common Stock. These shares were purchased in multiple transactions at prices ranging from $1.73 to $1.76, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 74,841 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 17,334 RSUs are vested in full, subject to deferred settlement on January 17, 2025. 18,140 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 43,902 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

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January 18, 2024 Filed Jan 22, 2024 12:00 UTC SaleClass A Common Stock 27,170 $1.58 $42,904.15
Disclosure

SEC source: 0001209191-24-001988 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779,739

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.55 to $1.68, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 862,984 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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December 19, 2023 Filed Dec 21, 2023 21:00 UTC SaleClass A Common Stock 32,342 $1.92 $62,077.23
Disclosure

SEC source: 0001209191-23-059420 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,806,909

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.90 to $1.97, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 924,096 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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December 01, 2023 Filed Apr 16, 2024 20:15 UTC Disposition to issuerClass B Units · Derivative 3,591,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001829141-24-000002 · primary_doc.xml · derivative · entry 4

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,591,906 shares

Expires not disclosed

F1 · derivative.exercise_price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F1 · kind: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F1 · price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F1 · derivative.exercise_date: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F1 · derivative.expiration_date: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F3 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia"), and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 01, 2023 Filed Apr 16, 2024 20:15 UTC GrantClass A Common Stock 3,591,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001829141-24-000002 · primary_doc.xml · nonDerivative · entry 2

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 5,286,264

F1 · kind: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F4 · shares: Represents the number of shares that were acquired upon the exchange of Class B Units of Zevia LLC for Class A Common Stock of the Issuer.

F1 · price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F3 · balance_after: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia"), and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia"), and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Of the shares of Class A Common Stock reported, 2,567,006 are held by NGEN III, 2,493,594 are held by NGEN Zevia, and 225,664 shares are held by NGEN-Mantra.

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December 01, 2023 Filed Apr 16, 2024 20:15 UTC Disposition to issuerClass B Common Stock 3,591,906 Not disclosed Not disclosed
Disclosure

SEC source: 0001829141-24-000002 · primary_doc.xml · nonDerivative · entry 1

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F2 · shares: Represents the number of shares that were cancelled upon the exchange of Class B Units of Zevia LLC for Class A Common Stock of the Issuer.

F1 · price: The Class B Units of Zevia LLC are exchangeable, at the holder's option, on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer is automatically cancelled.

F3 · ownership.nature: Represents securities owned directly by NGEN III, LP ("NGEN III"), NGEN Zevia SPV, LLC ("NGEN Zevia"), and NGEN-Mantra Holdings LLC ("NGEN-Mantra"). Ms. Ripley directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and Class B Common Stock owned, directly or indirectly, by NGEN III, NGEN Zevia and NGEN-Mantra. Ms. Ripley disclaims beneficial ownership of the shares of Class A Common Stock and Class B Common Stock reported herein except to the extent of her pecuniary interest therein and this report shall not be deemed an admission that she is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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November 22, 2023 Filed Oct 10, 2024 01:55 UTC
DeBow Greig P. Jr.Chief Commercial Officer
PurchaseClass A Common Stock 23,455 $2.14 $50,235.92
Disclosure

SEC source: 0001415889-24-024965 · form4-10092024_091002.xml · nonDerivative · entry 1

DeBow Greig P. Jr. · CIK 0001941716 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,951

F1 · price: The price reported in Column 4 is a weighted average purchase price of the Issuer's Class A Common Stock. These shares were purchased in multiple transactions at prices ranging from $2.12 to $2.17, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: 299,104 restricted stock units were forfeited automatically upon the Reporting Person's separation from the Company on July 3, 2024.

F3 · balance_after: The Reporting Person has agreed to disgorge to the Issuer all profits deemed to be realized from this transaction pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended.

