Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| YUM BRANDS INCYUM · Entity 3067 | Chief Legal Officer and GC | February 12, 2018 | February 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
YUM BRANDS INC
Report date February 12, 2018 · Filed February 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $78.07 · Expires 2028-02-12 | Direct | 38,110 |
Reported balance
After 2018-02-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-12 · Grant · Acquired 38,110 · Balance 38,110 F1: Vesting occurs 25% per year beginning one year from grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting occurs 25% per year beginning one year from grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2018 Filed Feb 13, 2018 19:39 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 38,110 | $0.00 Strike: $78.07 | $0.00 |
DisclosureSEC source: 0001127602-18-005427 · form4.xml · derivative · entry 1 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,110 Underlying: Common Stock · 38,110 shares Expires 2028-02-12 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 19:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionRestricted Stock Units · Derivative | 173.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004270 · form4.xml · derivative · entry 9 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,952.58 Underlying: Common Stock · 173.2 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 19:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionRestricted Stock Units · Derivative | 4,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004270 · form4.xml · derivative · entry 8 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,125.78 Underlying: Common Stock · 4,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 19:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 43 | $79.80 | $3,431.40 |
DisclosureSEC source: 0001127602-18-004270 · form4.xml · nonDerivative · entry 4 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,258.14 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 19:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 173.2 | $79.80 | $13,821.36 |
DisclosureSEC source: 0001127602-18-004270 · form4.xml · nonDerivative · entry 3 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,301.14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 19:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 1,181 | $79.80 | $94,243.80 |
DisclosureSEC source: 0001127602-18-004270 · form4.xml · nonDerivative · entry 2 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,127.94 Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 19:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 4,778 | $79.80 | $381,284.40 |
DisclosureSEC source: 0001127602-18-004270 · form4.xml · nonDerivative · entry 1 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,308.94 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Feb 6, 2018 19:17 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 35.53 | $83.32 | $2,960.36 |
DisclosureSEC source: 0001127602-18-004270 · form4.xml · derivative · entry 7 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,903.78 Underlying: Common Stock · 35.53 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| August 04, 2017 Filed Feb 6, 2018 19:17 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 39.3 | $75.03 | $2,948.68 |
DisclosureSEC source: 0001127602-18-004270 · form4.xml · derivative · entry 6 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,868.25 Underlying: Common Stock · 39.3 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| May 05, 2017 Filed Feb 6, 2018 19:17 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 42.37 | $69.30 | $2,936.24 |
DisclosureSEC source: 0001127602-18-004270 · form4.xml · derivative · entry 5 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,828.95 Underlying: Common Stock · 42.37 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 20:14 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 44,015 | $0.00 Strike: $68.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005362 · form4.xml · derivative · entry 1 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,015 Underlying: Common Stock · 44,015 shares Expires 2027-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 20:32 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionRestricted Stock Units · Derivative | 4,893.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004324 · form4.xml · derivative · entry 7 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,786.58 Underlying: Common Stock · 4,893.94 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 20:32 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 1,363 | $66.23 | $90,271.49 |
DisclosureSEC source: 0001127602-17-004324 · form4.xml · nonDerivative · entry 2 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,530.94 Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 20:32 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 4,893.94 | $66.23 | $324,125.65 |
DisclosureSEC source: 0001127602-17-004324 · form4.xml · nonDerivative · entry 1 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,893.94 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:32 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 66.2 | $66.23 | $4,384.43 |
DisclosureSEC source: 0001127602-17-004324 · form4.xml · derivative · entry 6 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,680.52 Underlying: Common Stock · 66.2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 01, 2016 Filed Feb 7, 2017 20:32 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 123.56 | $59.81 | $7,390.12 |
DisclosureSEC source: 0001127602-17-004324 · form4.xml · derivative · entry 5 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,614.32 Underlying: Common Stock · 123.56 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| August 05, 2016 Filed Feb 7, 2017 20:32 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 74.31 | $88.74 | $6,594.27 |
DisclosureSEC source: 0001127602-17-004324 · form4.xml · derivative · entry 4 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,490.76 Underlying: Common Stock · 74.31 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| May 06, 2016 Filed Feb 7, 2017 20:32 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 81.45 | $80.96 | $6,594.19 |
DisclosureSEC source: 0001127602-17-004324 · form4.xml · derivative · entry 3 Kesselman Marc L. · CIK 0001631954 · Chief Legal Officer and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,416.45 Underlying: Common Stock · 81.45 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.