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Nasdaq · USD

XTIA

XTI Aerospace, Inc.

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7228
SEC CIK
0001529113
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93

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2026 Filed Mar 2, 2026 18:50 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 907,300 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001213900-26-022528 · ownership.xml · derivative · entry 1

BRODY DAVID E · CIK 0001389264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 907,300

Underlying: Common Stock · 907,300 shares

Expires 2036-01-29

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the stock options vested on the grant date, and the remainder will vest in equal quarterly installments over a two year period.

Read SEC document
January 05, 2026 Filed Jan 9, 2026 17:16 UTC
Arthur TobinChief Strategy Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,512,200 $0.00 Strike: $1.58 $0.00
Disclosure

SEC source: 0001213900-26-003013 · ownership.xml · derivative · entry 1

Arthur Tobin · CIK 0002038109 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,512,200

Underlying: Common Stock · 1,512,200 shares

Expires 2036-01-05

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the stock options vested on the grant date, and the remainder will vest in equal quarterly installments over a two year period.

Read SEC document
December 30, 2025 Filed Dec 31, 2025 22:02 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 59,524 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001213900-25-127153 · ownership.xml · derivative · entry 1

Weber Clinton J. · CIK 0002093634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,524

Underlying: Common Stock · 59,524 shares

Expires 2035-12-30

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: The stock options will vest in equal quarterly installments over a one year period from the date of grant.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 17:21 UTC
Turk BrookeChief Financial Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,512,200 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001213900-26-000514 · ownership.xml · derivative · entry 1

Turk Brooke · CIK 0002005508 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,512,200

Underlying: Common Stock · 1,512,200 shares

Expires 2035-12-30

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the stock options vested on the grant date, and the remainder will vest in equal quarterly installments over a two year period.

Read SEC document
December 30, 2025 Filed Jan 2, 2026 22:21 UTC
Pomeroy ScottDirector · Chief Executive Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 2,621,100 $0.00 Strike: $1.26 $0.00
Disclosure

SEC source: 0001213900-26-000516 · ownership.xml · derivative · entry 1

Pomeroy Scott · CIK 0001297880 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,621,100

Underlying: Common Stock · 2,621,100 shares

Expires 2035-12-30

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the stock options vested on the grant date, and the remainder will vest in equal quarterly installments over a two year period.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 17:00 UTC
Arthur TobinChief Strategy Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,512,200 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001213900-25-085589 · ownership.xml · derivative · entry 1

Arthur Tobin · CIK 0002038109 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,512,200

Underlying: Common Stock · 1,512,200 shares

Expires 2035-09-04

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the stock options vested on the grant date, and the remainder will vest in equal quarterly installments over a two year period.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 17:00 UTC
Axton TensieDirector
GrantStock Option (Right to Buy Common Stock) · Derivative 153,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001213900-25-085597 · ownership.xml · derivative · entry 1

Axton Tensie · CIK 0002023846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,000

Underlying: Common Stock · 153,000 shares

Expires 2035-09-04

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: The stock options will vest in equal quarterly installments over a one year period from the date of grant.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 17:00 UTC
Turk BrookeChief Financial Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,512,200 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001213900-25-085593 · ownership.xml · derivative · entry 1

Turk Brooke · CIK 0002005508 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,512,200

Underlying: Common Stock · 1,512,200 shares

Expires 2035-09-04

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the stock options vested on the grant date, and the remainder will vest in equal quarterly installments over a two year period.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 21:00 UTC
Pomeroy ScottDirector · Chief Executive Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 2,621,100 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001213900-25-085596 · ownership.xml · derivative · entry 1

Pomeroy Scott · CIK 0001297880 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,621,100

Underlying: Common Stock · 2,621,100 shares

Expires 2035-09-04

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the stock options vested on the grant date, and the remainder will vest in equal quarterly installments over a two year period.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 17:00 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 158,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001213900-25-085592 · ownership.xml · derivative · entry 1

BRODY DAVID E · CIK 0001389264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,000

Underlying: Common Stock · 158,000 shares

Expires 2035-09-04

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: The stock options will vest in equal quarterly installments over a one year period from the date of grant.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 21:00 UTC
Das SoumyaDirector
GrantStock Option (Right to Buy Common Stock) · Derivative 78,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001213900-25-085591 · ownership.xml · derivative · entry 1

Das Soumya · CIK 0001695889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires 2035-09-04

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the stock options vested on the grant date, and the remainder will vest in equal quarterly installments over a two year period.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 21:00 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 153,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001213900-25-085590 · ownership.xml · derivative · entry 1

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,000

Underlying: Common Stock · 153,000 shares

Expires 2035-09-04

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: The stock options will vest in equal quarterly installments over a one year period from the date of grant.