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November 20, 2023 Filed Nov 21, 2023 21:50 UTC SaleClass A Common Stock 32,345 $2.17 $70,081.91
Disclosure

SEC source: 0001209191-23-056300 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,839,251

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.35, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 985,208 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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November 09, 2023 Filed Nov 13, 2023 16:46 UTC
Taylor AmyDirector · President & CEO
PurchaseClass A Common Stock 11,700 $2.11 $24,665.94
Disclosure

SEC source: 0001209191-23-055029 · doc4.xml · nonDerivative · entry 1

Taylor Amy · CIK 0001871800 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,892

F1 · price: The price reported in Column 4 is a weighted average purchase price of the Issuer's Class A Common Stock. These shares were purchased in multiple transactions at prices ranging from $2.04 to $2.18, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 344,358 restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 66,666 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 77,573 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 219,512 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

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October 18, 2023 Filed Oct 20, 2023 19:59 UTC SaleClass A Common Stock 32,546 $1.88 $61,023.75
Disclosure

SEC source: 0001209191-23-053232 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,871,596

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $1.82 to $2.00, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,046,320 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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October 09, 2023 Filed Oct 10, 2023 22:04 UTC SaleClass A Common Stock 1,028 $2.03 $2,091.26
Disclosure

SEC source: 0001209191-23-052562 · doc4.xml · nonDerivative · entry 1

Neubauer Florence · CIK 0001990956 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,222

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 2,717 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · balance_after: Includes 32,533 RSUs granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 10,870 RSUs began vesting in 1/4 increments on each anniversary of October 6, 2023 and are settled within 30 days following each vesting date. 24,380 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2024 and are settled within 30 days following each vesting date.

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September 18, 2023 Filed Sep 19, 2023 21:32 UTC SaleClass A Common Stock 32,295 $2.56 $82,823.76
Disclosure

SEC source: 0001209191-23-050021 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,904,142

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $2.45 to $2.63, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,107,432 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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August 24, 2023 Filed Aug 28, 2023 20:00 UTC SaleClass A Common Stock 33,261 $2.48 $82,540.50
Disclosure

SEC source: 0001209191-23-047498 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,936,437

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $2.39 to $2.55, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,168,544 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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August 16, 2023 Filed Aug 18, 2023 20:00 UTC
DeBow Greig P. Jr.Chief Commercial Officer
SaleClass A Common Stock 4,526 $2.54 $11,499.66
Disclosure

SEC source: 0001209191-23-046515 · doc4.xml · nonDerivative · entry 1

DeBow Greig P. Jr. · CIK 0001941716 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,642

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 14,749 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $2.46 to $2.59, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 117,419 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 58,997 RSUs began vesting in 1/4 increments on each anniversary of August 10, 2022 and are settled within 30 days following each vesting date. 73,171 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

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July 18, 2023 Filed Jul 19, 2023 20:00 UTC SaleClass A Common Stock 32,104 $4.13 $132,563.84
Disclosure

SEC source: 0001209191-23-042723 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,969,698

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.04 to $4.36, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,229,656 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 23, 2023 Filed Jun 27, 2023 20:06 UTC SaleClass A Common Stock 508,965 $4.43 $2,254,714.95
Disclosure

SEC source: 0000898432-23-000417 · form4.xml · nonDerivative · entry 1

White Pine LLC · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,604,138

F1 · security: This Form 4 is filed jointly by White Pine LLC ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is an indirect, wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

F2 · kind: On June 23, 2023, White Pine sold 508,965 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.43 to $4.72 and a weighted average price per share of $4.43 (rounded to two decimal places), for an aggregate purchase price of approximately $2,257,156. The detailed breakdown of executed sales will be furnished upon request.

F2 · price: On June 23, 2023, White Pine sold 508,965 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.43 to $4.72 and a weighted average price per share of $4.43 (rounded to two decimal places), for an aggregate purchase price of approximately $2,257,156. The detailed breakdown of executed sales will be furnished upon request.

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June 22, 2023 Filed Jun 23, 2023 20:05 UTC SaleClass A Common Stock 1,066 $4.70 $5,010.20
Disclosure

SEC source: 0000898432-23-000404 · form4.xml · nonDerivative · entry 2

White Pine LLC · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,113,103

F1 · security: This Form 4 is filed jointly by White Pine LLC ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is an indirect, wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

F3 · kind: On June 22, 2023, White Pine sold 1,066 shares of Class A Common Stock in a series of brokered transactions at a price of $4.70 for an aggregate purchase price of approximately $5,010. The detailed breakdown of executed sales will be furnished upon request.

