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YUM BRANDS INC

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3067
SEC CIK
0001041061
Parsed reports
635

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202606
Mar 202602
Apr 202602
May 2026013
Jun 202602
Jul 202603
Aug 202604
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2016 Filed Dec 19, 2016 20:00 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 8,667 $63.88 $553,647.96
Disclosure

SEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 5

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:00 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 537 $63.88 $34,303.56
Disclosure

SEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,737

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:00 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 1,356 $63.88 $86,621.28
Disclosure

SEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:00 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 255 $63.88 $16,289.40
Disclosure

SEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,918

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:00 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 642 $63.88 $41,010.96
Disclosure

SEC source: 0001127602-16-070403 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:07 UTC
Niccol Brian RCEO, Taco Bell
Exercise / conversionPhantom Stock · Derivative 1,021 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-070405 · form4.xml · derivative · entry 4

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,870.6933

Underlying: Common Stock · 1,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:07 UTC
Niccol Brian RCEO, Taco Bell
Tax withholdingCommon Stock 509 $63.88 $32,514.92
Disclosure

SEC source: 0001127602-16-070405 · form4.xml · nonDerivative · entry 2

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679

Read SEC document
December 15, 2016 Filed Dec 19, 2016 20:07 UTC
Niccol Brian RCEO, Taco Bell
Exercise / conversionCommon Stock 1,021 $63.88 $65,221.48
Disclosure

SEC source: 0001127602-16-070405 · form4.xml · nonDerivative · entry 1

Niccol Brian R · CIK 0001628588 · CEO, Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 19:50 UTC GrantPhantom Stock · Derivative 411.76 $60.76 $25,018.54
Disclosure

SEC source: 0001127602-16-067731 · form4.xml · derivative · entry 1

Alves Paget Leonard · CIK 0001315419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411.76

Underlying: Common Stock · 411.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 307.7044 $62.01 $19,080.75
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 14

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022.0718

Underlying: Common Stock · 307.7044 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Payments are made in accordance with elections on file.

F7 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 208.3912 $62.01 $12,922.34
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 13

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692.1928

Underlying: Common Stock · 208.3912 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Payments are made in accordance with elections on file.

F8 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 1,234.9111 $62.01 $76,576.84
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 12

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,101.8836

Underlying: Common Stock · 1,234.9111 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Payments are made in accordance with elections on file.

F8 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 89.712 $62.01 $5,563.04
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 11

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297.9875

Underlying: Common Stock · 89.712 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Payments are made in accordance with elections on file.

F8 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 1,016.7354 $62.01 $63,047.76
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 10

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,377.1908

Underlying: Common Stock · 1,016.7354 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Payments are made in accordance with elections on file.

F8 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 90.2382 $62.01 $5,595.67
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 9

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299.7354

Underlying: Common Stock · 90.2382 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Payments are made in accordance with elections on file.

F7 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 1,022.6996 $62.01 $63,417.60
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 8

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,397.0013

Underlying: Common Stock · 1,022.6996 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Payments are made in accordance with elections on file.

F7 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 95.2958 $62.01 $5,909.29
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 7

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316.5347

Underlying: Common Stock · 95.2958 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Payments are made in accordance with elections on file.

F7 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 1,080.019 $62.01 $66,971.98
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 6

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,587.3936

Underlying: Common Stock · 1,080.019 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Payments are made in accordance with elections on file.

F7 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 1,273.7047 $62.01 $78,982.43
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 5

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230.7407

Underlying: Common Stock · 1,273.7047 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: The phantom stock units are acrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! stock after directorship ceases.

F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 1,474.5325 $62.01 $91,435.76
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 4

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,897.8108

Underlying: Common Stock · 1,474.5325 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F6 · derivative.exercise_date: Payments are made in accordance with elections on file.

F7 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 1,695.3204 $62.01 $105,126.82
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 3

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,631.1804

Underlying: Common Stock · 1,695.3204 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F4 · derivative.exercise_date: The phantom stock units are acrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! stock after directorship ceases.

