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ZETA

Zeta Global Holdings Corp.

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3649
SEC CIK
0001851003
Parsed reports
207

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2024 Filed Jan 3, 2024 16:42 UTC
SCULLEY JOHNDirector
OtherClass A Common Stock 2,834 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000486 · form4.xml · nonDerivative · entry 3

SCULLEY JOHN · CIK 0001015816 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Denim Revocable Trust

Disclosed balance after: 1,110,761

F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust.

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January 01, 2024 Filed Jan 3, 2024 16:42 UTC
SCULLEY JOHNDirector
OtherClass A Common Stock 2,834 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-000486 · form4.xml · nonDerivative · entry 2

SCULLEY JOHN · CIK 0001015816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust.

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January 01, 2024 Filed Jan 3, 2024 16:42 UTC
SCULLEY JOHNDirector
GrantClass A Common Stock 2,834 $8.82 $24,995.88
Disclosure

SEC source: 0001127602-24-000486 · form4.xml · nonDerivative · entry 1

SCULLEY JOHN · CIK 0001015816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,834

F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date.

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January 01, 2024 Filed Jan 3, 2024 21:43 UTC GrantClass A Common Stock 2,834 $8.82 $24,995.88
Disclosure

SEC source: 0001127602-24-000491 · form4.xml · nonDerivative · entry 1

LANDMAN WILLIAM · CIK 0001257984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,875

F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date.

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December 15, 2023 Filed Dec 15, 2023 22:21 UTC
Ravella SatishSenior Vice President, Finance
SaleClass A Common Stock 5,723 $8.54 $48,874.42
Disclosure

SEC source: 0001127602-23-029729 · form4.xml · nonDerivative · entry 2

Ravella Satish · CIK 0001865076 · Senior Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,311

F2 · kind: This was a sell-to-cover transaction, with shares sold to cover the withholding taxes due upon the vesting of restricted stock awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.455 to $8.615. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 15, 2023 Filed Dec 15, 2023 22:21 UTC
Ravella SatishSenior Vice President, Finance
GiftClass A Common Stock 104,288 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-029729 · form4.xml · nonDerivative · entry 1

Ravella Satish · CIK 0001865076 · Senior Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,034

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

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December 13, 2023 Filed Dec 15, 2023 21:44 UTC Disposition to issuerClass A Common Stock 85,818 $8.58 $736,318.44
Disclosure

SEC source: 0001127602-23-029715 · form4.xml · nonDerivative · entry 6

LANDMAN WILLIAM · CIK 0001257984 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CMS Platinum Fund, L.P.

Disclosed balance after: 114,182

F7 · ownership.nature: Securities held directly by CMS Platinum Fund, L.P. ("CMS"), of which CMS Platinum Associates, L.P. is general partner, and then MSPS Platinum, Inc. is the general partner of CMS Platinum Associates, L.P. William Landman is a director and executive officer of MSPS Platinum, Inc. Each of MSPS Platinum, Inc., CMS Platinum Associates, L.P. and Mr. Landman disclaims beneficial ownership of the shares held directly by CMS except to the extent of their pecuniary interest therein, if any.

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December 13, 2023 Filed Dec 15, 2023 21:44 UTC Disposition to issuerClass A Common Stock 47,895 $8.58 $410,939.10
Disclosure

SEC source: 0001127602-23-029715 · form4.xml · nonDerivative · entry 5

LANDMAN WILLIAM · CIK 0001257984 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mainline Special Opportunities Fund, LP

Disclosed balance after: 0

F6 · ownership.nature: Securities held directly by MainLine Special Opportunities Fund, L.P. ("MainLine"), of which MainLine SO Associates, L.P. is general partner, and then MainLine SO GP, LLC is the general partner of MainLine's general partner. Mr. Landman is MainLine SO GO, LLC's manager. Mr. Landman, MainLine SO GP, LLC and MainLine SO Associates, L.P. disclaim beneficial ownership of the shares held directly by MainLine except to the extent of their pecuniary interest therein, if any.

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December 13, 2023 Filed Dec 15, 2023 21:44 UTC Disposition to issuerClass A Common Stock 185 $8.58 $1,587.30
Disclosure

SEC source: 0001127602-23-029715 · form4.xml · nonDerivative · entry 4

LANDMAN WILLIAM · CIK 0001257984 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MSPS Platinum, Inc.