Read SEC document
September 04, 2025 Filed Sep 19, 2025 21:01 UTC
Tapp Michael AChief Operating Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,613,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0001213900-25-089619 · ownership.xml · derivative · entry 1

Tapp Michael A · CIK 0002085991 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,613,000

Underlying: Common Stock · 1,613,000 shares

Expires 2035-09-04

F2 · price: The stock options were granted under the Issuer's Amended and Restated 2018 Employee Stock Incentive Plan.

F1 · derivative.exercise_date: One-third of the stock options vested on the grant date, and the remainder will vest in equal quarterly installments over a two year period.

Read SEC document
October 28, 2024 Filed Oct 31, 2024 17:12 UTC
Gaines JenniferChief Legal Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,171,875 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001213900-24-092969 · ownership.xml · derivative · entry 1

Gaines Jennifer · CIK 0002043274 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,171,875

Underlying: Common Stock · 1,171,875 shares

Expires 2034-10-28

F2 · price: The stock options are granted under the Issuer's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/3rd annually over three years starting from the grant date.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 17:14 UTC
Arthur TobinChief Strategy Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,171,875 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001213900-24-081083 · ownership.xml · derivative · entry 1

Arthur Tobin · CIK 0002038109 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,171,875

Underlying: Common Stock · 1,171,875 shares

Expires 2034-09-19

F2 · price: The stock options are granted under the Issuer's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/3rd annually over three years starting from August 1, 2024.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 18:24 UTC
Axton TensieDirector
GrantStock Option (Right to Buy Common Stock) · Derivative 206,667 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001213900-24-053040 · ownership.xml · derivative · entry 1

Axton Tensie · CIK 0002023846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,667

Underlying: Common Stock · 206,667 shares

Expires 2034-06-12

F2 · price: The stock options are granted under the Issuer's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest on the one-year anniversary of the grant date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 18:22 UTC
Turk BrookeChief Financial Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,640,625 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001213900-24-053035 · ownership.xml · derivative · entry 1

Martellaro Brooke · CIK 0002005508 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,640,625

Underlying: Common Stock · 1,640,625 shares

Expires 2034-06-12

F2 · price: The stock options are granted under the Issuer's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/3rd annually over three years starting from the grant date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 22:23 UTC
Pomeroy ScottDirector · Chief Executive Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 2,812,500 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001213900-24-053038 · ownership.xml · derivative · entry 1

Pomeroy Scott · CIK 0001297880 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,812,500

Underlying: Common Stock · 2,812,500 shares

Expires 2034-06-12

F2 · price: The stock options are granted under the Issuer's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/3rd annually over three years starting from the grant date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 18:23 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 213,333 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001213900-24-053036 · ownership.xml · derivative · entry 1

BRODY DAVID E · CIK 0001389264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,333

Underlying: Common Stock · 213,333 shares

Expires 2034-06-12

F2 · price: The stock options are granted under the Issuer's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest on the one-year anniversary of the grant date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 22:23 UTC
Das SoumyaDirector · CEO of RTLS Division
GrantStock Option (Right to Buy Common Stock) · Derivative 975,000 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001213900-24-053039 · ownership.xml · derivative · entry 1

Das Soumya · CIK 0001695889 · Director · CEO of RTLS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,000

Underlying: Common Stock · 975,000 shares

Expires 2034-06-12

F2 · price: The stock options are granted under the Issuer's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/3rd annually over three years starting from the grant date.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 22:23 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 206,667 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001213900-24-053037 · ownership.xml · derivative · entry 1

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,667

Underlying: Common Stock · 206,667 shares

Expires 2034-06-12

F2 · price: The stock options are granted under the Issuer's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest on the one-year anniversary of the grant date.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:44 UTC
Hinderberger MichaelCEO, XTI Aircraft Company
GrantOption (right to buy) · Derivative 89,259 Not disclosed Strike: $18.71 Not disclosed
Disclosure

