Tapewire

NYSE · USD

YUMC

Yum China Holdings, Inc.

Export transactions ↓
Tapewire entity
1255
SEC CIK
0001673358
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2018 Filed Nov 13, 2018 06:29 UTC
Sun RiuChief Growth Officer
SaleCommon Stock 8,405 $36.50 $306,782.50
Disclosure

SEC source: 0001127602-18-032691 · form4.xml · nonDerivative · entry 7

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 12, 2018 Filed Nov 13, 2018 06:29 UTC
Sun RiuChief Growth Officer
Disposition to issuerCommon Stock 6,778 $36.50 $247,397.00
Disclosure

SEC source: 0001127602-18-032691 · form4.xml · nonDerivative · entry 6

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,405

Read SEC document
November 12, 2018 Filed Nov 13, 2018 06:29 UTC
Sun RiuChief Growth Officer
Exercise / conversionCommon Stock 9,314 $26.56 $247,379.84
Disclosure

SEC source: 0001127602-18-032691 · form4.xml · nonDerivative · entry 5

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 06:29 UTC
Sun RiuChief Growth Officer
Disposition to issuerCommon Stock 9,027 $36.50 $329,485.50
Disclosure

SEC source: 0001127602-18-032691 · form4.xml · nonDerivative · entry 4

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,869

Read SEC document
November 12, 2018 Filed Nov 13, 2018 06:29 UTC
Sun RiuChief Growth Officer
Exercise / conversionCommon Stock 12,211 $26.98 $329,452.78
Disclosure

SEC source: 0001127602-18-032691 · form4.xml · nonDerivative · entry 3

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 06:29 UTC
Sun RiuChief Growth Officer
Disposition to issuerCommon Stock 7,257 $36.50 $264,880.50
Disclosure

SEC source: 0001127602-18-032691 · form4.xml · nonDerivative · entry 2

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,685

Read SEC document
November 12, 2018 Filed Nov 13, 2018 06:29 UTC
Sun RiuChief Growth Officer
Exercise / conversionCommon Stock 9,942 $26.64 $264,854.88
Disclosure

SEC source: 0001127602-18-032691 · form4.xml · nonDerivative · entry 1

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:16 UTC
Ng ShellaChief Legal Officer, Corp. Sec
Exercise / conversionRestricted Stock Unit · Derivative 4,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032684 · form4.xml · derivative · entry 3

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Underlying: Common Stock · 4,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:16 UTC
Ng ShellaChief Legal Officer, Corp. Sec
Tax withholdingCommon Stock 655 $36.50 $23,907.50
Disclosure

SEC source: 0001127602-18-032684 · form4.xml · nonDerivative · entry 2

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,561

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:16 UTC
Ng ShellaChief Legal Officer, Corp. Sec
Exercise / conversionCommon Stock 4,680 $36.50 $170,820.00
Disclosure

SEC source: 0001127602-18-032684 · form4.xml · nonDerivative · entry 1

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:09 UTC
Lee TedGM Little Sheep & East Dawning
Exercise / conversionRestricted Stock Unit · Derivative 2,340 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032680 · form4.xml · derivative · entry 3

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Underlying: Common Stock · 2,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:09 UTC
Lee TedGM Little Sheep & East Dawning
Tax withholdingCommon Stock 866 $36.50 $31,609.00
Disclosure

SEC source: 0001127602-18-032680 · form4.xml · nonDerivative · entry 2

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,795

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:09 UTC
Lee TedGM Little Sheep & East Dawning
Exercise / conversionCommon Stock 2,340 $36.50 $85,410.00
Disclosure

SEC source: 0001127602-18-032680 · form4.xml · nonDerivative · entry 1

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:39 UTC
Kuai JeffGeneral Manager, Pizza Hut
Exercise / conversionRestricted Stock Unit · Derivative 2,340 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032695 · form4.xml · derivative · entry 3

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Underlying: Common Stock · 2,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:39 UTC
Kuai JeffGeneral Manager, Pizza Hut
Tax withholdingCommon Stock 754 $36.50 $27,521.00
Disclosure

SEC source: 0001127602-18-032695 · form4.xml · nonDerivative · entry 2

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,312

Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:39 UTC
Kuai JeffGeneral Manager, Pizza Hut
Exercise / conversionCommon Stock 2,340 $36.50 $85,410.00
Disclosure

SEC source: 0001127602-18-032695 · form4.xml · nonDerivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:48 UTC
Tan DannyChief Supply Chain Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032698 · form4.xml · derivative · entry 3

