Last 12 months
Inside the activity.
0 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2017 Filed Jan 5, 2017 21:41 UTC |
VIGIL JEFFREY L.Vice President-Finance and CFO
|
Tax withholdingCommon Stock | 162 | $1.51 | $244.62 |
DisclosureSEC source: 0001123292-17-000054 · edgar.xml · nonDerivative · entry 2 VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,207 F2 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:41 UTC |
VIGIL JEFFREY L.Vice President-Finance and CFO
|
Exercise / conversionCommon Stock | 434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000054 · edgar.xml · nonDerivative · entry 1 VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:39 UTC |
McCoig Dain AVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 596 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000052 · edgar.xml · derivative · entry 3 McCoig Dain A · CIK 0001568876 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597 Underlying: Common Stock · 596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. F3 · derivative.exercise_date: On June 4, 2014, Mr. McCoig was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016. F3 · derivative.expiration_date: On June 4, 2014, Mr. McCoig was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:39 UTC |
McCoig Dain AVice President
|
Tax withholdingCommon Stock | 195 | $1.51 | $294.45 |
DisclosureSEC source: 0001123292-17-000052 · edgar.xml · nonDerivative · entry 2 McCoig Dain A · CIK 0001568876 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578 F2 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:39 UTC |
McCoig Dain AVice President
|
Exercise / conversionCommon Stock | 596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000052 · edgar.xml · nonDerivative · entry 1 McCoig Dain A · CIK 0001568876 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:25 UTC |
Jones Christopher MurrelDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-000050 · edgar.xml · derivative · entry 2 Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085 Underlying: Common Stock · 1,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. F2 · derivative.exercise_date: On June 4, 2014, Mr. Jones was granted 6,510 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016. F2 · derivative.expiration_date: On June 4, 2014, Mr. Jones was granted 6,510 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:25 UTC |
Jones Christopher MurrelDirector · President and CEO
|
Exercise / conversionCommon Stock | 1,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-000050 · edgar.xml · nonDerivative · entry 1 Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 22:48 UTC |
Resource Capital Fund V L.P.10% owner
Resource Capital Associates V L.P.10% owner
RCA V GP LTD.10% owner
|
SaleConvertible Loan · Derivative | Not disclosed | $2,545,139.00 Strike: $31.20 | $2,500,000.00 |
DisclosureSEC source: 0001144204-16-138434 · v454619_4.xml · derivative · entry 1 Resource Capital Fund V L.P. · CIK 0001465397 · 10% owner Resource Capital Associates V L.P. · CIK 0001499179 · 10% owner RCA V GP LTD. · CIK 0001499177 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 256,410 shares Expires 2017-03-31 F3 · kind: On December 5, 2016, RCF V entered into a Note Purchase Agreement pursuant to which RCF V sold in a private transaction $2.5 million in principal amount of the Note, plus $45,139 of accrued but unpaid interest on the principal amount sold. The Note Purchase Agreement provides for the sale by RCF V and purchase by the counterparty of the remaining $5,500,000 principal amount of the Note, subject to satisfaction of certain conditions, which conditions are not in the control of RCF V or the counterparty. F3 · reported_value: On December 5, 2016, RCF V entered into a Note Purchase Agreement pursuant to which RCF V sold in a private transaction $2.5 million in principal amount of the Note, plus $45,139 of accrued but unpaid interest on the principal amount sold. The Note Purchase Agreement provides for the sale by RCF V and purchase by the counterparty of the remaining $5,500,000 principal amount of the Note, subject to satisfaction of certain conditions, which conditions are not in the control of RCF V or the counterparty. F3 · price: On December 5, 2016, RCF V entered into a Note Purchase Agreement pursuant to which RCF V sold in a private transaction $2.5 million in principal amount of the Note, plus $45,139 of accrued but unpaid interest on the principal amount sold. The Note Purchase Agreement provides for the sale by RCF V and purchase by the counterparty of the remaining $5,500,000 principal amount of the Note, subject to satisfaction of certain conditions, which conditions are not in the control of RCF V or the counterparty. F2 · derivative.underlying_shares: RCF V is party to a Loan Agreement dated November 13, 2013, with Uranium Resources, Inc. ("URI") providing for the issuance of debt convertible into shares of URI common stock. Prior to the transaction that is the subject of this Form 4, RCF V held a promissory note (the "Note") issued under the Loan Agreement with an outstanding principal amount of $8,000,000 which was convertible at any time into 256,410 shares of URI common stock. F3 · valueOwnedAfter: On December 5, 2016, RCF V entered into a Note Purchase Agreement pursuant to which RCF V sold in a private transaction $2.5 million in principal amount of the Note, plus $45,139 of accrued but unpaid interest on the principal amount sold. The Note Purchase Agreement provides for the sale by RCF V and purchase by the counterparty of the remaining $5,500,000 principal amount of the Note, subject to satisfaction of certain conditions, which conditions are not in the control of RCF V or the counterparty. F1 · ownership.direct: The convertible loan is held by Resource Capital Fund V L.P. ("RCF V") of which Resource Capital Associates V L.P. is the general partner, and RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P. RCA V GP Ltd. and Resource Capital Associates V L.P. exercise voting and dispositive power over the convertible loan held by RCF V. As a consequence, Resource Capital Associates V L.P. and RCA V GP Ltd. are indirect beneficial owners of the convertible loan pursuant to Rule 16a-1(a)(1) under the Securities Exchange Act of 1934. However, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaim direct or indirect beneficial ownership of the convertible loan to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934. Read SEC document |
| November 09, 2016 Filed Nov 17, 2016 22:31 UTC |
McCoig Dain AVice President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-16-002981 · edgar.xml · derivative · entry 3 McCoig Dain A · CIK 0001568876 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,193 Underlying: Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. F3 · derivative.exercise_date: On June 4, 2014, Mr. McCoig was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016. F3 · derivative.expiration_date: On June 4, 2014, Mr. McCoig was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016. Read SEC document |