SEC source: 0001213900-24-022756 · ownership.xml · derivative · entry 5

Hinderberger Michael · CIK 0002005773 · CEO, XTI Aircraft Company

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,259

Underlying: Common Stock · 89,259 shares

Expires 2032-07-01

F1 · kind: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Parent, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), Parent changed its name to XTI Aerospace, Inc.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Legacy XTI common stock was assumed by Parent and converted into an option to purchase the number of shares of Parent's common stock (rounded down to the nearest whole number) that is equal to the number of shares of Legacy XTI common stock subject to the unexercised portion of such option immediately prior to the Effective Time multiplied by 0.0892598. The per share exercise price for the shares of Parent common stock issuable upon exercise of such option was set to the exercise price per share of such option in effect immediately prior to the Effective Time divided by 0.0892598 (rounded up to the nearest whole cent).

F4 · derivative.exercise_date: All of these options were exercisable as of the Effective Time.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:44 UTC
Hinderberger MichaelCEO, XTI Aircraft Company
GrantOption (right to buy) · Derivative 89,259 Not disclosed Strike: $18.71 Not disclosed
Disclosure

SEC source: 0001213900-24-022756 · ownership.xml · derivative · entry 4

Hinderberger Michael · CIK 0002005773 · CEO, XTI Aircraft Company

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,259

Underlying: Common Stock · 89,259 shares

Expires 2032-07-01

F1 · kind: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Parent, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), Parent changed its name to XTI Aerospace, Inc.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Legacy XTI common stock was assumed by Parent and converted into an option to purchase the number of shares of Parent's common stock (rounded down to the nearest whole number) that is equal to the number of shares of Legacy XTI common stock subject to the unexercised portion of such option immediately prior to the Effective Time multiplied by 0.0892598. The per share exercise price for the shares of Parent common stock issuable upon exercise of such option was set to the exercise price per share of such option in effect immediately prior to the Effective Time divided by 0.0892598 (rounded up to the nearest whole cent).

F4 · derivative.exercise_date: All of these options were exercisable as of the Effective Time.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:44 UTC
Hinderberger MichaelCEO, XTI Aircraft Company
GrantOption (right to buy) · Derivative 4,462 Not disclosed Strike: $19.61 Not disclosed
Disclosure

SEC source: 0001213900-24-022756 · ownership.xml · derivative · entry 3

Hinderberger Michael · CIK 0002005773 · CEO, XTI Aircraft Company

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,462

Underlying: Common Stock · 4,462 shares

Expires 2032-03-10

F1 · kind: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Parent, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), Parent changed its name to XTI Aerospace, Inc.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Legacy XTI common stock was assumed by Parent and converted into an option to purchase the number of shares of Parent's common stock (rounded down to the nearest whole number) that is equal to the number of shares of Legacy XTI common stock subject to the unexercised portion of such option immediately prior to the Effective Time multiplied by 0.0892598. The per share exercise price for the shares of Parent common stock issuable upon exercise of such option was set to the exercise price per share of such option in effect immediately prior to the Effective Time divided by 0.0892598 (rounded up to the nearest whole cent).

F4 · derivative.exercise_date: All of these options were exercisable as of the Effective Time.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:44 UTC
Hinderberger MichaelCEO, XTI Aircraft Company
GrantOption (right to buy) · Derivative 15,301 Not disclosed Strike: $19.61 Not disclosed
Disclosure

SEC source: 0001213900-24-022756 · ownership.xml · derivative · entry 2

Hinderberger Michael · CIK 0002005773 · CEO, XTI Aircraft Company

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,301

Underlying: Common Stock · 15,301 shares

Expires 2031-12-28

F1 · kind: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Parent, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), Parent changed its name to XTI Aerospace, Inc.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Legacy XTI common stock was assumed by Parent and converted into an option to purchase the number of shares of Parent's common stock (rounded down to the nearest whole number) that is equal to the number of shares of Legacy XTI common stock subject to the unexercised portion of such option immediately prior to the Effective Time multiplied by 0.0892598. The per share exercise price for the shares of Parent common stock issuable upon exercise of such option was set to the exercise price per share of such option in effect immediately prior to the Effective Time divided by 0.0892598 (rounded up to the nearest whole cent).