F5 · derivative.expiration_date: The Director Deferred Compensation Plan does not have specified expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 260.4844 $62.01 $16,152.64
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 2

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865.2256

Underlying: Common Stock · 260.4844 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Phantom Exercise Date

F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:46 UTC PurchasePhantom Stock · Derivative 2,062.7702 $62.01 $127,912.38
Disclosure

SEC source: 0001127602-16-066517 · form4.xml · derivative · entry 1

WALTER ROBERT D · CIK 0001209442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,851.7024

Underlying: Common Stock · 2,062.7702 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Phantom Exercise Date

F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.

Read SEC document
November 01, 2016 Filed Feb 7, 2017 20:32 UTC
Kesselman Marc L.Chief Legal Officer and GC
OtherRestricted Stock Units · Derivative 123.56 $59.81 $7,390.12
Disclosure

SEC source: 0001127602-17-004324 · form4.xml · derivative · entry 5

Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,614.32

Underlying: Common Stock · 123.56 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
October 24, 2016 Filed Oct 31, 2016 16:41 UTC GiftCommon Stock 17,200 $87.47 $1,504,398.00
Disclosure

SEC source: 0001127602-16-065515 · form4.xml · nonDerivative · entry 1

RYAN THOMAS M · CIK 0001194416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Ryan Trust

Disclosed balance after: 38,706

Read SEC document
October 18, 2016 Filed Oct 31, 2016 16:35 UTC
Gibbs David WPresident, CFO
GiftCommon Stock 30 $86.81 $2,604.30
Disclosure

SEC source: 0001127602-16-065513 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,531

Read SEC document
October 14, 2016 Filed Oct 31, 2016 16:35 UTC
Gibbs David WPresident, CFO
GiftCommon Stock 100 $89.62 $8,961.50
Disclosure

SEC source: 0001127602-16-065513 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,561

Read SEC document
October 13, 2016 Filed Oct 14, 2016 17:00 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 21,600 $0.00 Strike: $29.61 $0.00
Disclosure

SEC source: 0001127602-16-064792 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,600 shares

Expires 2017-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 17:00 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 14,487 $89.92 $1,302,671.04
Disclosure

SEC source: 0001127602-16-064792 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,661

F1 · price: This transaction was executed in multiple prices ranging from $89.88 to $89.97. The price reported above reflects the average price at which the transaction was effected.

Read SEC document
October 13, 2016 Filed Oct 14, 2016 17:00 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 7,113 $89.92 $639,600.96
Disclosure

SEC source: 0001127602-16-064792 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,148

Read SEC document
October 13, 2016 Filed Oct 14, 2016 17:00 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 21,600 $29.61 $639,576.00
Disclosure

SEC source: 0001127602-16-064792 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 18:08 UTC
Creed GregDirector · CEO
Exercise / conversionPhantom Stock · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-063939 · form4.xml · derivative · entry 3

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,871.2034

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 18:08 UTC
Creed GregDirector · CEO
Tax withholdingCommon Stock 26 $90.81 $2,361.06
Disclosure

SEC source: 0001127602-16-063939 · form4.xml · nonDerivative · entry 2

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,914

Read SEC document
October 01, 2016 Filed Oct 4, 2016 18:08 UTC
Creed GregDirector · CEO
Exercise / conversionCommon Stock 104 $90.81 $9,444.24
Disclosure

SEC source: 0001127602-16-063939 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 18:01 UTC Exercise / conversionStock Appreciation Right · Derivative 135,318 $0.00 Strike: $29.29 $0.00
Disclosure

SEC source: 0001127602-16-061878 · form4.xml · derivative · entry 4

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 135,318 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 02, 2016 Filed Sep 6, 2016 18:01 UTC SaleCommon Stock 53,518 $91.72 $4,908,670.96
Disclosure