Disclosed balance after: 0

F5 · ownership.nature: Securities held directly by MSPS Platinum, Inc., a Delaware corporation, of which Mr. Landman is a director and executive officer. Mr. Landman disclaims beneficial ownership of the shares held directly by MSPS Platinum, Inc. except to the extent of his pecuniary interest therein, if any.

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December 13, 2023 Filed Dec 15, 2023 21:44 UTC Disposition to issuerClass A Common Stock 1,850 $8.58 $15,873.00
Disclosure

SEC source: 0001127602-23-029715 · form4.xml · nonDerivative · entry 3

LANDMAN WILLIAM · CIK 0001257984 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CMS Sub Management Company

Disclosed balance after: 0

F4 · ownership.nature: Securities held directly by CMS Sub Management Company, a Pennsylvania corporation, of which Mr. Landman is a director and executive officer. Mr. Landman disclaims beneficial ownership of the shares held directly by CMS Sub Management Company except to the extent of his pecuniary interest therein, if any.

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December 13, 2023 Filed Dec 15, 2023 21:44 UTC Disposition to issuerClass A Common Stock 37,137 $8.58 $318,635.46
Disclosure

SEC source: 0001127602-23-029715 · form4.xml · nonDerivative · entry 2

LANDMAN WILLIAM · CIK 0001257984 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CMS Holdco, LLC

Disclosed balance after: 0

F2 · shares: Includes 461 shares not previously reported due to an administrative error.

F3 · ownership.nature: Securities held directly by CMS Holdco, LLC, of which Mr. Landman is a managing member. Mr. Landman disclaims beneficial ownership of the shares held directly by CMS Holdco, LLC except to the extent of his pecuniary interest therein, if any.

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December 13, 2023 Filed Dec 15, 2023 21:44 UTC Disposition to issuerClass A Common Stock 1,940 $8.58 $16,645.20
Disclosure

SEC source: 0001127602-23-029715 · form4.xml · nonDerivative · entry 1

LANDMAN WILLIAM · CIK 0001257984 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Capital Management Systems, LLC

Disclosed balance after: 0

F1 · ownership.nature: Securities held directly by Capital Management Systems, LLC, of which Mr. Landman is a managing member. Mr. Landman disclaims beneficial ownership of the shares held directly by Capital Management Systems, LLC except to the extent of his pecuniary interest therein, if any.

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November 24, 2023 Filed Nov 24, 2023 21:03 UTC
Gerber Steven H.President & COO
GiftClass A Common Stock 15,796 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028247 · form4.xml · nonDerivative · entry 2

Gerber Steven H. · CIK 0001861751 · President & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Evergreen Revocable Trust

Disclosed balance after: 2,183,781

F2 · kind: Represents a transfer to a non-profit organization.

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November 22, 2023 Filed Nov 24, 2023 21:00 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 7,760 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-066001 · ownership.xml · derivative · entry 9

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trusts

Disclosed balance after: 464,354

Underlying: Class A Common Stock · 7,760 shares

Expires not disclosed

F5 · derivative.exercise_price: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

F5 · derivative.exercise_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F5 · derivative.expiration_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F6 · ownership.nature: Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any.

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November 22, 2023 Filed Nov 24, 2023 21:00 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 6,206 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-066001 · ownership.xml · derivative · entry 8

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By IAC Investment Company IX, LLC

Disclosed balance after: 5,059,578

Underlying: Class A Common Stock · 6,206 shares

Expires not disclosed

F5 · derivative.exercise_price: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

F5 · derivative.exercise_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F5 · derivative.expiration_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F4 · ownership.nature: Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any.

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November 22, 2023 Filed Nov 24, 2023 21:00 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 242,220 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-066001 · ownership.xml · derivative · entry 7

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By ACI Investment Partners, LLC

Disclosed balance after: 23,273,943

Underlying: Class A Common Stock · 242,220 shares

Expires not disclosed

F5 · derivative.exercise_price: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F3 · kind: Represents transfers to certain charitable trusts and foundations.

F5 · derivative.exercise_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F5 · derivative.expiration_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F2 · ownership.nature: Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.

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November 22, 2023 Filed Nov 24, 2023 21:00 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 547,646 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-066001 · ownership.xml · derivative · entry 6

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By ACI Investment Partners, LLC

Disclosed balance after: 23,516,163

Underlying: Class A Common Stock · 547,646 shares

Expires not disclosed

F5 · derivative.exercise_price: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

F5 · derivative.exercise_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F5 · derivative.expiration_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F2 · ownership.nature: Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.