F4 · derivative.exercise_date: All of these options were exercisable as of the Effective Time.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:44 UTC
Hinderberger MichaelCEO, XTI Aircraft Company
GrantOption (right to buy) · Derivative 44,629 Not disclosed Strike: $19.61 Not disclosed
Disclosure

SEC source: 0001213900-24-022756 · ownership.xml · derivative · entry 1

Hinderberger Michael · CIK 0002005773 · CEO, XTI Aircraft Company

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,629

Underlying: Common Stock · 44,629 shares

Expires 2031-08-01

F1 · kind: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Parent, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). At the effective time of the Merger (the "Effective Time"), Parent changed its name to XTI Aerospace, Inc.

F2 · price: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Legacy XTI common stock was assumed by Parent and converted into an option to purchase the number of shares of Parent's common stock (rounded down to the nearest whole number) that is equal to the number of shares of Legacy XTI common stock subject to the unexercised portion of such option immediately prior to the Effective Time multiplied by 0.0892598. The per share exercise price for the shares of Parent common stock issuable upon exercise of such option was set to the exercise price per share of such option in effect immediately prior to the Effective Time divided by 0.0892598 (rounded up to the nearest whole cent).

F3 · derivative.exercise_date: 17,852 of these options were exercisable as of the Effective Time. Remaining options will become exercisable based on a 4 year vesting schedule through August 2025.

Read SEC document
March 12, 2024 Filed Mar 15, 2024 00:48 UTC
Pomeroy ScottChief Executive Officer
GrantOption (right to buy) · Derivative 535 Not disclosed Strike: $18.71 Not disclosed
Disclosure

SEC source: 0001213900-24-022760 · ownership.xml · derivative · entry 2

Pomeroy Scott · CIK 0001297880 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535

Underlying: Common Stock · 535 shares

Expires 2032-12-31

F1 · derivative.exercise_price: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Parent, Legacy XTI and Superfly Merger Sub Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (as amended, the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock, At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F2 · kind: At the Effective Time, each option to purchase Legacy XTI common stock was assumed by Parent and converted into an option to purchase the number of shares of Parent's common stock (rounded down to the nearest whole number) that is equal to the number of shares of Legacy XTI common stock subject to the unexercised portion of such option immediately prior to the Effective Time multiplied by 0.0892598. The per share exercise price for the shares of Parent common stock issuable upon exercise of such option was set to the exercise price per share of such option in effect immediately prior to the Effective Time multiplied by 0.0892598 (rounded up to the nearest whole cent).

F2 · price: At the Effective Time, each option to purchase Legacy XTI common stock was assumed by Parent and converted into an option to purchase the number of shares of Parent's common stock (rounded down to the nearest whole number) that is equal to the number of shares of Legacy XTI common stock subject to the unexercised portion of such option immediately prior to the Effective Time multiplied by 0.0892598. The per share exercise price for the shares of Parent common stock issuable upon exercise of such option was set to the exercise price per share of such option in effect immediately prior to the Effective Time multiplied by 0.0892598 (rounded up to the nearest whole cent).

F3 · derivative.exercise_date: These options were exercisable as of the Effective Time.

Read SEC document
March 12, 2024 Filed Mar 15, 2024 00:48 UTC
Pomeroy ScottChief Executive Officer
GrantCommon stock 357,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-022760 · ownership.xml · nonDerivative · entry 1

Pomeroy Scott · CIK 0001297880 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,039

F1 · price: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Parent, Legacy XTI and Superfly Merger Sub Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (as amended, the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock, At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 20:45 UTC
BRODY DAVID EDirector · 10% owner
GrantCommon Stock 49,092 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-022758 · ownership.xml · nonDerivative · entry 4

BRODY DAVID E · CIK 0001389264 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 49,092

F1 · kind: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F1 · shares: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F1 · price: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

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March 12, 2024 Filed Mar 14, 2024 20:45 UTC
BRODY DAVID EDirector · 10% owner
GrantCommon Stock 843,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-022758 · ownership.xml · nonDerivative · entry 3

BRODY DAVID E · CIK 0001389264 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By David E. Brody 2019 Spousal Trust

Disclosed balance after: 843,505

F1 · kind: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F1 · shares: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F1 · price: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F3 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of this trust.

