Tapewire

NYSE · USD

YUMC

Yum China Holdings, Inc.

Export transactions ↓
Tapewire entity
1255
SEC CIK
0001673358
Parsed reports
923

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202600
Feb 202606
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2020 Filed Mar 26, 2020 07:16 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011959 · form4.xml · derivative · entry 2

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,243

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 07:16 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011959 · form4.xml · derivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,664

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 07:14 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011957 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 07:14 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011957 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,189

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 07:14 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011957 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,753

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 11:08 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 208 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011953 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,367

Underlying: Common Stock · 208 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 07:06 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011951 · form4.xml · derivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,648

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 07:06 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011951 · form4.xml · derivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,812

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 11:19 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 65 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011961 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,257

Underlying: Common Stock · 65 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 11:17 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011960 · form4.xml · derivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,869

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 11:17 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011960 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,367

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 09:12 UTC
Chan JosephChief Legal Officer
GrantStock Appreciation Right · Derivative 29,931 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004448 · form4.xml · derivative · entry 1

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,931

Underlying: Common Stock · 29,931 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 09:26 UTC
Yuen AikenChief People Officer
GrantStock Appreciation Right · Derivative 24,319 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004470 · form4.xml · derivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,319

Underlying: Common Stock · 24,319 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 09:16 UTC
Lee TedGM Little Sheep & East Dawning
GrantStock Appreciation Right · Derivative 15,714 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004453 · form4.xml · derivative · entry 1

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Underlying: Common Stock · 15,714 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 09:21 UTC
Tan DannyChief Supply Chain Officer
GrantStock Appreciation Right · Derivative 35,542 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004459 · form4.xml · derivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,542

Underlying: Common Stock · 35,542 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 14:14 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantStock Appreciation Right · Derivative 17,959 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004450 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,959

Underlying: Common Stock · 17,959 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 09:08 UTC
Huang JohnsonGeneral Manager, KFC
GrantStock Appreciation Right · Derivative 44,896 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004445 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,896

Underlying: Common Stock · 44,896 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 14:24 UTC
Wat JoeyDirector · Chief Executive Officer
GrantStock Appreciation Right · Derivative 187,063 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004466 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,063

Underlying: Common Stock · 187,063 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 09:03 UTC
Ai AngelaChief Development Officer
GrantStock Appreciation Right · Derivative 19,455 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004442 · form4.xml · derivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,455

Underlying: Common Stock · 19,455 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 09:22 UTC
Wang Alice HChief Public Affairs Officer
GrantStock Appreciation Right · Derivative 15,714 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004461 · form4.xml · derivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Underlying: Common Stock · 15,714 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 14:26 UTC
Yeung AndyChief Financial Officer
GrantStock Appreciation Right · Derivative 44,896 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004469 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,896

Underlying: Common Stock · 44,896 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 14:19 UTC
Lu XuelingController and PAO
GrantStock Appreciation Right · Derivative 9,728 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001127602-20-004456 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

Underlying: Common Stock · 9,728 shares

Expires 2030-02-07

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:30 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035315 · form4.xml · derivative · entry 2

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,972

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:30 UTC
Ai AngelaChief Development Officer
GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035315 · form4.xml · derivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,199

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 08:04 UTC
Chan JosephChief Legal Officer
GrantRestricted Stock Unit · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035327 · form4.xml · derivative · entry 1

Chan Joseph · CIK 0001778809 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,337

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:07 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035309 · form4.xml · derivative · entry 3

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,639

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:07 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035309 · form4.xml · derivative · entry 2

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,149

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:07 UTC
Lee TedGM Little Sheep & East Dawning
GrantRestricted Stock Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035309 · form4.xml · derivative · entry 1

Lee Ted · CIK 0001685821 · GM Little Sheep & East Dawning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,802

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:57 UTC
Yuen AikenChief People Officer
GrantRestricted Stock Unit · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035321 · form4.xml · derivative · entry 2

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,531

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:57 UTC
Yuen AikenChief People Officer
GrantRestricted Stock Unit · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035321 · form4.xml · derivative · entry 1

