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NYSE · USD

XFLT

XAI Floating Rate & Alternative Income Trust

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Tapewire entity
5990
SEC CIK
0001703079
Parsed reports
183

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2017 Filed Jan 2, 2018 15:20 UTC
McGarrity John PChief Legal & Secretary
PurchaseCommon Shares of Beneficial Interest 720 $9.43 $6,789.02
Disclosure

SEC source: 0001718129-18-000001 · primary_doc.xml · nonDerivative · entry 1

McGarrity John P · CIK 0001718129 · Chief Legal & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,720

Read SEC document
December 29, 2017 Filed Jan 2, 2018 23:24 UTC
Spence John YogiCFO & Treasurer
PurchaseCommon Shares of Beneficial Interest 700 $9.39 $6,573.00
Disclosure

SEC source: 0001718133-18-000001 · primary_doc.xml · nonDerivative · entry 2

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,150

Read SEC document
December 22, 2017 Filed Jan 2, 2018 23:24 UTC
Spence John YogiCFO & Treasurer
PurchaseCommon Shares of Beneficial Interest 500 $9.51 $4,755.00
Disclosure

SEC source: 0001718133-18-000001 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,450

Read SEC document
September 28, 2017 Filed Sep 29, 2017 15:32 UTC PurchaseCommon Shares of Beneficial Interest 2,400 $10.20 $24,480.00
Disclosure

SEC source: 0001332125-17-000002 · primary_doc.xml · nonDerivative · entry 1

Jones Scott C · CIK 0001332125 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.