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March 12, 2024 Filed Mar 14, 2024 20:45 UTC
BRODY DAVID EDirector · 10% owner
GrantCommon Stock 1,338,897 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-022758 · ownership.xml · nonDerivative · entry 2

BRODY DAVID E · CIK 0001389264 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jason S. Brody 2019 Trust

Disclosed balance after: 1,338,897

F1 · kind: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F1 · shares: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F1 · price: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F2 · ownership.nature: These shares are held in a trust for the benefit of the reporting person's child. The reporting person is the trustee of this trust.

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March 12, 2024 Filed Mar 14, 2024 20:45 UTC
BRODY DAVID EDirector · 10% owner
GrantCommon Stock 266,304 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-24-022758 · ownership.xml · nonDerivative · entry 1

BRODY DAVID E · CIK 0001389264 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,304

F1 · kind: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F1 · shares: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

F1 · price: Received in connection with Inpixon's ("Parent") business combination transaction (the "Merger") with XTI Aircraft Company ("Legacy XTI") in accordance with the terms of the Agreement and Plan of Merger, dated as of July 24, 2023, by and among Inpixon, Legacy XTI and Superfly Merger Sub Inc. (as amended, the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of legacy XTI common stock was converted into the right to receive 0.0892598 shares of Parent's common stock. At the Effective Time, Parent changed its name to XTI Aerospace, Inc.

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March 08, 2024 Filed Mar 15, 2024 01:31 UTC
Das SoumyaDirector · Chief Operating Officer
SaleCommon Stock 4,804 $0.05 $247.41
Disclosure

SEC source: 0001213900-24-022785 · ownership.xml · nonDerivative · entry 1

Das Soumya · CIK 0001695889 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The number of shares of common stock and price per share reported is represented prior to taking into account the reverse split implemented by the Company on March 12, 2024.

F1 · price: The number of shares of common stock and price per share reported is represented prior to taking into account the reverse split implemented by the Company on March 12, 2024.

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December 19, 2023 Filed Mar 15, 2024 00:38 UTC
ALI NADIRFormer CEO & Director
SaleCommon Stock 7,243 $0.06 $434.58
Disclosure

SEC source: 0001213900-24-022749 · ownership.xml · nonDerivative · entry 1

ALI NADIR · CIK 0001604405 · Former CEO & Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,408

F1 · shares: Represents shares of common stock sold in a private transaction. The number of shares of common stock and price per share reported is represented prior to into account the reverse split implemented by the Company on March 12, 2024.

F1 · price: Represents shares of common stock sold in a private transaction. The number of shares of common stock and price per share reported is represented prior to into account the reverse split implemented by the Company on March 12, 2024.

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January 08, 2022 Filed Jan 10, 2022 09:25 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 40,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001213900-22-001236 · ownership.xml · derivative · entry 1

Oppenheim Leonard A · CIK 0001307647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-01-08

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

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January 08, 2022 Filed Jan 10, 2022 14:25 UTC
Das SoumyaChief Operating Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,000,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001213900-22-001238 · ownership.xml · derivative · entry 1

Das Soumya · CIK 0001695889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2032-01-08

F2 · price: The stock option is granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/12th each month starting from the grant date.

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January 08, 2022 Filed Jan 10, 2022 14:25 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 40,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001213900-22-001239 · ownership.xml · derivative · entry 1

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-01-08

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

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January 08, 2022 Filed Jan 10, 2022 14:25 UTC
ALI NADIRDirector · Chief Executive Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 2,000,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001213900-22-001240 · ownership.xml · derivative · entry 1

ALI NADIR · CIK 0001604405 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2032-01-08

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/12th each month starting from the grant date.

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January 08, 2022 Filed Jan 10, 2022 14:25 UTC
LOUNDERMON WENDYDirector · Chief Financial Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,000,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001213900-22-001237 · ownership.xml · derivative · entry 1

LOUNDERMON WENDY · CIK 0001604103 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2032-01-08

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/12th each month starting from the grant date.