F3 · price: On June 22, 2023, White Pine sold 1,066 shares of Class A Common Stock in a series of brokered transactions at a price of $4.70 for an aggregate purchase price of approximately $5,010. The detailed breakdown of executed sales will be furnished upon request.

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June 21, 2023 Filed Jun 22, 2023 22:21 UTC SaleClass A Common Stock 31,749 $4.69 $148,766.29
Disclosure

SEC source: 0001209191-23-039154 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,001,802

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.63 to $4.74, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,290,768 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 21, 2023 Filed Jun 23, 2023 20:05 UTC SaleClass A Common Stock 21,906 $4.71 $103,177.26
Disclosure

SEC source: 0000898432-23-000404 · form4.xml · nonDerivative · entry 1

White Pine LLC · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,114,169

F1 · security: This Form 4 is filed jointly by White Pine LLC ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is an indirect, wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

F2 · kind: On June 21, 2023, White Pine sold 21,906 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.70 to $4.74 and a weighted average price per share of $4.71 (rounded to two decimal places), for an aggregate purchase price of approximately $103,086. The detailed breakdown of executed sales will be furnished upon request.

F2 · price: On June 21, 2023, White Pine sold 21,906 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.70 to $4.74 and a weighted average price per share of $4.71 (rounded to two decimal places), for an aggregate purchase price of approximately $103,086. The detailed breakdown of executed sales will be furnished upon request.

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June 20, 2023 Filed Jun 21, 2023 20:05 UTC SaleClass A Common Stock 25,343 $4.71 $119,365.53
Disclosure

SEC source: 0000898432-23-000382 · form4.xml · nonDerivative · entry 2

White Pine LLC · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,136,075

F1 · security: This Form 4 is filed jointly by White Pine LLC ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is an indirect, wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

F3 · kind: On June 20, 2023, White Pine sold 25,343 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.70 to $4.76 and a weighted average price per share of $4.71 (rounded to two decimal places), for an aggregate purchase price of approximately $119,478. The detailed breakdown of executed sales will be furnished upon request.

F3 · price: On June 20, 2023, White Pine sold 25,343 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.70 to $4.76 and a weighted average price per share of $4.71 (rounded to two decimal places), for an aggregate purchase price of approximately $119,478. The detailed breakdown of executed sales will be furnished upon request.

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June 16, 2023 Filed Jun 21, 2023 20:05 UTC SaleClass A Common Stock 36,691 $4.71 $172,814.61
Disclosure

SEC source: 0000898432-23-000382 · form4.xml · nonDerivative · entry 1

White Pine LLC · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,161,418

F1 · security: This Form 4 is filed jointly by White Pine LLC ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is an indirect, wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

F2 · kind: On June 16, 2023, White Pine sold 36,691 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.70 to $4.76 and a weighted average price per share of $4.71 (rounded to two decimal places), for an aggregate purchase price of approximately $172,940. The detailed breakdown of executed sales will be furnished upon request.

F2 · price: On June 16, 2023, White Pine sold 36,691 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.70 to $4.76 and a weighted average price per share of $4.71 (rounded to two decimal places), for an aggregate purchase price of approximately $172,940. The detailed breakdown of executed sales will be furnished upon request.

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June 15, 2023 Filed Jun 16, 2023 21:08 UTC
Troupe Quincy BChief Operating Officer
SaleClass A Common Stock 10,890 $4.68 $50,929.26
Disclosure

SEC source: 0001209191-23-037986 · doc4.xml · nonDerivative · entry 1

Troupe Quincy B · CIK 0001665031 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,502

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 30,660 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $4.56 to $4.77, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 178,486 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 13,333 RSUs are vested in full, subject to deferred settlement in two equal installments on each of January 17, 2024 and January 17, 2025. 122,642 RSUs began vesting in 1/4 increments on each anniversary of June 14, 2022 and are settled within 30 days following each vesting date. 73,171 RSUs begin vesting in 1/4 increments on each anniversary of March 17, 2023 and are settled within 30 days following each vesting date.

