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XFLT

XAI Floating Rate & Alternative Income Trust

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5990
SEC CIK
0001703079
Parsed reports
183

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2018 Filed Sep 20, 2018 18:28 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 300 $9.82 $2,946.00
Disclosure

SEC source: 0001718218-18-000017 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,000

Read SEC document
September 18, 2018 Filed Sep 19, 2018 15:38 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 300 $9.83 $2,949.00
Disclosure

SEC source: 0001718133-18-000016 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,787

Read SEC document
September 18, 2018 Filed Sep 19, 2018 15:48 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 300 $9.83 $2,949.00
Disclosure

SEC source: 0001718218-18-000016 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,300

Read SEC document
September 17, 2018 Filed Sep 18, 2018 15:52 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 200 $9.82 $1,963.00
Disclosure

SEC source: 0001718218-18-000015 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,600

Read SEC document
September 17, 2018 Filed Sep 18, 2018 15:40 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 200 $9.82 $1,963.00
Disclosure

SEC source: 0001718133-18-000015 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,087

Read SEC document
September 14, 2018 Filed Sep 17, 2018 16:56 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 1,000 $9.87 $9,868.00
Disclosure

SEC source: 0001718133-18-000014 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,287

Read SEC document
September 14, 2018 Filed Sep 17, 2018 17:04 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 900 $9.87 $8,883.54
Disclosure

SEC source: 0001718218-18-000014 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,800

Read SEC document
September 13, 2018 Filed Sep 14, 2018 16:11 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 2,820 $9.87 $27,827.20
Disclosure

SEC source: 0001718133-18-000013 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,287

Read SEC document
September 13, 2018 Filed Sep 14, 2018 16:23 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 2,900 $9.87 $28,624.45
Disclosure

SEC source: 0001718218-18-000013 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,700

Read SEC document
September 12, 2018 Filed Sep 13, 2018 15:15 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 1,100 $9.83 $10,814.98
Disclosure

SEC source: 0001718133-18-000012 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,107

Read SEC document
September 12, 2018 Filed Sep 13, 2018 15:58 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 1,000 $9.87 $9,871.00
Disclosure

SEC source: 0001718218-18-000012 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,600

Read SEC document
September 12, 2018 Filed Sep 13, 2018 16:13 UTC PurchaseCommon Shares of Beneficial Interest 1,955 $9.89 $19,334.95
Disclosure

SEC source: 0001706902-18-000005 · primary_doc.xml · nonDerivative · entry 3

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,055

Read SEC document
September 12, 2018 Filed Sep 13, 2018 16:13 UTC PurchaseCommon Shares of Beneficial Interest 100 $9.85 $985.00
Disclosure

SEC source: 0001706902-18-000005 · primary_doc.xml · nonDerivative · entry 2

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

Read SEC document
September 12, 2018 Filed Sep 13, 2018 16:13 UTC PurchaseCommon Shares of Beneficial Interest 2,000 $9.89 $19,780.00
Disclosure

SEC source: 0001706902-18-000005 · primary_doc.xml · nonDerivative · entry 1

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Read SEC document
September 11, 2018 Filed Sep 12, 2018 17:35 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 300 $9.87 $2,961.00
Disclosure

SEC source: 0001718133-18-000011 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,207

Read SEC document
September 11, 2018 Filed Sep 12, 2018 17:58 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 300 $9.87 $2,961.00
Disclosure

SEC source: 0001718218-18-000011 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,600

Read SEC document
September 11, 2018 Filed Sep 12, 2018 18:11 UTC PurchaseCommon Shares of Beneficial Interest 201 $9.89 $1,987.89
Disclosure

SEC source: 0001706902-18-000004 · primary_doc.xml · nonDerivative · entry 2

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Read SEC document
September 11, 2018 Filed Sep 12, 2018 18:11 UTC PurchaseCommon Shares of Beneficial Interest 1,799 $9.93 $17,862.27
Disclosure

SEC source: 0001706902-18-000004 · primary_doc.xml · nonDerivative · entry 1

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,799

Read SEC document
September 10, 2018 Filed Sep 10, 2018 21:04 UTC PurchaseCommon Shares of Beneficial Interest 2,000 $9.88 $19,758.00
Disclosure

