YETI

SEC source: 0001104659-19-009570 · a4.xml · derivative · entry 2

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,059

Underlying: Common Stock · 179,059 shares

Expires 2029-02-15

F3 · derivative.exercise_date: One-third of the stock option will vest and become exercisable on February 15, 2020 and one-sixth of the stock option will vest and become exercisable on each of the first four six-month anniversaries thereafter.

SEC source: 0001104659-19-009570 · a4.xml · nonDerivative · entry 1

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,038

F1 · shares: Represents restricted stock units.

F2 · balance_after: Includes 582,424 restricted stock units.

SEC source: 0001104659-19-009057 · a4.xml · nonDerivative · entry 1

Kelley Mary Lou · CIK 0001639857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095

F1 · shares: Represents 2,948 restricted stock units and 1,147 deferred stock units.

F1 · balance_after: Represents 2,948 restricted stock units and 1,147 deferred stock units.

SEC source: 0001104659-18-070341 · a4.xml · nonDerivative · entry 1

Seiders Roy J · CIK 0001679611 · Director · 10% owner

RJS Ice 2, LP · CIK 0001679605 · 10% owner

RJS Ice, L.P. · CIK 0001751121 · 10% owner

RJS ICE Management, LLC · CIK 0001679608 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 428,050

F1 · ownership.nature: Represents shares of common stock held by RJS ICE, LP. Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS ICE, LP.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

SEC source: 0001104659-18-070342 · a4.xml · nonDerivative · entry 1

Seiders Ryan R · CIK 0001679610 · 10% owner

RRS Ice 2, LP · CIK 0001679596 · 10% owner

OPTIONS ICE, LP · CIK 0001751122 · 10% owner

Options Ice GP, LLC · CIK 0001756705 · 10% owner

RRS ICE Management, LLC · CIK 0001679602 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,742,714

F1 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F2 · ownership.nature: Represents shares of common stock held by RRS Ice 2, LP. Ryan R. Seiders is the manager of RRS ICE Management, LLC, the general partner of RRS Ice 2, LP.

SEC source: 0001104659-18-070340 · a4.xml · nonDerivative · entry 3

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,535,749

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F4 · ownership.nature: Represents shares of common stock held by Cortec Group Fund V (Parallel), L.P. Cortec Management V (Co-Invest), LLC is the general partner of Cortec Group Fund V (Parallel), L.P. As Cortec Group Fund V (Parallel), L.P. is required by the terms of its limited partnership agreement to dispose of its equity investments in the same manner and at the same time as Cortec Group Fund V, L.P., Cortec Management V, LLC may also be deemed to have investment control over the shares of common stock held by Cortec Group Fund V (Parallel), L.P.

SEC source: 0001104659-18-070340 · a4.xml · nonDerivative · entry 2

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 953,965

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F3 · ownership.nature: Represents shares of common stock held by Cortec Co-Investment Fund V, LLC.

SEC source: 0001104659-18-070340 · a4.xml · nonDerivative · entry 1

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 41,476,740

F1 · ownership.nature: Represents shares of common stock held by Cortec Group Fund V, L.P. Cortec Management V, LLC is the managing general partner of Cortec Group Fund V, L.P.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

SEC source: 0001104659-18-063992 · a4.xml · nonDerivative · entry 1

MCCOY DUSTAN E · CIK 0001220053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,027

F1 · shares: Represents 6,666 restricted stock units and 3,361 deferred stock units.

F1 · balance_after: Represents 6,666 restricted stock units and 3,361 deferred stock units.

SEC source: 0001104659-18-063991 · a4.xml · nonDerivative · entry 1

SHEARER ROBERT K · CIK 0001234928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,027

F1 · shares: Represents deferred stock units.

F1 · balance_after: Represents deferred stock units.

SEC source: 0001104659-18-063997 · a4.xml · derivative · entry 4

Seiders Roy J · CIK 0001679611 · Director · 10% owner

RJS Ice 2, LP · CIK 0001679605 · 10% owner

RJS Ice, L.P. · CIK 0001751121 · 10% owner

RJS ICE Management, LLC · CIK 0001679608 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 277,106 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option became exercisable as to 138,156 shares on July 31, 2017 and as to the remaining 138,950 shares on July 31, 2018.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F5 · ownership.nature: Represents a stock option held by RJS ICE, LP. Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS ICE, LP.

SEC source: 0001104659-18-063997 · a4.xml · nonDerivative · entry 2

Seiders Roy J · CIK 0001679611 · Director · 10% owner

RJS Ice 2, LP · CIK 0001679605 · 10% owner

RJS Ice, L.P. · CIK 0001751121 · 10% owner

RJS ICE Management, LLC · CIK 0001679608 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 453,799

F1 · ownership.nature: Represents shares of common stock held by RJS ICE, LP. Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS ICE, LP.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

SEC source: 0001104659-18-063997 · a4.xml · nonDerivative · entry 1

Seiders Roy J · CIK 0001679611 · Director · 10% owner

RJS Ice 2, LP · CIK 0001679605 · 10% owner

RJS Ice, L.P. · CIK 0001751121 · 10% owner

RJS ICE Management, LLC · CIK 0001679608 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 832,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares of common stock held by RJS ICE, LP. Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS ICE, LP.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

SEC source: 0001104659-18-063998 · a4.xml · derivative · entry 4

Seiders Ryan R · CIK 0001679610 · 10% owner

RRS Ice 2, LP · CIK 0001679596 · 10% owner

OPTIONS ICE, LP · CIK 0001751122 · 10% owner

Options Ice GP, LLC · CIK 0001756705 · 10% owner

RRS ICE Management, LLC · CIK 0001679602 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 271,548 shares

Expires 2022-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option became exercisable as to 135,774 shares on July 31, 2017 and as to the remaining 135,774 shares on July 31, 2018.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F5 · ownership.nature: Represents a stock option held by OPTIONS ICE, LP. Ryan R. Seiders is the manager of Options Ice GP, LLC, the general partner of OPTIONS ICE, LP.

