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YETI

YETI Holdings, Inc.

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4252
SEC CIK
0001670592
Parsed reports
344

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2019 Filed Nov 14, 2019 00:39 UTC
Reintjes Matthew JDirector · President and CEO
Exercise / conversionCommon Stock 13,311 $4.79 $63,759.69
Disclosure

SEC source: 0001104659-19-063489 · a4.xml · nonDerivative · entry 1

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 582,424 restricted stock units.

Read SEC document
November 08, 2019 Filed Nov 14, 2019 00:35 UTC
Barksdale Bryan C.SVP, GC and Secretary
Exercise / conversionStock Option · Derivative 2,463 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001104659-19-063484 · a4.xml · derivative · entry 4

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,746

Underlying: Common Stock · 2,463 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
November 08, 2019 Filed Nov 14, 2019 00:35 UTC
Barksdale Bryan C.SVP, GC and Secretary
Exercise / conversionCommon Stock 2,463 $4.79 $11,797.77
Disclosure

SEC source: 0001104659-19-063484 · a4.xml · nonDerivative · entry 1

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 61,524 restricted stock units.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 21:56 UTC
Barksdale Bryan C.SVP, GC and Secretary
Exercise / conversionStock Option · Derivative 16,421 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001104659-19-061188 · a4.xml · derivative · entry 2

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,209

Underlying: Common Stock · 16,421 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 21:56 UTC
Barksdale Bryan C.SVP, GC and Secretary
Exercise / conversionCommon Stock 16,421 $4.79 $78,656.59
Disclosure

SEC source: 0001104659-19-061188 · a4.xml · nonDerivative · entry 1

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 61,524 restricted stock units.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 21:56 UTC
Reintjes Matthew JDirector · President and CEO
Exercise / conversionStock Option · Derivative 64,128 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001104659-19-061187 · a4.xml · derivative · entry 2

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,964

Underlying: Common Stock · 64,128 shares

Expires 2025-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
November 06, 2019 Filed Nov 7, 2019 21:56 UTC
Reintjes Matthew JDirector · President and CEO
Exercise / conversionCommon Stock 64,128 $4.79 $307,173.12
Disclosure

SEC source: 0001104659-19-061187 · a4.xml · nonDerivative · entry 1

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 582,424 restricted stock units.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:56 UTC
Barksdale Bryan C.SVP, GC and Secretary
Exercise / conversionStock Option · Derivative 14,000 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001104659-19-052632 · a4.xml · derivative · entry 3

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,630

Underlying: Common Stock · 14,000 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option became exercisable as to 31,760 shares on July 31, 2017, as to an additional 31,760 shares on July 31, 2018 and as to the remaining 31,760 shares on July 31, 2019.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:56 UTC
Barksdale Bryan C.SVP, GC and Secretary
SaleCommon Stock 14,000 $28.02 $392,280.00
Disclosure

SEC source: 0001104659-19-052632 · a4.xml · nonDerivative · entry 2

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,524

F2 · kind: Shares sold pursuant to a predefined Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2019.

F3 · balance_after: Represents restricted stock units.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:56 UTC
Barksdale Bryan C.SVP, GC and Secretary
Exercise / conversionCommon Stock 14,000 $4.79 $67,060.00
Disclosure

SEC source: 0001104659-19-052632 · a4.xml · nonDerivative · entry 1

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 61,524 restricted stock units.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 23:04 UTC
Murdock Robert O.SVP, DTC & Managing Dir.,Int'l
GrantStock Option · Derivative 16,968 $0.00 Strike: $30.36 $0.00
Disclosure

SEC source: 0001104659-19-044018 · a4.xml · derivative · entry 2

Murdock Robert O. · CIK 0001576112 · SVP, DTC & Managing Dir.,Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,968

Underlying: Common Stock · 16,968 shares

Expires 2029-08-02

F2 · derivative.exercise_date: One-third of the stock option will vest and become exercisable on July 12, 2020 and one-sixth of the stock option will vest and become exercisable on each of the first four six-month anniversaries thereafter.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 23:04 UTC
Murdock Robert O.SVP, DTC & Managing Dir.,Int'l
GrantCommon Stock 6,176 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-044018 · a4.xml · nonDerivative · entry 1

Murdock Robert O. · CIK 0001576112 · SVP, DTC & Managing Dir.,Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,336

F1 · shares: Represents restricted stock units.