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,780

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:51 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035317 · form4.xml · derivative · entry 2

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,219

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:51 UTC
Tan DannyChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 24 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035317 · form4.xml · derivative · entry 1

Tan Danny · CIK 0001685836 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,638

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 12:59 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035323 · form4.xml · derivative · entry 2

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,365

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 12:59 UTC
Kuai JeffGeneral Manager, Pizza Hut
GrantRestricted Stock Unit · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035323 · form4.xml · derivative · entry 1

Kuai Jeff · CIK 0001685835 · General Manager, Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,563

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:55 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035319 · form4.xml · derivative · entry 3

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,675

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:55 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035319 · form4.xml · derivative · entry 2

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,159

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 07:55 UTC
Huang JohnsonGeneral Manager, KFC
GrantRestricted Stock Unit · Derivative 51 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035319 · form4.xml · derivative · entry 1

Huang Johnson · CIK 0001685846 · General Manager, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,698

Underlying: Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 13:09 UTC
Wat JoeyDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 193 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035329 · form4.xml · derivative · entry 1

Wat Joey · CIK 0001685864 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,159

Underlying: Common Stock · 193 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the fourth anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 08:01 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035325 · form4.xml · derivative · entry 2

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,639

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 08:01 UTC
Wang Alice HChief Public Affairs Officer
GrantRestricted Stock Unit · Derivative 9 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035325 · form4.xml · derivative · entry 1

Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,802

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 12:12 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 7 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035312 · form4.xml · derivative · entry 2

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

Underlying: Common Stock · 7 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 12:12 UTC
Lu XuelingController and PAO
GrantRestricted Stock Unit · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035312 · form4.xml · derivative · entry 1

Lu Xueling · CIK 0001725927 · Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,361

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 11:58 UTC
Yeung AndyChief Financial Officer
GrantRestricted Stock Unit · Derivative 60 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-035307 · form4.xml · derivative · entry 1

Yeung Andy · CIK 0001791256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,192

Underlying: Common Stock · 60 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 06:04 UTC
Ai AngelaChief Development Officer
Exercise / conversionStock Appreciation Right · Derivative 29,481 $0.00 Strike: $21.06 $0.00
Disclosure

SEC source: 0001127602-19-034492 · form4.xml · derivative · entry 4

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,827

Underlying: Common Stock · 29,481 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 06:04 UTC
Ai AngelaChief Development Officer
SaleCommon Stock 15,683 $45.00 $705,735.00
Disclosure

SEC source: 0001127602-19-034492 · form4.xml · nonDerivative · entry 3

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,256

F3 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on November 26, 2019.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 06:04 UTC
Ai AngelaChief Development Officer
Disposition to issuerCommon Stock 13,798 $45.00 $620,910.00
Disclosure

SEC source: 0001127602-19-034492 · form4.xml · nonDerivative · entry 2

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,939

F2 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on November 26, 2019.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 06:04 UTC
Ai AngelaChief Development Officer
Exercise / conversionCommon Stock 29,481 $21.06 $620,869.86
Disclosure

SEC source: 0001127602-19-034492 · form4.xml · nonDerivative · entry 1

Ai Angela · CIK 0001685867 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on November 26, 2019.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 06:42 UTC
Yuen AikenChief People Officer
Exercise / conversionStock Appreciation Right · Derivative 2,690 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001127602-19-033851 · form4.xml · derivative · entry 4

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,690 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vested in full.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 06:42 UTC
Yuen AikenChief People Officer
Disposition to issuerCommon Stock 609 $44.05 $26,826.45
Disclosure

SEC source: 0001127602-19-033851 · form4.xml · nonDerivative · entry 3

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 27, 2019 Filed Nov 29, 2019 06:42 UTC
Yuen AikenChief People Officer
SaleCommon Stock 2,081 $44.03 $91,628.30
Disclosure

SEC source: 0001127602-19-033851 · form4.xml · nonDerivative · entry 2

Yuen Aiken · CIK 0001725089 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.