| November 09, 2016 Filed Nov 17, 2016 22:31 UTC |
McCoig Dain AVice President
|
Tax withholdingCommon Stock | 423 | $1.19 | $503.37 |
DisclosureSEC source: 0001123292-16-002981 · edgar.xml · nonDerivative · entry 2 McCoig Dain A · CIK 0001568876 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177 F2 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold. Read SEC document |
| November 09, 2016 Filed Nov 17, 2016 22:31 UTC |
McCoig Dain AVice President
|
Exercise / conversionCommon Stock | 1,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002981 · edgar.xml · nonDerivative · entry 1 McCoig Dain A · CIK 0001568876 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. Read SEC document |
| November 09, 2016 Filed Nov 17, 2016 22:28 UTC |
VIGIL JEFFREY L.Vice President-Finance and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-16-002979 · edgar.xml · derivative · entry 4 VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868 Underlying: Common Stock · 1,163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. F4 · derivative.exercise_date: On June 4, 2014, Mr. Vigil was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016. F4 · derivative.expiration_date: On June 4, 2014, Mr. Vigil was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016. Read SEC document |
| November 09, 2016 Filed Nov 17, 2016 22:28 UTC |
VIGIL JEFFREY L.Vice President-Finance and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-16-002979 · edgar.xml · derivative · entry 3 VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. F3 · derivative.exercise_date: On July 30, 2013, Mr. Vigil was granted 4,444 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2013, 2014 and 2015. F3 · derivative.expiration_date: On July 30, 2013, Mr. Vigil was granted 4,444 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2013, 2014 and 2015. Read SEC document |
| November 09, 2016 Filed Nov 17, 2016 22:28 UTC |
VIGIL JEFFREY L.Vice President-Finance and CFO
|
Tax withholdingCommon Stock | 1,006 | $1.19 | $1,197.14 |
DisclosureSEC source: 0001123292-16-002979 · edgar.xml · nonDerivative · entry 2 VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,935 F2 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold. Read SEC document |
| November 09, 2016 Filed Nov 17, 2016 22:28 UTC |
VIGIL JEFFREY L.Vice President-Finance and CFO
|
Exercise / conversionCommon Stock | 3,148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002979 · edgar.xml · nonDerivative · entry 1 VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. Read SEC document |
| November 09, 2016 Filed Nov 17, 2016 22:25 UTC |
Jones Christopher MurrelDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 2,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-16-002977 · edgar.xml · derivative · entry 3 Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,170 Underlying: Common Stock · 2,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. F3 · derivative.exercise_date: On June 4, 2014, Mr. Jones was granted 6,510 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016. F3 · derivative.expiration_date: On June 4, 2014, Mr. Jones was granted 6,510 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016. Read SEC document |
| November 09, 2016 Filed Nov 17, 2016 22:25 UTC |
Jones Christopher MurrelDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002977 · edgar.xml · nonDerivative · entry 2 Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units. Read SEC document |
| November 09, 2016 Filed Nov 17, 2016 22:25 UTC |
Jones Christopher MurrelDirector · President and CEO
|
Disposition to issuerCommon Stock | 306 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002977 · edgar.xml · nonDerivative · entry 1 Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,799 F1 · price: Represents forfeiture of restricted shares based upon partial satisfaction of annual performance objectives. Read SEC document |
| June 04, 2016 Filed Nov 17, 2016 22:39 UTC |
Stevenson Tracy AustinDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 556 | $0.00 | $0.56 |
DisclosureSEC source: 0001123292-16-002986 · edgar.xml · derivative · entry 2 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · shares: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017. F4 · balance_after: Shares reported as being beneficially owned have been adjusted as a result of the reverse stock split. Read SEC document |
| June 04, 2016 Filed Nov 17, 2016 22:39 UTC |
Stevenson Tracy AustinDirector
|
Exercise / conversionCommon Stock | 556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002986 · edgar.xml · nonDerivative · entry 1 Stevenson Tracy Austin · CIK 0001416195 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock. Read SEC document |
| June 04, 2016 Filed Nov 17, 2016 22:36 UTC |
Kaiser Marvin KDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 556 | $0.00 | $0.56 |
DisclosureSEC source: 0001123292-16-002984 · edgar.xml · derivative · entry 4 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · shares: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock, with fractional shares being purchased by the Company. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017. F5 · balance_after: Shares reported as being beneficially owned have been adjusted as a result of the reverse stock split. Read SEC document |
| June 04, 2016 Filed Nov 17, 2016 22:36 UTC |
Kaiser Marvin KDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 556 | $0.00 | $0.56 |
DisclosureSEC source: 0001123292-16-002984 · edgar.xml · derivative · entry 3 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · shares: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock, with fractional shares being purchased by the Company. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2014, June 4, 2015 and June 4, 2016. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2014, June 4, 2015 and June 4, 2016. F5 · balance_after: Shares reported as being beneficially owned have been adjusted as a result of the reverse stock split. Read SEC document |
| June 04, 2016 Filed Nov 17, 2016 22:36 UTC |
Kaiser Marvin KDirector
|
Exercise / conversionCommon Stock | 556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002984 · edgar.xml · nonDerivative · entry 2 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| June 04, 2016 Filed Nov 17, 2016 22:36 UTC |
Kaiser Marvin KDirector
|
Exercise / conversionCommon Stock | 556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002984 · edgar.xml · nonDerivative · entry 1 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock, with fractional shares being purchased by the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.