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Underlying: Common Stock · 4,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:48 UTC
Tan DannyChief Supply Chain Officer
Tax withholdingCommon Stock 690 $36.50 $25,185.00
Disclosure

SEC source: 0001127602-18-032698 · form4.xml · nonDerivative · entry 2

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,524

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:48 UTC
Tan DannyChief Supply Chain Officer
Exercise / conversionCommon Stock 4,680 $36.50 $170,820.00
Disclosure

SEC source: 0001127602-18-032698 · form4.xml · nonDerivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:19 UTC
Huang JohnsonGeneral Manager, KFC
Exercise / conversionRestricted Stock Unit · Derivative 4,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032686 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Underlying: Common Stock · 4,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:19 UTC
Huang JohnsonGeneral Manager, KFC
Tax withholdingCommon Stock 1,825 $36.50 $66,612.50
Disclosure

SEC source: 0001127602-18-032686 · form4.xml · nonDerivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,967

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:19 UTC
Huang JohnsonGeneral Manager, KFC
Exercise / conversionCommon Stock 4,680 $36.50 $170,820.00
Disclosure

SEC source: 0001127602-18-032686 · form4.xml · nonDerivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:14 UTC
Ai AngelaChief Development Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032682 · form4.xml · derivative · entry 3

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Underlying: Common Stock · 4,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:14 UTC
Ai AngelaChief Development Officer
Tax withholdingCommon Stock 2,028 $36.50 $74,022.00
Disclosure

SEC source: 0001127602-18-032682 · form4.xml · nonDerivative · entry 2

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:14 UTC
Ai AngelaChief Development Officer
Exercise / conversionCommon Stock 4,680 $36.50 $170,820.00
Disclosure

SEC source: 0001127602-18-032682 · form4.xml · nonDerivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:24 UTC
Wat JoeyDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,360 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032688 · form4.xml · derivative · entry 3

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,361

Underlying: Common Stock · 9,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:24 UTC
Wat JoeyDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,389 $36.50 $50,698.50
Disclosure

SEC source: 0001127602-18-032688 · form4.xml · nonDerivative · entry 2

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,368

Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:24 UTC
Wat JoeyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 9,360 $36.50 $341,640.00
Disclosure

SEC source: 0001127602-18-032688 · form4.xml · nonDerivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:31 UTC
Sun RiuChief Growth Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,680 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032693 · form4.xml · derivative · entry 3

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Underlying: Common Stock · 4,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:31 UTC
Sun RiuChief Growth Officer
Tax withholdingCommon Stock 2,028 $36.50 $74,022.00
Disclosure

SEC source: 0001127602-18-032693 · form4.xml · nonDerivative · entry 2

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:31 UTC
Sun RiuChief Growth Officer
Exercise / conversionCommon Stock 4,680 $36.50 $170,820.00
Disclosure

SEC source: 0001127602-18-032693 · form4.xml · nonDerivative · entry 1

Sun Riu · CIK 0001685859 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:53 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,340 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032701 · form4.xml · derivative · entry 3

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,340

Underlying: Common Stock · 2,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:53 UTC
Wang Alice HChief Public Affairs Officer
Tax withholdingCommon Stock 754 $36.50 $27,521.00
Disclosure

SEC source: 0001127602-18-032701 · form4.xml · nonDerivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,312

Read SEC document
November 11, 2018 Filed Nov 13, 2018 06:53 UTC
Wang Alice HChief Public Affairs Officer
Exercise / conversionCommon Stock 2,340 $36.50 $85,410.00
Disclosure

SEC source: 0001127602-18-032701 · form4.xml · nonDerivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:50 UTC
Pant MukteshDirector
Exercise / conversionRestricted Stock Unit · Derivative 28,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032700 · form4.xml · derivative · entry 3

Pant Muktesh · CIK 0001456722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,083

Underlying: Common Stock · 28,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:50 UTC
Pant MukteshDirector
Tax withholdingCommon Stock 11,051 $36.50 $403,361.50
Disclosure

SEC source: 0001127602-18-032700 · form4.xml · nonDerivative · entry 2

Pant Muktesh · CIK 0001456722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,913

Read SEC document
November 11, 2018 Filed Nov 13, 2018 11:50 UTC
Pant MukteshDirector
Exercise / conversionCommon Stock 28,082 $36.50 $1,024,993.00
Disclosure

SEC source: 0001127602-18-032700 · form4.xml · nonDerivative · entry 1

Pant Muktesh · CIK 0001456722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 06:03 UTC
Ai AngelaChief Development Officer
Exercise / conversionStock Appreciation Right · Derivative 17,127 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001127602-18-032587 · form4.xml · derivative · entry 4

