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WWR

WESTWATER RESOURCES, INC.

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6988
SEC CIK
0000839470
Parsed reports
144

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2017 Filed Jan 5, 2017 21:41 UTC
VIGIL JEFFREY L.Vice President-Finance and CFO
Tax withholdingCommon Stock 162 $1.51 $244.62
Disclosure

SEC source: 0001123292-17-000054 · edgar.xml · nonDerivative · entry 2

VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,207

F2 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

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January 03, 2017 Filed Jan 5, 2017 21:41 UTC
VIGIL JEFFREY L.Vice President-Finance and CFO
Exercise / conversionCommon Stock 434 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-17-000054 · edgar.xml · nonDerivative · entry 1

VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:39 UTC
McCoig Dain AVice President
Exercise / conversionRestricted Stock Units · Derivative 596 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000052 · edgar.xml · derivative · entry 3

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597

Underlying: Common Stock · 596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

F3 · derivative.exercise_date: On June 4, 2014, Mr. McCoig was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016.

F3 · derivative.expiration_date: On June 4, 2014, Mr. McCoig was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:39 UTC
McCoig Dain AVice President
Tax withholdingCommon Stock 195 $1.51 $294.45
Disclosure

SEC source: 0001123292-17-000052 · edgar.xml · nonDerivative · entry 2

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,578

F2 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:39 UTC
McCoig Dain AVice President
Exercise / conversionCommon Stock 596 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-17-000052 · edgar.xml · nonDerivative · entry 1

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:25 UTC
Jones Christopher MurrelDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 1,085 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-000050 · edgar.xml · derivative · entry 2

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085

Underlying: Common Stock · 1,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

F2 · derivative.exercise_date: On June 4, 2014, Mr. Jones was granted 6,510 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016.

F2 · derivative.expiration_date: On June 4, 2014, Mr. Jones was granted 6,510 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:25 UTC
Jones Christopher MurrelDirector · President and CEO
Exercise / conversionCommon Stock 1,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-17-000050 · edgar.xml · nonDerivative · entry 1

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 22:48 UTC
RCA V GP LTD.10% owner
SaleConvertible Loan · Derivative Not disclosed $2,545,139.00 Strike: $31.20 $2,500,000.00
Disclosure

SEC source: 0001144204-16-138434 · v454619_4.xml · derivative · entry 1

Resource Capital Fund V L.P. · CIK 0001465397 · 10% owner

Resource Capital Associates V L.P. · CIK 0001499179 · 10% owner

RCA V GP LTD. · CIK 0001499177 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 256,410 shares

Expires 2017-03-31

F3 · kind: On December 5, 2016, RCF V entered into a Note Purchase Agreement pursuant to which RCF V sold in a private transaction $2.5 million in principal amount of the Note, plus $45,139 of accrued but unpaid interest on the principal amount sold. The Note Purchase Agreement provides for the sale by RCF V and purchase by the counterparty of the remaining $5,500,000 principal amount of the Note, subject to satisfaction of certain conditions, which conditions are not in the control of RCF V or the counterparty.

F3 · reported_value: On December 5, 2016, RCF V entered into a Note Purchase Agreement pursuant to which RCF V sold in a private transaction $2.5 million in principal amount of the Note, plus $45,139 of accrued but unpaid interest on the principal amount sold. The Note Purchase Agreement provides for the sale by RCF V and purchase by the counterparty of the remaining $5,500,000 principal amount of the Note, subject to satisfaction of certain conditions, which conditions are not in the control of RCF V or the counterparty.

F3 · price: On December 5, 2016, RCF V entered into a Note Purchase Agreement pursuant to which RCF V sold in a private transaction $2.5 million in principal amount of the Note, plus $45,139 of accrued but unpaid interest on the principal amount sold. The Note Purchase Agreement provides for the sale by RCF V and purchase by the counterparty of the remaining $5,500,000 principal amount of the Note, subject to satisfaction of certain conditions, which conditions are not in the control of RCF V or the counterparty.

F2 · derivative.underlying_shares: RCF V is party to a Loan Agreement dated November 13, 2013, with Uranium Resources, Inc. ("URI") providing for the issuance of debt convertible into shares of URI common stock. Prior to the transaction that is the subject of this Form 4, RCF V held a promissory note (the "Note") issued under the Loan Agreement with an outstanding principal amount of $8,000,000 which was convertible at any time into 256,410 shares of URI common stock.

F3 · valueOwnedAfter: On December 5, 2016, RCF V entered into a Note Purchase Agreement pursuant to which RCF V sold in a private transaction $2.5 million in principal amount of the Note, plus $45,139 of accrued but unpaid interest on the principal amount sold. The Note Purchase Agreement provides for the sale by RCF V and purchase by the counterparty of the remaining $5,500,000 principal amount of the Note, subject to satisfaction of certain conditions, which conditions are not in the control of RCF V or the counterparty.

F1 · ownership.direct: The convertible loan is held by Resource Capital Fund V L.P. ("RCF V") of which Resource Capital Associates V L.P. is the general partner, and RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P. RCA V GP Ltd. and Resource Capital Associates V L.P. exercise voting and dispositive power over the convertible loan held by RCF V. As a consequence, Resource Capital Associates V L.P. and RCA V GP Ltd. are indirect beneficial owners of the convertible loan pursuant to Rule 16a-1(a)(1) under the Securities Exchange Act of 1934. However, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaim direct or indirect beneficial ownership of the convertible loan to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934.

Read SEC document
November 09, 2016 Filed Nov 17, 2016 22:31 UTC
McCoig Dain AVice President
Exercise / conversionRestricted Stock Units · Derivative 1,600 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002981 · edgar.xml · derivative · entry 3

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193

Underlying: Common Stock · 1,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

F3 · derivative.exercise_date: On June 4, 2014, Mr. McCoig was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016.