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November 22, 2023 Filed Nov 24, 2023 21:00 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,424 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-066001 · ownership.xml · nonDerivative · entry 3

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 105,660

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

Read SEC document
November 22, 2023 Filed Nov 24, 2023 21:00 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 115,757 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-066001 · ownership.xml · nonDerivative · entry 2

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By ACI Investment Partners, LLC

Disclosed balance after: 1,594,003

F3 · kind: Represents transfers to certain charitable trusts and foundations.

F2 · ownership.nature: Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.

Read SEC document
November 22, 2023 Filed Nov 24, 2023 21:00 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 531,579 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-066001 · ownership.xml · nonDerivative · entry 1

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By ACI Investment Partners, LLC

Disclosed balance after: 1,709,750

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

F2 · ownership.nature: Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.

Read SEC document
November 22, 2023 Filed Nov 24, 2023 21:03 UTC
Gerber Steven H.President & COO
GiftClass A Common Stock 694,526 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028247 · form4.xml · nonDerivative · entry 1

Gerber Steven H. · CIK 0001861751 · President & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Evergreen Revocable Trust

Disclosed balance after: 2,199,577

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

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November 22, 2023 Filed Nov 24, 2023 21:01 UTC
Greiner Christopher EChief Financial Officer
GiftClass A Common Stock 506,868 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-028244 · form4.xml · nonDerivative · entry 1

Greiner Christopher E · CIK 0001631087 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,618,993

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

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November 22, 2023 Filed Nov 27, 2023 22:07 UTC Disposition to issuerClass A Common Stock 50,000 $8.66 $433,000.00
Disclosure

SEC source: 0001127602-23-028312 · form4.xml · nonDerivative · entry 1

LANDMAN WILLIAM · CIK 0001257984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,041

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:03 UTC
Ravella SatishSenior Vice President, Finance
GrantClass A Common Stock 51,181 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027867 · form4.xml · nonDerivative · entry 1

Ravella Satish · CIK 0001865076 · Senior Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,322

F1 · shares: Represents restricted stock awarded pursuant to Issuer's 2021 Incentive Award Plan, 25% of which vests on January 15, 2024 and the remainder of which vests in 9 equal installments monthly thereafter, with the final installment vesting on October 15, 2024.

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November 15, 2023 Filed Nov 17, 2023 21:59 UTC
Gerber Steven H.President & COO
OtherClass A Common Stock 137,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027861 · form4.xml · nonDerivative · entry 3

Gerber Steven H. · CIK 0001861751 · President & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Evergreen Revocable Trust

Disclosed balance after: 2,894,103

F2 · kind: Represents a transfer for no consideration by Mr. Gerber to Evergreen Revocable Trust.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:59 UTC
Gerber Steven H.President & COO
OtherClass A Common Stock 137,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027861 · form4.xml · nonDerivative · entry 2

Gerber Steven H. · CIK 0001861751 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents a transfer for no consideration by Mr. Gerber to Evergreen Revocable Trust.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:59 UTC
Gerber Steven H.President & COO
GrantClass A Common Stock 137,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027861 · form4.xml · nonDerivative · entry 1

Gerber Steven H. · CIK 0001861751 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,500

F1 · shares: Represents restricted stock awarded pursuant to Issuer's 2021 Incentive Award Plan, 25% of which vests on January 15, 2024 and the remainder of which vests in 9 equal installments monthly thereafter, with the final installment vesting on October 15, 2024.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:00 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
OtherClass A Common Stock 206,044 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-064885 · ownership.xml · nonDerivative · entry 3

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By ACI Investment Partners, LLC

Disclosed balance after: 2,241,329

F2 · kind: Represents a transfer for no consideration by Mr. Steinberg to ACI Investment Partners, LLC ("ACI").

F3 · ownership.nature: Securities held directly by ACI. Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:00 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
OtherClass A Common Stock 206,044 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-064885 · ownership.xml · nonDerivative · entry 2

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,744

F2 · kind: Represents a transfer for no consideration by Mr. Steinberg to ACI Investment Partners, LLC ("ACI").

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:00 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 206,044 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-064885 · ownership.xml · nonDerivative · entry 1

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,788

F1 · shares: Represents restricted stock awarded pursuant to Issuer's 2021 Incentive Award Plan, 25% of which vests on January 15, 2024 and the remainder of which vests in 9 equal installments monthly thereafter, with the final installment vesting on October 15, 2024.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:01 UTC
Greiner Christopher EChief Financial Officer
GrantClass A Common Stock 116,264 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-027864 · form4.xml · nonDerivative · entry 1

Greiner Christopher E · CIK 0001631087 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,125,861

F1 · shares: Represents restricted stock awarded pursuant to Issuer's 2021 Incentive Award Plan, 25% of which vests on January 15, 2024 and the remainder of which vests in 9 equal installments monthly thereafter, with the final installment vesting on October 15, 2024.