SEC source: 0001127602-16-061878 · form4.xml · nonDerivative · entry 3

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,418

F1 · shares: Pursuant to 10b5-1 Plan

F2 · price: This transaction was executed in multiple trades at prices ranging from $91.52 to $91.96. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 02, 2016 Filed Sep 6, 2016 18:01 UTC Disposition to issuerCommon Stock 81,800 $91.91 $7,518,238.00
Disclosure

SEC source: 0001127602-16-061878 · form4.xml · nonDerivative · entry 2

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,936

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 02, 2016 Filed Sep 6, 2016 18:01 UTC Exercise / conversionCommon Stock 135,318 $29.29 $3,963,464.22
Disclosure

SEC source: 0001127602-16-061878 · form4.xml · nonDerivative · entry 1

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
August 05, 2016 Filed Feb 7, 2017 20:32 UTC
Kesselman Marc L.Chief Legal Officer and GC
OtherRestricted Stock Units · Derivative 74.31 $88.74 $6,594.27
Disclosure

SEC source: 0001127602-17-004324 · form4.xml · derivative · entry 4

Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,490.76

Underlying: Common Stock · 74.31 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
July 28, 2016 Filed Oct 31, 2016 17:11 UTC
Creed GregDirector · CEO
GiftCommon Stock 2,253 $90.09 $202,972.77
Disclosure

SEC source: 0001127602-16-065519 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,583

Read SEC document
July 15, 2016 Filed May 14, 2018 19:39 UTC Amendment Exercise / conversionStock Appreciation Right · Derivative 133,856 $0.00 Strike: $37.30 $0.00
Disclosure

SEC source: 0001127602-18-017320 · form4a.xml · derivative · entry 4

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,856 shares

Expires 2018-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 15, 2016 Filed May 14, 2018 19:39 UTC Amendment SaleCommon Stock 44,952 $88.53 $3,979,600.56
Disclosure

SEC source: 0001127602-18-017320 · form4a.xml · nonDerivative · entry 3

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,104

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 15, 2016 Filed May 14, 2018 19:39 UTC Amendment Disposition to issuerCommon Stock 88,904 $88.50 $7,868,004.00
Disclosure

SEC source: 0001127602-18-017320 · form4a.xml · nonDerivative · entry 2

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,056

F1 · shares: Pursuant to 10b5-1 Plan

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July 15, 2016 Filed May 14, 2018 19:39 UTC Amendment Exercise / conversionCommon Stock 133,856 $37.30 $4,992,828.80
Disclosure

SEC source: 0001127602-18-017320 · form4a.xml · nonDerivative · entry 1

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

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May 06, 2016 Filed Feb 7, 2017 20:32 UTC
Kesselman Marc L.Chief Legal Officer and GC
OtherRestricted Stock Units · Derivative 81.45 $80.96 $6,594.19
Disclosure

SEC source: 0001127602-17-004324 · form4.xml · derivative · entry 3

Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,416.45

Underlying: Common Stock · 81.45 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date.

F3 · derivative.expiration_date: This grant does not have an expiration date.

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December 11, 2003 Filed Dec 12, 2003 14:46 UTC
DIMON JAMESDirector
GrantPhantom Stock · Derivative 2,468.42 $34.44 Strike: $34.44 $85,000.04
Disclosure

SEC source: 0001041061-03-000199 · doc4.xml · derivative · entry 1

DIMON JAMES · CIK 0001195345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468.42

Underlying: Common Stock · 2,468.42 shares

Expires not disclosed

F1 · derivative.exercise_date: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases.

F1 · derivative.expiration_date: The phantom stock units are accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan and will be settled in YUM! s tock after directorship ceases.

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November 04, 2003 Filed Nov 5, 2003 18:54 UTC
DIMON JAMESDirector
GrantStock Option (Right to Buy) · Derivative 1,773 $33.86 Strike: $33.86 $60,024.92
Disclosure

SEC source: 0001041061-03-000152 · doc4.xml · derivative · entry 1

DIMON JAMES · CIK 0001195345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773

Underlying: Common Stock · 1,773 shares

Expires 2013-11-04

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.