F1 · balance_after: Represents restricted stock units.

Read SEC document
May 17, 2019 Filed May 20, 2019 23:16 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-030623 · a4.xml · nonDerivative · entry 1

MCCOY DUSTAN E · CIK 0001220053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,504

F1 · shares: Represents restricted stock units.

F2 · balance_after: Includes 4,683 restricted stock units and 3,155 deferred stock units, which reflects a reduction of 206 deferred stock units that were previously over-reported based on the estimated annual meeting date.

Read SEC document
May 17, 2019 Filed May 20, 2019 23:17 UTC GrantCommon Stock 8,586 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-030625 · a4.xml · nonDerivative · entry 1

SHEARER ROBERT K · CIK 0001234928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,407

F1 · shares: Represents deferred stock units.

F1 · balance_after: Represents deferred stock units.

F2 · balance_after: Reflects a reduction of 206 deferred stock units that were previously over-reported based on the estimated annual meeting date.

Read SEC document
May 17, 2019 Filed May 20, 2019 23:15 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-030622 · a4.xml · nonDerivative · entry 1

Kelley Mary Lou · CIK 0001639857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,772

F1 · shares: Represents restricted stock units.

F2 · balance_after: Includes 4,683 restricted stock units and 1,141 deferred stock units, which reflects a reduction of 6 deferred stock units that were previously over-reported.

Read SEC document
May 15, 2019 Filed May 15, 2019 16:16 UTC
Seiders Roy JDirector · 10% owner
RJS Ice 2, LP10% owner
RJS Ice, L.P.10% owner
SaleCommon Stock 172,083 $28.50 $4,904,365.50
Disclosure

SEC source: 0001104659-19-029728 · a4.xml · nonDerivative · entry 3

Seiders Roy J · CIK 0001679611 · Director · 10% owner

RJS Ice 2, LP · CIK 0001679605 · 10% owner

RJS Ice, L.P. · CIK 0001751121 · 10% owner

RJS ICE Management, LLC · CIK 0001679608 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,087,654

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F3 · ownership.nature: Represents shares of common stock held by RJS Ice 2, LP. Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS Ice 2, LP.

Read SEC document
May 15, 2019 Filed May 15, 2019 20:16 UTC
Reintjes Matthew JDirector · President and CEO
SaleCommon Stock 5,727 $28.50 $163,219.50
Disclosure

SEC source: 0001104659-19-029731 · a4.xml · nonDerivative · entry 3

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,038

F1 · balance_after: Includes 582,424 restricted stock units.

Read SEC document
May 15, 2019 Filed May 15, 2019 20:17 UTC SaleCommon Stock 50,248 $28.50 $1,432,068.00
Disclosure

SEC source: 0001104659-19-029734 · a4.xml · nonDerivative · entry 6

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,150,513

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F4 · ownership.nature: Represents shares of common stock held by Cortec Group Fund V (Parallel), L.P. Cortec Management V (Co-Invest), LLC is the general partner of Cortec Group Fund V (Parallel), L.P. As Cortec Group Fund V (Parallel), L.P. is required by the terms of its limited partnership agreement to dispose of its equity investments in the same manner and at the same time as Cortec Group Fund V, L.P., Cortec Management V, LLC may also be deemed to have investment control over the shares of common stock held by Cortec Group Fund V (Parallel), L.P.

Read SEC document
May 15, 2019 Filed May 15, 2019 20:17 UTC SaleCommon Stock 18,903 $28.50 $538,735.50
Disclosure

SEC source: 0001104659-19-029734 · a4.xml · nonDerivative · entry 5

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 809,037

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F3 · ownership.nature: Represents shares of common stock held by Cortec Co-Investment Fund V, LLC.