Read SEC document
October 17, 2023 Filed Oct 19, 2023 20:57 UTC
Ravella SatishSenior Vice President, Finance
SaleClass A Common Stock 5,000 $9.00 $45,005.00
Disclosure

SEC source: 0001127602-23-026096 · form4.xml · nonDerivative · entry 1

Ravella Satish · CIK 0001865076 · Senior Vice President, Finance

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,141

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2022.

Read SEC document
October 09, 2023 Filed Oct 10, 2023 21:20 UTC
Ravella SatishSenior Vice President, Finance
SaleClass A Common Stock 804 $8.59 $6,908.61
Disclosure

SEC source: 0001127602-23-025718 · form4.xml · nonDerivative · entry 2

Ravella Satish · CIK 0001865076 · Senior Vice President, Finance

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 230,141

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2022.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 21:20 UTC
Ravella SatishSenior Vice President, Finance
SaleClass A Common Stock 1,696 $8.51 $14,431.09
Disclosure

SEC source: 0001127602-23-025718 · form4.xml · nonDerivative · entry 1

Ravella Satish · CIK 0001865076 · Senior Vice President, Finance

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 230,945

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2022.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 17:24 UTC
SCULLEY JOHNDirector
OtherClass A Common Stock 2,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-025026 · form4.xml · nonDerivative · entry 3

SCULLEY JOHN · CIK 0001015816 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Denim Revocable Trust

Disclosed balance after: 1,107,927

F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 17:24 UTC
SCULLEY JOHNDirector
OtherClass A Common Stock 2,994 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-025026 · form4.xml · nonDerivative · entry 2

SCULLEY JOHN · CIK 0001015816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents a transfer for no consideration by Mr. Sculley to The Denim Revocable Trust.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 17:24 UTC
SCULLEY JOHNDirector
GrantClass A Common Stock 2,994 $8.35 $24,999.90
Disclosure

SEC source: 0001127602-23-025026 · form4.xml · nonDerivative · entry 1

SCULLEY JOHN · CIK 0001015816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,994

F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date.

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October 01, 2023 Filed Oct 2, 2023 21:22 UTC GrantClass A Common Stock 2,994 $8.35 $24,999.90
Disclosure

SEC source: 0001127602-23-025025 · form4.xml · nonDerivative · entry 1

LANDMAN WILLIAM · CIK 0001257984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,041

F1 · shares: Represents payment of the reporting person's quarterly retainer for director services in the form of restricted stock pursuant to Issuer's 2021 Incentive Award Plan. The restricted stock vests as to 25% of the award one year from the grant date and as to the remaining 75% in four equal quarterly installments beginning on the first anniversary of the grant date.

Read SEC document
September 25, 2023 Filed Sep 25, 2023 21:06 UTC
Ravella SatishSenior Vice President, Finance
SaleClass A Common Stock 1,479 $7.84 $11,595.51
Disclosure

SEC source: 0001127602-23-024729 · form4.xml · nonDerivative · entry 1

Ravella Satish · CIK 0001865076 · Senior Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,641

F1 · kind: This was a sell-to-cover transaction, with shares sold to cover the withholding taxes due upon the vesting of restricted stock awards.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 20:58 UTC
Ravella SatishSenior Vice President, Finance
SaleClass A Common Stock 5,614 $7.70 $43,208.15
Disclosure

SEC source: 0001127602-23-024235 · form4.xml · nonDerivative · entry 1

Ravella Satish · CIK 0001865076 · Senior Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,120

F1 · kind: This was a sell-to-cover transaction, with shares sold to cover the withholding taxes due upon the vesting of restricted stock awards.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.63 to $7.795. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 21:49 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 134,066 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018638 · doc4.xml · derivative · entry 10

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trusts

Disclosed balance after: 472,114

Underlying: Class A Common Stock · 134,066 shares

Expires not disclosed

F4 · derivative.exercise_price: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

F4 · derivative.exercise_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F4 · derivative.expiration_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F6 · ownership.nature: Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 21:49 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 213,383 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018638 · doc4.xml · derivative · entry 9

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Trusts

Disclosed balance after: 606,180

Underlying: Class A Common Stock · 213,383 shares

Expires not disclosed

F4 · derivative.exercise_price: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F5 · kind: Represents a transfer from ACI to the family trusts described in Footnote 6.