SEC source: 0001706902-18-000003 · primary_doc.xml · nonDerivative · entry 1

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Read SEC document
September 10, 2018 Filed Sep 11, 2018 15:38 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 300 $9.87 $2,961.00
Disclosure

SEC source: 0001718133-18-000010 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,507

Read SEC document
September 10, 2018 Filed Sep 11, 2018 15:49 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 300 $9.87 $2,961.00
Disclosure

SEC source: 0001718218-18-000010 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,900

Read SEC document
September 10, 2018 Filed Sep 13, 2018 19:59 UTC PurchaseCommon Shares of Beneficial Interest 900 $9.88 $8,892.00
Disclosure

SEC source: 0001706902-18-000006 · primary_doc.xml · nonDerivative · entry 2

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
September 10, 2018 Filed Sep 13, 2018 19:59 UTC PurchaseCommon Shares of Beneficial Interest 1,045 $9.89 $10,335.05
Disclosure

SEC source: 0001706902-18-000006 · primary_doc.xml · nonDerivative · entry 1

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,100

Read SEC document
September 07, 2018 Filed Sep 10, 2018 18:43 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 300 $9.85 $2,955.99
Disclosure

SEC source: 0001718133-18-000009 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,807

Read SEC document
September 07, 2018 Filed Sep 10, 2018 18:50 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 300 $9.85 $2,955.99
Disclosure

SEC source: 0001718218-18-000009 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,200

Read SEC document
September 06, 2018 Filed Sep 7, 2018 16:35 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 1,000 $9.89 $9,894.00
Disclosure

SEC source: 0001718133-18-000008 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,107

Read SEC document
September 06, 2018 Filed Sep 7, 2018 16:45 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 1,000 $9.88 $9,883.00
Disclosure

SEC source: 0001718218-18-000008 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,500

Read SEC document
September 05, 2018 Filed Sep 6, 2018 15:48 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 300 $9.87 $2,960.01
Disclosure

SEC source: 0001718133-18-000007 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,107

Read SEC document
September 05, 2018 Filed Sep 6, 2018 15:59 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 300 $9.86 $2,958.99
Disclosure

SEC source: 0001718218-18-000007 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,500

Read SEC document
September 04, 2018 Filed Sep 5, 2018 22:41 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 2,400 $9.89 $23,729.04
Disclosure

SEC source: 0001718133-18-000006 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,407

Read SEC document
September 04, 2018 Filed Sep 5, 2018 22:50 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 2,600 $9.89 $25,704.38
Disclosure

SEC source: 0001718218-18-000006 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,800

Read SEC document
August 31, 2018 Filed Sep 4, 2018 16:14 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 1,198 $9.96 $11,929.09
Disclosure

SEC source: 0001718133-18-000005 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,807

Read SEC document
August 31, 2018 Filed Sep 4, 2018 16:49 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 1,100 $9.95 $10,949.95
Disclosure

SEC source: 0001718218-18-000005 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,400

Read SEC document
August 30, 2018 Filed Aug 30, 2018 21:05 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 3,900 $10.01 $39,046.02
Disclosure

SEC source: 0001718133-18-000004 · primary_doc.xml · nonDerivative · entry 3

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,005

Read SEC document
August 30, 2018 Filed Aug 30, 2018 21:22 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 3,690 $10.02 $36,966.42
Disclosure

SEC source: 0001718218-18-000004 · primary_doc.xml · nonDerivative · entry 3

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,500

Read SEC document
August 30, 2018 Filed Aug 31, 2018 17:04 UTC PurchaseCommon Shares of Beneficial Interest 300 $10.02 $3,006.00
Disclosure

SEC source: 0001706902-18-000002 · primary_doc.xml · nonDerivative · entry 2

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
August 30, 2018 Filed Aug 31, 2018 17:04 UTC PurchaseCommon Shares of Beneficial Interest 4,700 $10.03 $47,141.00
Disclosure