Read SEC document
May 15, 2019 Filed May 15, 2019 20:17 UTC SaleCommon Stock 821,900 $28.50 $23,424,150.00
Disclosure

SEC source: 0001104659-19-029734 · a4.xml · nonDerivative · entry 4

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 35,175,502

F1 · ownership.nature: Represents shares of common stock held by Cortec Group Fund V, L.P. Cortec Management V, LLC is the managing general partner of Cortec Group Fund V, L.P.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 15, 2019 Filed May 15, 2019 20:17 UTC
RRS Ice 2, LP10% owner
SaleCommon Stock 153,429 $28.50 $4,372,726.50
Disclosure

SEC source: 0001104659-19-029733 · a4.xml · nonDerivative · entry 2

Seiders Ryan R · CIK 0001679610 · 10% owner

RRS Ice 2, LP · CIK 0001679596 · 10% owner

OPTIONS ICE, LP · CIK 0001751122 · 10% owner

Options Ice GP, LLC · CIK 0001756705 · 10% owner

RRS ICE Management, LLC · CIK 0001679602 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,566,424

F1 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F2 · ownership.nature: Represents shares of common stock held by RRS Ice 2, LP. Ryan R. Seiders is the manager of RRS ICE Management, LLC, the general partner of RRS Ice 2, LP.

Read SEC document
May 15, 2019 Filed May 15, 2019 20:15 UTC
Barksdale Bryan C.SVP, GC and Secretary
SaleCommon Stock 1,259 $28.50 $35,881.50
Disclosure

SEC source: 0001104659-19-029726 · a4.xml · nonDerivative · entry 3

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,524

F1 · balance_after: Includes 61,524 restricted stock units.

Read SEC document
May 14, 2019 Filed May 15, 2019 20:16 UTC
Reintjes Matthew JDirector · President and CEO
Exercise / conversionStock Option · Derivative 5,727 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001104659-19-029731 · a4.xml · derivative · entry 4

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,092

Underlying: Common Stock · 5,727 shares

Expires 2025-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option became exercisable as to 131,804 shares on July 31, 2017 and as to an additional 132,598 shares on July 31, 2018. The stock option becomes exercisable as to the remaining 132,598 shares on the earlier of (i) July 31, 2019 or (ii) a change of control.

Read SEC document
May 14, 2019 Filed May 15, 2019 20:16 UTC
Reintjes Matthew JDirector · President and CEO
Exercise / conversionCommon Stock 5,727 $4.79 $27,432.33
Disclosure

SEC source: 0001104659-19-029731 · a4.xml · nonDerivative · entry 2

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 582,424 restricted stock units.

Read SEC document
May 14, 2019 Filed May 15, 2019 20:15 UTC
Barksdale Bryan C.SVP, GC and Secretary
Exercise / conversionStock Option · Derivative 1,259 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001104659-19-029726 · a4.xml · derivative · entry 4

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,630

Underlying: Common Stock · 1,259 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option became exercisable as to 31,760 shares on July 31, 2017 and as to an additional 31,760 shares on July 31, 2018. The stock option becomes exercisable as to the remaining 31,760 shares on the earlier of (i) July 31, 2019 or (ii) a change of control.

Read SEC document
May 14, 2019 Filed May 15, 2019 20:15 UTC
Barksdale Bryan C.SVP, GC and Secretary
Exercise / conversionCommon Stock 1,259 $4.79 $6,030.61
Disclosure

SEC source: 0001104659-19-029726 · a4.xml · nonDerivative · entry 2

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 61,524 restricted stock units.