F4 · derivative.exercise_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F4 · derivative.expiration_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F6 · ownership.nature: Mr. Steinberg is co-trustee of each family trust and as a result may be deemed to share beneficial ownership of the securities held of record by each trust to the extent of his pecuniary interest therein, if any.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 21:49 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 17,970 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018638 · doc4.xml · derivative · entry 8

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By IAC Investment Company IX, LLC

Disclosed balance after: 5,065,784

Underlying: Class A Common Stock · 17,970 shares

Expires not disclosed

F4 · derivative.exercise_price: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

F4 · derivative.exercise_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F4 · derivative.expiration_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F3 · ownership.nature: Securities held directly by IAC Investment Company IX, LLC ("IAC"). Mr. Steinberg is the managing member of IAC. Mr. Steinberg disclaims beneficial ownership of the shares held directly by IAC except to the extent of his pecuniary interest therein, if any.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 21:49 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 25,104 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018638 · doc4.xml · derivative · entry 7

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 47,676

Underlying: Class A Common Stock · 25,104 shares

Expires not disclosed

F4 · derivative.exercise_price: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

F4 · derivative.exercise_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F4 · derivative.expiration_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 21:49 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 213,383 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018638 · doc4.xml · derivative · entry 6

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By ACI Investment Partners, LLC

Disclosed balance after: 24,063,809

Underlying: Class A Common Stock · 213,383 shares

Expires not disclosed

F4 · derivative.exercise_price: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F5 · kind: Represents a transfer from ACI to the family trusts described in Footnote 6.

F4 · derivative.exercise_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F4 · derivative.expiration_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F2 · ownership.nature: Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 21:49 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass B Common Stock · Derivative 1,686,918 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018638 · doc4.xml · derivative · entry 5

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By ACI Investment Partners, LLC

Disclosed balance after: 24,277,192

Underlying: Class A Common Stock · 1,686,918 shares

Expires not disclosed

F4 · derivative.exercise_price: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

F4 · derivative.exercise_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F4 · derivative.expiration_date: The Class B common stock is convertible at any time at the option of the holder into Class A common stock on a one-to-one basis, and will convert automatically into Class A common stock on a one-to-one basis upon the earliest to occur of: (1) the first date on which the voting power of all then-outstanding shares of Class B Common Stock representing less than 10% of the combined voting power of all then-outstanding shares of Common Stock and (2) the date of the death or Disability (as defined in the Issuer's amended and restated certificate of incorporation) of Mr. Steinberg, and (b) upon the date specified by the holders of at least a majority of the then outstanding shares of Class B common stock, voting as a separate class.

F2 · ownership.nature: Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 21:49 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 49,896 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018638 · doc4.xml · nonDerivative · entry 2

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 132,084

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

Read SEC document
September 01, 2023 Filed Sep 1, 2023 21:49 UTC
Steinberg DavidDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 114,187 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-018638 · doc4.xml · nonDerivative · entry 1

Steinberg David · CIK 0001308562 · Director · Chief Executive Officer · 10% owner

ACI Investment Partners, LLC · CIK 0001861905 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By ACI Investment Partners, LLC

Disclosed balance after: 2,035,285

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

F2 · ownership.nature: Securities held directly by ACI Investment Partners, LLC ("ACI"). Mr. Steinberg is the managing member of ACI. Mr. Steinberg disclaims beneficial ownership of the shares held directly by ACI except to the extent of his pecuniary interest therein, if any.

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August 31, 2023 Filed Sep 1, 2023 21:25 UTC
Gerber Steven H.President & COO
GiftClass A Common Stock 714,572 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023612 · form4.xml · nonDerivative · entry 1

Gerber Steven H. · CIK 0001861751 · President & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Evergreen Revocable Trust

Disclosed balance after: 2,756,603

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

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August 31, 2023 Filed Sep 1, 2023 21:26 UTC
Greiner Christopher EChief Financial Officer
GiftClass A Common Stock 503,067 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-023613 · form4.xml · nonDerivative · entry 1

Greiner Christopher E · CIK 0001631087 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,009,597

F1 · kind: Represents a transfer to a trust managed by an independent trustee that was established for trust, estate and tax planning purposes and will also be used to satisfy any tax withholding obligations arising from the vesting of certain restricted stock awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.