SEC source: 0001104659-18-063998 · a4.xml · nonDerivative · entry 3

Seiders Ryan R · CIK 0001679610 · 10% owner

RRS Ice 2, LP · CIK 0001679596 · 10% owner

OPTIONS ICE, LP · CIK 0001751122 · 10% owner

Options Ice GP, LLC · CIK 0001756705 · 10% owner

RRS ICE Management, LLC · CIK 0001679602 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,817,065

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F3 · ownership.nature: Represents shares of common stock held by RRS Ice 2, LP. Ryan R. Seiders is the manager of RRS ICE Management, LLC, the general partner of RRS Ice 2, LP.

SEC source: 0001104659-18-063998 · a4.xml · nonDerivative · entry 2

Seiders Ryan R · CIK 0001679610 · 10% owner

RRS Ice 2, LP · CIK 0001679596 · 10% owner

OPTIONS ICE, LP · CIK 0001751122 · 10% owner

Options Ice GP, LLC · CIK 0001756705 · 10% owner

RRS ICE Management, LLC · CIK 0001679602 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: Represents shares of common stock held by OPTIONS ICE, LP. Ryan R. Seiders is the manager of Options Ice GP, LLC, the general partner of OPTIONS ICE, LP.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

SEC source: 0001104659-18-063998 · a4.xml · nonDerivative · entry 1

Seiders Ryan R · CIK 0001679610 · 10% owner

RRS Ice 2, LP · CIK 0001679596 · 10% owner

OPTIONS ICE, LP · CIK 0001751122 · 10% owner

Options Ice GP, LLC · CIK 0001756705 · 10% owner

RRS ICE Management, LLC · CIK 0001679602 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,087,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Represents shares of common stock held by OPTIONS ICE, LP. Ryan R. Seiders is the manager of Options Ice GP, LLC, the general partner of OPTIONS ICE, LP.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

SEC source: 0001104659-18-063996 · a4.xml · derivative · entry 1

Zambetti Kirk A · CIK 0001755472 · SVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,147

Underlying: Common Stock · 55,147 shares

Expires 2028-10-24

F1 · derivative.exercise_date: The stock option will vest and become exercisable in equal installments on each of the first four anniversaries of October 24, 2018.

SEC source: 0001104659-18-063995 · a4.xml · derivative · entry 1

Murdock Robert O. · CIK 0001576112 · SVP of Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,574

Underlying: Common Stock · 52,574 shares

Expires 2028-10-24

F1 · derivative.exercise_date: The stock option will vest and become exercisable in equal installments on each of the first four anniversaries of October 24, 2018.

SEC source: 0001104659-18-063994 · a4.xml · derivative · entry 1

Castro Hollie Sammons · CIK 0001473276 · SVP of Talent

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,574

Underlying: Common Stock · 52,574 shares

Expires 2028-10-24

F1 · derivative.exercise_date: The stock option will vest and become exercisable in equal installments on each of the first four anniversaries of October 24, 2018.

SEC source: 0001104659-18-063993 · a4.xml · nonDerivative · entry 3

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,576,549

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F4 · ownership.nature: Represents shares of common stock held by Cortec Group Fund V (Parallel), L.P. Cortec Management V (Co-Invest), LLC is the general partner of Cortec Group Fund V (Parallel), L.P. As Cortec Group Fund V (Parallel), L.P. is required by the terms of its limited partnership agreement to dispose of its equity investments in the same manner and at the same time as Cortec Group Fund V, L.P., Cortec Management V, LLC may also be deemed to have investment control over the shares of common stock held by Cortec Group Fund V (Parallel), L.P.

SEC source: 0001104659-18-063993 · a4.xml · nonDerivative · entry 2

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 969,314

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F3 · ownership.nature: Represents shares of common stock held by Cortec Co-Investment Fund V, LLC.

SEC source: 0001104659-18-063993 · a4.xml · nonDerivative · entry 1

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 42,144,086

F1 · ownership.nature: Represents shares of common stock held by Cortec Group Fund V, L.P. Cortec Management V, LLC is the managing general partner of Cortec Group Fund V, L.P.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

SEC source: 0001104659-18-063990 · a4.xml · derivative · entry 1

CARBONE PAUL C · CIK 0001381539 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,294

Underlying: Common Stock · 110,294 shares

Expires 2028-10-24

F1 · derivative.exercise_date: The stock option will vest and become exercisable in equal installments on each of the first four anniversaries of October 24, 2018.

SEC source: 0001104659-18-063989 · a4.xml · derivative · entry 1

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,574

Underlying: Common Stock · 52,574 shares

Expires 2028-10-24

F1 · derivative.exercise_date: The stock option will vest and become exercisable in equal installments on each of the first four anniversaries of October 24, 2018.

SEC source: 0001104659-18-063988 · a4.xml · derivative · entry 1

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,691

Underlying: Common Stock · 321,691 shares

Expires 2028-10-24

F1 · derivative.exercise_date: The stock option will vest and become exercisable in equal installments on each of the first four anniversaries of October 24, 2018.