Read SEC document
May 13, 2019 Filed May 15, 2019 16:16 UTC
Seiders Roy JDirector · 10% owner
RJS Ice 2, LP10% owner
RJS Ice, L.P.10% owner
SaleCommon Stock 996,275 $28.50 $28,393,837.50
Disclosure

SEC source: 0001104659-19-029728 · a4.xml · nonDerivative · entry 2

Seiders Roy J · CIK 0001679611 · Director · 10% owner

RJS Ice 2, LP · CIK 0001679605 · 10% owner

RJS Ice, L.P. · CIK 0001751121 · 10% owner

RJS ICE Management, LLC · CIK 0001679608 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,259,737

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F3 · ownership.nature: Represents shares of common stock held by RJS Ice 2, LP. Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS Ice 2, LP.

Read SEC document
May 13, 2019 Filed May 15, 2019 16:16 UTC
Seiders Roy JDirector · 10% owner
RJS Ice 2, LP10% owner
RJS Ice, L.P.10% owner
SaleCommon Stock 150,944 $28.50 $4,301,904.00
Disclosure

SEC source: 0001104659-19-029728 · a4.xml · nonDerivative · entry 1

Seiders Roy J · CIK 0001679611 · Director · 10% owner

RJS Ice 2, LP · CIK 0001679605 · 10% owner

RJS Ice, L.P. · CIK 0001751121 · 10% owner

RJS ICE Management, LLC · CIK 0001679608 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 277,106

F1 · ownership.nature: Represents shares of common stock held by RJS ICE, LP. Roy J. Seiders is the manager of RJS ICE Management, LLC, the general partner of RJS ICE, LP.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:16 UTC
Reintjes Matthew JDirector · President and CEO
SaleCommon Stock 38,181 $28.50 $1,088,158.50
Disclosure

SEC source: 0001104659-19-029731 · a4.xml · nonDerivative · entry 1

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,038

F1 · balance_after: Includes 582,424 restricted stock units.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:17 UTC SaleCommon Stock 334,988 $28.50 $9,547,158.00
Disclosure

SEC source: 0001104659-19-029734 · a4.xml · nonDerivative · entry 3

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,200,761

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F4 · ownership.nature: Represents shares of common stock held by Cortec Group Fund V (Parallel), L.P. Cortec Management V (Co-Invest), LLC is the general partner of Cortec Group Fund V (Parallel), L.P. As Cortec Group Fund V (Parallel), L.P. is required by the terms of its limited partnership agreement to dispose of its equity investments in the same manner and at the same time as Cortec Group Fund V, L.P., Cortec Management V, LLC may also be deemed to have investment control over the shares of common stock held by Cortec Group Fund V (Parallel), L.P.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:17 UTC SaleCommon Stock 126,025 $28.50 $3,591,712.50
Disclosure

SEC source: 0001104659-19-029734 · a4.xml · nonDerivative · entry 2

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 827,940

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F3 · ownership.nature: Represents shares of common stock held by Cortec Co-Investment Fund V, LLC.

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May 13, 2019 Filed May 15, 2019 20:17 UTC SaleCommon Stock 5,479,338 $28.50 $156,161,133.00
Disclosure

SEC source: 0001104659-19-029734 · a4.xml · nonDerivative · entry 1

Cortec Management V, LLC · CIK 0001679556 · 10% owner

Cortec Group Fund V, L.P. · CIK 0001679557 · 10% owner

Cortec Co-Investment Fund V, LLC · CIK 0001679555 · 10% owner

Cortec Group Fund V (Parallel), L.P. · CIK 0001679558 · 10% owner

Cortec Management V (Co-Invest), LLC · CIK 0001679560 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 35,997,402

F1 · ownership.nature: Represents shares of common stock held by Cortec Group Fund V, L.P. Cortec Management V, LLC is the managing general partner of Cortec Group Fund V, L.P.