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January 08, 2022 Filed Jan 10, 2022 14:25 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 40,000 $0.00 Strike: $0.53 $0.00
Disclosure

SEC source: 0001213900-22-001235 · ownership.xml · derivative · entry 1

KHADER TANVEER · CIK 0001605321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2032-01-08

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

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August 16, 2021 Filed Aug 18, 2021 21:03 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 100,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001213900-21-043750 · ownership.xml · derivative · entry 1

Oppenheim Leonard A · CIK 0001307647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-08-16

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

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August 16, 2021 Filed Aug 19, 2021 01:16 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 100,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001213900-21-043757 · ownership.xml · derivative · entry 1

KHADER TANVEER · CIK 0001605321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-08-16

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant

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August 16, 2021 Filed Aug 19, 2021 01:01 UTC
ALI NADIRDirector · Chief Executive Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 1,500,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001213900-21-043748 · ownership.xml · derivative · entry 1

ALI NADIR · CIK 0001604405 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2031-08-16

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/36th each month starting from the grant date.

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August 16, 2021 Filed Aug 19, 2021 00:59 UTC
LOUNDERMON WENDYDirector · Chief Financial Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 750,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001213900-21-043745 · ownership.xml · derivative · entry 1

LOUNDERMON WENDY · CIK 0001604103 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2031-08-16

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/36th each month starting from the grant date.

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August 16, 2021 Filed Aug 19, 2021 00:58 UTC GrantStock Option (Right to Buy Common Stock) · Derivative 100,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001213900-21-043743 · ownership.xml · derivative · entry 1

Irfan Kareem M · CIK 0001614453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-08-16

F2 · price: The stock options are granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options are fully vested on the date of grant.

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August 16, 2021 Filed Aug 19, 2021 00:57 UTC
Das SoumyaChief Operating Officer
GrantStock Option (Right to Buy Common Stock) · Derivative 600,000 $0.00 Strike: $1.03 $0.00
Disclosure

SEC source: 0001213900-21-043741 · ownership.xml · derivative · entry 1

Das Soumya · CIK 0001695889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2031-08-16

F2 · price: The stock option is granted under Inpixon's 2018 Employee Stock Incentive Plan, as amended from time to time.

F1 · derivative.exercise_date: The stock options vest 1/36th each month starting from the grant date.

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June 04, 2021 Filed Feb 12, 2022 00:02 UTC
Das SoumyaChief Operating Officer
Tax withholdingCommon Stock 199,507 $1.83 $365,097.81
Disclosure

SEC source: 0001213900-22-007136 · ownership.xml · nonDerivative · entry 1

Das Soumya · CIK 0001695889 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,494

F1 · shares: Represents shares that were withheld by the Issuer as of June 6, 2021, per the election of the reporting person on such date, to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock awards previously granted on February 19, 2021 and reported on February 23, 2021.

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June 04, 2021 Filed Feb 12, 2022 00:01 UTC
LOUNDERMON WENDYDirector · Chief Financial Officer
Tax withholdingCommon Stock 112,962 $1.83 $206,720.46
Disclosure

SEC source: 0001213900-22-007134 · ownership.xml · nonDerivative · entry 1

LOUNDERMON WENDY · CIK 0001604103 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,040

F1 · shares: Represents shares that were withheld by the Issuer as of June 6, 2021, per the election of the reporting person on such date, to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock awards previously granted on February 19, 2021 and reported on February 23, 2021.

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June 04, 2021 Filed Feb 12, 2022 00:00 UTC
ALI NADIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 206,850 $1.83 $378,535.50
Disclosure

SEC source: 0001213900-22-007133 · ownership.xml · nonDerivative · entry 1

ALI NADIR · CIK 0001604405 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,152

F1 · shares: Represents shares that were withheld by the Issuer as of June 6, 2021, per the election of the reporting person on such date, to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock awards previously granted on February 19, 2021 and reported on February 23, 2021.

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February 19, 2021 Filed Feb 23, 2021 20:05 UTC
Hoffman TylerChief Revenue Officer
GrantCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-011223 · ownership.xml · nonDerivative · entry 1

Hoffman Tyler · CIK 0001812193 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

F1 · shares: Represents a restricted stock award that vested 25% on the grant date and will vest as to 25% of the total shares on each anniverary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.