F3 · derivative.expiration_date: On June 4, 2014, Mr. McCoig was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016.

Read SEC document
November 09, 2016 Filed Nov 17, 2016 22:31 UTC
McCoig Dain AVice President
Tax withholdingCommon Stock 423 $1.19 $503.37
Disclosure

SEC source: 0001123292-16-002981 · edgar.xml · nonDerivative · entry 2

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

F2 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

Read SEC document
November 09, 2016 Filed Nov 17, 2016 22:31 UTC
McCoig Dain AVice President
Exercise / conversionCommon Stock 1,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002981 · edgar.xml · nonDerivative · entry 1

McCoig Dain A · CIK 0001568876 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

Read SEC document
November 09, 2016 Filed Nov 17, 2016 22:28 UTC
VIGIL JEFFREY L.Vice President-Finance and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,163 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002979 · edgar.xml · derivative · entry 4

VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

Underlying: Common Stock · 1,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

F4 · derivative.exercise_date: On June 4, 2014, Mr. Vigil was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016.

F4 · derivative.expiration_date: On June 4, 2014, Mr. Vigil was granted 3,581 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016.

Read SEC document
November 09, 2016 Filed Nov 17, 2016 22:28 UTC
VIGIL JEFFREY L.Vice President-Finance and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,985 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002979 · edgar.xml · derivative · entry 3

VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

F3 · derivative.exercise_date: On July 30, 2013, Mr. Vigil was granted 4,444 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2013, 2014 and 2015.

F3 · derivative.expiration_date: On July 30, 2013, Mr. Vigil was granted 4,444 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2013, 2014 and 2015.

Read SEC document
November 09, 2016 Filed Nov 17, 2016 22:28 UTC
VIGIL JEFFREY L.Vice President-Finance and CFO
Tax withholdingCommon Stock 1,006 $1.19 $1,197.14
Disclosure

SEC source: 0001123292-16-002979 · edgar.xml · nonDerivative · entry 2

VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,935

F2 · shares: Shares withheld to cover taxes upon vesting of restricted stock units. No shares were sold.

Read SEC document
November 09, 2016 Filed Nov 17, 2016 22:28 UTC
VIGIL JEFFREY L.Vice President-Finance and CFO
Exercise / conversionCommon Stock 3,148 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002979 · edgar.xml · nonDerivative · entry 1

VIGIL JEFFREY L. · CIK 0001579942 · Vice President-Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

Read SEC document
November 09, 2016 Filed Nov 17, 2016 22:25 UTC
Jones Christopher MurrelDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,908 $0.00 $0.00
Disclosure

SEC source: 0001123292-16-002977 · edgar.xml · derivative · entry 3

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,170

Underlying: Common Stock · 2,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

F3 · derivative.exercise_date: On June 4, 2014, Mr. Jones was granted 6,510 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016.

F3 · derivative.expiration_date: On June 4, 2014, Mr. Jones was granted 6,510 performance-based restricted stock units that vest in three equal installments based on the satisfaction of certain performance criteria for each of the fiscal years ending December 31, 2014, 2015 and 2016.

Read SEC document
November 09, 2016 Filed Nov 17, 2016 22:25 UTC
Jones Christopher MurrelDirector · President and CEO
Exercise / conversionCommon Stock 2,908 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002977 · edgar.xml · nonDerivative · entry 2

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock following vesting of the restricted stock units.

Read SEC document
November 09, 2016 Filed Nov 17, 2016 22:25 UTC
Jones Christopher MurrelDirector · President and CEO
Disposition to issuerCommon Stock 306 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002977 · edgar.xml · nonDerivative · entry 1

Jones Christopher Murrel · CIK 0001572042 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,799

F1 · price: Represents forfeiture of restricted shares based upon partial satisfaction of annual performance objectives.

Read SEC document
June 04, 2016 Filed Nov 17, 2016 22:39 UTC Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 $0.56
Disclosure

SEC source: 0001123292-16-002986 · edgar.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · shares: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.

F4 · balance_after: Shares reported as being beneficially owned have been adjusted as a result of the reverse stock split.

Read SEC document
June 04, 2016 Filed Nov 17, 2016 22:39 UTC Exercise / conversionCommon Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002986 · edgar.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock.

Read SEC document
June 04, 2016 Filed Nov 17, 2016 22:36 UTC Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 $0.56
Disclosure

SEC source: 0001123292-16-002984 · edgar.xml · derivative · entry 4

Kaiser Marvin K · CIK 0001364143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · shares: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock, with fractional shares being purchased by the Company.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.

F5 · balance_after: Shares reported as being beneficially owned have been adjusted as a result of the reverse stock split.

Read SEC document
June 04, 2016 Filed Nov 17, 2016 22:36 UTC Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 $0.56
Disclosure

SEC source: 0001123292-16-002984 · edgar.xml · derivative · entry 3

Kaiser Marvin K · CIK 0001364143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · shares: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock, with fractional shares being purchased by the Company.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2014, June 4, 2015 and June 4, 2016.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2014, June 4, 2015 and June 4, 2016.

F5 · balance_after: Shares reported as being beneficially owned have been adjusted as a result of the reverse stock split.

Read SEC document
June 04, 2016 Filed Nov 17, 2016 22:36 UTC Exercise / conversionCommon Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002984 · edgar.xml · nonDerivative · entry 2

Kaiser Marvin K · CIK 0001364143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
June 04, 2016 Filed Nov 17, 2016 22:36 UTC Exercise / conversionCommon Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002984 · edgar.xml · nonDerivative · entry 1

Kaiser Marvin K · CIK 0001364143 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock, with fractional shares being purchased by the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.