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June 15, 2023 Filed Jun 20, 2023 17:35 UTC GrantClass A Common Stock 18,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038547 · doc4.xml · nonDerivative · entry 1

Hayes Jacqueline · CIK 0001871713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,791

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 31,692 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 13,333 RSUs are vested in full, subject to deferred settlement in equal installments on each of January 17, 2024 and January 17, 2025. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 15, 2023 Filed Jun 20, 2023 17:37 UTC
Ruben AndrewDirector
GrantClass A Common Stock 18,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038551 · doc4.xml · nonDerivative · entry 1

Ruben Andrew · CIK 0001872293 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,791

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 31,692 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 13,333 RSUs are vested in full, subject to deferred settlement in equal installments on each of January 17, 2024 and January 17, 2025. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 15, 2023 Filed Jun 20, 2023 17:37 UTC GrantClass A Common Stock 18,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038552 · doc4.xml · nonDerivative · entry 1

Ruehl Julie Garcia · CIK 0001871750 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,791

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 31,692 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 13,333 RSUs are vested in full, subject to deferred settlement in equal installments on each of January 17, 2024 and January 17, 2025. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 15, 2023 Filed Jun 20, 2023 21:36 UTC GrantClass A Common Stock 18,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038550 · doc4.xml · nonDerivative · entry 1

Ripley Rosemary L · CIK 0001829141 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,506

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 18,359 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 15, 2023 Filed Jun 20, 2023 21:38 UTC GrantClass A Common Stock 18,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038554 · doc4.xml · nonDerivative · entry 1

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,033,551

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 1,351,880 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 15, 2023 Filed Jun 20, 2023 21:36 UTC
Lee David J.Director
GrantClass A Common Stock 18,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038549 · doc4.xml · nonDerivative · entry 1

Lee David J. · CIK 0001605182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,616

F1 · shares: Represents restricted stock units ("RSUs") granted under the Zevia PBC 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. The RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

F2 · balance_after: Includes 18,359 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 18,359 RSUs vest on the earlier to occur of (i) June 15, 2024 or (ii) the Issuer's 2024 annual meeting of stockholders and are settled within 30 days following such vesting date.

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June 14, 2023 Filed Jun 16, 2023 20:06 UTC SaleClass A Common Stock 15,737 $4.72 $74,278.64
Disclosure

SEC source: 0000898432-23-000380 · form4.xml · nonDerivative · entry 1

White Pine LLC · CIK 0001872982 · 10% owner

Laird Norton Co LLC · CIK 0001536032 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,198,109

F1 · security: This Form 4 is filed jointly by White Pine LLC ("White Pine") and Laird Norton Company LLC ("LNC"). The securities are directly owned by White Pine. White Pine is an indirect, wholly owned subsidiary of LNC, and accordingly LNC may be deemed to beneficially own the securities owned directly by White Pine.

F2 · kind: On June 14, 2023, White Pine sold 15,737 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.70 to $4.78 and a weighted average price per share of $4.72 (rounded to two decimal places), for an aggregate purchase price of approximately $74,304. The detailed breakdown of executed sales will be furnished upon request.

F2 · price: On June 14, 2023, White Pine sold 15,737 shares of Class A Common Stock in a series of brokered transactions at prices ranging from $4.70 to $4.78 and a weighted average price per share of $4.72 (rounded to two decimal places), for an aggregate purchase price of approximately $74,304. The detailed breakdown of executed sales will be furnished upon request.

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May 30, 2023 Filed May 30, 2023 22:09 UTC SaleClass A Common Stock 13,895 $3.62 $50,295.73
Disclosure

SEC source: 0001209191-23-032981 · doc4.xml · nonDerivative · entry 3

Spence Padraic L. · CIK 0001462709 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,015,192

F1 · kind: The transaction reported reflects the sale of shares of Class A Common Stock in satisfaction of the Reporting Person's tax liability in connection with the settlement of 61,112 restricted stock units ("RSUs"). This sale was made to satisfy tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary trade made by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average sale price of the Issuer's Class A Common Stock. These shares were sold in multiple transactions at prices ranging from $3.56 to $3.72, inclusive. The Reporting Person undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes 1,333,521 RSUs. Each RSU represents the right to receive one share of Class A Common Stock of the Issuer. 2,200,000 RSUs began vesting in 1/36 equal monthly installments on each monthly anniversary of January 17, 2022 and are settled within 30 days following each vesting date. 148,417 RSUs began vesting in 1/4 increments on each anniversary of March 17, 2022 and are settled within 30 days following each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.