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,127 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full

Read SEC document
November 08, 2018 Filed Nov 9, 2018 06:03 UTC
Ai AngelaChief Development Officer
SaleCommon Stock 8,391 $37.25 $312,564.75
Disclosure

SEC source: 0001127602-18-032587 · form4.xml · nonDerivative · entry 3

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 08, 2018 Filed Nov 9, 2018 06:03 UTC
Ai AngelaChief Development Officer
Disposition to issuerCommon Stock 8,736 $37.25 $325,416.00
Disclosure

SEC source: 0001127602-18-032587 · form4.xml · nonDerivative · entry 2

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,391

Read SEC document
November 08, 2018 Filed Nov 9, 2018 06:03 UTC
Ai AngelaChief Development Officer
Exercise / conversionCommon Stock 17,127 $19.00 $325,413.00
Disclosure

SEC source: 0001127602-18-032587 · form4.xml · nonDerivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 06:03 UTC
Ng ShellaChief Legal Officer, Corp. Sec
Exercise / conversionRestricted Stock Unit · Derivative 6,377 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031714 · form4.xml · derivative · entry 3

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,133

Underlying: Common Stock · 6,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 11/1/2017.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 06:03 UTC
Ng ShellaChief Legal Officer, Corp. Sec
Tax withholdingCommon Stock 892 $35.84 $31,969.28
Disclosure

SEC source: 0001127602-18-031714 · form4.xml · nonDerivative · entry 2

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,536

Read SEC document
November 01, 2018 Filed Nov 2, 2018 06:03 UTC
Ng ShellaChief Legal Officer, Corp. Sec
Exercise / conversionCommon Stock 6,377 $35.84 $228,551.68
Disclosure

SEC source: 0001127602-18-031714 · form4.xml · nonDerivative · entry 1

Ng Shella · CIK 0001685727 · Chief Legal Officer, Corp. Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 06:05 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 13,951 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-031716 · form4.xml · derivative · entry 1

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,951

Underlying: Common Stock · 13,951 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:25 UTC OtherPhantom Stock · Derivative 2,866 $36.08 $103,405.28
Disclosure

SEC source: 0001127602-18-031736 · form4.xml · derivative · entry 12

LINEN JONATHAN S · CIK 0001188723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,866 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan.

F2 · derivative.exercise_date: Distribution occurs upon separation of employment.

F3 · derivative.expiration_date: This grant does not have a specified expiration date.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:25 UTC OtherPhantom Stock · Derivative 2,360 $36.08 $85,148.80
Disclosure

SEC source: 0001127602-18-031736 · form4.xml · derivative · entry 11

LINEN JONATHAN S · CIK 0001188723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,360 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan.

F2 · derivative.exercise_date: Distribution occurs upon separation of employment.

F3 · derivative.expiration_date: This grant does not have a specified expiration date.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:25 UTC OtherPhantom Stock · Derivative 2,374 $36.08 $85,653.92
Disclosure

SEC source: 0001127602-18-031736 · form4.xml · derivative · entry 10

LINEN JONATHAN S · CIK 0001188723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,374 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan.

F2 · derivative.exercise_date: Distribution occurs upon separation of employment.

F3 · derivative.expiration_date: This grant does not have a specified expiration date.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:25 UTC OtherPhantom Stock · Derivative 2,507 $36.08 $90,452.56
Disclosure

SEC source: 0001127602-18-031736 · form4.xml · derivative · entry 9

LINEN JONATHAN S · CIK 0001188723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,507 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan.

F2 · derivative.exercise_date: Distribution occurs upon separation of employment.

F3 · derivative.expiration_date: This grant does not have a specified expiration date.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 15:25 UTC OtherPhantom Stock · Derivative 2,957 $36.08 $106,688.56
Disclosure

SEC source: 0001127602-18-031736 · form4.xml · derivative · entry 8

LINEN JONATHAN S · CIK 0001188723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,957 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · price: This represents shares of phantom stock held in the Yum! China Stock Fund under the Yum! Brands Executive Income Deferral ("EID") Program. The administrator of the EID Program has determined to close the Yum! China Stock Fund within the EID Program. Accordingly, all phantom shares in that fund have been disposed of and transferred into another fund under the plan.

F2 · derivative.exercise_date: Distribution occurs upon separation of employment.

F3 · derivative.expiration_date: This grant does not have a specified expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.