F2 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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May 13, 2019 Filed May 15, 2019 20:17 UTC
RRS Ice 2, LP10% owner
SaleCommon Stock 1,022,861 $28.50 $29,151,538.50
Disclosure

SEC source: 0001104659-19-029733 · a4.xml · nonDerivative · entry 1

Seiders Ryan R · CIK 0001679610 · 10% owner

RRS Ice 2, LP · CIK 0001679596 · 10% owner

OPTIONS ICE, LP · CIK 0001751122 · 10% owner

Options Ice GP, LLC · CIK 0001756705 · 10% owner

RRS ICE Management, LLC · CIK 0001679602 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,719,853

F1 · ownership.nature: The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

F2 · ownership.nature: Represents shares of common stock held by RRS Ice 2, LP. Ryan R. Seiders is the manager of RRS ICE Management, LLC, the general partner of RRS Ice 2, LP.

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May 13, 2019 Filed May 15, 2019 20:15 UTC
Barksdale Bryan C.SVP, GC and Secretary
SaleCommon Stock 8,391 $28.50 $239,143.50
Disclosure

SEC source: 0001104659-19-029726 · a4.xml · nonDerivative · entry 1

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,524

F1 · balance_after: Includes 61,524 restricted stock units.

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May 08, 2019 Filed May 9, 2019 10:01 UTC
Reintjes Matthew JDirector · President and CEO
Exercise / conversionStock Option · Derivative 38,181 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001104659-19-027948 · a4.xml · derivative · entry 2

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,819

Underlying: Common Stock · 38,181 shares

Expires 2025-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option became exercisable as to 131,804 shares on July 31, 2017 and as to an additional 132,598 shares on July 31, 2018. The stock option becomes exercisable as to the remaining 132,598 shares on the earlier of (i) July 31, 2019 or (ii) a change of control.

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May 08, 2019 Filed May 9, 2019 10:01 UTC
Reintjes Matthew JDirector · President and CEO
Exercise / conversionCommon Stock 38,181 $4.79 $182,886.99
Disclosure

SEC source: 0001104659-19-027948 · a4.xml · nonDerivative · entry 1

Reintjes Matthew J · CIK 0001679571 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 582,424 restricted stock units.

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May 08, 2019 Filed May 9, 2019 10:01 UTC
Barksdale Bryan C.SVP, GC and Secretary
Exercise / conversionStock Option · Derivative 8,391 $0.00 Strike: $4.79 $0.00
Disclosure

SEC source: 0001104659-19-027947 · a4.xml · derivative · entry 2

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,889

Underlying: Common Stock · 8,391 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option became exercisable as to 31,760 shares on July 31, 2017 and as to an additional 31,760 shares on July 31, 2018. The stock option becomes exercisable as to the remaining 31,760 shares on the earlier of (i) July 31, 2019 or (ii) a change of control.

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May 08, 2019 Filed May 9, 2019 10:01 UTC
Barksdale Bryan C.SVP, GC and Secretary
Exercise / conversionCommon Stock 8,391 $4.79 $40,192.89
Disclosure

SEC source: 0001104659-19-027947 · a4.xml · nonDerivative · entry 1

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 61,524 restricted stock units.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:49 UTC
Barksdale Bryan C.SVP, GC and Secretary
GrantStock Option · Derivative 36,579 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001104659-19-009579 · a4.xml · derivative · entry 2

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,579

Underlying: Common Stock · 36,579 shares

Expires 2029-02-15

F2 · derivative.exercise_date: One-third of the stock option will vest and become exercisable on February 15, 2020 and one-sixth of the stock option will vest and become exercisable on each of the first four six-month anniversaries thereafter.

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February 15, 2019 Filed Feb 20, 2019 21:49 UTC
Barksdale Bryan C.SVP, GC and Secretary
GrantCommon Stock 11,739 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009579 · a4.xml · nonDerivative · entry 1

Barksdale Bryan C. · CIK 0001531766 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,524

F1 · shares: Represents restricted stock units.