SEC source: 0001706902-18-000002 · primary_doc.xml · nonDerivative · entry 1

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,700

Read SEC document
August 29, 2018 Filed Aug 30, 2018 21:05 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 1,280 $9.98 $12,772.86
Disclosure

SEC source: 0001718133-18-000004 · primary_doc.xml · nonDerivative · entry 2

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,905

Read SEC document
August 29, 2018 Filed Aug 30, 2018 21:22 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 1,760 $9.99 $17,578.18
Disclosure

SEC source: 0001718218-18-000004 · primary_doc.xml · nonDerivative · entry 2

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,190

Read SEC document
August 29, 2018 Filed Aug 30, 2018 16:05 UTC PurchaseCommon Shares of Beneficial Interest 3,800 $10.01 $38,038.00
Disclosure

SEC source: 0001706902-18-000001 · primary_doc.xml · nonDerivative · entry 2

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
August 29, 2018 Filed Aug 30, 2018 16:05 UTC PurchaseCommon Shares of Beneficial Interest 1,200 $9.95 $11,934.00
Disclosure

SEC source: 0001706902-18-000001 · primary_doc.xml · nonDerivative · entry 1

Cupps Danielle · CIK 0001706902 · Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:05 UTC
Spence John YogiCFO & Treasurer
SaleCommon Shares of Beneficial Interest 1,500 $9.94 $14,916.00
Disclosure

SEC source: 0001718133-18-000004 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,185

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:22 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
SaleCommon Shares of Beneficial Interest 1,600 $9.95 $15,914.08
Disclosure

SEC source: 0001718218-18-000004 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,950

Read SEC document
March 20, 2018 Filed Mar 20, 2018 18:16 UTC
McGarrity John PChief Legal & Secretary
PurchaseCommon Shares of Beneficial Interest 359 $9.58 $3,439.94
Disclosure

SEC source: 0001718129-18-000003 · primary_doc.xml · nonDerivative · entry 1

McGarrity John P · CIK 0001718129 · Chief Legal & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,431

Read SEC document
March 20, 2018 Filed Mar 20, 2018 22:23 UTC
Spence John YogiCFO & Treasurer
PurchaseCommon Shares of Beneficial Interest 270 $9.58 $2,586.84
Disclosure

SEC source: 0001718133-18-000003 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,685

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:53 UTC
Brombach Theodore JPresident & CEO · Interested Trustee
PurchaseCommon Shares of Beneficial Interest 300 $441,550.00 $132,465,000.00
Disclosure

SEC source: 0001718218-18-000001 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9.5657

Read SEC document
March 20, 2018 Filed Mar 22, 2018 16:35 UTC Amendment
Brombach Theodore JPresident & CEO · Interested Trustee
PurchaseCommon Shares of Beneficial Interest 300 $9.57 $2,869.71
Disclosure

SEC source: 0001718218-18-000003 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,550

Read SEC document
March 20, 2018 Filed Mar 22, 2018 15:16 UTC Amendment
Brombach Theodore JPresident & CEO · Interested Trustee
PurchaseCommon Shares of Beneficial Interest 300 $9.57 $2,869.71
Disclosure

SEC source: 0001718218-18-000002 · primary_doc.xml · nonDerivative · entry 1

Brombach Theodore J · CIK 0001718218 · President & CEO · Interested Trustee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,550

Read SEC document
February 07, 2018 Filed Feb 8, 2018 16:50 UTC
McGarrity John PChief Legal & Secretary
PurchaseCommon Shares of Beneficial Interest 352 $9.75 $3,432.28
Disclosure

SEC source: 0001718129-18-000002 · primary_doc.xml · nonDerivative · entry 1

McGarrity John P · CIK 0001718129 · Chief Legal & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,072

Read SEC document
February 07, 2018 Filed Feb 8, 2018 21:59 UTC
Spence John YogiCFO & Treasurer
PurchaseCommon Shares of Beneficial Interest 265 $9.75 $2,583.96
Disclosure

SEC source: 0001718133-18-000002 · primary_doc.xml · nonDerivative · entry 1

Spence John Yogi · CIK 0001718133 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,415

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.