F1 · balance_after: Represents restricted stock units.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:48 UTC
Murdock Robert O.SVP of Innovation
GrantStock Option · Derivative 36,579 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001104659-19-009576 · a4.xml · derivative · entry 2

Murdock Robert O. · CIK 0001576112 · SVP of Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,579

Underlying: Common Stock · 36,579 shares

Expires 2029-02-15

F2 · derivative.exercise_date: One-third of the stock option will vest and become exercisable on February 15, 2020 and one-sixth of the stock option will vest and become exercisable on each of the first four six-month anniversaries thereafter.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:48 UTC
Murdock Robert O.SVP of Innovation
GrantCommon Stock 11,739 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009576 · a4.xml · nonDerivative · entry 1

Murdock Robert O. · CIK 0001576112 · SVP of Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,160

F1 · shares: Represents restricted stock units.

F1 · balance_after: Represents restricted stock units.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:49 UTC
Goldie MelisaChief Marketing Officer
GrantStock Option · Derivative 40,928 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001104659-19-009578 · a4.xml · derivative · entry 2

Goldie Melisa · CIK 0001764703 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,928

Underlying: Common Stock · 40,928 shares

Expires 2029-02-15

F2 · derivative.exercise_date: One-third of the stock option will vest and become exercisable on January 7, 2020 and one-sixth of the stock option will vest and become exercisable on each of the first four six-month anniversaries thereafter.

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February 15, 2019 Filed Feb 20, 2019 21:49 UTC
Goldie MelisaChief Marketing Officer
GrantCommon Stock 13,135 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009578 · a4.xml · nonDerivative · entry 1

Goldie Melisa · CIK 0001764703 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,135

F1 · shares: Represents restricted stock units.

F1 · balance_after: Represents restricted stock units.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:47 UTC
Zambetti Kirk ASVP of Sales
GrantStock Option · Derivative 38,370 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001104659-19-009574 · a4.xml · derivative · entry 2

Zambetti Kirk A · CIK 0001755472 · SVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,370

Underlying: Common Stock · 38,370 shares

Expires 2029-02-15

F2 · derivative.exercise_date: One-third of the stock option will vest and become exercisable on February 15, 2020 and one-sixth of the stock option will vest and become exercisable on each of the first four six-month anniversaries thereafter.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:47 UTC
Zambetti Kirk ASVP of Sales
GrantCommon Stock 12,314 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009574 · a4.xml · nonDerivative · entry 1

Zambetti Kirk A · CIK 0001755472 · SVP of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,487

F1 · shares: Represents restricted stock units.

F1 · balance_after: Represents restricted stock units.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:47 UTC GrantStock Option · Derivative 36,579 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001104659-19-009572 · a4.xml · derivative · entry 2

Castro Hollie Sammons · CIK 0001473276 · SVP of Talent

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,579

Underlying: Common Stock · 36,579 shares

Expires 2029-02-15

F2 · derivative.exercise_date: One-third of the stock option will vest and become exercisable on February 15, 2020 and one-sixth of the stock option will vest and become exercisable on each of the first four six-month anniversaries thereafter.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:47 UTC GrantCommon Stock 11,739 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009572 · a4.xml · nonDerivative · entry 1

Castro Hollie Sammons · CIK 0001473276 · SVP of Talent

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,686

F1 · shares: Represents restricted stock units.

F1 · balance_after: Represents restricted stock units.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:46 UTC
CARBONE PAUL CSVP and CFO
GrantStock Option · Derivative 68,213 $0.00 Strike: $22.84 $0.00
Disclosure

SEC source: 0001104659-19-009571 · a4.xml · derivative · entry 2

CARBONE PAUL C · CIK 0001381539 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,213

Underlying: Common Stock · 68,213 shares

Expires 2029-02-15

F2 · derivative.exercise_date: One-third of the stock option will vest and become exercisable on February 15, 2020 and one-sixth of the stock option will vest and become exercisable on each of the first four six-month anniversaries thereafter.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:46 UTC
CARBONE PAUL CSVP and CFO
GrantCommon Stock 21,891 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009571 · a4.xml · nonDerivative · entry 1

CARBONE PAUL C · CIK 0001381539 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,411

F1 · shares: Represents restricted stock units.

F1 · balance_after: Represents restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.